Section 3c1
363 stories covering section 3c1 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
EquityZen Growth Technology Fund LLC Files for Section 3(c)(1) Exemption
EquityZen Growth Technology Fund LLC - Series 2261 submitted a filing to the SEC on April 13, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Alpha Square Fund, LP Files Under Investment Company Act Section 3(c)(1)
Alpha Square Fund, LP filed a document with the SEC on April 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
Metalayer Fund I, LP Files for Section 3(c)(1) Exemption
Metalayer Fund I, LP filed a document with the SEC on April 13, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files Under Investment Company Act Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2261 filed a SEC document on April 13, 2026, referencing Section 3(c)(1) of the Investment Company Act.
FOG Ventures Fund III LLC Files Under Investment Company Act
D - GENAI FUND S, a series of FOG Ventures Fund III LLC, filed a document on April 10, 2026, related to Section 3(c)(1) of the Investment Company Act.
Sufra Capital DLFA Mar 2026 Series Files Under Investment Company Act Section 3(c)(1)
D - Sufra Capital DLFA Mar 2026 a Series of CGF2021 LLC filed a document under Section 3(c)(1) on April 10, 2026, as per SEC EDGAR records.
4Mission Capital, LLC Files SEC Document Under Investment Company Act Section 3(c)(1)
4Mission Capital, LLC submitted a filing to the SEC on April 10, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Sufra Capital DLFA Mar 2026 Files SEC Document on Investment Company Act
Sufra Capital DLFA Mar 2026, a series of CGF2021 LLC, filed a SEC document on April 10, 2026, citing Section 3(c)(1) of the Investment Company Act.
GPC Partners III (Elk) L.P. Files SEC Document Under Investment Company Act
GPC Partners III (Elk) L.P. submitted a filing to the SEC on April 9, 2026, referencing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
GPC Partners III (Elk) L.P. Files SEC Notice for Investment Exemptions
GPC Partners III (Elk) L.P. submitted a filing to the SEC on April 9, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Roo Capital Discovery Fund II Files Under Investment Company Act
D - Roo Capital Discovery Fund II, L.P. filed a SEC document on April 9, 2026, under Section 3(c)(1) of the Investment Company Act.
Roo Capital Discovery Fund II Files for SEC Exemption
Roo Capital Discovery Fund II, L.P. filed a document with the SEC on April 9, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Twine Ventures Fund II LP Files SEC Exemption Under Investment Company Act
Twine Ventures Fund II LP submitted a SEC filing on April 9, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Twine Ventures Fund II LP Files Under Investment Company Act
Twine Ventures Fund II LP filed a document with SEC EDGAR on April 9, 2026, citing sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Garita Energy Partners LP Files SEC Document on Investment Company Act
Garita Energy Partners LP filed a document with the SEC on April 9, 2026, related to Section 3(c)(1) of the Investment Company Act.
Garita Energy Partners Files Section 3(c)(1) Exemption with SEC
Garita Energy Partners, LP filed a document under Section 3(c)(1) of the Investment Company Act on April 9, 2026, as per SEC records.
Long Angle Investments LLC Files Under Investment Company Act Section 3(c)(1)
Long Angle Investments LLC filed a notice for KKR-KPEC AI 2026 SPV under Section 3(c)(1) on April 9, 2026, according to SEC EDGAR.
Equitybee cFund Master LLC Series Files SEC Document Under Investment Company Act
Equitybee 22-32046, a series of Equitybee cFund Master LLC, filed a SEC document on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
Equitybee cFund Master LLC Files Under Investment Company Act Section 3(c)(1)
Equitybee 22-32046, a series of Equitybee cFund Master LLC, filed a document with the SEC on April 8, 2026, citing Section 3(c)(1) of the Investment Company Act.
Evolution Ventures Minerva Fund Files Section 3(c)(1) Exemption
Evolution Ventures Minerva Fund, LP filed a document under Section 3(c)(1) of the Investment Company Act on April 8, 2026, as per SEC records.
Evolution Ventures Minerva Fund Files SEC Form for Investment Company Act Exemption
Evolution Ventures Minerva Fund, LP filed a SEC document on April 8, 2026, citing Section 3(c)(1) of the Investment Company Act.
Castor Ventures Fund 11, LLC Files Under Investment Company Act Section 3(c)(1)
Castor Ventures Fund 11, LLC filed a document with the SEC on April 8, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Castor Ventures Fund 11 LLC Files Under Section 3(c)(1)
Castor Ventures Fund 11 LLC submitted a SEC filing on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
ALM First Capital Fund I, LLC Files Under Investment Company Act Section 3(c)(1)
ALM First Capital Fund I, LLC submitted a SEC filing on April 8, 2026, invoking Section 3(c)(1) of the Investment Company Act.
