Investment Company Act
1155 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Greenbird Intelligence Fund Files for Section 3(c)(1) Exemption
Greenbird Intelligence Fund, LLC, Series W - Shield AI filed a document under Section 3(c)(1) of the Investment Company Act on April 17, 2026.
PAM 1740 Fund Files SEC Document for Investment Company Act Section 3(c)(7)
D/A - PAM 1740 Fund submitted a SEC filing on April 17, 2026, under Accession Number 000090266426002052, relating to Section 3(c)(7) of the Investment Company Act.
CWC Fund I Co-Invest LP Files SEC Exemption Under Investment Company Act
CWC Fund I Co-Invest LP submitted a Form D/A filing to the SEC on April 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
D - Fresh Investment Club Files for Section 3(c)(1) Exemption
D - Fresh Investment Club - Agragene IB a Series of CGF2021 LLC filed a form with the SEC on April 17, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Titan AI Entropy Ventures Files Under Investment Company Act Section 3(c)(1)
Titan AI Entropy Ventures Mar 2026, a series of CGF2021 LLC, filed a SEC document on April 17, 2026, citing Section 3(c)(1) of the Investment Company Act.
Jennison U.S. Small Cap Equity Fund Files SEC Exemption Under Investment Company Act
The Jennison U.S. Small Cap Equity Fund filed a SEC form on April 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Lionheart Ventures II-A, L.P. Files for Section 3(c)(1) Exemption
D/A - LIONHEART VENTURES II-A, L.P. filed a document with the SEC on April 17, 2026, related to Investment Company Act exemptions.
PackPar Fund Files SEC Document Under Investment Company Act Section 3(c)(7)
PackPar Fund submitted a filing on April 17, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act, as reported in SEC EDGAR documents.
RNN Ventures Agentic Infra Seed LLC Files for Section 3(c)(1) Exemption
RNN Ventures Agentic Infra Seed a series of Allocations 2025 Master, LLC filed a document under the Investment Company Act Section 3(c)(1) on April 17, 2026, according to SEC EDGAR.
RNN Ventures Ouros Series A Files Under Investment Company Act Section 3(c)(1)
On April 17, 2026, RNN Ventures Ouros Series A, a series of Allocations 2025 Master, LLC, filed a notice with the SEC under Section 3(c)(1) of the Investment Company Act.
Madison Square Value Enhancement Fund II LP Files SEC Exemptions
Madison Square Value Enhancement Fund II LP filed for exemptions under Sections 3(c)(5), 3(c)(6), and 3(c)(7) of the Investment Company Act on April 16, 2026.
Sandglass Select US Feeder Fund III Files SEC Document
D - Sandglass Select US Feeder Fund III, L.P. filed a SEC EDGAR document on April 16, 2026, under Investment Company Act Section 3(c)(7).
Sybil Capital, LLC Files for Section 3(c)(1) Exemption
Sybil Capital, LLC submitted a SEC filing for its D - Hack Opportunities Series under Section 3(c)(1) on April 16, 2026.
Altura Energy Fund Files SEC Document for Section 3(c)(7)
Altura Energy Transition & Environmental Markets Opportunity Fund LP filed a SEC EDGAR document on April 16, 2026, referencing Section 3(c)(7) of the Investment Company Act.
AQR Apex Alphaport Fund II Files SEC Document on Section 3(c)(7)
AQR Apex Alphaport Fund II, L.P. filed a document with the SEC on April 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
WCM Focused Global Growth Fund L.P. Files Under Section 3(c)(7)
WCM Focused Global Growth Fund L.P. submitted a filing to the SEC on April 16, 2026, related to Investment Company Act exemptions.
WH Strategic Opportunities Fund XII LP Files SEC Form for Section 3(c)(1) Exemption
D - WH Strategic Opportunities Fund XII LP filed a document with the SEC on April 16, 2026, related to Investment Company Act Section 3(c)(1).
Dalfort Capital Partners Fund II Files Under SEC Section 3(c)(7)
Dalfort Capital Partners Fund II, L.P. filed a document with the SEC on April 16, 2026, citing Section 3(c)(7) of the Investment Company Act.
Kemmons Wilson Hospitality Partners Opportunistic III, LP Files SEC Exemptions
Kemmons Wilson Hospitality Partners Opportunistic III, LP submitted a filing on April 16, 2026, claiming exemptions under Section 3(c) of the Investment Company Act.
Left Lane Capital Partners Co-Invest, L.P. Files SEC Document Under Section 3(c)(7)
Left Lane Capital Partners Co-Invest, L.P. (Series T-V3) submitted a SEC filing on April 16, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
YCC International Value Fund Files Under SEC Investment Company Act
YCC International Value Fund, LP filed a document with the SEC on April 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
D/A - LL Mezzanine ABS Fund Files Under Section 3(c)(7)
D/A - LL Mezzanine ABS Fund, L.P. filed a document on April 16, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
D/A - LL Mortgage Fund Files SEC Document for Section 3(c)(7)
D/A - LL Mortgage Fund, L.P. filed a SEC document on April 16, 2026, including Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.
D/A - LL Private Lending Fund II Files for Section 3(c)(7) Exemption
D/A - LL Private Lending Fund II, L.P. submitted a SEC filing on April 16, 2026, related to an exemption under Section 3(c)(7) of the Investment Company Act.
