Investment Company Act
842 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
FVP National Security Fund II, L.P. Files SEC Document on Investment Company Act
FVP National Security Fund II, L.P. submitted a filing to the SEC on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
Independent Access Partners Files Under Section 3(c)(7)
Independent Access Partners Special Situations Lending Fund, LLC filed a SEC document on April 7, 2026, citing Section 3(c)(7) of the Investment Company Act.
Independent Access Partners Special Situations Lending Fund Files SEC Document
Independent Access Partners Special Situations Lending Fund, LLC filed a SEC document on April 7, 2026, under the Investment Company Act Section 3(c)(7).
Legacy Stone Capital LLC Files SEC Document for Section 3(c)(5)
Legacy Stone Capital LLC filed a 6 KB document with the SEC on April 7, 2026, related to Item 3C.5 of the Investment Company Act.
Legacy Stone Capital LLC Files SEC Document on Investment Company Act
Legacy Stone Capital LLC submitted a filing to the SEC on April 7, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Forge Select Fund I-A, LP Files SEC Document for Section 3(c)(7)
D - Forge Select Fund I-A, LP submitted a filing to the SEC on April 6, 2026, related to Investment Company Act Section 3(c)(7).
Forge Select Fund I-A, LP Files Under Section 3(c)(7)
D - Forge Select Fund I-A, LP submitted a filing to the SEC on April 6, 2026, related to Section 3(c)(7) of the Investment Company Act.
Forge Select Fund I, LP Files for Section 3(c)(7) Exemption
D - Forge Select Fund I, LP filed a document with the SEC on April 6, 2026, invoking Section 3(c)(7) of the Investment Company Act.
Forge Select Fund I, LP Files Under Investment Company Act Section 3(c)(7)
D - Forge Select Fund I, LP submitted a SEC filing on April 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Baupost Ltd Partnership Files D/A Under Investment Company Act
Baupost Ltd Partnership 1983 B-1 filed a D/A on April 6, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Baupost Ltd Partnership Files SEC Amendment on April 6, 2026
Baupost Ltd Partnership 1983 B-1 submitted a D/A filing to the SEC on April 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
Mederi Capital Fund LP Files for Section 3(c)(1) Exemption
D/A - Mederi Capital Fund LP filed a document with SEC EDGAR on April 6, 2026, related to Item 3C of the Investment Company Act.
Star Mountain Fund III Files for Section 3(c)(7) Exemption
Star Mountain U.S. Lower Middle-Market Secondary Fund III (Offshore), LP filed a document with the SEC on April 6, 2026, citing Section 3(c)(7) of the Investment Company Act.
Tribe Capital AI Fund VI Files Under Investment Company Act Section 3(c)(7)
Tribe Capital AI Fund VI, L.P. filed a document with the SEC on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.
Tribe Capital AI Fund VI Files Under Section 3(c)(7)
Tribe Capital AI Fund VI, L.P. submitted a SEC filing on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.
ZP MidCap Fund Files Under Investment Company Act Section 3(c)(7)
ZP MidCap Fund, L.P. submitted a filing to SEC EDGAR on April 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ZP Utility Insurance Fund LP Files Under Investment Company Act Section 3(c)(7)
ZP Utility Insurance Fund LP filed a document with the SEC on April 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Audeo Ventures Fund II LP Files SEC Form for Exemption
Audeo Ventures Fund II LP filed a SEC EDGAR document on April 6, 2026, related to Section 3(c)(1) of the Investment Company Act.
Baskerville Capital Partners Files Form D/A for Section 3(c)(1) Exemption
Baskerville Capital Partners, LP filed a Form D/A on April 6, 2026, citing Investment Company Act exemptions as per SEC EDGAR records.
Superstate Native Yield Fund Files Under Section 3(c)(7)
Superstate Native Yield Fund submitted a SEC filing on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.
Livingston Capital Income L.P. Files SEC Form D for Section 3(c)(1)
Livingston Capital Income L.P. filed a Form D with the SEC on April 6, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
True Green Capital Fund V-A Files SEC Document for Section 3(c)(7)
True Green Capital Fund V-A, L.P. submitted a SEC filing on April 6, 2026, related to Section 3(c)(7) of the Investment Company Act.
True Green Capital Fund V-B Files SEC Exemption Notice
True Green Capital Fund V-B, L.P. filed a notice with the SEC on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.
Livingston Capital Income L.P. Files Under Investment Company Act Section 3(c)(1)
Livingston Capital Income L.P. filed a document with SEC EDGAR on April 6, 2026, under Item 3C for Section 3(c)(1) exemption.
Montage Social Impact Fund Files Under Investment Company Act Section 3(c)(1)
Montage Social Impact Fund, L.P. filed a document on April 6, 2026, related to Section 3(c)(1) exemption, as reported by SEC EDGAR.
