Investment Company Act
1155 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
FLI Partners Fund, L.P. Files Under Investment Company Act Section 3(c)(1)
FLI Partners Fund, L.P. submitted a filing under Section 3(c)(1) of the Investment Company Act on April 27, 2026, as reported by SEC EDGAR.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
Catalio Access Fund X, LLC Files Under Investment Company Act Sections
Catalio Access Fund X, LLC filed a SEC document on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
FundRacer Mobility Fund I Files SEC Exemption Under Investment Company Act
FundRacer Mobility Fund I Cooperatief U.A. filed a document with the SEC on April 23, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Cannon Global A2 Fund Files Under Section 3(c)(7)
Cannon Global A2 Fund, LP filed a document with the SEC on April 22, 2026, related to Investment Company Act exemptions.
Kazazian Capital Fund LP Files Under Section 3(c)(1)
Kazazian Capital Fund LP filed a document with the SEC on April 22, 2026, under Section 3(c)(1) of the Investment Company Act.
Kazazian Capital Offshore Fund Files SEC Document on Investment Company Act
Kazazian Capital Offshore Fund, Ltd. filed a document with the SEC on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
Littlejohn Altitude Feeder Fund Files Under Section 3(c)(7)
D - Littlejohn Altitude Feeder Fund (A), L.P. filed a document on April 22, 2026, related to Section 3(c)(7) of the Investment Company Act.
Littlejohn Altitude Fund L.P. Files Under Section 3(c)(7)
Littlejohn Altitude Fund L.P. filed a document with the SEC on April 22, 2026, citing Section 3(c)(7) of the Investment Company Act.
Crescat Institutional Precious Metals Fund Files Under Section 3(c)(7)
Crescat Institutional Precious Metals Fund LTD filed a document on April 22, 2026, under the Investment Company Act Section 3(c)(7), according to SEC EDGAR.
Piedmont Partners Files SEC Document on Investment Company Act Section 3(c)(1)
Piedmont Partners, Limited Partnership submitted an SEC filing on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
97 Cross A Series of VUCP Fund LLC Files Under Investment Company Act
97 Cross A Series of VUCP Fund LLC submitted a SEC filing on April 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
D - Cross Market Fund LLC Files SEC Form for Investment Exemptions
D - Cross Market Fund LLC filed a SEC document on April 22, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Providence Venture Capital Files Under Investment Company Act Section 3(c)(1)
Providence Venture Capital, LLC filed a document with the SEC on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
Schalk Development Fund LLC Files SEC Document on Investment Company Act Exemptions
D - SCHALK DEVELOPMENT Fund LLC filed a SEC document on April 22, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
COI Partners, LLC Files Under Investment Company Act Section 3(c)(1)
COI Partners, LLC filed a document with SEC EDGAR on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
MVP ES FUND CLVI LLC Files Under Investment Company Act Section 3(c)(1)
MVP ES FUND CLVI LLC submitted a SEC filing on April 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
PAG Real Estate Partners IV Files SEC Notice Under Investment Company Act
PAG Real Estate Partners IV (JPY) L.P. submitted a filing on April 22, 2026, related to Section 3(c)(7) of the Investment Company Act.
S2K/Miller Fund LP Files SEC Document on Investment Company Act Section 3(c)(5)
S2K/Miller Fund LP, with CIK 1973118, filed a regulatory document on April 22, 2026, referencing Section 3(c)(5) of the Investment Company Act, according to SEC EDGAR.
D - JS Venture Fund LLC Series A19 Files SEC Document on Section 3(c)(7)
D - JS Venture Fund LLC Series A19 submitted a filing to the SEC on April 21, 2026, including references to Item 3C and Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files Under Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2268 filed a SEC document on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
Polen Capital Global SMID Co Growth Fund Files Under Section 3(c)(7)
Polen Capital Global SMID Co Growth Fund submitted a SEC filing on April 21, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Athos Opportunity Fund MAR, LLC Files Section 3(c)(7) Exemption
D - Athos Opportunity Fund MAR, LLC submitted a filing to SEC EDGAR on April 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ExodusPoint LLC Files Under Investment Company Act Section 3(c)(7)
ExodusPoint LLC submitted a SEC filing on April 21, 2026, related to Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Fundomo GH-001, LP Files Under Investment Company Act Section 3(c)(1)
D - Fundomo GH-001, LP submitted a filing to the SEC on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
S&K Private Funding, LLC Files Under Investment Company Act Section 3(c)(5)
S&K Private Funding, LLC submitted a filing on April 21, 2026, related to Section 3(c)(5) of the Investment Company Act.
SEG Partners II LLC Files for Section 3(c)(7) Exemption
SEG Partners II LLC submitted a SEC filing on April 21, 2026, related to Section 3(c)(7) of the Investment Company Act.
