Investment Company Act
1584 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Merewether Liquid Credit Offshore Partners Files D/A on July 29 2026
Merewether Liquid Credit Offshore Partners, Ltd submitted a D/A filing to the SEC on July 29 2026 referencing Section 3(c)(7).
EquityZen Growth Technology Fund LLC Series 2331 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2331 submitted a Section 3(c)(1) filing with the SEC on July 29, 2026.
Quadrant Private Capital Solutions Platform Files SEC Notice
D - Quadrant Private Capital Solutions Platform, LP submitted a filing to the SEC on July 29, 2026, under Investment Company Act Section 3(c).
IITM Unicorn Frontier Fund I Files D/A for 3(c)(1) Exemption
IITM Unicorn Frontier Fund I, LP submitted a D/A filing on July 29, 2026, citing Section 3(c)(1) of the Investment Company Act.
Merewether Cyclicals Partners, LP Files D/A on July 29, 2026
Merewether Cyclicals Partners, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Kai Diversified Convexity Fund LP Files SEC Notice Claiming 3(c)(7) Exemption
Kai Diversified Convexity Fund LP submitted a filing with the SEC on July 29, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Merewether Cyclicals Offshore Partners Files 3(c)(7) Amendment
Merewether Cyclicals Offshore Partners, Ltd. submitted a D/A filing to the SEC on July 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
M13 Ventures V, L.P. Files SEC Notice Under Section 3(c)(7)
M13 Ventures V, L.P. submitted a filing to the SEC on July 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
GT Partners, L.P. Files D/A Referencing Section 3(c)(7)
GT Partners, L.P. submitted a D/A filing to the SEC on July 29, 2026, under Investment Company Act Section 3(c)(7) according to SEC EDGAR.
Deep Fork Partners LP Files SEC Notice Under Section 3(c)(1)
Deep Fork Partners LP submitted a filing to the SEC on July 28, 2026, under Investment Company Act Section 3(c)(1).
D - LAM European Opportunities Fund Files 3(c)(7) Notice
D - LAM European Opportunities Fund, LP submitted a Section 3(c)(7) exemption filing to the SEC on July 28, 2026.
Collins Investment Partners LP Files D/A on 2026-07-28
Collins Investment Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Cohen & Steers Tactical Real Estate Fund Files D/A
Cohen & Steers Tactical Real Estate Fund, L.P. submitted a D/A filing to the SEC on July 28, 2026 under Section 3(c)(7).
Shikhara India Opportunities Cayman Fund Ltd Files D/A on 2026-07-28
Shikhara India Opportunities Cayman Fund Ltd submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
ADS Partners Vehicle I Files 3(c)(1) Notice
D - ADS Partners Vehicle I a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 28, 2026.
Sagard Credit Partners III-U RN (US) LP Files D/A with SEC
Sagard Credit Partners III-U RN (US) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 28, 2026.
EquityZen Growth Technology Fund LLC Series 2349 Files SEC Notice
EquityZen Growth Technology Fund LLC - Series 2349 submitted a regulatory filing to the SEC on July 28, 2026 under Section 3(c)(1).
TF Capital Investments VI LLC Files SEC 3(c)(1) Notice
TF Capital Investments VI LLC submitted a filing under Investment Company Act Section 3(c)(1) on July 28, 2026.
EIP Frontier Fund II LP Submits D/A Filing to SEC
EIP Frontier Fund II LP filed a D/A with the SEC on 2026-07-28 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
EIP Frontier Fund II (Lux Feeder) SCSp Files D/A Notice
EIP Frontier Fund II (Lux Feeder) SCSp submitted a D/A filing on 2026-07-28 referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Sagard Credit Partners III-U RN (US) LP Files SEC Notice
Sagard Credit Partners III-U RN (US) LP submitted a filing to the SEC on July 28, 2026, referencing Investment Company Act exemptions.
Vitalbridge Fund III Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Vitalbridge Fund III, L.P. submitted a 9 KB filing on 2026-07-28 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Align Ventures II, L.P. Files D/A on 2026-07-27
Align Ventures II, L.P. submitted a D/A filing to the SEC on July 27, 2026, referencing Investment Company Act Section 3(c)(7).
Hines U.S. Property Partners II Lux SCSP Files D/A With SEC
Hines U.S. Property Partners II Lux SCSP submitted a D/A amendment filing under the Securities Act on July 27, 2026.
Hines U.S. Property Partners Lux SCSp Files D/A on 2026-07-27
Hines U.S. Property Partners Lux SCSp submitted a D/A filing on 2026-07-27 referencing Sections 3(c)(5) and 3(c)(7) of the Investment Company Act.
Phroureo Fund LP Files SEC Notice for 3(c)(1) Exemption
Phroureo Fund LP submitted a filing to the SEC on July 27, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Hedge Fund Select Files 3(c)(7) Amendment for The Children's Investment Fund
Hedge Fund Select: The Children's Investment Fund LLC submitted a D/A filing on 2026-07-27 citing Investment Company Act Section 3(c)(7).
Symmetry Master Ltd Files 3(c)(7) Amendment
Hedge Fund Select: Symmetry Master Ltd submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity LP Files D/A on 2026-07-24
Aptitude Alternative Equity LP submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18, LLC Files SEC Document
LifeSci Venture SPV 18, LLC submitted a filing to the SEC on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity LP Files D/A Amendment With SEC
Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A with SEC on July 24 2026
Aptitude Alternative Equity Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 24 2026 according to SEC EDGAR.
LifeSci Venture SPV 18 Files D/A Amendment on July 24 2026
LifeSci Venture SPV 18 LLC submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity LP Files D/A on July 24 2026
Aptitude Alternative Equity LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18, LLC Files SEC Notice Under 3(c)(1)
LifeSci Venture SPV 18, LLC submitted a D/A filing with the SEC on July 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A with SEC
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Investment Company Act Section 3(c)(7).
Aptitude Alternative Equity LP Files D/A With SEC
Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A Amendment
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 citing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Aptitude Alternative Equity Ltd Files D/A on 2026-07-24
Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on 2026-07-24 referencing Section 3(c)(7).
LifeSci Venture SPV 18 Files 3(c)(1) Notice With SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity LP Submits D/A Filing to SEC
Aptitude Alternative Equity LP filed a D/A notice with the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18 Files D/A Amendment on July 24 2026
LifeSci Venture SPV 18 LLC submitted a Form D/A filing under Section 3(c)(1) of the Investment Company Act.
LifeSci Venture SPV 18 Files SEC Amendment for 3(c)(1) Exemption
LifeSci Venture SPV 18, LLC submitted a D/A filing on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Blackstone Private Equity Strategies Fund Files SEC Document
Blackstone Private Equity Strategies Fund L.P. submitted a regulatory filing under Section 3(c)(7) of the Investment Company Act on July 24, 2026.
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18 LLC Files SEC Notice on July 24 2026
LifeSci Venture SPV 18 LLC submitted a D/A filing to the SEC on July 24 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
Aptitude Alternative Equity LP Files D/A With SEC
Aptitude Alternative Equity LP submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Aptitude Alternative Equity LP Files D/A on 2026-07-24
Aptitude Alternative Equity LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 24, 2026, according to SEC EDGAR.
Aptitude Alternative Equity LP Files D/A With SEC
Aptitude Alternative Equity LP submits D/A filing referencing Investment Company Act Section 3(c)(7) on July 24, 2026.
Galerie Income Fund II LLC Files 3(c)(1) Notice with SEC
Galerie Income Fund II LLC submitted a Section 3(c)(1) filing to the SEC on July 24, 2026, under CIK 0002146766.