True Green Capital Fund V-A Files Under Section 3(c)(7)
True Green Capital Fund V-A, L.P. filed a SEC document on April 6, 2026, citing Section 3(c)(7) of the Investment Company Act.
True Green Capital Fund V-B L.P. Files Under Section 3(c)(7)
True Green Capital Fund V-B, L.P. filed a document with the SEC on April 6, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Balaji Rolling Fund, LP - D2 Files SEC Document on April 6, 2026
Balaji Rolling Fund, LP - D2 submitted a filing to the SEC on April 6, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
Balaji Rolling Fund, LP - D2 Files SEC Form Under Investment Company Act
Balaji Rolling Fund, LP - D2 filed a SEC document on April 6, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Balaji Rolling Fund QP, LP - D2 Files SEC Form D
Balaji Rolling Fund QP, LP - D2 submitted a Form D filing on April 6, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Balaji Rolling Fund QP, LP Files Form D with SEC
Balaji Rolling Fund QP, LP - D2 submitted a Form D filing to the SEC on April 6, 2026, citing exemptions under the Investment Company Act.
Centuria Strategic Fund LLC JSF Series Files Under Section 3(c)(1)
Centuria Strategic Fund LLC JSF Series filed a notice under the Investment Company Act Section 3(c)(1) on April 6, 2026, as per SEC EDGAR records.
Centuria Strategic Fund LLC JSF Series Files Under Investment Company Act Section 3(c)(1)
Centuria Strategic Fund LLC JSF Series submitted a SEC filing on April 6, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Plaintext Fund LP Files SEC Document for Section 3(c)(1) Exemption
D/A - Plaintext Fund LP submitted a filing to the SEC on April 6, 2026, related to Section 3(c)(1) of the Investment Company Act.
Plaintext Fund LP Files SEC Document Under Section 3(c)(1)
D/A - Plaintext Fund LP submitted a filing to the SEC on April 6, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
TS Bayes Capital Fund LP Files SEC Form D/A
TS Bayes Capital Fund LP filed a Form D/A with the SEC on April 6, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
TS Bayes Capital Fund, LP Files Under Investment Company Act Section 3(c)(1)
TS Bayes Capital Fund, LP submitted a SEC filing on April 6, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
House of Stone Capital Fund One LLC Files Under Section 3(c)(1)
House of Stone Capital Fund One LLC filed a SEC document on April 3, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
House of Stone Capital Fund One LLC Files SEC Document Under Section 3(c)(1)
House of Stone Capital Fund One LLC filed a SEC document on April 3, 2026, related to Section 3(c)(1) of the Investment Company Act.
Oasis Investments II Offshore Feeder Ltd. Files Form D/A for Section 3(c)(7)
Oasis Investments II Offshore Feeder Ltd. submitted a Form D/A filing on April 3, 2026, citing Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
House of Stone Capital Fund One LLC Files for Section 3(c)(1) Exemption
House of Stone Capital Fund One LLC submitted a filing to the SEC on April 3, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Oasis Investments II Offshore Feeder Ltd. Files SEC Document on Investment Company Act
Oasis Investments II Offshore Feeder Ltd. submitted a SEC filing on April 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Oasis Investments II US Feeder Ltd. Files SEC Document for Section 3(c)(7)
D/A - Oasis Investments II US Feeder Ltd. submitted a SEC EDGAR filing on April 3, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund Files SEC Document Under Investment Company Act
Oasis Japan Strategic Fund Offshore Feeder Ltd. filed a document on April 3, 2026, related to Section 3(c) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Oasis Japan Strategic Fund Files Under Section 3(c)(7)
Oasis Japan Strategic Fund Offshore Feeder Ltd. filed a document with the SEC on April 3, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund US Feeder Ltd. Files SEC Document on Section 3(c)(7)
Oasis Japan Strategic Fund US Feeder Ltd. filed a SEC document on April 3, 2026, related to Investment Company Act Section 3(c)(7), as per EDGAR records.
Oasis Japan Strategic Fund US Feeder Ltd. Files Under Investment Company Act Section 3(c)(7)
Oasis Japan Strategic Fund US Feeder Ltd. filed a document with SEC EDGAR on April 3, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund Y Files Form D/A with SEC
Oasis Japan Strategic Fund Y Offshore Feeder Ltd. filed a Form D/A on April 3, 2026, citing Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund Y Offshore Feeder Ltd. Files SEC Document
Oasis Japan Strategic Fund Y Offshore Feeder Ltd. filed a document with the SEC on April 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund Y US Feeder Ltd. Files SEC Document on Section 3(c)(7)
Oasis Japan Strategic Fund Y US Feeder Ltd. filed a SEC document on April 3, 2026, related to the Investment Company Act Section 3(c) and Section 3(c)(7).
