Investment Company Act
1507 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Synergy Asia High Conviction Fund Files SEC Notice
Synergy Asia High Conviction Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 3, 2026.
Sub Rosa Fund I, LP Files SEC Notice Under Section 3(c)(1)
Sub Rosa Fund I, LP submitted a Section 3(c)(1) filing to the SEC on August 3, 2026.
Panah Fund Files D/A Amendment with SEC
Panah Fund submitted a D/A filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(7).
Knightvest Capital Fund II Files D/A on July 31, 2026
Knightvest Capital Fund II, LP submitted a D/A filing to the SEC claiming Section 3(c)(5) exemption under the Investment Company Act.
StepStone Capital Partners VI-E Europe Files SEC Form D/A
StepStone Capital Partners VI-E Europe, SCSp filed a D/A with the SEC on July 31, 2026 referencing Investment Company Act Section 3(c)(7).
Knightvest Capital Fund II, LP Files D/A With SEC
Knightvest Capital Fund II, LP submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(5) of the Investment Company Act.
StepStone Capital Partners VI Europe Files SEC Notice
StepStone Capital Partners VI Europe, SCSp filed a 14 KB document with the SEC on July 31, 2026 under Section 3(c)(7).
StepStone Capital Partners VI Files D/A With SEC
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI-E Europe Files D/A With SEC
StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing on 2026-07-31 referencing Section 3(c)(7).
StepStone Capital Partners VI Files D/A With SEC on July 31 2026
StepStone Capital Partners VI, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 31 2026.
Minetta Ventures SPV LLC Files D/A with SEC
Minetta Ventures SPV LLC submitted a D/A filing on July 31 2026 referencing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI, L.P. Files D/A with SEC
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI Files SEC Amendment
StepStone Capital Partners VI, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.
StepStone Capital Partners VI-E Europe Files D/A on 2026-07-31
StepStone Capital Partners VI-E Europe, SCSp filed a D/A form under Investment Company Act Section 3(c)(7) with the SEC on 2026-07-31.
Minetta Ventures SPV LLC Files SEC Amendment Under 3(c)(7)
Minetta Ventures SPV LLC submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI Files SEC Document
StepStone Capital Partners VI, L.P. submitted a 14 KB filing to the SEC on July 31, 2026 under Section 3(c)(7).
Knightvest Capital Fund II, LP Files SEC Document July 31, 2026
Knightvest Capital Fund II, LP submitted a filing to the SEC on July 31, 2026 referencing Investment Company Act Section 3(c)(5).
StepStone Capital Partners VI-E Europe Files D/A with SEC
StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
Knightvest Capital Fund II, LP Files D/A With SEC
Knightvest Capital Fund II, LP submitted a D/A filing to the SEC on 2026-07-31 under Investment Company Act Section 3(c)(5).
StepStone Capital Partners VI Files D/A on July 31, 2026
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, under Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI Europe Files D/A With SEC
StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on 2026-07-31 referencing Section 3(c)(7) of the Investment Company Act.
Merewether Liquid Credit Partners Files D/A on July 29 2026
Merewether Liquid Credit Partners LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
SemiAnalysis Capital Fund I, LP Files SEC Notice
SemiAnalysis Capital Fund I, LP submitted a filing to the SEC on 2026-07-29 claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act.
Merewether Liquid Credit Offshore Partners Files D/A on July 29 2026
Merewether Liquid Credit Offshore Partners, Ltd submitted a D/A filing to the SEC on July 29 2026 referencing Section 3(c)(7).
EquityZen Growth Technology Fund LLC Series 2331 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2331 submitted a Section 3(c)(1) filing with the SEC on July 29, 2026.
Quadrant Private Capital Solutions Platform Files SEC Notice
D - Quadrant Private Capital Solutions Platform, LP submitted a filing to the SEC on July 29, 2026, under Investment Company Act Section 3(c).
IITM Unicorn Frontier Fund I Files D/A for 3(c)(1) Exemption
IITM Unicorn Frontier Fund I, LP submitted a D/A filing on July 29, 2026, citing Section 3(c)(1) of the Investment Company Act.
