Investment Company Act
1584 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
MVP Opportunity Fund VI Series 26I Files 3(c)(1) Exemption
D - MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) exemption notice with the SEC on July 10, 2026.
D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice
D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.
Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) exemption filing with the SEC on July 10, 2026.
WH Capital IX LLC Files SEC Notice Claiming 3(c)(1) Exemption
WH Capital IX LLC submitted a 5 KB filing on July 10 2026 referencing Section 3(c)(1) of the Investment Company Act.
D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)
D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.
WH Capital IX LLC Files 3(c)(1) Notice with SEC
WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026, per SEC EDGAR records.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I submitted a regulatory filing to the SEC on July 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Valiant Peregrine Special Opportunities Fund 7 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 7, L.P. submitted a Section 3(c)(7) filing to the SEC on July 10, 2026.
Senator Strategic Resources Offshore Fund Files 3(c)(7) Notice
Senator Strategic Resources Offshore Fund Ltd. submitted an SEC filing claiming exemption under Section 3(c)(7) of the Investment Company Act on July 10, 2026.
Manatuck Hill Mariner Offshore Fund Files D/A on 2026-07-10
Manatuck Hill Mariner Offshore Institutional Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I filed a notice under Section 3(c)(7) of the Investment Company Act on July 10 2026.
Manatuck Hill Mariner Onshore Fund Files D/A on 2026-07-10
Manatuck Hill Mariner Onshore Fund, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
D - WH Capital IX LLC Files 3(c)(1) Notice with SEC
D - WH Capital IX LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.
PSquared US Feeder Fund Files 3(c)(7) Amendment
PSquared US Feeder Fund, LP submitted a D/A filing for its Event Opportunity Series under Section 3(c)(7) of the Investment Company Act.
GenInnov Funds Ltd. (US) LP Files D/A on 2026-07-10
GenInnov Funds Ltd. (US) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
C2V Capital Partners III, LP Files SEC Notice Claiming 3(c)(1) Exemption
C2V Capital Partners III, LP submitted an SEC filing on July 9, 2026 referencing Investment Company Act Section 3(c)(1).
Viridian Global Strategies Fund 1 LP Files 3(c)(1) Notice
Viridian Global Strategies Fund 1 LP submitted a Section 3(c)(1) notice to the SEC on July 9, 2026.
E Squared Investment Fund Files 3(c)(7) Notice for D-ES I Series
E Squared Investment Fund, LLC filed a Section 3(c)(7) exemption notice with the SEC for its D-ES I series on July 9, 2026.
IFM Core Energy Transition Fund Files SEC Notice Under Section 3(c)(7)
IFM Core Energy Transition Fund (USD) B SCSp filed a D/A notice with the SEC on 2026-07-09 claiming exemption under Investment Company Act Section 3(c)(7).
Safar Partners Co-Invest A Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions
D - Safar Partners Co-Invest A, LLC filed a Form 3C notice with the SEC claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Attestor Value Fund Ltd Files D/A Amendment on 2026-07-09
Attestor Value Fund Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Antler Special Opportunities Fund I LP Files SEC Notice
Antler Special Opportunities Fund I LP submitted an SEC filing on July 8, 2026 claiming Investment Company Act exemptions under Sections 3(c)(1) and 3(c)(7).
D - 224 Ventures SPV Series LP Files SEC Notice
D - 224 Ventures SPV Series LP, Series B1 submitted a filing to the SEC on July 8, 2026, under Investment Company Act Section 3(c)(7).
Churchill Secondaries Solutions II Access Fund Files SEC Notice
Churchill Secondaries Solutions II Access Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on July 8, 2026, according to SEC EDGAR.
Northleaf Secondary Partners (US) IV LP Files D/A on 2026-07-08
Northleaf Secondary Partners (US) IV LP submitted a D/A filing to the SEC on July 8 2026 referencing Section 3(c)(7) of the Investment Company Act.
Grey Sheep Ventures Files 3(c)(1) Exemption Notice
D - Grey Sheep Ventures, a Series of Decile Start Fund, LP filed a Section 3(c)(1) notice with the SEC on July 8, 2026.
D - 224 Ventures SPV Series LP Files 3(c)(7) Notice
D - 224 Ventures SPV Series LP, Series B1 filed a Section 3(c)(7) exemption notice with the SEC on July 8, 2026.
