Investment Company Act
842 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
StepStone Boulder II Equity S, L.P. Files Under Section 3(c)(7)
StepStone Boulder II Equity S, L.P. filed a document under Item 3C.7 of the Investment Company Act on April 2, 2026, according to SEC EDGAR.
Olive Partners Access Fund II Files for Section 3(c)(7) Exemption
Olive Partners Access Fund II, LP filed a SEC document on April 2, 2026, related to Investment Company Act Section 3(c)(7).
StepStone Boulder II Equity Feeder L.P. Files Under Section 3(c)(7)
StepStone Boulder II Equity Feeder L.P. filed a document with SEC EDGAR on April 2, 2026, citing Investment Company Act Section 3(c) and 3(c)(7).
StepStone Boulder II Equity, L.P. Files Under Investment Company Act Section 3(c)(7)
StepStone Boulder II Equity, L.P. submitted a SEC EDGAR filing on April 2, 2026, related to Item 3C.7 of the Investment Company Act.
StepStone Boulder II Equity S, L.P. Files Under Investment Company Act Section 3(c)(7)
StepStone Boulder II Equity S, L.P. submitted a SEC filing on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
BCA Select, LLC Files Under Section 3(c)(7) of Investment Company Act
D/A - BCA Select, LLC - Series 3 - Junto Capital Partners filed a document under Section 3(c)(7) on April 2, 2026, as per SEC EDGAR records.
Mill Hill Structured Credit Opportunities Fund LP Files Under Investment Company Act
Mill Hill Structured Credit Opportunities Fund LP filed a document with the SEC on April 2, 2026, relating to Investment Company Act Section 3(c)(7).
Swift Street Capital Fund I, LP Files SEC Form for Investment Company Act Exemption
Swift Street Capital Fund I, LP filed a SEC EDGAR form on April 2, 2026, citing Section 3(c)(1) of the Investment Company Act.
BCA Select, LLC Series 3 Files Under Section 3(c)(7)
BCA Select, LLC - Series 3 - Junto Capital Partners filed a SEC document on April 2, 2026, related to Investment Company Act Section 3(c)(7).
Mill Hill Fund Files for Section 3(c)(7) Exemption on SEC EDGAR
Mill Hill Structured Credit Opportunities Fund LP filed a Form D/A on April 2, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
Mill Hill Structured Credit Opportunities Fund Ltd. Files Under Investment Company Act Section 3(c)(7)
Mill Hill Structured Credit Opportunities Fund Ltd. filed a document on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
Swift Street Capital Fund I, LP Files SEC Form D
Swift Street Capital Fund I, LP filed a Form D with the SEC on April 2, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Woodworth Contrarian Fund Files Under Investment Company Act Section 3(c)(1)
Woodworth Contrarian Stock & Bond Fund, L.P. filed a document with SEC EDGAR on April 2, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.
Ares Pathfinder Fund III Files for Section 3(c)(7) Exemption
Ares Pathfinder Fund III (Offshore) LP submitted a SEC filing on April 1, 2026, under Investment Company Act Section 3(c)(7).
Ares Pathfinder Fund III Files SEC Document for Section 3(c)(7)
Ares Pathfinder Fund III (Offshore) LP filed a SEC document on April 1, 2026, related to Investment Company Act Section 3(c)(7).
Blackstone Energy Transition Partners V L.P. Files SEC Document on Section 3(c)(7)
Blackstone Energy Transition Partners V L.P. submitted a filing to the SEC on April 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Energy Transition Partners V L.P. Files SEC Form for Section 3(c)(7)
Blackstone Energy Transition Partners V L.P. filed a SEC EDGAR document on April 1, 2026, related to Investment Company Act Section 3(c)(7).
TCW Transform Systems Private Fund Files SEC Document on Section 3(c)(7)
TCW Transform Systems Private Fund, L.P. filed a SEC document on April 1, 2026, related to Item 3C.7 under the Investment Company Act.
TCW Transform Systems Private Fund Files Under Section 3(c)(7)
TCW Transform Systems Private Fund, L.P. filed a SEC document on April 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
Crow Holdings Realty Partners Investor XI-B, L.P. Files Form D with SEC
Crow Holdings Realty Partners Investor XI-B, L.P. submitted a Form D filing to the SEC on April 1, 2026, claiming exemptions under the Investment Company Act.
Crow Holdings Realty Partners Investor XI-B, L.P. Files SEC Form D
Crow Holdings Realty Partners Investor XI-B, L.P. filed a Form D with the SEC on April 1, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Crow Holdings Realty Partners XI-A Files Form D with SEC
Crow Holdings Realty Partners XI-A, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Crow Holdings Realty Partners XI-A, L.P. Files Form D with SEC
Crow Holdings Realty Partners XI-A, L.P. submitted a Form D filing to the SEC on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Crow Holdings Realty Partners XI-B Files Form D for Exempt Offering
Crow Holdings Realty Partners XI-B, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Crow Holdings Realty Partners XI-B Files Form D with SEC
Crow Holdings Realty Partners XI-B, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Crow Holdings Realty Partners XI Files Form D with SEC
Crow Holdings Realty Partners XI, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Crow Holdings Realty Partners XI, L.P. Files Form D for Investment Act Exemptions
Crow Holdings Realty Partners XI, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
D/A - Ventures II, LP Files Form D/A for Section 3(c)(7) Exemption
D/A - Ventures II, LP submitted a Form D/A to the SEC on April 1, 2026, detailing reliance on Section 3(c)(7) of the Investment Company Act.
