Investment Company Act
1029 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Barrel Ventures III LP Files Form D on May 15, 2026
Barrel Ventures III LP submitted a Form D notice claiming exemptions under Investment Company Act sections 3(c)(1) and 3(c)(7).
TPG Files SEC Notice for Asset Based Credit Equity II, L.P.
TPG AG Asset Based Credit Equity II, L.P. submitted a Section 3(c)(7) notice filing with the SEC on May 15, 2026.
Barrel Ventures III LP Files Form D with SEC
Barrel Ventures III LP submitted a Form D filing on May 15 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act according to SEC EDGAR.
JS Venture Fund LLC Series A30 Submits D/A Filing to SEC
JS Venture Fund LLC Series A30 filed a D/A notice under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Barrel Ventures III LP Files Form D Notice with SEC
Barrel Ventures III LP submitted a Form D filing on May 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing on May 15 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
TPG Equity X, L.P. Submits SEC Filing on May 15, 2026
TPG Equity X, L.P. filed a notice under Section 3(c)(7) of the Investment Company Act with the SEC on May 15, 2026.
TPG AG Asset Based Credit Equity II, L.P. Files SEC Notice
TPG AG Asset Based Credit Equity II, L.P. submitted a filing to the SEC on May 15, 2026 referencing Section 3(c)(7).
General Industrial Onshore Fund L.P. Files D/A With SEC
General Industrial Onshore Fund L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
FMC Operating Partnership LP Files SEC Document on Investment Company Act Section 3(c)(5)
FMC Operating Partnership LP filed a document with the SEC on May 11, 2026, referencing Section 3(c)(5) of the Investment Company Act.
MW Americas TOPS Long-Only Fund LP Files SEC Form D/A Under Section 3(c)(7)
MW Americas TOPS Long-Only Fund LP filed a Form D/A on May 8, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Parsifal Master Fund Ltd. Files Under Investment Company Act Section 3(c)(7)
Parsifal Master Fund Ltd. filed a document with the SEC on May 8, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Vineyard Quant Capital LP Files Under SEC Section 3(c)(1)
Vineyard Quant Capital LP submitted a SEC filing on May 6, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Mosaic, LLC Files SEC Document for Section 3(c)(7) Exemption
D/A - Cache Exchange Fund - Mosaic, LLC submitted a SEC filing on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cache Exchange Fund - Unix, LLC Files Under SEC Investment Company Act Section 3(c)(7)
Cache Exchange Fund - Unix, LLC submitted a filing to the SEC on May 5, 2026, related to Investment Company Act exemptions.
Snowhawk Capital Digital Opportunities Fund I-B L.P. Files SEC EDGAR Document
Snowhawk Capital's Digital Opportunities Fund I-B L.P. filed a SEC EDGAR form on May 4, 2026, referencing sections of the Investment Company Act.
D - AB Municipal Credit Opportunities Fund Files SEC Document on Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Document
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.
1776 Fund, LLC Files for Section 3(c)(1) Exemption with SEC
D - 1776 Fund, LLC filed a notice with the SEC on April 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Triton Fund 6 US SCSp Files for Investment Company Act Exemptions
Triton Fund 6 US SCSp filed a document with the SEC on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Fenimore Small Cap Fund LLC Files Under Investment Company Act
Fenimore Small Cap Fund LLC filed a document on April 30, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Renown Capital Partners I, L.P. Files for Investment Company Act Exemptions
Renown Capital Partners I, L.P. filed a SEC document on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
CCL Funds LP Files for Investment Company Act Exemption
D - BO-0223 Fund I, a series of CCL Funds LP, filed a document under Section 3(c)(1) of the Investment Company Act on April 29, 2026.
Forge Investments, LLC Files SEC Document for Fund FG-VMS Under Section 3(c)(1)
Forge Investments, LLC submitted a SEC filing on April 28, 2026, for Fund FG-VMS, citing exemption under Section 3(c)(1) of the Investment Company Act.