ARTA Ventures Series Files 3(c)(1) Exemption Notice
D - ARTA Ventures, a Series of Decile Start Fund, LP filed an Investment Company Act Section 3(c)(1) notice with the SEC on July 8, 2026.
Brown Advisory (Bermuda) Ltd. Files D/A for Global Managers Fund
Brown Advisory (Bermuda) Ltd. submitted a D/A filing for the Brown Advisory Global Managers Fund under Section 3(c)(7) on July 8, 2026.
ROW Diversified 2X Offshore Fund Files D/A with SEC
ROW Diversified 2X Offshore Fund, Ltd. submitted a D/A filing on July 8, 2026, referencing Investment Company Act Section 3(c)(7).
Ventioneers Funds LP Files SEC Notice for AD-0609 Fund I Series
D - AD-0609 Fund I, a series of Ventioneers Funds, LP filed a Form D notice with the SEC on July 8, 2026, claiming a Section 3(c)(1) exemption.
Thayer Street Partners Opportunity Fund III Files 3(c)(7) Notice
Thayer Street Partners Opportunity Fund III, L.P. submitted an SEC filing on July 7, 2026, citing reliance on Section 3(c)(7) of the Investment Company Act.
CapitalX, LP Files Form D/A Amendment With SEC
CapitalX, LP submitted a Form D/A amendment on July 7, 2026, claiming 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
BlackSalt Capital L.P. Files 3(c)(1) Notice on SEC EDGAR
BlackSalt Capital L.P. submitted a Section 3(c)(1) filing under the Investment Company Act on July 7, 2026.
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-46211, a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
REFASHIOND Ventures Seed Fund, LP Files SEC Notice
REFASHIOND Ventures Seed Fund, LP submitted a Form filing to the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.
Acadia Fund I, LP Files SEC Notice Under Section 3(c)(9)
D - Acadia Fund I, LP/DE filed a notice with the SEC on 2026-07-07 citing Section 3(c)(9) of the Investment Company Act.
CapitalX QP, LP Files Form D/A Amendment on July 7, 2026
CapitalX QP, LP submitted a Form D/A amendment filing with the SEC referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Westbeck Volta Fund (US) LP Files D/A With SEC
Westbeck Volta Fund (US) LP submitted a D/A filing on 2026-07-07 claiming Section 3(c)(7) exemption under the Investment Company Act.
Bowline Capital Fund II LP Files D/A Amendment with SEC
Bowline Capital Fund II LP submitted a D/A filing on 2026-07-07 referencing Investment Company Act sections 3(c)(1), 3(c)(5) and 3(c)(6).
D-ICW Strategic Equities Fund (Cayman) Files 3(c)(1) Notice
D-ICW Strategic Equities Fund (Cayman), LP filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
Superstate Asset Trust Files D/A for Short Duration Fund Series
Superstate Short Duration US Government Securities Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-07-07.
D - ICW Strategic Equities Fund Files 3(c)(1) Exemption Notice
D - ICW Strategic Equities Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 7, 2026.
Triangle Tweener Fund, LP - E3 Files Form D on July 6, 2026
Triangle Tweener Fund, LP - E3 submitted a Regulation D filing claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Clemenceau Fund LLC Files D/A Amendment with SEC
Clemenceau Fund LLC submitted a D/A filing to the SEC on 2026-07-06 claiming Section 3(c)(7) exemption under the Investment Company Act.
CocoCult IV Series Files Section 3(c)(1) Exemption Notice
D - CocoCult IV a Series of Republic Deal Room Master Fund LLC filed a Section 3(c)(1) exemption notice with the SEC on July 6, 2026.
Acadian Emerging Markets Micro-Cap Equity Fund Files D/A on July 6 2026
Acadian Emerging Markets Micro-Cap Equity Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Triangle Tweener Fund QP, LP Files Form D on 2026-07-06
Triangle Tweener Fund QP, LP - E3 submitted a Form D notice claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Triangle Tweener Fund, LP Files Form D on 2026-07-06
Triangle Tweener Fund, LP - E3 submitted a Form D filing claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Triangle Tweener Fund QP, LP - E3 Files SEC Form D
Triangle Tweener Fund QP, LP - E3 submitted a Form D notice to the SEC on July 6, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