Boardman Bay Ventures, LP Files for Section 3(c)(7) Exemption
Boardman Bay Ventures, LP - Series R submitted a SEC filing on April 21, 2026, related to Investment Company Act Section 3(c)(7).
Forge Investments LLC Files for Fund FG-KMF Under Investment Company Act
Forge Investments LLC filed a document for Fund FG-KMF on April 21, 2026, citing Section 3(c)(1) of the Investment Company Act.
Greystar Zen Coinvestment Partners Files for Investment Company Act Exemptions
D - Greystar Zen Coinvestment Partners (Blocked), LP filed with the SEC on April 21, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
U.S. Strategic Industrial Fund III Investors LP Files SEC Document
U.S. Strategic Industrial Fund III Investors LP filed a SEC document on April 21, 2026, referencing sections of the Investment Company Act.
Azimut Fund Files Under Section 3(c)(7) of Investment Company Act
Azimut Automobile Heritage Enhancement Access Fund, L.P. filed a document under Item 3C.7 on April 21, 2026, according to SEC EDGAR.
Pearl Diver Empire Fund LP Files Under Section 3(c)(7)
PEARL DIVER EMPIRE FUND LP submitted a SEC filing on April 21, 2026, related to Section 3(c)(7) of the Investment Company Act.
Vataseason Ventures Fund LLC Files Under Section 3(c)(1)
D - Vataseason Ventures Fund LLC filed a document with the SEC on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
Clarion Partners Fund Files SEC Form for Section 3(c)(7)
Clarion Partners Industrial Opportunity Parallel Institutional Fund, LP filed a SEC document on April 20, 2026, under Item 3C.7 for Section 3(c)(7).
Graticule Equity Market Neutral Fund LP Files Section 3(c)(1) Notice
Graticule Equity Market Neutral Fund LP filed a document under Section 3(c)(1) of the Investment Company Act on April 20, 2026, according to SEC EDGAR.
Lowercarbon Surge Parallel Fund LP Files SEC Document Under Section 3(c)(1)
D - Lowercarbon Surge Parallel Fund, LP filed a document on April 20, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Bridge Growth Partners Seasmoke, LP Files for Section 3(c)(7) Exemption
Bridge Growth Partners Seasmoke, LP filed a document with SEC EDGAR on April 20, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Improbability Fund I, LP Files SEC Document for Investment Exemption
D - Improbability Fund I, LP submitted a filing to the SEC on April 20, 2026, related to Investment Company Act Section 3(c)(1).
Lightyear Fund VI-A, L.P. Files Under Investment Company Act Section 3(c)(7)
Lightyear Fund VI-A, L.P. submitted a filing on April 20, 2026, related to Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
Lightyear Fund VI, L.P. Files Under Investment Company Act Section 3(c)(7)
Lightyear Fund VI, L.P. submitted a filing on April 20, 2026, citing Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
WGV Real Estate Fund I LLC Files SEC Document for Investment Exemption
WGV Real Estate Fund I LLC filed a SEC EDGAR document on April 20, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Decimus Defense Fund LLC Files Under Section 3(c)(1)
Decimus Defense Fund LLC submitted a SEC EDGAR filing on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act.
Forward Thinking Capital, LLC Files SEC Document on Investment Company Act
Forward Thinking Capital, LLC submitted a filing to the SEC on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act.
Alpha7 Capital LLC Files SEC Notice Under Investment Company Act Section 3(c)(1)
D - ALPHA7 CAPITAL LLC submitted a filing on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Avo AI XV Series Files Under Investment Company Act Section 3(c)(1)
Avo AI XV a Series of Avo Technology Fund LP LLC filed a SEC document on April 20, 2026, citing Section 3(c)(1) of the Investment Company Act.
Carlyle Private Equity Partners Fund Files SEC D/A
Carlyle Private Equity Partners Fund, L.P. submitted a Definitive Amendment to the SEC on April 17, 2026, under the Investment Company Act.
JFL Credit Opportunities Fund II Feeder L.P. Files SEC Document
D/A - JFL Credit Opportunities Fund II Feeder, L.P. filed a SEC document on April 17, 2026, under Item 3C.7 of the Investment Company Act Section 3(c)(7).
NBPD Creekside Fund LP Files SEC Document for Section 3(c)(7)
D - NBPD Creekside Fund LP, based in the Cayman Islands, filed a SEC document on April 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Acacia Partners Investments IV - AI, LLC Files SEC Document on Investment Company Act
Acacia Partners Investments IV - AI, LLC submitted a filing to the SEC on April 17, 2026, related to Section 3(c)(1) of the Investment Company Act.
