Investment Company Act
1155 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
BC Partners Fly Co-Investment LP Files SEC Notice
BC Partners Fly Co-Investment LP submitted a filing to the SEC on May 19, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Mudrick Stressed Credit Fund Ltd. Files SEC Document May 19 2026
Mudrick Stressed Credit Fund Ltd. submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
140 Summer Partners Onshore LP Files D/A on May 19 2026
140 Summer Partners Onshore LP submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
3i Partners Fund II, LLC Files D/A with SEC
3i Partners Fund II, LLC submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Mudrick Distressed Opportunity Fund Offshore Files SEC Document
Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a filing under Investment Company Act Section 3(c)(7) on May 19, 2026, according to SEC EDGAR records.
Mudrick Distressed Opportunity Fund Offshore Files D/A With SEC
Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D-III F-William Fund Files SEC Notice Claiming 3(c)(7) Exemption
D - IIIF-William Fund, LLC filed an SEC notice on May 19, 2026 referencing Section 3(c)(7) of the Investment Company Act.
D - House Holdings 1.1, LP Files Section 3(c)(1) Notice
D - House Holdings 1.1, LP submitted an SEC filing on May 19, 2026, under Investment Company Act Section 3(c)(1).
iCapital-Valor Equity Partners VII Access Fund Files SEC Notice
D - iCapital-Valor Equity Partners VII Access Fund, L.P. submitted a notice under Investment Company Act Section 3(c)(7) to the SEC on May 19, 2026.
APD FUND LLC Files D/A with SEC Under Section 3(c)(1)
APD FUND LLC submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
DNA Capital VC II LP Files SEC Notice Under Section 3(c)(7)
DNA Capital VC II LP submitted a filing to the SEC on May 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D - XN Private Fund LP Files 3(c)(7) Notice With SEC
D - XN Private Fund LP submitted an SEC filing under Investment Company Act Section 3(c)(7) on May 18, 2026.
EquityZen Growth Technology Fund LLC Series 2276 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2276 submitted a notice filing under Investment Company Act Section 3(c)(1) on May 18, 2026.
Continental Realty Opportunistic Retail Fund II-B Files D/A with SEC
Continental Realty Opportunistic Retail Fund II-B, L.P. submitted a D/A filing to the SEC on May 18, 2026, referencing Section 3(c)(6) of the Investment Company Act.
EFO Opportunity Fund I Apr 2026 Files 3(c)(1) Notice
EFO Opportunity Fund I Apr 2026 a Series of CGF2021 LLC submitted a Section 3(c)(1) notice to the SEC on May 18, 2026.
Bow River Asset-Based Income Fund LP Files D/A with SEC
Bow River Asset-Based Income Fund LP submitted a D/A filing on 2026-05-18 under Section 3(c)(7) of the Investment Company Act.
AG Mortgage Value Participation Fund Files SEC D/A Notice
AG Mortgage Value Participation Fund Ltd. submitted a D/A filing to the SEC on May 18 2026 referencing Section 3(c)(7) of the Investment Company Act.
General Industrial Onshore Fund L.P. Files SEC Notice Under 3(c)(7)
General Industrial Onshore Fund L.P. submitted a filing to the SEC on May 15, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Proteus Feeder Fund I, LLC Files 3(c)(7) Notice With SEC
Proteus Feeder Fund I, LLC submitted a Form D/A filing on May 15, 2026, claiming the Section 3(c)(7) exemption under the Investment Company Act.
Proteus Feeder Fund I, LLC Files D/A Amendment with SEC
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Proteus Feeder Fund I, LLC Files D/A With SEC
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Barrel Ventures III LP Files Form D with SEC
Barrel Ventures III LP submitted a Form D filing on May 15 2026 under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Barrel Ventures III-A LP Files Form D With SEC
Barrel Ventures III-A LP submitted a Form D filing on May 15, 2026, under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A with SEC
JS Venture Fund LLC Series A30 submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Proteus Feeder Fund I, LLC Files D/A With SEC
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026 under Investment Company Act Section 3(c)(7).
