Investment Company Act
1155 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Volta NIR Co-Investment, LP Files for Section 3(c)(7) Exemption
Volta NIR Co-Investment, LP submitted a filing to the SEC on April 9, 2026, for an exemption under Section 3(c)(7) of the Investment Company Act.
Volta NIR Co-Investment, LP Files Section 3(c)(7) Document with SEC
D - Volta NIR Co-Investment, LP submitted a filing to the SEC on April 9, 2026, related to Item 3C.7 under the Investment Company Act.
D/A - DAM (US) Fund LP Files SEC Document on Section 3(c)(7)
D/A - DAM (US) Fund LP filed a document with the SEC on April 9, 2026, related to Section 3(c)(7) of the Investment Company Act.
D/A - DAM (US) Fund LP Files Under Section 3(c)(7)
D/A - DAM (US) Fund LP submitted a SEC filing on April 9, 2026, under Item 3C and Section 3(c)(7) of the Investment Company Act.
Garita Energy Partners Files Section 3(c)(1) Exemption with SEC
Garita Energy Partners, LP filed a document under Section 3(c)(1) of the Investment Company Act on April 9, 2026, as per SEC records.
Garita Energy Partners LP Files SEC Document on Investment Company Act
Garita Energy Partners LP filed a document with the SEC on April 9, 2026, related to Section 3(c)(1) of the Investment Company Act.
Global Infrastructure Partners Emerging Markets Feeder Fund II Files SEC Document
Global Infrastructure Partners Emerging Markets Feeder Fund (Lux) II, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 9, 2026.
Global Infrastructure Partners Fund Files SEC Form for Section 3(c)(7)
D - Global Infrastructure Partners Emerging Markets Feeder Fund (Lux) II, L.P. filed a SEC EDGAR form on April 9, 2026, related to Investment Company Act exemptions.
Oaktree High Yield Bond Fund Files Form D/A Referencing Section 3(c)(7)
Oaktree High Yield Bond Fund, L.P. filed a Form D/A on April 9, 2026, citing Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Oaktree High Yield Bond Fund Files SEC Document Under Section 3(c)(7)
Oaktree High Yield Bond Fund, L.P. submitted a filing to the SEC on April 9, 2026, related to Section 3(c)(7) of the Investment Company Act.
Japan Logistics Development Partners V Feeder (B) LP Files SEC Exemption Notice
D - Japan Logistics Development Partners V Feeder (B) LP filed a notice with the SEC on April 9, 2026, under Section 3(c)(7) of the Investment Company Act.
Japan Logistics Development Partners V Feeder (B) LP Files Under Section 3(c)(7)
D - Japan Logistics Development Partners V Feeder (B) LP filed a form with the SEC on April 9, 2026, citing Section 3(c)(7) of the Investment Company Act.
Long Angle Investments LLC Files for Chord 2025 SPV Exemption
Long Angle Investments LLC filed a document for its Chord 2025 SPV under Section 3(c)(7) of the Investment Company Act on April 9, 2026, according to SEC EDGAR.
Long Angle Investments LLC Files SEC Document for KKR-KPEC QP 2026 SPV
Long Angle Investments LLC submitted a SEC filing on April 9, 2026, for KKR-KPEC QP 2026 SPV under Section 3(c)(7) of the Investment Company Act.
Long Angle Investments LLC Files SEC Document for Section 3(c)(7)
Long Angle Investments LLC filed a SEC EDGAR document on April 9, 2026, related to Investment Company Act Section 3(c)(7) for HIG GPStakes 2025 SPV.
Long Angle Investments LLC Files Section 3(c)(7) Exemption for HIG GPStakes 2025 SPV
Long Angle Investments LLC filed a document for HIG GPStakes 2025 SPV under Section 3(c)(7) of the Investment Company Act on April 9, 2026, according to SEC EDGAR.
Long Angle Investments LLC Files Under Investment Company Act Section 3(c)(1)
Long Angle Investments LLC filed a notice for KKR-KPEC AI 2026 SPV under Section 3(c)(1) on April 9, 2026, according to SEC EDGAR.
Long Angle Investments LLC Files Under Section 3(c)(7) of Investment Company Act
Long Angle Investments LLC submitted a SEC filing for KKR-KPEC QP 2026 SPV on April 9, 2026, citing Section 3(c)(7).
Long Angle Investments LLC Files Under Section 3(c)(7)
Long Angle Investments LLC filed a notice under the Investment Company Act's Section 3(c)(7) on April 9, 2026, as per SEC EDGAR records.
Equitybee cFund Master LLC Series Files SEC Document Under Investment Company Act
Equitybee 22-32046, a series of Equitybee cFund Master LLC, filed a SEC document on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
Equitybee cFund Master LLC Files Under Investment Company Act Section 3(c)(1)
Equitybee 22-32046, a series of Equitybee cFund Master LLC, filed a document with the SEC on April 8, 2026, citing Section 3(c)(1) of the Investment Company Act.
Evolution Ventures Minerva Fund Files SEC Form for Investment Company Act Exemption
Evolution Ventures Minerva Fund, LP filed a SEC document on April 8, 2026, citing Section 3(c)(1) of the Investment Company Act.
Evolution Ventures Minerva Fund Files Section 3(c)(1) Exemption
Evolution Ventures Minerva Fund, LP filed a document under Section 3(c)(1) of the Investment Company Act on April 8, 2026, as per SEC records.
