Investment Company Act
1155 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Atreides Foundation Fund Files SEC 3(c)(7) Notice
Atreides Foundation Fund, Ltd. submitted a filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, LP Files D/A With SEC on May 29, 2026
Atreides Foundation Fund, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files 3(c)(7) Notice
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Investment Company Act Section 3(c)(7), according to SEC EDGAR.
Atreides Foundation Fund Files D/A for 3(c)(7) Exemption
Atreides Foundation Fund, LP filed a D/A notice with the SEC on May 29, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files 3(c)(7) Amendment
Atreides Foundation Fund, LP submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Atreides Foundation Fund Files SEC Amendment on May 29, 2026
Atreides Foundation Fund, Ltd. submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A on SEC EDGAR
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for the PIMCO Municipal Real Return Fund under Section 3(c)(7) of the Investment Company Act.
Polar CRS Fund II LP Files SEC Notice on May 29 2026
Polar CRS Fund II LP submitted a 10 KB filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files SEC Document
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a filing to the SEC on May 29, 2026, referencing Section 3(c)(7).
Atreides Foundation Fund, Ltd. Files D/A with SEC
Atreides Foundation Fund, Ltd. (CIK 0001777228) submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A Amendment with SEC
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A Amendment
Atreides Foundation Fund, LP filed a D/A amendment referencing Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A amendment filing on 2026-05-29 under Section 3(c)(7) of the Investment Company Act.
Ohio Reflection Venture II Files SEC Notice Under 3(c)(7)
Ohio Reflection Venture II, LLC submitted a Section 3(c)(7) exemption filing to the SEC on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A on 3(c)(7) Exemption
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A Amendment
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption.
Altair CHP Fund, LLC Files D/A on May 29, 2026
Altair CHP Fund, LLC submitted a D/A filing to the SEC on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Mycor Liquid Credit Offshore Fund Files D/A on May 29 2026
Mycor Liquid Credit Offshore Fund, Ltd submitted a D/A filing to the SEC on May 29 2026 referencing Section 3(c)(7).
JM Equity Venture LLC Files SEC Notice for Ripple 15 LLC
JM Equity Venture LLC submitted a Form D filing for Ripple 15 LLC under Investment Company Act Section 3(c)(1) on May 29, 2026.
Covalence Equity Income Fund Files Form D/A on May 28 2026
Covalence Equity Income Fund, L.P. submitted a Form D amendment claiming Section 3(c)(7) exemption on May 28, 2026.
Menlo Inflection Atlas Partners Files 3(c)(7) Notice
Menlo Infraction Atlas Partners, L.P. submitted a Section 3(c)(7) filing to the SEC on May 28, 2026.
Covalence Equity Income Fund-A Files D/A on May 28, 2026
Covalence Equity Income Fund-A, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Menlo Inflection Atlas Partners Files 3(c)(7) Notice With SEC
Menlo Inflection Atlas Partners, L.P. submitted a Section 3(c)(7) filing to the SEC on May 28, 2026.
Bloom Opportunities Fund II Series Files 3(c)(7) Notice
D - BVP VII a Series of Bloom Opportunities Fund II LLC filed a Section 3(c)(7) notice with the SEC on May 28, 2026.
Mercer Hedge Fund Investors SPC Files D/A With SEC
Mercer Hedge Fund Investors SPC submitted a D/A filing on 2026-05-28 referencing Investment Company Act Section 3(c)(1).
D - 531 PS Holdings I Files 3(c)(1) Notice With SEC
D - 531 PS Holdings I a Series of SLRTE I LLC submitted a Section 3(c)(1) filing on May 28, 2026.
Parkman HP Onshore Fund LP Files D/A With SEC
Parkman HP Onshore Fund LP submitted a D/A filing on May 28, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ELCO Select Fund, L.P. Files D/A Amendment with SEC
ELCO Select Fund, L.P. submitted a D/A filing on May 28, 2026 referencing Section 3(c)(1) of the Investment Company Act.
Engine Ventures Scale Up Fund I, L.P. Files SEC Notice
Engine Ventures Scale Up Fund I, L.P. submitted an SEC filing on May 27, 2026 claiming Investment Company Act exemptions.
Telis Vail Village Partners LLC Files 3(c)(1) Notice
Telis Vail Village Partners LLC submitted a Section 3(c)(1) filing under the Investment Company Act on May 27, 2026.
Engine Ventures Scale Up Fund I Files SEC Exemption Notice
D - Engine Ventures Scale Up Fund I, L.P. submitted a Section 3(c) filing to the SEC on May 27, 2026.
Lighthouse Asian Compass Segregated Portfolio Files D/A
Lighthouse Strategies Fund SPC submits D/A for Lighthouse Asian Compass Segregated Portfolio under Investment Company Act Section 3(c)(7).
D - Clean Cars Equity Fund II QP, LLC Files SEC Notice
D - Clean Cars Equity Fund II QP, LLC submitted a filing to the SEC on May 27, 2026, referencing Section 3(c)(7).
Hunters Moon Crescent Fund LP Files D/A With SEC
Hunters Moon Crescent Fund LP submitted a D/A filing to the SEC on May 27 2026 claiming Section 3(c)(7) exemption.
Hunters Moon Crescent Fund Ltd Files 3(c)(7) Notice With SEC
Hunters Moon Crescent Fund Ltd submitted a D/A filing on May 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.
HighVista I Limited Partnership Files D/A on 2026-05-27
HighVista I Limited Partnership submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Banyan Ventures Fund II Files SEC Notice Under 3(c)(1)
Banyan Ventures Fund II, L.P. submitted an SEC filing on May 26, 2026, claiming the Section 3(c)(1) exemption under the Investment Company Act.
Geek Ventures Fund I, LP Files SEC Notice Under 3(c)(1)
Geek Ventures Fund I, LP submitted a D/A filing to the SEC on May 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Banyan Ventures Fund II, L.P. Files SEC Notice Under 3(c)(1)
Banyan Ventures Fund II, L.P. submitted a filing to the SEC on May 26, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Amazon Market Neutral Fund Files 3(c)(7) Notice
D - Amazon Market Neutral Fund submits SEC filing claiming Investment Company Act Section 3(c)(7) exemption on May 26, 2026.
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing to the SEC on 2026-05-22 referencing Investment Company Act Section 3(c)(1).
Western Standard Partners LP Files D/A with SEC on May 22 2026
Western Standard Partners LP submitted a D/A filing under Investment Company Act Section 3(c)(1) via SEC EDGAR on May 22 2026.
Western Standard Partners QP, L.P. Files D/A on 2026-05-22
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026, referencing Investment Company Act Section 3(c)(7).
MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Western Standard Partners LP Files SEC Amendment Referencing 3(c)(1)
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
Neuberger Specialty Finance Fund IV LP Files SEC 3(c)(7) Notice
Neuberger Specialty Finance Fund IV LP submitted a Section 3(c)(7) filing with the SEC on May 22, 2026.
Western Standard Partners LP Files D/A With SEC on 2026-05-22
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Exemption Notice
MAVRK Celestia Fund, LP submitted a notice of exemption filing under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
