Investment Company Act
842 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Averin Capital Fund II LP Files Under Investment Company Act Section 3(c)(7)
Averin Capital Fund II LP submitted a SEC filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Averin Capital Fund II LP Files Under Section 3(c)(7)
Averin Capital Fund II LP filed a SEC document on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cambrian Growth Partners VII SPV LP Files for Investment Company Act Exemption
Cambrian Growth Partners VII SPV LP filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.
Cambrian Growth Partners VII SPV LP Files SEC Document on Investment Company Act
Cambrian Growth Partners VII SPV LP filed a document with SEC EDGAR on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
iCapital-EI Offshore Access Fund Files SEC Document on Investment Company Act
iCapital-EI Offshore Access Fund, L.P. submitted a filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Seafront Opportunity Fund II LLC - Series I Files SEC Document on Investment Company Act
Seafront Opportunity Fund II LLC - Series I filed a document with the SEC on March 30, 2026, citing Investment Company Act Section 3(c)(7).
Seafront Opportunity Fund II LLC - Series I Files Under Section 3(c)(7)
SEAFRONT OPPORTUNITY FUND II LLC - Series I filed a document with the SEC on March 30, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
DAFNA Fund LP Files SEC Document Referencing Investment Company Act Section 3(c)(7)
DAFNA Fund LP submitted a filing to the SEC on March 30, 2026, that includes references to Section 3(c)(7) of the Investment Company Act.
Warburg Pincus Global Growth 15 Tax Exempt Series Files Under Section 3(c)(7)
Unity Select Fund, LLC filed a document for Warburg Pincus Global Growth 15 Tax Exempt Series on March 30, 2026, citing Section 3(c)(7) of the Investment Company Act.
Evanston Alpha Strategies Fund Files Under Section 3(c)(7)
Evanston Alpha Strategies Fund L.P. submitted a SEC filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Evanston Alpha Strategies Offshore Fund Files SEC Document Under Section 3(c)(7)
Evanston Alpha Strategies Offshore Fund Ltd. filed a 15 KB document with the SEC on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Lodbrok European Credit Opportunities Fund LP Files SEC Form
Lodbrok European Credit Opportunities Fund LP filed a form under the Investment Company Act Section 3(c) on March 30, 2026, according to SEC EDGAR.
Pacific Lake Partners Fund Files SEC Document Under Section 3(c)(7)
Pacific Lake Partners Long-Term Home Fund Three, L.P. filed a SEC document on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
LM DNM SEED SPV 2026 Files for Investment Company Act Exemption
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a SEC document on March 30, 2026, claiming exemption under Section 3(c)(1).
LM DNM SEED SPV 2026 Files Under Investment Company Act Section 3(c)(1)
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a document on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Lodbrok European Credit Opportunities Fund Files Under Section 3(c)(7)
Lodbrok European Credit Opportunities Fund Ltd submitted a SEC filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Navier Ventures LP Files SEC Document for Series Exemption
Navier Ventures LP filed a document on March 30, 2026, for D - NavierCVAlloyed 1 under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Navier Ventures LP Files SEC Notice for Fund Series
Navier Ventures LP submitted a filing on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Nebular Expansion, LP Files for Section 3(c)(1) Exemption
D - ST-0223 Fund III, a series of Nebular Expansion, LP, filed for an exemption under Section 3(c)(1) of the Investment Company Act on March 30, 2026.
Nebular Expansion, LP Files Under Investment Company Act Section 3(c)(1)
Nebular Expansion, LP submitted a SEC filing for D - ST-0223 Fund III on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
River Oak Capital Fund Files Form D/A for Section 3(c)(1) Exemption
River Oak Capital Public Equities Fund, LP filed a Form D/A on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
River Oak Capital Public Equities Fund Files Under Investment Company Act
River Oak Capital Public Equities Fund, LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Riverside Ventures Self-Advised, LP Files SEC Notice for Section 3(c)(1) Exemption
D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a SEC document on March 30, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Riverside Ventures Self-Advised, LP Files Section 3(c)(1) Exemption
D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.
