Investment Company Act
842 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Harbour Island Opportunity Fund Files Under Section 3(c)(1)
Harbour Island Opportunity Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.
Rogue One Investments LP Files Section 3(c)(1) Exemption
Rogue One Investments LP filed a document under the Investment Company Act Section 3(c)(1) on March 25, 2026, as per SEC EDGAR records.
TMAM/Pathway Private Equity Fund VII Files for Investment Company Act Exemptions
TMAM/Pathway Private Equity Fund VII, LP filed with the SEC on March 25, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7).
TMAM/Pathway Private Equity Fund VII, LP Files SEC Exemptions
TMAM/Pathway Private Equity Fund VII, LP filed for exemptions under the Investment Company Act on March 25, 2026, according to SEC EDGAR records.
Sandalwood Debt Fund A Files for Section 3(c)(1) Exemption
Sandalwood Debt Fund A, L.P. submitted a SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.
Sandalwood Overseas Fund SPC Ltd Files SEC Document on Section 3(c)(7)
Sandalwood Overseas Fund SPC Ltd filed a document with SEC EDGAR on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
Sandalwood Fund Files Under Investment Company Act Section 3(c)(7)
Sandalwood Special Credit Opportunities Fund, L.P. filed a document citing Section 3(c)(7) on March 25, 2026, according to SEC EDGAR.
Sandalwood Debt Fund A, L.P. Files Section 3(c)(1) Exemption
Sandalwood Debt Fund A, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on March 25, 2026, according to SEC EDGAR.
Sandalwood Debt Traders Fund Files SEC Form Under Section 3(c)(1)
D/A - SANDALWOOD DEBT TRADERS FUND, L.P. filed a document with SEC EDGAR on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
Sandalwood Overseas Fund SPC Ltd Files D/A Under Section 3(c)(7)
Sandalwood Overseas Fund SPC Ltd filed a D/A on March 25, 2026, relating to Investment Company Act Section 3(c)(7), as per SEC EDGAR records.
Valent Fund LLC - Green Elements Series Files SEC Document
Valent Fund LLC's Green Elements Series filed a document with the SEC on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
DataPower Capital Partners LLC Files SEC Document for Section 3(c)(7)
DataPower Capital Partners LLC filed a SEC EDGAR document on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
DataPower Capital Partners LLC Files Under Section 3(c)(7)
DataPower Capital Partners LLC's series D - DPV OAI VI filed a notice with the SEC on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
GSBackers Axiom Math Fund II Files Under Section 3(c)(7)
GSBackers Axiom Math Fund II, a series of CGF2021 LLC, filed a document with the SEC on March 25, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Kaleida Capital OpenAI SPV I Files Under Investment Company Act Section 3(c)(1)
Kaleida Capital OpenAI SPV I, a series of CGF2021 LLC, filed a SEC document on March 25, 2026, related to Section 3(c)(1) of the Investment Company Act.
Rhone Technology Fund XIIId Files SEC Document for Section 3(c)(7)
D - Rhone Technology Fund XIIId, a series of CGF2021 LLC, filed a SEC document on March 25, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Rhone Technology Fund XIIId Files SEC EDGAR Form for Section 3(c)(7)
Rhone Technology Fund XIIId, a series of CGF2021 LLC, filed a SEC EDGAR form on March 25, 2026, under Item 3C and Item 3C.7 of the Investment Company Act.
Tyrus Capital Fund Files Under SEC Investment Company Act Section 3(c)(7)
Tyrus Capital Special Situations Fund filed a document on March 25, 2026, under Item 3C.7 of the Investment Company Act.
Tyrus Capital Fund Files Under Investment Company Act Section 3(c)(7)
Tyrus Capital Special Situations Fund filed a document on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
BonHope Fund LP Files SEC Document on Investment Company Act Section 3(c)(1)
BonHope Fund LP filed a document with SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Factor6 Partners, LP Files SEC Document Under Section 3(c)(1)
Factor6 Partners, LP filed a document with the SEC on March 24, 2026, detailing reliance on Section 3(c)(1) of the Investment Company Act.
1315 Capital Emerging Growth & Buyout II, L.P. Files SEC Form D
1315 Capital Emerging Growth & Buyout II, L.P. filed a Form D with the SEC on March 24, 2026, citing exemption under Section 3(c)(7) of the Investment Company Act.
1315 Capital Emerging Growth & Buyout II Parallel, L.P. Files Form D
1315 Capital Emerging Growth & Buyout II Parallel, L.P. filed a Form D on March 24, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
1315 Capital Files Form D for Emerging Growth & Buyout II Parallel Fund
1315 Capital Emerging Growth & Buyout II Parallel, L.P. submitted a Form D filing to the SEC on March 24, 2026, for an investment fund under Section 3(c)(7).
Base4 Private Ventures III LP Files Form D/A for Section 3(c)(7) Exemption
Base4 Private Ventures III LP submitted a Form D/A to the SEC on March 24, 2026, related to an exemption under Section 3(c)(7) of the Investment Company Act.