JPC Opportunity Real Estate GP Feeder Fund LLC Files Under Section 3(c)(7)
D - JPC Opportunity - Real Estate GP Feeder Fund LLC filed a document with the SEC on April 8, 2026, citing Section 3(c)(7) of the Investment Company Act.
JPC Opportunity Real Estate GP Feeder Fund LLC Files SEC Exemption Notice
D - JPC Opportunity - Real Estate GP Feeder Fund LLC filed a SEC document on April 8, 2026, related to Investment Company Act Section 3(c)(7).
JPC Opportunity - Real Estate GP Fund LLC Files for Section 3(c)(7) Exemption
D - JPC Opportunity - Real Estate GP Fund LLC filed a document on April 8, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
JPC Opportunity - Real Estate GP Fund LLC Files SEC Document for Section 3(c)(7)
D - JPC Opportunity - Real Estate GP Fund LLC submitted a filing to the SEC on April 8, 2026, related to Investment Company Act Section 3(c)(7).
Balbec SC Evergreen Feeder Fund Files SEC Document on Investment Company Act
Balbec SC Evergreen Feeder Fund, L.P. filed a SEC document on April 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Balbec SC Evergreen Feeder Fund Files Section 3(c)(7) Notice
Balbec SC Evergreen Feeder Fund, L.P. filed a document on April 8, 2026, under Item 3C.7 of the Investment Company Act Section 3(c)(7), as per SEC EDGAR records.
Balbec SC Evergreen Fund Files SEC Form D Amendment for Section 3(c)(7)
Balbec SC Evergreen Fund, L.P. filed a Form D amendment on April 8, 2026, citing Section 3(c)(7) of the Investment Company Act.
Balbec SC Evergreen Fund Files Under Section 3(c)(7)
Balbec SC Evergreen Fund, L.P. filed a document with SEC EDGAR on April 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Castor Ventures Fund 11, LLC Files Under Investment Company Act Section 3(c)(1)
Castor Ventures Fund 11, LLC filed a document with the SEC on April 8, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Castor Ventures Fund 11 LLC Files Under Section 3(c)(1)
Castor Ventures Fund 11 LLC submitted a SEC filing on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
Long Angle Investments LLC Files SEC Document for SPV
Long Angle Investments LLC filed a SEC document on April 8, 2026, for Bon-Proj-Proton-Co-Inv 2025 SPV under Section 3(c)(7) of the Investment Company Act.
Long Angle Investments LLC Files SPV Under Section 3(c)(7)
Long Angle Investments LLC filed a SEC document for their Bon-Proj-Proton-Co-Inv 2025 SPV on April 8, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Mirror Partners Offshore Fund II LP Files Under Section 3(c)(7)
Mirror Partners Offshore Fund II LP filed a document with the SEC on April 8, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
ALM First Capital Fund I, LLC Files Under Investment Company Act Section 3(c)(1)
ALM First Capital Fund I, LLC submitted a SEC filing on April 8, 2026, invoking Section 3(c)(1) of the Investment Company Act.
ALM First Capital Fund I, LLC Files Under Section 3(c)(1)
ALM First Capital Fund I, LLC filed a document with the SEC on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
FVP Health Innovation Fund Files Under Investment Company Act Section 3(c)(1)
D - FVP Health Innovation Fund, L.P. submitted a filing to the SEC on April 8, 2026, under Item 3C for Section 3(c)(1).
FVP Health Innovation Fund Files Under Section 3(c)(1)
D - FVP Health Innovation Fund, L.P. filed a notice under Section 3(c)(1) of the Investment Company Act on April 8, 2026, according to SEC EDGAR.
Veridis Legal Opportunity Fund Files for Investment Company Act Exemptions
Veridis Legal Opportunity Fund, LP filed a document with SEC EDGAR on April 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Veridis Legal Opportunity Fund LP Files for Investment Company Act Exemptions
Veridis Legal Opportunity Fund LP submitted a SEC filing on April 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Virella Global Capital Ltd Files SEC Document on Exemptions
Virella Global Capital Ltd filed a document with SEC EDGAR on April 8, 2026, claiming exemptions under Rule 504 and the Investment Company Act.
JS Venture Fund LLC Series A27 Files for Section 3(c)(7) Exemption
JS Venture Fund LLC Series A27 submitted a filing on April 7, 2026, claiming an exemption under Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Tourlite Fund, LP Files Under Investment Company Act Section 3(c)(1)
D/A - Tourlite Fund, LP submitted a SEC filing on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
JS Venture Fund LLC Series A27 Files Under Section 3(c)(7)
JS Venture Fund LLC Series A27 submitted a filing related to Section 3(c)(7) of the Investment Company Act on April 7, 2026, as documented in SEC EDGAR.
Tourlite Fund, LP Files SEC Document for Investment Company Act Section 3(c)(1)
Tourlite Fund, LP submitted a SEC filing on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
Astro Miso II Series Files Under Investment Company Act Section 3(c)(7)
Astro Funds LLC's Astro Miso II series filed a document under Section 3(c)(7) of the Investment Company Act on April 7, 2026.
Northstar VC Series 36 Files Under Investment Company Act Section 3(c)(1)
Northstar VC Series 36, a series of Northstar Venture Capital LLC, filed a document on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
WCM Partners Endurance, LP Files Under Section 3(c)(7) of Investment Company Act
WCM Partners Endurance, LP submitted a SEC filing on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