Merewether Cyclicals Partners, LP Files D/A on July 29, 2026
Merewether Cyclicals Partners, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Kai Diversified Convexity Fund LP Files SEC Notice Claiming 3(c)(7) Exemption
Kai Diversified Convexity Fund LP submitted a filing with the SEC on July 29, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Merewether Cyclicals Offshore Partners Files 3(c)(7) Amendment
Merewether Cyclicals Offshore Partners, Ltd. submitted a D/A filing to the SEC on July 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
M13 Ventures V, L.P. Files SEC Notice Under Section 3(c)(7)
M13 Ventures V, L.P. submitted a filing to the SEC on July 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
GT Partners, L.P. Files D/A Referencing Section 3(c)(7)
GT Partners, L.P. submitted a D/A filing to the SEC on July 29, 2026, under Investment Company Act Section 3(c)(7) according to SEC EDGAR.
Deep Fork Partners LP Files SEC Notice Under Section 3(c)(1)
Deep Fork Partners LP submitted a filing to the SEC on July 28, 2026, under Investment Company Act Section 3(c)(1).
D - LAM European Opportunities Fund Files 3(c)(7) Notice
D - LAM European Opportunities Fund, LP submitted a Section 3(c)(7) exemption filing to the SEC on July 28, 2026.
Collins Investment Partners LP Files D/A on 2026-07-28
Collins Investment Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Cohen & Steers Tactical Real Estate Fund Files D/A
Cohen & Steers Tactical Real Estate Fund, L.P. submitted a D/A filing to the SEC on July 28, 2026 under Section 3(c)(7).
Shikhara India Opportunities Cayman Fund Ltd Files D/A on 2026-07-28
Shikhara India Opportunities Cayman Fund Ltd submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
ADS Partners Vehicle I Files 3(c)(1) Notice
D - ADS Partners Vehicle I a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 28, 2026.
Sagard Credit Partners III-U RN (US) LP Files D/A with SEC
Sagard Credit Partners III-U RN (US) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 28, 2026.
EquityZen Growth Technology Fund LLC Series 2349 Files SEC Notice
EquityZen Growth Technology Fund LLC - Series 2349 submitted a regulatory filing to the SEC on July 28, 2026 under Section 3(c)(1).
TF Capital Investments VI LLC Files SEC 3(c)(1) Notice
TF Capital Investments VI LLC submitted a filing under Investment Company Act Section 3(c)(1) on July 28, 2026.
EIP Frontier Fund II LP Submits D/A Filing to SEC
EIP Frontier Fund II LP filed a D/A with the SEC on 2026-07-28 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
EIP Frontier Fund II (Lux Feeder) SCSp Files D/A Notice
EIP Frontier Fund II (Lux Feeder) SCSp submitted a D/A filing on 2026-07-28 referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Sagard Credit Partners III-U RN (US) LP Files SEC Notice
Sagard Credit Partners III-U RN (US) LP submitted a filing to the SEC on July 28, 2026, referencing Investment Company Act exemptions.
Vitalbridge Fund III Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Vitalbridge Fund III, L.P. submitted a 9 KB filing on 2026-07-28 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Align Ventures II, L.P. Files D/A on 2026-07-27
Align Ventures II, L.P. submitted a D/A filing to the SEC on July 27, 2026, referencing Investment Company Act Section 3(c)(7).
Hines U.S. Property Partners II Lux SCSP Files D/A With SEC
Hines U.S. Property Partners II Lux SCSP submitted a D/A amendment filing under the Securities Act on July 27, 2026.
Hines U.S. Property Partners Lux SCSp Files D/A on 2026-07-27
Hines U.S. Property Partners Lux SCSp submitted a D/A filing on 2026-07-27 referencing Sections 3(c)(5) and 3(c)(7) of the Investment Company Act.
Phroureo Fund LP Files SEC Notice for 3(c)(1) Exemption
Phroureo Fund LP submitted a filing to the SEC on July 27, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Hedge Fund Select Files 3(c)(7) Amendment for The Children's Investment Fund
Hedge Fund Select: The Children's Investment Fund LLC submitted a D/A filing on 2026-07-27 citing Investment Company Act Section 3(c)(7).