D/A - Ventures II, LP Files SEC Document Under Section 3(c)(7)
D/A - Ventures II, LP, with CIK 0002017194, filed a document on April 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
3G Capital Partners L.P. Files SEC Document on Investment Company Act Section 3(c)(1)
3G Capital Partners L.P. submitted a filing to the SEC on April 1, 2026, related to Section 3(c)(1) of the Investment Company Act.
Blackstone Energy Transition Partners V - B L.P. Files SEC Document on Investment Act
Blackstone Energy Transition Partners V - B L.P. submitted a filing to the SEC on April 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Blackstone Energy Transition Partners V Files SEC Exemption
Blackstone Energy Transition Partners V - BL L.P. filed a document under the Investment Company Act Section 3(c)(7) on April 1, 2026, as per SEC EDGAR records.
D - Pulse Co-Investment LP Files Under Investment Company Act Section 3(c)(7)
D - Pulse Co-Investment LP filed a document with SEC EDGAR on April 1, 2026, referencing Item 3C.7 of the Investment Company Act.
Theta Flux Capital Fund LLC Files SEC Exemption Notice
D - Theta Flux Capital Fund, LLC filed a notice with the SEC on April 1, 2026, under Section 3(c)(1) of the Investment Company Act.
Blackstone Energy Transition Partners V Files SEC Form for Section 3(c)(7)
Blackstone Energy Transition Partners V - BL L.P. filed a SEC EDGAR document on April 1, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
D - Pulse Co-Investment LP Files SEC Form for Section 3(c)(7)
D - Pulse Co-Investment LP submitted a SEC EDGAR filing on April 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Theta Flux Capital Fund LLC Files SEC Form D
Theta Flux Capital Fund LLC filed a Form D on April 1, 2026, under Item 3C claiming exemption under Section 3(c)(1) of the Investment Company Act.
TinySeed Fund 3A, LP Files Under Investment Company Act Section 3(c)(1)
TinySeed Fund 3A, LP filed a SEC document on April 1, 2026, related to Section 3(c)(1) of the Investment Company Act, as per official records.
TinySeed Fund 3B, LP Files Under Investment Company Act Section 3(c)(7)
TinySeed Fund 3B, LP submitted a SEC filing on April 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Align Fund 2, LP Files SEC Document on Investment Company Act
Align Fund 2, LP submitted a filing to the SEC on April 1, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Align Fund 2, LP Files Under Investment Company Act Section 3(c)(1)
Align Fund 2, LP submitted a SEC filing on April 1, 2026, invoking Section 3(c)(1) of the Investment Company Act.
Asta Capital Partners II LP Files Under Investment Company Act Section 3(c)(1)
Asta Capital Partners II LP submitted a SEC filing on April 1, 2026, related to Section 3(c)(1) of the Investment Company Act.
Kamal Ravikant Capital, LP Files Form D with SEC
Kamal Ravikant Capital, LP submitted a Form D filing to the SEC on April 1, 2026, claiming exemptions under the Investment Company Act.
Sixth Street TAO Partners Files SEC Form for Section 3(c)(7)
D - Sixth Street TAO Partners (H), L.P. filed a SEC EDGAR document on April 1, 2026, related to Investment Company Act Section 3(c)(7).
Sixth Street TAO Partners Files Under Section 3(c)(7)
Sixth Street TAO Partners (H), L.P. filed a document with the SEC on April 1, 2026, under Item 3C.7 of the Investment Company Act.
WTC Multi Strategy Fund Offshore Files SEC Document on Investment Company Act
D/A - WTC Multi Strategy Fund Offshore, LLC filed a SEC document on April 1, 2026, citing Investment Company Act Section 3(c) and Section 3(c)(7).
WTC Multi Strategy Fund Offshore LLC Files Form D/A Under Section 3(c)(7)
WTC Multi Strategy Fund Offshore LLC filed a Form D/A on April 1, 2026, referencing Section 3(c)(7) of the Investment Company Act, as reported in SEC EDGAR filings.
Aubrey GEMs Partners LP Files Form D/A for Section 3(c)(1) Exemption
Aubrey GEMs Partners LP submitted a Form D/A filing on April 1, 2026, citing Section 3(c)(1) of the Investment Company Act.
Aubrey GEMs Partners LP Files Under Investment Company Act Section 3(c)(1)
Aubrey GEMs Partners LP submitted a SEC filing on April 1, 2026, under Item 3C.1 of the Investment Company Act.
Ithaka Infra Fund III Files for Investment Company Act Exemptions
Ithaka Infra Fund III, F.C.R., filed a document with SEC EDGAR on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
