Investment Company Act
1584 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Continental Partners LP Files D/A With SEC on June 4 2026
Continental Partners LP submitted a D/A filing to the SEC on June 4 2026 referencing Section 3(c)(1) of the Investment Company Act.
D - Haus Capital Partners Fund I, L.P. Files SEC Notice
D - Haus Capital Partners Fund I, L.P. submitted a Form D filing with the SEC on June 4, 2026 under Section 3(c)(1).
Kline Hill Partners Solutions III Expansion Fund Files SEC Notice
Kline Hill Partners Solutions III Expansion Fund LP submitted a Form D filing to the SEC on June 4, 2026, claiming exemption under Section 3(c)(7).
Strategic Opportunities Partners I Files SEC 3(c)(7) Notice
D - Strategic Opportunities Partners I, L.P. submitted a 7 KB filing to the SEC on June 4, 2026, referencing Section 3(c)(7) of the Investment Company Act.
SPX Program Fund LP Files D/A With SEC Under Section 3(c)(1)
SPX Program Fund LP submitted a D/A filing on June 4 2026 referencing Investment Company Act Section 3(c)(1).
Gotham Index Plus Fund, LP Files D/A on 2026-06-03
Gotham Index Plus Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act via SEC EDGAR on June 3, 2026.
Ibex Partners Fund LP Files D/A Notice with SEC
Ibex Partners Fund LP submitted a D/A filing on June 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Dune Ventures Fund II Files D/A Claiming 3(c)(1) and 3(c)(7) Exemptions
Dune Ventures Fund II, LP submitted a D/A filing on June 3, 2026, listing Investment Company Act Section 3(c) exemptions.
LMCG Absolute Return Offshore Fund Files 3(c)(7) Notice
LMCG Absolute Return Offshore Fund, LP submitted a Section 3(c)(7) filing on June 3, 2026 via SEC EDGAR.
Rubicon Founders Ivy Fund Files SEC Exemption Notice
Rubicon Founders Ivy Fund, LP submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.
Raptor Dapple Holdings LLC Files 3(c)(1) Exemption Notice
Raptor Dapple Holdings LLC submitted a Section 3(c)(1) notice under the Investment Company Act via SEC EDGAR on June 2, 2026.
Fannin Goldenrod Holdings I Files SEC 3(c)(1) Notice
Fannin Goldenrod Holdings I, LLC submitted an SEC filing on June 2, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Olive Partners Select V Files SEC Notice Claiming 3(c)(7) Exemption
D - Olive Partners Select V, LP filed a notice with the SEC on 2026-06-02 under Investment Company Act Section 3(c)(7).
Montgomery Capital Partners VI LP Files SEC Notice
Montgomery Capital Partners VI LP submitted a filing to the SEC on June 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - Quadrant Private Capital Solutions Platform Files SEC Notice
D - Quadrant Private Capital Solutions Platform, LP submitted a Section 3(c) filing to the SEC on June 2, 2026, claiming exemptions under 3(c)(1) and 3(c)(7).
InvestX Growth Equity V-US (QP) LP Files D/A on June 1 2026
InvestX Growth Equity V-US (QP) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
D - Kicker Co-Investment Ltd Files 3(c)(7) Notice
D - Kicker Co-Investment Ltd submitted a Section 3(c)(7) filing under the Investment Company Act on June 1, 2026.
D - FCP-YAU Holdings, LLC Files Section 3(c)(1) Notice
D - FCP-YAU Holdings, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026.
Atreides Foundation Fund, LP Files D/A on SEC EDGAR
Atreides Foundation Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Polar CRS Fund II LP Files 3(c)(7) Notice with SEC
Polar CRS Fund II LP submitted a Section 3(c)(7) filing under the Investment Company Act on May 29, 2026.
PIMCO Quantitative Alpha Strategy Onshore Fund Files 3(c)(7) Notice
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29
Atreides Foundation Fund, Ltd. submitted a D/A filing citing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A filing on 2026-05-29 referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files SEC Notice Under 3(c)(7)
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A with SEC
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO MUNICIPAL REAL RETURN FUND on May 29, 2026 under Investment Company Act Section 3(c)(7).
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7).
Atreides Foundation Fund Files Amended Form D on May 29 2026
Atreides Foundation Fund LP submitted a Form D/A amendment citing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A Amendment Under 3(c)(7)
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29
Atreides Foundation Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund Files SEC 3(c)(7) Notice
Atreides Foundation Fund, Ltd. submitted a filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, LP Files D/A With SEC on May 29, 2026
Atreides Foundation Fund, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files 3(c)(7) Notice
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Investment Company Act Section 3(c)(7), according to SEC EDGAR.
Atreides Foundation Fund Files D/A for 3(c)(7) Exemption
Atreides Foundation Fund, LP filed a D/A notice with the SEC on May 29, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files 3(c)(7) Amendment
Atreides Foundation Fund, LP submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Atreides Foundation Fund Files SEC Amendment on May 29, 2026
Atreides Foundation Fund, Ltd. submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A on SEC EDGAR
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for the PIMCO Municipal Real Return Fund under Section 3(c)(7) of the Investment Company Act.
Polar CRS Fund II LP Files SEC Notice on May 29 2026
Polar CRS Fund II LP submitted a 10 KB filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files SEC Document
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a filing to the SEC on May 29, 2026, referencing Section 3(c)(7).
Atreides Foundation Fund, Ltd. Files D/A with SEC
Atreides Foundation Fund, Ltd. (CIK 0001777228) submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A Amendment with SEC
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A Amendment
Atreides Foundation Fund, LP filed a D/A amendment referencing Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A amendment filing on 2026-05-29 under Section 3(c)(7) of the Investment Company Act.
Ohio Reflection Venture II Files SEC Notice Under 3(c)(7)
Ohio Reflection Venture II, LLC submitted a Section 3(c)(7) exemption filing to the SEC on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A on 3(c)(7) Exemption
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A Amendment
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption.
Altair CHP Fund, LLC Files D/A on May 29, 2026
Altair CHP Fund, LLC submitted a D/A filing to the SEC on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Mycor Liquid Credit Offshore Fund Files D/A on May 29 2026
Mycor Liquid Credit Offshore Fund, Ltd submitted a D/A filing to the SEC on May 29 2026 referencing Section 3(c)(7).
JM Equity Venture LLC Files SEC Notice for Ripple 15 LLC
JM Equity Venture LLC submitted a Form D filing for Ripple 15 LLC under Investment Company Act Section 3(c)(1) on May 29, 2026.
Covalence Equity Income Fund Files Form D/A on May 28 2026
Covalence Equity Income Fund, L.P. submitted a Form D amendment claiming Section 3(c)(7) exemption on May 28, 2026.
