Regulatory Exemption
464 stories covering regulatory exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Hannah Grey Ventures II, LP Files SEC Form for Investment Exemption
Hannah Grey Ventures II, LP filed a SEC EDGAR document on March 27, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Private Select Partners VI LP Files SEC Document Under Investment Company Act
D/A - Private Select Partners VI LP filed a document with the SEC on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
Private Select Partners VI LP Files SEC Exemption Under Section 3(c)(7)
D/A - Private Select Partners VI LP filed a document with the SEC on March 27, 2026, related to an exemption under the Investment Company Act.
SIG Alternatives Fund Files SEC Exemption Under Section 3(c)(7)
SIG Alternatives Fund, LP filed a notice with the SEC on March 27, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
SIG Alternatives Fund LP Files Under Section 3(c)(7)
D/A - SIG Alternatives Fund LP filed a document with the SEC on March 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Fortress CRE Enhanced Income Fund Files SEC Form for Exemption
D - Fortress CRE Enhanced Income Fund (A) LP filed a document with SEC EDGAR on March 27, 2026, referencing Investment Company Act Section 3(c) and Section 3(c)(7).
Velt Partners Fund LLC Files SEC Document Under Section 3(c)(7)
Velt Partners Fund LLC submitted a SEC filing on March 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Intertide Partners Opportunity Fund II LLC Files SEC Exemption Notice
Intertide Partners Opportunity Fund II LLC submitted a SEC filing on March 26, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
ValueAct Strategic Global Partners II Files for Section 3(c)(7) Exemption
ValueAct Strategic Global Partners II, L.P. filed a SEC document on March 26, 2026, related to Section 3(c)(7) of the Investment Company Act.
Junipero Capital SPV V, LLC Files Under Investment Company Act Section 3(c)(1)
Junipero Capital SPV V, LLC filed a document with the SEC on March 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Loomis Sayles Credit Dislocation Offshore Fund II Files Under Section 3(c)(7)
Loomis Sayles Credit Dislocation Offshore Fund II Ltd. filed a document on March 26, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Argonaut Private Equity Fund VI-A, LP Files Form D with SEC
Argonaut Private Equity Fund VI-A, LP filed a Form D on March 26, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act, as reported in SEC EDGAR filings.
CoinShares Bastion Fund Files Form D/A Under Section 3(c)(1)
CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a Form D/A on March 26, 2026, citing Section 3(c)(1) of the Investment Company Act.
Stride Consumer Fund II L.P. Files Under SEC Section 3(c)(7)
D - Stride Consumer Fund II, L.P. filed a document with the SEC on March 26, 2026, related to Section 3(c)(7) of the Investment Company Act.
Dara Ventures SPV I Files Under Investment Company Act Section 3(c)(1)
Dara Ventures SPV I, a series of Allocations 2026 Master, LLC, filed a form with the SEC on March 26, 2026, citing Section 3(c)(1) of the Investment Company Act.
Lincoln Park 2025 Fund LP Files SEC Document for Investment Company Act Exemption
Lincoln Park 2025 Fund LP submitted a filing to the SEC on March 26, 2026, related to Section 3(c)(7) of the Investment Company Act.
Sarmis Capital Partners Fund II SCSp Files SEC Document Under Section 3(c)(7)
Sarmis Capital Partners Fund II SCSp filed a SEC document on March 26, 2026, related to Item 3C.7 of the Investment Company Act.
Starship Ventures SPV XXIII Files Under Investment Company Act Section 3(c)(1)
Starship Ventures Opportunities, LLC filed a notice with the SEC on March 26, 2026, related to Section 3(c)(1) of the Investment Company Act.
Dara Ventures SPV I Files for Section 3(c)(1) Exemption
Dara Ventures SPV I, a series of Allocations 2026 Master, LLC, filed a document with the SEC on March 26, 2026, citing Investment Company Act Section 3(c)(1).
Lincoln Park 2025 Fund LP Files Under Section 3(c)(7)
Lincoln Park 2025 Fund LP submitted a SEC filing on March 26, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Starship Ventures SPV XXIII Files for Investment Company Act Exemption
Starship Ventures Opportunities, LLC filed a form with the SEC on March 26, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
D - Preferred Capital Private Equity Fund LLC Files for Section 3(c)(1) Exemption
D - Preferred Capital Private Equity Fund LLC submitted a filing on March 26, 2026, to claim an exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Hudson Way Charlotte Fund Files SEC Document Under Section 3(c)(7)
Hudson Way Charlotte Fund, LP filed a document with SEC EDGAR on March 26, 2026, specifying Item 3C and Item 3C.7 of the Investment Company Act.
OIC Credit Fund IV Files SEC Document Under Section 3(c)(7)
D - OIC Credit Fund IV (Onshore) SRF, L.P. filed a SEC document on March 26, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
OIC Credit Fund IV Files SEC Notice Under Section 3(c)(7)
D - OIC Credit Fund IV (Onshore) SRF, L.P. filed a document with the SEC on March 26, 2026, under Item 3C.7 of the Investment Company Act.
