Investment Company Act
1507 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Symmetry Master Ltd Files 3(c)(7) Amendment
Hedge Fund Select: Symmetry Master Ltd submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity LP Files D/A on 2026-07-24
Aptitude Alternative Equity LP submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18, LLC Files SEC Document
LifeSci Venture SPV 18, LLC submitted a filing to the SEC on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity LP Files D/A Amendment With SEC
Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A with SEC on July 24 2026
Aptitude Alternative Equity Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 24 2026 according to SEC EDGAR.
LifeSci Venture SPV 18 Files D/A Amendment on July 24 2026
LifeSci Venture SPV 18 LLC submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity LP Files D/A on July 24 2026
Aptitude Alternative Equity LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18, LLC Files SEC Notice Under 3(c)(1)
LifeSci Venture SPV 18, LLC submitted a D/A filing with the SEC on July 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A with SEC
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Investment Company Act Section 3(c)(7).
Aptitude Alternative Equity LP Files D/A With SEC
Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A Amendment
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 citing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Aptitude Alternative Equity Ltd Files D/A on 2026-07-24
Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on 2026-07-24 referencing Section 3(c)(7).
LifeSci Venture SPV 18 Files 3(c)(1) Notice With SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Aptitude Alternative Equity LP Submits D/A Filing to SEC
Aptitude Alternative Equity LP filed a D/A notice with the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18 Files D/A Amendment on July 24 2026
LifeSci Venture SPV 18 LLC submitted a Form D/A filing under Section 3(c)(1) of the Investment Company Act.
LifeSci Venture SPV 18 Files SEC Amendment for 3(c)(1) Exemption
LifeSci Venture SPV 18, LLC submitted a D/A filing on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Blackstone Private Equity Strategies Fund Files SEC Document
Blackstone Private Equity Strategies Fund L.P. submitted a regulatory filing under Section 3(c)(7) of the Investment Company Act on July 24, 2026.
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18 LLC Files SEC Notice on July 24 2026
LifeSci Venture SPV 18 LLC submitted a D/A filing to the SEC on July 24 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
Aptitude Alternative Equity LP Files D/A With SEC
Aptitude Alternative Equity LP submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Aptitude Alternative Equity LP Files D/A on 2026-07-24
Aptitude Alternative Equity LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 24, 2026, according to SEC EDGAR.
Aptitude Alternative Equity LP Files D/A With SEC
Aptitude Alternative Equity LP submits D/A filing referencing Investment Company Act Section 3(c)(7) on July 24, 2026.
Galerie Income Fund II LLC Files 3(c)(1) Notice with SEC
Galerie Income Fund II LLC submitted a Section 3(c)(1) filing to the SEC on July 24, 2026, under CIK 0002146766.
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on July 24 2026 referencing Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18 LLC Files D/A on SEC EDGAR
LifeSci Venture SPV 18 LLC submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.
Winchester Strategic Credit Partners L.P. Files D/A Form
Winchester Strategic Credit Partners L.P. submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.
Cloud Nine Partners LP Files SEC Notice Under Section 3(c)(1)
Cloud Nine Partners LP submitted a Section 3(c)(1) filing with the SEC on July 24, 2026, according to SEC EDGAR.
Bull Street Holdings LP Files SEC Notice Under 3(c)(1)
Bull Street Holdings LP submitted a regulatory filing to the SEC on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
G2 Investment Partners QP LP Files D/A with SEC
G2 Investment Partners QP LP submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
ECM Feeder Fund 1 Files D/A with SEC Under 3(c)(7)
ECM Feeder Fund 1 submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Highbury Holdings XVII Files 3(c)(7) Exemption Notice
Highbury Holdings XVII, LLC submitted a Section 3(c)(7) notice to the SEC on July 24, 2026.
Highbury Holdings XVI, LP Files D/A on 2026-07-24
Highbury Holdings XVI, LP submitted a D/A filing to the SEC on July 24, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
D - CO-0519 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - CO-0519 Fund I, a series of Roll Up Vehicles, LP submitted a 7 KB filing to the SEC on 2026-07-24 under Section 3(c)(1) of the Investment Company Act.
SPITFIRE FUND L.P. Submits D/A Filing to SEC
SPITFIRE FUND L.P. filed a D/A amendment on July 23 2026 referencing Section 3(c)(1) of the Investment Company Act.
Sandlot Partners YHA SPV LLC Files 3(c)(1) Exemption Notice
Sandlot Partners YHA SPV LLC submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 23, 2026.
Iterative Fund I, LP Files D/A Amendment with SEC
Iterative Fund I, LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 23, 2026.
D-Investment AL Series Files 3(c)(1) Notice with SEC
D - Investment AL a Series of AF1 Global LLC submitted a Section 3(c)(1) filing on July 23, 2026, per SEC EDGAR records.
D - DD RMP I Files SEC Notice Claiming 3(c)(1) Exemption
D - DD RMP I, a Series of Denver Ventures Duende LLC, submitted a filing to the SEC on July 23, 2026, under Section 3(c)(1) of the Investment Company Act.
Orion Commodities Delaware Fund LP Files 3(c)(7) Amendment
Orion Commodities Delaware Fund LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.
MAM Qualified Staff Investment Series II Files 3(c)(7) Notice
D - MAM Qualified Staff Investment Series II, LLC filed a 22 KB notice under Section 3(c)(7) of the Investment Company Act on July 22, 2026.
D - WCP Fund C, L.P. Files Section 3(c)(7) Notice
D - WCP Fund C, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 22, 2026.
Doxara US Fund LP Files 3(c)(7) Notice With SEC
D - Doxara US Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on July 22, 2026, according to SEC EDGAR.
D-MAM Qualified Staff Investment Series II Files 3(c)(7) Notice
D-MAM Qualified Staff Investment Series II, LLC filed a Section 3(c)(7) notice with the SEC on July 22, 2026.
Copilot Capital Fund II LP Files SEC Notice for 3(c) Exemptions
Copilot Capital Fund II LP submitted an SEC filing on July 22, 2026, claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Torque Share Partners LP Files D/A With SEC
Torque Share Partners LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.
Mainspring Funding II LLC Files SEC 3(c)(1) Notice
Mainspring Funding II LLC submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 22, 2026.
D - Benson Co-investment Trust Files SEC Notice
D - Benson Co-investment Trust submitted an 8 KB filing on 2026-07-22 referencing Section 3(c)(1) of the Investment Company Act.
Tareyton Fund I, L.P. Files D/A with SEC Under Section 3(c)(1)
Tareyton Fund I, L.P. submitted a D/A filing on 2026-07-22 referencing Investment Company Act Section 3(c)(1).
American Ventures Opportunity Fund LLC Files 3(c)(1) Notice
American Ventures Opportunity Fund LLC, Series I VAST filed a Section 3(c)(1) notice under the Investment Company Act on July 21, 2026.
American Ventures Opportunity Fund Files 3(c)(1) Exemption Notice
American Ventures Opportunity Fund LLC Series I VAST submitted an SEC filing claiming exemption under Investment Company Act Section 3(c)(1).
