Investment Company Act
1584 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
BlueBay Global Credit Alpha Long Short Fund Files SEC Notice
BlueBay Global Credit Alpha Long Short Fund Ltd submitted a D/A filing to the SEC on August 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
OEW Eagle Classic Fund LP Files D/A With SEC
OEW Eagle Classic Fund LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on August 5, 2026.
Habitat Partners II LP Files SEC Notice Claiming 3(c)(1) Exemption
Habitat Partners II LP submitted a Section 3(c)(1) exemption filing to the SEC on August 5, 2026.
Tryperion RE Fund V LP Files SEC Notice Under Sections 3(c)(1), 3(c)(5) and 3(c)(7)
Tryperion RE Fund V LP submitted a 7 KB filing to the SEC on August 5, 2026 referencing Investment Company Act exemptions 3(c)(1), 3(c)(5) and 3(c)(7).
CD&R Fund XIII Offshore Entity Files SEC 3(c)(7) Notice
D - CD&R Fund XIII Private Investors Offshore SICAV-RAIF S.C.Sp. submitted an Investment Company Act Section 3(c)(7) filing to the SEC on August 5, 2026.
Teamworthy Ventures ID LP Files SEC Notice on 3(c)(1)
Teamworthy Ventures ID LP submitted a filing with the SEC on August 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
ACAP Innovation Fund SPV LP Files D/A With SEC
ACAP Innovation Fund SPV LP submitted a D/A filing to the SEC on August 5, 2026, under Investment Company Act Section 3(c)(1).
King Capital Commodity Alpha Fund LLC Files D/A on 2026-08-05
King Capital Commodity Alpha Fund LLC submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Greylock Global Opportunity Fund (Offshore) Ltd. Files SEC Notice
Greylock Global Opportunity Fund (Offshore) Ltd. submitted a filing to the SEC on August 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Kahani Partners, LP Files 3(c)(1) Notice with SEC
Kahani Partners, LP submitted a Section 3(c)(1) filing to the SEC on August 5, 2026, according to EDGAR records.
Integra Master Series LLC Files SEC Notice Under Section 3(c)(7)
Integra Master Series LLC, associated with Matters Capital Ventures, submitted an 8 KB SEC filing on August 5, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Acadian Sustainable Global Equity Fund Files 3(c)(7) Notice
Acadian Sustainable Global Equity Fund, LLC submitted a Form D/A filing to the SEC on August 5, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
Acadian U.S. Investment Grade Corporate Bond Fund Files D/A
Acadian U.S. Investment Grade Corporate Bond Fund, LLC submitted a D/A filing under Section 3(c)(7) on August 5, 2026.
Newbrook Capital Eastpointe Ridge Investors Files SEC Notice
Newbrook Capital Eastpointe Ridge Investors LLC submitted a Section 3(c) filing with the SEC on August 4, 2026.
Yieldpoint Stable Value Fund Files D/A With SEC
Yieldpoint Stable Value Fund, L.P. submitted a D/A filing to the SEC on August 4, 2026 under Section 3(c)(7).
Interlagos V, LLC Files Section 3(c)(7) Notice with SEC
Interlagos V, LLC submitted a Section 3(c)(7) filing under the Investment Company Act on August 4, 2026.
Yieldpoint Stable Value Fund Files D/A on 2026-08-04
Yieldpoint Stable Value Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Newbrook Capital Eastpointe Ridge Investors LLC Files SEC Notice
Newbrook Capital Eastpointe Ridge Investors LLC submitted a regulatory filing to the SEC on August 4, 2026, referencing Investment Company Act exemptions.
NPGF 2025 Co-Investment Fund Files 3(c)(7) Notice
D - NPGF 2025 Co-Investment S.L.P. - Quest Compartment III submitted an SEC filing referencing Section 3(c)(7) on August 4, 2026.
ITB Premium Fund I Ltd Files 3(c)(1) Notice With SEC
ITB Premium Fund I Ltd submitted a D/A filing on August 4, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Newbrook Capital Skyland Investors LLC Files SEC Notice
Newbrook Capital Skyland Investors LLC submitted a filing under Investment Company Act Sections 3(c)(1) and 3(c)(5) on August 4, 2026.