FLI Partners Fund, L.P. Files Under Investment Company Act Section 3(c)(1)
FLI Partners Fund, L.P. submitted a filing under Section 3(c)(1) of the Investment Company Act on April 27, 2026, as reported by SEC EDGAR.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
Catalio Access Fund X, LLC Files Under Investment Company Act Sections
Catalio Access Fund X, LLC filed a SEC document on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
FundRacer Mobility Fund I Files SEC Exemption Under Investment Company Act
FundRacer Mobility Fund I Cooperatief U.A. filed a document with the SEC on April 23, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Cannon Global A2 Fund Files Under Section 3(c)(7)
Cannon Global A2 Fund, LP filed a document with the SEC on April 22, 2026, related to Investment Company Act exemptions.
Kazazian Capital Fund LP Files Under Section 3(c)(1)
Kazazian Capital Fund LP filed a document with the SEC on April 22, 2026, under Section 3(c)(1) of the Investment Company Act.
Kazazian Capital Offshore Fund Files SEC Document on Investment Company Act
Kazazian Capital Offshore Fund, Ltd. filed a document with the SEC on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
Littlejohn Altitude Feeder Fund Files Under Section 3(c)(7)
D - Littlejohn Altitude Feeder Fund (A), L.P. filed a document on April 22, 2026, related to Section 3(c)(7) of the Investment Company Act.
Littlejohn Altitude Fund L.P. Files Under Section 3(c)(7)
Littlejohn Altitude Fund L.P. filed a document with the SEC on April 22, 2026, citing Section 3(c)(7) of the Investment Company Act.
Crescat Institutional Precious Metals Fund Files Under Section 3(c)(7)
Crescat Institutional Precious Metals Fund LTD filed a document on April 22, 2026, under the Investment Company Act Section 3(c)(7), according to SEC EDGAR.
Piedmont Partners Files SEC Document on Investment Company Act Section 3(c)(1)
Piedmont Partners, Limited Partnership submitted an SEC filing on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
97 Cross A Series of VUCP Fund LLC Files Under Investment Company Act
97 Cross A Series of VUCP Fund LLC submitted a SEC filing on April 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
D - Cross Market Fund LLC Files SEC Form for Investment Exemptions
D - Cross Market Fund LLC filed a SEC document on April 22, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Providence Venture Capital Files Under Investment Company Act Section 3(c)(1)
Providence Venture Capital, LLC filed a document with the SEC on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
Schalk Development Fund LLC Files SEC Document on Investment Company Act Exemptions
D - SCHALK DEVELOPMENT Fund LLC filed a SEC document on April 22, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
COI Partners, LLC Files Under Investment Company Act Section 3(c)(1)
COI Partners, LLC filed a document with SEC EDGAR on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
MVP ES FUND CLVI LLC Files Under Investment Company Act Section 3(c)(1)
MVP ES FUND CLVI LLC submitted a SEC filing on April 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
PAG Real Estate Partners IV Files SEC Notice Under Investment Company Act
PAG Real Estate Partners IV (JPY) L.P. submitted a filing on April 22, 2026, related to Section 3(c)(7) of the Investment Company Act.
S2K/Miller Fund LP Files SEC Document on Investment Company Act Section 3(c)(5)
S2K/Miller Fund LP, with CIK 1973118, filed a regulatory document on April 22, 2026, referencing Section 3(c)(5) of the Investment Company Act, according to SEC EDGAR.
D - JS Venture Fund LLC Series A19 Files SEC Document on Section 3(c)(7)
D - JS Venture Fund LLC Series A19 submitted a filing to the SEC on April 21, 2026, including references to Item 3C and Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files Under Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2268 filed a SEC document on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
Polen Capital Global SMID Co Growth Fund Files Under Section 3(c)(7)
Polen Capital Global SMID Co Growth Fund submitted a SEC filing on April 21, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Athos Opportunity Fund MAR, LLC Files Section 3(c)(7) Exemption
D - Athos Opportunity Fund MAR, LLC submitted a filing to SEC EDGAR on April 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ExodusPoint LLC Files Under Investment Company Act Section 3(c)(7)
ExodusPoint LLC submitted a SEC filing on April 21, 2026, related to Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Fundomo GH-001, LP Files Under Investment Company Act Section 3(c)(1)
D - Fundomo GH-001, LP submitted a filing to the SEC on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
S&K Private Funding, LLC Files Under Investment Company Act Section 3(c)(5)
S&K Private Funding, LLC submitted a filing on April 21, 2026, related to Section 3(c)(5) of the Investment Company Act.