ALM First Capital Fund I, LLC Files Under Section 3(c)(1)
ALM First Capital Fund I, LLC filed a document with the SEC on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
FVP Health Innovation Fund Files Under Investment Company Act Section 3(c)(1)
D - FVP Health Innovation Fund, L.P. submitted a filing to the SEC on April 8, 2026, under Item 3C for Section 3(c)(1).
FVP Health Innovation Fund Files Under Section 3(c)(1)
D - FVP Health Innovation Fund, L.P. filed a notice under Section 3(c)(1) of the Investment Company Act on April 8, 2026, according to SEC EDGAR.
Veridis Legal Opportunity Fund Files for Investment Company Act Exemptions
Veridis Legal Opportunity Fund, LP filed a document with SEC EDGAR on April 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Veridis Legal Opportunity Fund LP Files for Investment Company Act Exemptions
Veridis Legal Opportunity Fund LP submitted a SEC filing on April 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Virella Global Capital Ltd Files SEC Document on Exemptions
Virella Global Capital Ltd filed a document with SEC EDGAR on April 8, 2026, claiming exemptions under Rule 504 and the Investment Company Act.
Tourlite Fund, LP Files Under Investment Company Act Section 3(c)(1)
D/A - Tourlite Fund, LP submitted a SEC filing on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
Tourlite Fund, LP Files SEC Document for Investment Company Act Section 3(c)(1)
Tourlite Fund, LP submitted a SEC filing on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
Northstar VC Series 36 Files Under Investment Company Act Section 3(c)(1)
Northstar VC Series 36, a series of Northstar Venture Capital LLC, filed a document on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
Northstar Venture Capital LLC Files Form D for Series 36
Northstar Venture Capital LLC filed a Form D on April 7, 2026, for Northstar VC Series 36, citing Section 3(c)(1) of the Investment Company Act.
Cedar Street Offshore Fund Files SEC D/A Under Investment Company Act
Cedar Street Offshore Fund Ltd. filed a D/A with the SEC on April 7, 2026, referencing Section 3(c)(1) of the Investment Company Act.
WH Strategic Growth Fund II Files Under Investment Company Act Section 3(c)(1)
WH Strategic Growth Fund II, LP filed a document with the SEC on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
WH Strategic Growth Fund II, LP Files for Section 3(c)(1) Exemption
WH Strategic Growth Fund II, LP submitted a SEC filing on April 7, 2026, under Item 3C.1 for exemption from the Investment Company Act.
FVP National Security Fund II Files SEC Document for Section 3(c)(1) Exemption
FVP National Security Fund II, L.P. filed a document with the SEC on April 7, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.
FVP National Security Fund II, L.P. Files SEC Document on Investment Company Act
FVP National Security Fund II, L.P. submitted a filing to the SEC on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
Baupost Ltd Partnership Files D/A Under Investment Company Act
Baupost Ltd Partnership 1983 B-1 filed a D/A on April 6, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Baupost Ltd Partnership Files SEC Amendment on April 6, 2026
Baupost Ltd Partnership 1983 B-1 submitted a D/A filing to the SEC on April 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
Mederi Capital Fund LP Files for Section 3(c)(1) Exemption
D/A - Mederi Capital Fund LP filed a document with SEC EDGAR on April 6, 2026, related to Item 3C of the Investment Company Act.
Audeo Ventures Fund II LP Files SEC Form for Exemption
Audeo Ventures Fund II LP filed a SEC EDGAR document on April 6, 2026, related to Section 3(c)(1) of the Investment Company Act.
Baskerville Capital Partners Files Form D/A for Section 3(c)(1) Exemption
Baskerville Capital Partners, LP filed a Form D/A on April 6, 2026, citing Investment Company Act exemptions as per SEC EDGAR records.
Livingston Capital Income L.P. Files SEC Form D for Section 3(c)(1)
Livingston Capital Income L.P. filed a Form D with the SEC on April 6, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Livingston Capital Income L.P. Files Under Investment Company Act Section 3(c)(1)
Livingston Capital Income L.P. filed a document with SEC EDGAR on April 6, 2026, under Item 3C for Section 3(c)(1) exemption.
Montage Social Impact Fund Files Under Investment Company Act Section 3(c)(1)
Montage Social Impact Fund, L.P. filed a document on April 6, 2026, related to Section 3(c)(1) exemption, as reported by SEC EDGAR.
Balaji Rolling Fund, LP - D2 Files SEC Document on April 6, 2026
Balaji Rolling Fund, LP - D2 submitted a filing to the SEC on April 6, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
Balaji Rolling Fund, LP - D2 Files SEC Form Under Investment Company Act
Balaji Rolling Fund, LP - D2 filed a SEC document on April 6, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Balaji Rolling Fund QP, LP - D2 Files SEC Form D
Balaji Rolling Fund QP, LP - D2 submitted a Form D filing on April 6, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