Novera Ventures, L.P. Files D/A with SEC on August 4, 2026
Novera Ventures, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Andra Crossover Fund I Series Files 3(c)(1) Notice
D - Andra Crossover Fund I a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on August 4, 2026.
Albert P Lee Files 3(c)(1) Notice for APL Ventures ZN III Series
Albert P Lee filed a Section 3(c)(1) notice for APL Ventures ZN III a Series of CGF2021 LLC with the SEC on August 4, 2026.
StepStone Capital Partners VI Files D/A With SEC
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Asteya Partners Delaware, LP Files SEC Exemption Notice
Asteya Partners Delaware, LP submitted a filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
StepStone Capital Partners VI Europe Files 3(c)(7) Notice
StepStone Capital Partners VI Europe, SCSp submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act on July 31, 2026.
Synergy Asia High Conviction Fund Files SEC Notice
Synergy Asia High Conviction Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 3, 2026.
Sub Rosa Fund I, LP Files SEC Notice Under Section 3(c)(1)
Sub Rosa Fund I, LP submitted a Section 3(c)(1) filing to the SEC on August 3, 2026.
Panah Fund Files D/A Amendment with SEC
Panah Fund submitted a D/A filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(7).
Knightvest Capital Fund II Files D/A on July 31, 2026
Knightvest Capital Fund II, LP submitted a D/A filing to the SEC claiming Section 3(c)(5) exemption under the Investment Company Act.
StepStone Capital Partners VI-E Europe Files SEC Form D/A
StepStone Capital Partners VI-E Europe, SCSp filed a D/A with the SEC on July 31, 2026 referencing Investment Company Act Section 3(c)(7).
Knightvest Capital Fund II, LP Files D/A With SEC
Knightvest Capital Fund II, LP submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(5) of the Investment Company Act.
StepStone Capital Partners VI Europe Files SEC Notice
StepStone Capital Partners VI Europe, SCSp filed a 14 KB document with the SEC on July 31, 2026 under Section 3(c)(7).
StepStone Capital Partners VI Files D/A With SEC
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI-E Europe Files D/A With SEC
StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing on 2026-07-31 referencing Section 3(c)(7).
StepStone Capital Partners VI Files D/A With SEC on July 31 2026
StepStone Capital Partners VI, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 31 2026.
Minetta Ventures SPV LLC Files D/A with SEC
Minetta Ventures SPV LLC submitted a D/A filing on July 31 2026 referencing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI, L.P. Files D/A with SEC
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI Files SEC Amendment
StepStone Capital Partners VI, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.
StepStone Capital Partners VI-E Europe Files D/A on 2026-07-31
StepStone Capital Partners VI-E Europe, SCSp filed a D/A form under Investment Company Act Section 3(c)(7) with the SEC on 2026-07-31.
Minetta Ventures SPV LLC Files SEC Amendment Under 3(c)(7)
Minetta Ventures SPV LLC submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI Files SEC Document
StepStone Capital Partners VI, L.P. submitted a 14 KB filing to the SEC on July 31, 2026 under Section 3(c)(7).
Knightvest Capital Fund II, LP Files SEC Document July 31, 2026
Knightvest Capital Fund II, LP submitted a filing to the SEC on July 31, 2026 referencing Investment Company Act Section 3(c)(5).
StepStone Capital Partners VI-E Europe Files D/A with SEC
StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
Knightvest Capital Fund II, LP Files D/A With SEC
Knightvest Capital Fund II, LP submitted a D/A filing to the SEC on 2026-07-31 under Investment Company Act Section 3(c)(5).
StepStone Capital Partners VI Files D/A on July 31, 2026
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, under Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI Europe Files D/A With SEC
StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on 2026-07-31 referencing Section 3(c)(7) of the Investment Company Act.
Merewether Liquid Credit Partners Files D/A on July 29 2026
Merewether Liquid Credit Partners LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
SemiAnalysis Capital Fund I, LP Files SEC Notice
SemiAnalysis Capital Fund I, LP submitted a filing to the SEC on 2026-07-29 claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act.