Parvus European Opportunities Fund Files SEC Document Under Investment Company Act
On April 16, 2026, Parvus European Opportunities Fund filed a SEC document referencing Investment Company Act Section 3(c)(7).
Whitebark Core Offshore Fund LP Files Under Section 3(c)(7)
Whitebark Core Offshore Fund LP submitted a SEC filing on April 16, 2026, related to Investment Company Act exemptions.
Optimist Ventures Fund I Files SEC Document for Section 3(c)(1) Exemption
Optimist Ventures Fund I, L.P. filed a SEC document on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Optimist Ventures Fund I Files Under Section 3(c)(1) of Investment Company Act
Optimist Ventures Fund I, L.P. submitted a SEC filing on April 15, 2026, citing Section 3(c)(1) for exemption under the Investment Company Act.
Neuberger Municipal Fund Declares Monthly Distribution
Neuberger Municipal Fund announces a $0.05417 per share distribution payable on May 15, 2026, with a record date of April 30, 2026.
Davidson Kempner Opportunities Fund VII LP Files SEC Exemption Notice
Davidson Kempner Opportunities Fund VII LP filed a notice with the SEC on April 15, 2026, under Item 3C for exemption under Section 3(c)(7) of the Investment Company Act.
Felix Capital Next III LP Files SEC Document for Section 3(c)(7)
Felix Capital Next III LP submitted a SEC filing on April 15, 2026, including Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.
Felix Capital Next III LP Files SEC Exemption Under Section 3(c)(7)
Felix Capital Next III LP filed a notice with the SEC on April 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Thirteen Partners Concentrated, Ltd. Files Form D/A for Section 3(c)(1) Exemption
Thirteen Partners Concentrated, Ltd. filed a Form D/A on April 15, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Blixt Fund II LP Files SEC Amendment on April 15, 2026
Blixt Fund II LP submitted a Form D/A filing to the SEC on April 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blixt Fund II LP Files SEC Document Under Investment Company Act Section 3(c)(7)
Blixt Fund II LP submitted a SEC filing on April 15, 2026, related to Item 3C.7 of the Investment Company Act.
Lumarra Capital Yield Fund LP Files SEC Document on Investment Company Act
Lumarra Capital Yield Fund LP filed a SEC EDGAR document on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
MC Alternative Solutions Master Fund LP Files SEC Document for Section 3(c)(7)
MC Alternative Solutions Master Fund LP submitted a filing on April 15, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
MC Alternative Solutions Master Fund LP Files SEC Document Under Section 3(c)(7)
On April 15, 2026, MC Alternative Solutions Master Fund LP filed a SEC document related to Section 3(c)(7) of the Investment Company Act, as per EDGAR records.
Rhino Small Cap Financial Offshore Fund Files for Section 3(c)(1) Exemption
Rhino Small Cap Financial Offshore Fund, Ltd filed with the SEC on April 15, 2026, to claim exemption under Section 3(c)(1) of the Investment Company Act.
Rhino Small Cap Financial Offshore Fund Files SEC Form for Section 3(c)(1)
Rhino Small Cap Financial Offshore Fund, Ltd filed a SEC EDGAR form on April 15, 2026, relating to Investment Company Act Section 3(c)(1).
TSG Select Ventures LLC Series 2 Files SEC Document for Investment Company Act
TSG Select Ventures LLC Series 2 filed a document on April 15, 2026, under Item 3C of the Investment Company Act Section 3(c)(1), as reported by SEC EDGAR.
TSG Select Ventures LLC Series 2 Files SEC Document on Section 3(c)(1)
TSG Select Ventures LLC Series 2 submitted a SEC filing on April 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Leo Multi-Manager Core Hedge Fund Files Under Section 3(c)(1)
Leo Multi-Manager Core Hedge Fund, LP filed a document with the SEC on April 15, 2026, citing Section 3(c)(1) of the Investment Company Act.
LEO Multi-Manager Private Credit Fund Files SEC Form D/A
LEO Multi-Manager Private Credit Fund, LP filed a Form D/A on April 15, 2026, citing Section 3(c)(1) of the Investment Company Act.
Primavera Capital (Cayman) Group 4A L.P. Files for Investment Company Act Exemptions
D/A - Primavera Capital (Cayman) Group 4A L.P. filed a document with SEC EDGAR on April 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Primavera Venture Partners Files SEC Investment Act Notice
Primavera Venture Partners (Cayman) Group 1A L.P. submitted a SEC filing on April 15, 2026, citing exemptions under the Investment Company Act.
Westonbirt Fund LP Files Under Section 3(c)(7)
Westonbirt Fund LP submitted a filing related to Investment Company Act Section 3(c)(7) on April 15, 2026, according to SEC EDGAR.
Leo Multi-Manager Core Hedge Fund LP Files Under Investment Company Act Section 3(c)(1)
Leo Multi-Manager Core Hedge Fund LP filed a document under Section 3(c)(1) of the Investment Company Act on April 15, 2026, as per SEC EDGAR records.
LEO Multi-Manager Private Credit Fund LP Files SEC Document for Section 3(c)(1)
D/A - LEO Multi-Manager Private Credit Fund LP filed a SEC document on April 15, 2026, related to Item 3C.1 under the Investment Company Act.
Primavera Capital (Cayman) Group 4A L.P. Files SEC EDGAR Form for Investment Company Act Exemptions
Primavera Capital (Cayman) Group 4A L.P. submitted a SEC EDGAR filing on April 15, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
