Investment Company Act
1584 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Apollo Overseas Partners XI Files SEC Exemption Notice
Apollo Overseas Partners XI, L.P. submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.
TRCM Credit Fund SP Class S-2 Files 3(c)(1) Notice
D - TRCM Master Life Fund SPC - TRCM Credit Fund SP Class S-2 submitted a Section 3(c)(1) filing to the SEC on June 9, 2026.
801 West Capital (Cayman) Fund Files D/A Amendment
801 West Capital (Cayman) Fund, Ltd. submitted a Form D amendment referencing Section 3(c)(7) on June 9, 2026.
801 West Capital Fund Files D/A Amendment Under Section 3(c)(7)
801 West Capital Fund, L.P. submitted a D/A filing on June 9, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Apollo Overseas Partners XI Files SEC Notice Under Section 3(c)(7)
Apollo Overseas Partners XI, L.P. submitted a 27 KB filing to the SEC on June 9, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
MGX Fund I LP Files Section 3(c)(7) Exemption Notice
D - MGX Fund I LP submitted a Form 3C filing claiming exemption under Section 3(c)(7) of the Investment Company Act on June 9, 2026.
Global Alpha Opportunities Fund LLC Files D/A on 2026-06-09
Global Alpha Opportunities Fund LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Phoenix Equity Partners Insight III L.P. Files SEC Notice Under 3(c)(1) and 3(c)(7)
Phoenix Equity Partners Insight III L.P. submitted an SEC filing on 2026-06-09 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
TRCM Credit Fund SP Class S-1 Files 3(c)(1) Notice
TRCM Master Life Fund SPC filed a Section 3(c)(1) notice for TRCM Credit Fund SP Class S-1 on June 9 2026 via SEC EDGAR.
Apollo Overseas Partners XI Files SEC Notice
Apollo Overseas Partners XI, L.P. submits Investment Company Act Section 3(c)(7) filing with the SEC on June 9, 2026.
Monticelloam Funding LLC Series SH-102 Files 3(c)(7) Notice
Monticelloam Funding LLC Series SH-102 submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.
SleeporDie GoldenHour DreamVentures Series Files 3(c)(1) Notice
D - SleeporDie GoldenHour DreamVentures a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on June 9, 2026.
MetLife Opportunistic Real Estate Debt Fund Files D/A with SEC
MetLife Opportunistic Real Estate Debt Fund, LP submitted a D/A filing on June 8, 2026 referencing Section 3(c)(5) of the Investment Company Act.
D - MV Opportunity Fund II Files 3(c)(1) Exemption Notice
D - MV Opportunity Fund II, L.P. submitted a Section 3(c)(1) notice to the SEC on June 8, 2026.
Rooted Fund, LLC Files D/A Claiming 3(c)(1) Exemption
Rooted Fund, LLC submitted a D/A filing on June 8, 2026 under Investment Company Act Section 3(c)(1).
Supervest Investments LLC Series D Files D/A on 2026-06-08
Supervest Investments, LLC, Series D submitted a D/A filing under Investment Company Act Section 3(c)(4) according to SEC EDGAR.
Global Defense & Security Select Fund Files D/A Amendment
Global Defense & Security Select Fund, LLC submitted a D/A filing on 2026-06-08 claiming Section 3(c)(7) exemption.
Lowell Capital Value Partners, LP Files D/A on June 8, 2026
Lowell Capital Value Partners, LP submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
Tax Lien Fund, LP Files D/A Amendment Citing Section 3(c)(5)
Tax Lien Fund, LP submitted a D/A filing on June 5, 2026 referencing Investment Company Act Section 3(c)(5).
Warwick UK Real Estate Fund I Submits D/A Filing to SEC
Warwick UK Real Estate Fund I filed a D/A amendment on June 5, 2026, referencing Investment Company Act exemptions under sections 3(c)(5) and 3(c)(6).
Tax Lien Fund, LP Files D/A Amendment with SEC
Tax Lien Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(5) on June 5, 2026.
Tax Lien Fund, LP Files D/A Amendment on June 5, 2026
Tax Lien Fund, LP submitted a D/A filing referencing Investment Company Act Section 3(c)(5) according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A Notice With SEC
Warwick UK Real Estate Fund I submitted a D/A filing under Investment Company Act Sections 3(c)(5) and 3(c)(6) on June 5, 2026.
Warwick UK Real Estate Fund I Files D/A With SEC
Warwick UK Real Estate Fund I submitted a D/A filing on June 5 2026 referencing Investment Company Act exemptions 3(c)(5) and 3(c)(6).