Base4 Private Ventures III LP Files Under Section 3(c)(7)
Base4 Private Ventures III LP submitted a SEC filing on March 24, 2026, for exemption under Investment Company Act Section 3(c)(7).
Centerbridge Flex Trigger Fund Files SEC Document on Section 3(c)(7)
D - Centerbridge Flex Trigger Fund - A, L.P. filed a SEC document on March 24, 2026, referencing Investment Company Act Section 3(c)(7), according to SEC EDGAR records.
Centerbridge Flex Trigger Fund Files Under Investment Company Act Section 3(c)(7)
D - Centerbridge Flex Trigger Fund - A, L.P. filed a document with the SEC on March 24, 2026, citing Investment Company Act Section 3(c) and 3(c)(7), according to SEC EDGAR.
Helikon Long Short Equity Fund ICAV Files Under Section 3(c)(7)
Helikon Long Short Equity Fund ICAV filed a regulatory document on March 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
Helikon Long Short Equity Fund LP Files SEC Document
Helikon Long Short Equity Fund LP filed a document with the SEC on March 24, 2026, related to Investment Company Act exemptions.
17th Street Capital, LP Files SEC Document Under Section 3(c)(7)
On March 24, 2026, 17th Street Capital, LP submitted a filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
DC 601 Co-Investment, LP Files SEC Document Under Investment Company Act
D/A - DC 601 Co-Investment, LP filed a SEC document on March 24, 2026, under Item 3C related to Section 3(c)(1) of the Investment Company Act.
Qena Capital Partners Files Section 3(c)(1) Exemption Notice
Qena Capital Partners Offshore, Ltd. submitted a filing under Section 3(c)(1) of the Investment Company Act on March 24, 2026, as per SEC records.
Thebes Partners, LP Files SEC Document Under Section 3(c)(7)
Thebes Partners, LP submitted a SEC filing on March 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
Thebes Partners Offshore, Ltd. Files SEC Document for Investment Company Act Section 3(c)(7)
Thebes Partners Offshore, Ltd. submitted a filing to the SEC on March 24, 2026, referencing Section 3(c)(7) of the Investment Company Act.
DC 601 Co-Investment, LP Files Under Investment Company Act Section 3(c)(1)
DC 601 Co-Investment, LP submitted a filing to SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Qena Capital Partners Files Under Investment Company Act Section 3(c)(1)
Qena Capital Partners, LP filed a document with the SEC on March 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Qena Capital Partners Offshore Files Section 3(c)(1) Exemption
Qena Capital Partners Offshore Ltd. filed a SEC document on March 24, 2026, under Item 3C of the Investment Company Act.
Thebes Partners Offshore Files SEC Document on Section 3(c)(7)
Thebes Partners Offshore, Ltd. submitted a SEC filing on March 24, 2026, related to Item 3C.7 under the Investment Company Act.
8188 Capital XXVII Starcloud 2 Files Under Investment Company Act Section 3(c)(1)
CGF2021 LLC's series 8188 Capital XXVII Starcloud 2 filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Capstone Dispersion Fund Files SEC Form D/A for Section 3(c)(7)
D/A - Capstone Dispersion Fund (US) LP filed a Form D/A with the SEC on March 24, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.
Capstone Dispersion Fund Files Under Investment Company Act Section 3(c)(7)
D/A - Capstone Dispersion Fund (US) LP filed a SEC document on March 24, 2026, related to Investment Company Act exemptions.
GSBackers Peltier Fund II Files for Section 3(c)(1) Exemption
GSBackers Peltier Fund II, a series of CGF2021 LLC, filed a notice under Section 3(c)(1) of the Investment Company Act on March 24, 2026, according to SEC EDGAR.
Hesperian Ventures Files SEC Document Under Investment Company Act Section 3(c)(1)
Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed a SEC EDGAR document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Hesperian Ventures Files SEC Notice for Section 3(c)(1) Exemption
Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed an SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Kapital Bridge Investments LLC Files Under Investment Company Act Section 3(c)(1)
D - SPCX Mar 2026, a series of Kapital Bridge Investments LLC, filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Kapital Bridge Investments LLC Series Files SEC Exemption
D - SPCX Mar 2026, a series of Kapital Bridge Investments LLC, filed under Section 3(c)(1) of the Investment Company Act on March 24, 2026, according to SEC records.
Potrero Capital Research Partners II Files SEC Notice Under Section 3(c)(7)
Potrero Capital Research Partners II, L.P. filed a 10 KB document with the SEC on March 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
Reyes Capital Partners Files Under Investment Company Act Section 3(c)(1)
Reyes Capital Partners, LP filed a SEC document on March 24, 2026, citing reliance on Section 3(c)(1) for exemption from investment company status.
Corsair Capital Investors Ltd Files SEC Document Under Section 3(c)(1)
Corsair Capital Investors Ltd filed a SEC document on March 23, 2026, related to Section 3(c)(1) of the Investment Company Act.