Warwick TRGP Law Firm Solutions Onshore Fund LP Files SEC Document
Warwick TRGP Law Firm Solutions Onshore Fund LP filed a SEC document on March 26, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Warwick TRGP Law Firm Solutions Onshore Fund LP Files SEC Form on March 26, 2026
Warwick TRGP Law Firm Solutions Onshore Fund LP filed a SEC form on March 26, 2026, citing Investment Company Act Section 3(c)(7).
Crestview Partners III CV-B, L.P. Files SEC Document on Investment Company Act
Crestview Partners III CV-B, L.P. submitted a filing to the SEC on March 25, 2026, related to Sections 3(c) and 3(c)(7) of the Investment Company Act.
MVP LS FUND DCLVI LLC Files SEC Document Under Investment Company Act
On March 25, 2026, MVP LS FUND DCLVI LLC submitted a SEC filing related to Section 3(c)(1) of the Investment Company Act, as per official records.
Graham Custom Investment Funds I SPC Ltd. Files Section 3(c)(7) Exemption
Graham Custom Investment Funds I SPC Ltd. filed a document under Section 3(c)(7) of the Investment Company Act on March 25, 2026, according to SEC EDGAR.
Harbour Island Opportunity Fund Files for Section 3(c)(1) Exemption
Harbour Island Opportunity Fund, LP filed a regulatory document with the SEC on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
Harbour Island Opportunity Fund Files Under Section 3(c)(1)
Harbour Island Opportunity Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.
Rogue One Investments LP Files Section 3(c)(1) Exemption
Rogue One Investments LP filed a document under the Investment Company Act Section 3(c)(1) on March 25, 2026, as per SEC EDGAR records.
TMAM/Pathway Private Equity Fund VII Files for Investment Company Act Exemptions
TMAM/Pathway Private Equity Fund VII, LP filed with the SEC on March 25, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7).
TMAM/Pathway Private Equity Fund VII, LP Files SEC Exemptions
TMAM/Pathway Private Equity Fund VII, LP filed for exemptions under the Investment Company Act on March 25, 2026, according to SEC EDGAR records.
Sandalwood Debt Fund A Files for Section 3(c)(1) Exemption
Sandalwood Debt Fund A, L.P. submitted a SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.
Sandalwood Fund Files Under Investment Company Act Section 3(c)(7)
Sandalwood Special Credit Opportunities Fund, L.P. filed a document citing Section 3(c)(7) on March 25, 2026, according to SEC EDGAR.
Sandalwood Debt Fund A, L.P. Files Section 3(c)(1) Exemption
Sandalwood Debt Fund A, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on March 25, 2026, according to SEC EDGAR.
Sandalwood Debt Traders Fund Files SEC Form Under Section 3(c)(1)
D/A - SANDALWOOD DEBT TRADERS FUND, L.P. filed a document with SEC EDGAR on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
Sandalwood Overseas Fund SPC Ltd Files D/A Under Section 3(c)(7)
Sandalwood Overseas Fund SPC Ltd filed a D/A on March 25, 2026, relating to Investment Company Act Section 3(c)(7), as per SEC EDGAR records.
DataPower Capital Partners LLC Files SEC Document for Section 3(c)(7)
DataPower Capital Partners LLC filed a SEC EDGAR document on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
DataPower Capital Partners LLC Files Under Section 3(c)(7)
DataPower Capital Partners LLC's series D - DPV OAI VI filed a notice with the SEC on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
Kaleida Capital OpenAI SPV I Files Under Investment Company Act Section 3(c)(1)
Kaleida Capital OpenAI SPV I, a series of CGF2021 LLC, filed a SEC document on March 25, 2026, related to Section 3(c)(1) of the Investment Company Act.
Rhone Technology Fund XIIId Files SEC Document for Section 3(c)(7)
D - Rhone Technology Fund XIIId, a series of CGF2021 LLC, filed a SEC document on March 25, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Rhone Technology Fund XIIId Files SEC EDGAR Form for Section 3(c)(7)
Rhone Technology Fund XIIId, a series of CGF2021 LLC, filed a SEC EDGAR form on March 25, 2026, under Item 3C and Item 3C.7 of the Investment Company Act.
BonHope Fund LP Files SEC Document on Investment Company Act Section 3(c)(1)
BonHope Fund LP filed a document with SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Factor6 Partners, LP Files SEC Document Under Section 3(c)(1)
Factor6 Partners, LP filed a document with the SEC on March 24, 2026, detailing reliance on Section 3(c)(1) of the Investment Company Act.
1315 Capital Emerging Growth & Buyout II Parallel, L.P. Files Form D
1315 Capital Emerging Growth & Buyout II Parallel, L.P. filed a Form D on March 24, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Base4 Private Ventures III LP Files Form D/A for Section 3(c)(7) Exemption
Base4 Private Ventures III LP submitted a Form D/A to the SEC on March 24, 2026, related to an exemption under Section 3(c)(7) of the Investment Company Act.
Base4 Private Ventures III LP Files Under Section 3(c)(7)
Base4 Private Ventures III LP submitted a SEC filing on March 24, 2026, for exemption under Investment Company Act Section 3(c)(7).