Tax Lien Fund, LP Files SEC Notice Claiming 3(c)(5) Exemption
Tax Lien Fund, LP submitted a Form D/A filing on June 5, 2026, referencing Section 3(c)(5) of the Investment Company Act.
TTC Multi-Strategy Fund QP LP Files D/A with SEC
TTC Multi-Strategy Fund QP LP submitted a D/A filing on June 5, 2026 under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A on 2026-06-05
Warwick UK Real Estate Fund I submitted a D/A filing referencing Investment Company Act Sections 3(c)(5) and 3(c)(6).
Tax Lien Fund, LP Files D/A Notice for 3(c)(5) Exemption
Tax Lien Fund, LP submitted a D/A filing on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act according to SEC EDGAR.
Tax Lien Fund LP Files D/A Referencing Section 3(c)(5)
Tax Lien Fund LP submitted a D/A filing on June 5 2026 citing Investment Company Act Section 3(c)(5) according to SEC EDGAR.
TTC Multi-Strategy Fund QP, LP Files D/A with SEC
TTC Multi-Strategy Fund QP, LP submitted a D/A amendment filing on June 5, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Tax Lien Fund, LP Files D/A with SEC on 3(c)(5) Claim
Tax Lien Fund, LP submitted a D/A filing to the SEC on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act.
Tax Lien Fund, LP Files D/A for 3(c)(5) Exemption
Tax Lien Fund, LP submitted a D/A filing on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act.
Warwick UK Real Estate Fund I Files D/A with SEC
Warwick UK Real Estate Fund I submitted a D/A filing on June 5, 2026 referencing Investment Company Act exemptions.
Warwick UK Real Estate Fund I Files D/A on June 5 2026
Warwick UK Real Estate Fund I submitted a D/A filing to the SEC citing Investment Company Act Sections 3(c)(5) and 3(c)(6).
TTC Multi-Strategy Fund QP, LP Files D/A on June 5, 2026
TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
TTC Multi-Strategy Fund QP, LP Files SEC Notice Under Section 3(c)(7)
TTC Multi-Strategy Fund QP, LP submitted a 3(c)(7) filing to the SEC on June 5, 2026, according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A on SEC EDGAR
Warwick UK Real Estate Fund I submitted a D/A filing to the SEC referencing Investment Company Act Sections 3(c)(5) and 3(c)(6).
Tax Lien Fund, LP Files 3(c)(5) Notice With SEC
Tax Lien Fund, LP submitted a D/A filing on June 5, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Warwick UK Real Estate Fund I Files D/A on SEC EDGAR
Warwick UK Real Estate Fund I submitted a D/A filing on 2026-06-05 referencing Investment Company Act Section 3(c) exemptions.
American Ventures LLC Series XLVIII Remag Files 3(c)(1) Notice
American Ventures LLC, Series XLVIII Remag submitted a Section 3(c)(1) notice filing with the SEC on June 5, 2026.
NavierCVOwnera 1 Series Files 3(c)(1) Notice
NavierCVOwnera 1, a series of Navier Ventures LP, filed a Section 3(c)(1) notice with the SEC on June 5, 2026.
Spacefaring Ventures Fund 13 Files SEC 3(c)(1) Notice
Spacefaring Ventures Fund 13, LLC submitted an SEC filing on June 5, 2026 claiming exemption under Investment Company Act Section 3(c)(1).
Providence Multifamily Fund II, LLC Files SEC Document
Providence Multifamily Fund II, LLC submitted a filing on June 5, 2026, under Section 3(c)(5) of the Investment Company Act.
Warwick UK Real Estate Fund I Files D/A on June 5 2026
Warwick UK Real Estate Fund I submits D/A filing referencing Investment Company Act sections 3(c)(5) and 3(c)(6).
Fidera Vecta Fund II SCSp Files Form D for 3(c)(7) Exemption
Fidera Vecta Fund II SCSp submitted a Form D filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
AllianceBernstein Select US Equity (BVI) Ltd Files D/A on 2026-06-05
AllianceBernstein Select US Equity (BVI) Ltd submitted a D/A filing to the SEC on 2026-06-05 referencing Section 3(c)(7).
SEI Core Property Fund Files D/A With SEC on June 4 2026
SEI Core Property Fund, L.P. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
Onex Partners Star CV LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
Onex Partners Star CV LP submitted a Form D filing to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
D - Juvvadi CM Fund, LLC Files 3(c)(1) Notice
D - Juvvadi CM Fund, LLC submitted a Section 3(c)(1) exemption filing to the SEC on June 4, 2026.
Keez Partners LP Files D/A Form Claiming 3(c)(1) Exemption
Keez Partners LP submitted a D/A filing on June 4 2026 citing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
