Investment Company Act
1155 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Western Standard Partners QP Files 3(c)(7) Amendment With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Western Standard Partners LP Files SEC Notice Under 3(c)(1)
Western Standard Partners LP submitted a filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners LP Files D/A with SEC
Western Standard Partners LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22, 2026 listing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Clutch Capital Files 3(c)(1) Notice for HITT Power Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for D - HITT Power by SAC 28 a Series of Clutch Capital LLC on May 22, 2026.
Western Standard Partners QP Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Western Standard Partners LP Files D/A Notice with SEC
Western Standard Partners LP submitted a D/A filing on 2026-05-22 claiming exemption under Investment Company Act Section 3(c)(1).
MAVRK Celestia Fund, LP Files With SEC on May 22, 2026
MAVRK Celestia Fund, LP submitted a 7 KB filing claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Western Standard Partners LP Files 3(c)(1) Exemption Notice
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice May 22 2026
MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22 2026 claiming Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Neuberger Specialty Finance Fund IV LP Files SEC Notice
Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22 2026 citing Section 3(c)(7) of the Investment Company Act.
Western Standard Partners QP, L.P. Files D/A on 2026-05-22
Western Standard Partners QP, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund Files 3(c)(1) and 3(c)(7) Notice
D - MAVRK Celestia Fund, LP filed a notice claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
Western Standard Partners LP Files 3(c)(1) Notice with SEC
Western Standard Partners LP submitted a D/A filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Western Standard Partners QP Files D/A on May 22 2026
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Western Standard Partners LP Files D/A on SEC EDGAR
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners QP, L.P. Files D/A Amendment
Western Standard Partners QP, L.P. submitted a D/A filing on 2026-05-22 referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Neuberger Specialty Finance Fund IV LP Files SEC Notice
Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22, 2026 under Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Western Standard Partners QP, L.P. Submits D/A Filing
Western Standard Partners QP, L.P. filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-05-22.
Straightpoint Capital Fund LP Files D/A with SEC
Straightpoint Capital Fund LP submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(1) of the Investment Company Act.
Edale Europe Absolute Fund LP Files D/A With SEC
Edale Europe Absolute Fund LP submitted a D/A filing on May 22 2026 under Investment Company Act Section 3(c)(7).
Coller Evergreen CFO I Equity Holdings Feeder B Files SEC Notice
D - Coller Evergreen CFO I Equity Holdings Feeder B, L.P. filed a notice with the SEC on May 22, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Madison Partners Limited Partnership Files 3(c)(1) Notice
Madison Partners Limited Partnership submitted an SEC filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
SignalFire Eureka Fund Files SEC Document Referencing 3(c)(7)
SignalFire Eureka Fund, L.P. submitted a filing to the SEC on May 22, 2026 under Investment Company Act Section 3(c)(7).
Coller Evergreen CFO I Equity Holdings Feeder A Files SEC Notice
D - Coller Evergreen CFO I Equity Holdings Feeder A, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on May 22, 2026.
Western Standard Partners LP Files D/A With SEC on May 22 2026
Western Standard Partners LP submitted a D/A filing on May 22 2026 citing Section 3(c)(1) of the Investment Company Act.
Corbel Special Opportunities Fund II Files 3(c)(7) Notice With SEC
Corbel Special Opportunities Fund II, L.P. submitted a Section 3(c)(7) filing to the SEC on May 22, 2026.
Neuberger Specialty Finance Fund IV LP Files SEC Form D
Neuberger Specialty Finance Fund IV LP submitted a Form D filing on May 22, 2026 under Investment Company Act Section 3(c)(7).
Stonepeak Motion (Co-Invest) Holdings LP Files SEC Notice
D - Stonepeak Motion (Co-Invest) Holdings LP submitted a regulatory filing to the SEC on May 22, 2026, claiming exemption under Section 3(c)(7).
SPX Seafire Fund SPC Files for Segregated Portfolio One
SPX Seafire Fund SPC submitted a D/A filing for SPX Seafire Fund Segregated Portfolio One on May 22, 2026 under Section 3(c)(7).
Bedford Ridge Investment Co XII Files SEC Exemption Notice
Bedford Ridge Investment Co XII, LP submitted a Section 3(c)(7) exemption filing to the SEC on May 21, 2026.
Cambium Capital Tamarind LP Files SEC Exemption Notice
Cambium Capital Tamarind LP submitted a regulatory filing on May 21 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Waypoint Energy Fund 2026 Files SEC Notice Under Section 3(c)(9)
D - Waypoint Energy Fund 2026, L.P. submitted a filing to the SEC on May 21, 2026 claiming exemption under Investment Company Act Section 3(c)(9).
Bedford Ridge Investment Co XIV LP Files SEC Notice
D - Bedford Ridge Investment Co XIV LP submitted a filing to the SEC on May 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Bedford Ridge Investment Co XIII LP Files SEC Notice
Bedford Ridge Investment Co XIII LP submitted a filing to the SEC on May 21 2026 referencing Section 3(c)(7) of the Investment Company Act.
BSTN Fund One, LLC Files SEC Notice Claiming 3(c)(1) Exemption
BSTN Fund One, LLC submitted a filing to the SEC on May 21, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Cambium Capital Tamarind LP Files SEC Notice on 3(c)(1) and 3(c)(7) Exemptions
Cambium Capital Tamarind LP submitted a filing to the SEC on May 21, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Bedford Ridge Investment Co XII Files SEC Notice Under 3(c)(7)
Bedford Ridge Investment Co XII, LP filed a notice with the SEC claiming exemption from the Investment Company Act under Section 3(c)(7).
ICQ Investments 8TY, LP Files SEC Notice Claiming 3(c)(7) Exemption
D - ICQ Investments 8TY, LP submitted a Form 3C filing to the SEC on May 21, 2026, electing exemption under Section 3(c)(7) of the Investment Company Act.
CoastEdge Focus Fund Offshore LLC Files D/A with SEC
CoastEdge Focus Fund Offshore LLC submitted a D/A filing to the SEC on May 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Proteus Master Fund I Files SEC Notice Under Section 3(c)(7)
Proteus Master Fund I, LLC submitted a filing with the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MG&A Private Assets Master Fund Files SEC D/A for 3(c)(7)
MG&A Private Assets Master Fund, LLC submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MG&A Private Assets Master Fund Files D/A Notice with SEC
MG&A Private Assets Master Fund, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Nidhiksh Investments Inc Files 3(c)(1) Notice with SEC
Nidhiksh Investments Inc submitted a filing to the SEC on May 20 2026 referencing Section 3(c)(1) of the Investment Company Act.
Abakkus Growth Fund Files 3(c)(1) Notice with SEC
Abakkus Growth Fund Open Ended submitted a Section 3(c)(1) filing to the SEC on May 20 2026 under accession number 0002131519-26-000001.
DPV Titan I Series Files 3(c)(7) Notice With SEC
DataPower Capital Partners LLC filed a D/A notice for its DPV Titan I series under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