Proteus Feeder Fund I Files SEC Notice for 3(c)(7) Exemption
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Barrel Ventures III LP Files Form D on May 15, 2026
Barrel Ventures III LP submitted a Form D notice claiming exemptions under Investment Company Act sections 3(c)(1) and 3(c)(7).
TPG Files SEC Notice for Asset Based Credit Equity II, L.P.
TPG AG Asset Based Credit Equity II, L.P. submitted a Section 3(c)(7) notice filing with the SEC on May 15, 2026.
Barrel Ventures III LP Files Form D with SEC
Barrel Ventures III LP submitted a Form D filing on May 15 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act according to SEC EDGAR.
JS Venture Fund LLC Series A30 Submits D/A Filing to SEC
JS Venture Fund LLC Series A30 filed a D/A notice under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Barrel Ventures III LP Files Form D Notice with SEC
Barrel Ventures III LP submitted a Form D filing on May 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing on May 15 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
TPG Equity X, L.P. Submits SEC Filing on May 15, 2026
TPG Equity X, L.P. filed a notice under Section 3(c)(7) of the Investment Company Act with the SEC on May 15, 2026.
TPG AG Asset Based Credit Equity II, L.P. Files SEC Notice
TPG AG Asset Based Credit Equity II, L.P. submitted a filing to the SEC on May 15, 2026 referencing Section 3(c)(7).
General Industrial Onshore Fund L.P. Files D/A With SEC
General Industrial Onshore Fund L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
FMC Operating Partnership LP Files SEC Document on Investment Company Act Section 3(c)(5)
FMC Operating Partnership LP filed a document with the SEC on May 11, 2026, referencing Section 3(c)(5) of the Investment Company Act.
MW Americas TOPS Long-Only Fund LP Files SEC Form D/A Under Section 3(c)(7)
MW Americas TOPS Long-Only Fund LP filed a Form D/A on May 8, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Parsifal Master Fund Ltd. Files Under Investment Company Act Section 3(c)(7)
Parsifal Master Fund Ltd. filed a document with the SEC on May 8, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Vineyard Quant Capital LP Files Under SEC Section 3(c)(1)
Vineyard Quant Capital LP submitted a SEC filing on May 6, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Mosaic, LLC Files SEC Document for Section 3(c)(7) Exemption
D/A - Cache Exchange Fund - Mosaic, LLC submitted a SEC filing on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cache Exchange Fund - Unix, LLC Files Under SEC Investment Company Act Section 3(c)(7)
Cache Exchange Fund - Unix, LLC submitted a filing to the SEC on May 5, 2026, related to Investment Company Act exemptions.
Snowhawk Capital Digital Opportunities Fund I-B L.P. Files SEC EDGAR Document
Snowhawk Capital's Digital Opportunities Fund I-B L.P. filed a SEC EDGAR form on May 4, 2026, referencing sections of the Investment Company Act.
D - AB Municipal Credit Opportunities Fund Files SEC Document on Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Document
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.
1776 Fund, LLC Files for Section 3(c)(1) Exemption with SEC
D - 1776 Fund, LLC filed a notice with the SEC on April 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Triton Fund 6 US SCSp Files for Investment Company Act Exemptions
Triton Fund 6 US SCSp filed a document with the SEC on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Fenimore Small Cap Fund LLC Files Under Investment Company Act
Fenimore Small Cap Fund LLC filed a document on April 30, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Renown Capital Partners I, L.P. Files for Investment Company Act Exemptions
Renown Capital Partners I, L.P. filed a SEC document on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
CCL Funds LP Files for Investment Company Act Exemption
D - BO-0223 Fund I, a series of CCL Funds LP, filed a document under Section 3(c)(1) of the Investment Company Act on April 29, 2026.
Forge Investments, LLC Files SEC Document for Fund FG-VMS Under Section 3(c)(1)
Forge Investments, LLC submitted a SEC filing on April 28, 2026, for Fund FG-VMS, citing exemption under Section 3(c)(1) of the Investment Company Act.