Skyli First Fund, LLC Files Form D/A for Section 3(c)(1) Exemption
Skyli First Fund, LLC submitted a Form D/A filing to the SEC on March 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Skyli First Fund, LLC Files Under Investment Company Act Section 3(c)(1)
Skyli First Fund, LLC submitted a SEC filing on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Oaktree Employee Investment Fund Files for Section 3(c)(7) Exemption
Oaktree Employee Investment Fund, L.P. filed a SEC document on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oaktree Employee Investment Fund Files SEC Document Under Section 3(c)(7)
Oaktree Employee Investment Fund, L.P. filed a SEC document on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
1EP Ventures I (Cayman) L.P. Files for Section 3(c)(7) Exemption
D - 1EP Ventures I (Cayman), L.P. filed a document on March 27, 2026, related to Item 3C.7 under the Investment Company Act Section 3(c)(7), according to SEC EDGAR.
1EP Ventures I (Cayman) L.P. Files Under SEC Section 3(c)(7)
D - 1EP Ventures I (Cayman), L.P. submitted a filing to the SEC on March 27, 2026, under Item 3C and Section 3(c)(7) of the Investment Company Act.
Greystar Global Strategic Partners II Files for Section 3(c)(7) Exemption
On March 27, 2026, Greystar Global Strategic Partners II (US Feeder), LP filed a document with SEC EDGAR under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Greystar Global Strategic Partners II Files Under Section 3(c)(7)
Greystar Global Strategic Partners II (US Feeder), LP filed a notice related to Section 3(c)(7) of the Investment Company Act on March 27, 2026, as per SEC EDGAR.
Reformation Partners III, LP Files SEC Exemptions
Reformation Partners III, LP filed a document with the SEC on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Reformation Partners III, LP Files SEC Form for Investment Exemptions
Reformation Partners III, LP filed a SEC document on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
SLR Multi-Strategy Private Credit Fund III Files Under Section 3(c)(7)
SLR Multi-Strategy Private Credit Fund III L.P. filed a document related to Investment Company Act Section 3(c)(7) on March 27, 2026, according to SEC EDGAR.
SLR Multi-Strategy Private Credit Fund III L.P. Files SEC Document Under Investment Company Act
SLR Multi-Strategy Private Credit Fund III L.P. filed a SEC document on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
NorthStar Fund III, LP Files SEC Document on Investment Company Act
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, related to Section 3(c)(1) of the Investment Company Act.
NorthStar Fund III, LP Files Under Investment Company Act Section 3(c)(1)
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, citing Section 3(c)(1) of the Investment Company Act.
Oaktree Emerging Markets Equity Fund Files SEC Document for Exemption
Oaktree Emerging Markets Equity Fund (Cayman), L.P. filed a SEC document on March 27, 2026, related to Investment Company Act exemptions under Section 3(c)(7).
Oaktree Emerging Markets Equity Fund Files SEC Document on Section 3(c)(7)
Oaktree Emerging Markets Equity Fund (Cayman), L.P. filed a SEC document on March 27, 2026, under Item 3C related to Section 3(c)(7) of the Investment Company Act.
SecondMarket Growth LLC Files SEC Notice for AI CNGL Fund III
D - AI CNGL Fund III, a series of SecondMarket Growth LLC, filed under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files for Section 3(c)(1) Exemption
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files SEC Notice for New Series
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Covalis Capital Fund Files SEC Form D/A for Section 3(c)(7) Exemption
Covalis Capital Tactical Opportunities Fund Ltd filed a Form D/A with the SEC on March 27, 2026, citing Section 3(c)(7) of the Investment Company Act.
Covalis Capital Tactical Opportunities Fund Files SEC Document Under Section 3(c)(7)
Covalis Capital Tactical Opportunities Fund Ltd filed a SEC document on March 27, 2026, under Item 3C for Section 3(c) and Item 3C.7 for Section 3(c)(7).
Hannah Grey Ventures II, LP Files SEC Form for Investment Exemption
Hannah Grey Ventures II, LP filed a SEC EDGAR document on March 27, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Hines Master Fund Management Files SEC Document on Investment Company Act
D - Hines Master Fund Management CO S.a.r.l. filed a SEC document on March 27, 2026, referencing sections of the Investment Company Act.
Private Select Partners VI LP Files SEC Document Under Investment Company Act
D/A - Private Select Partners VI LP filed a document with the SEC on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
Private Select Partners VI LP Files SEC Exemption Under Section 3(c)(7)
D/A - Private Select Partners VI LP filed a document with the SEC on March 27, 2026, related to an exemption under the Investment Company Act.
SIG Alternatives Fund Files SEC Exemption Under Section 3(c)(7)
SIG Alternatives Fund, LP filed a notice with the SEC on March 27, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
