Investment Company Act
339 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Pier Litigation Finance Fund I LP Files Under Investment Company Act Section 3(c)(1)
Pier Litigation Finance Fund I LP filed a SEC document on 2026-05-08 citing Section 3(c)(1) of the Investment Company Act.
Oxshott Venture Fund VIII LLC Files SEC Form D/A Under Section 3(c)(1)
Oxshott Venture Fund VIII LLC filed a Form D/A with the SEC on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act.
FAMF Prometheus Fund I Files for Section 3(c)(1) Exemption
FAMF Prometheus Fund I, a series of CGF2021 LLC, filed a SEC document on May 8, 2026, to claim an exemption under Section 3(c)(1) of the Investment Company Act.
Armenian Founders, LP Files for Section 3(c)(1) Exemption
Armenian Founders, LP's D - SI-0420 Fund I series filed a SEC document on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Parsifal Fund, LP Files SEC Document Under Section 3(c)(7)
Parsifal Fund, LP filed a SEC document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Ventioneers Funds LP Series Files Under Section 3(c)(1)
D - ME-0420 Fund I, a series of Ventioneers Funds, LP, filed a document with the SEC on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
Great Circle Venture, LP Files Under Investment Company Act Section 3(c)
Great Circle Venture, LP filed a document on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
GTCR Capital Solutions Feeder B LP Files Under Section 3(c)(7)
GTCR Capital Solutions Feeder B LP filed a document with the SEC on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Avant Infrastructure Co-Investment Fund LP Files SEC Exemptions
D - Avant Infrastructure Co-Investment Fund LP filed for exemptions under the Investment Company Act on May 7, 2026, according to SEC EDGAR.
GTCR Capital Solutions Feeder A LP Files Under SEC Section 3(c)(7)
GTCR Capital Solutions Feeder A LP submitted a filing to the SEC on May 7, 2026, under Investment Company Act Section 3(c)(7).
Teamworthy Ventures IV LP Files SEC Document on Section 3(c)(1)
Teamworthy Ventures IV LP submitted a SEC filing on May 7, 2026, citing Section 3(c)(1) of the Investment Company Act.
firstminute capital IV LP Files SEC Form for Section 3(c)(1) Exemption
firstminute capital IV LP submitted a SEC filing on May 7, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Curzon Capital Partners 5 Long-Life Feeder LP Files SEC Document
Curzon Capital Partners 5 Long-Life Feeder LP filed a document related to the Investment Company Act Section 3(c)(7) on May 7, 2026, according to SEC EDGAR.
EFO Opportunity Fund I Files for Section 3(c)(1) Exemption
D - EFO Opportunity Fund I Apr 2026, a series of CGF2021 LLC, filed a SEC document claiming exemption under the Investment Company Act.
AKL Capital Fund I LP Files Under Investment Company Act Section 3(c)(1)
AKL Capital Fund I LP submitted a SEC filing on May 7, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - Studio Inc NP Infra Fund XVIII Files Under Investment Company Act Section 3(c)(1)
D - Studio Inc NP Infra Fund XVIII, a series of NonPublic Master, LP, filed a document related to Section 3(c)(1) on May 7, 2026, according to SEC EDGAR.
TCP Capital Holdings Series Avoca LLC Files Under Section 3(c)(7)
D - TCP Capital Holdings Series Avoca, LLC submitted a filing to the SEC on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Vandenberg RSA SPV3 II Files Under Investment Company Act Section 3(c)(1)
Blackbird Pilot Fund LLC's series Vandenberg RSA SPV3 II filed a SEC document on May 7, 2026, related to Section 3(c)(1) exemption.
Skyview Equity Co-Invest I LP Files for Investment Company Act Exemptions
Skyview Equity Co-Invest I LP filed a document on May 7, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
GTCR Capital Solutions Feeder C LP Files Under Section 3(c)(7)
GTCR Capital Solutions Feeder C LP submitted a SEC filing on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Refactor Capital V, L.P. Files Under Investment Company Act Section 3(c)(7)
D - Refactor Capital V, L.P. submitted a filing on May 7, 2026, for exemption under Section 3(c)(7) of the Investment Company Act.
Retro Bio A Series of VUVP Fund LLC Files Under Investment Company Act Section 3(c)(1)
D/A - Retro Bio A Series of VUVP Fund LLC filed a document on May 7, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
LM DNM SEED SPV 2026 Files for Section 3(c)(1) Exemption
LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a notice under Section 3(c)(1) of the Investment Company Act on May 7, 2026, according to SEC EDGAR.
Copenhagen Infrastructure Fund Files SEC Notice Under Section 3(c)(7)
D - Copenhagen Infrastructure Evergreen Credit Fund USD SCSp filed a notice with the SEC on May 7, 2026, citing Investment Company Act Section 3(c)(7).
Northmont Capital Evergreen Fund Files SEC Form D/A
NORTHMONT CAPITAL EVERGREEN FUND, L.P. submitted a Form D/A to the SEC on May 6, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Northmont Capital Raven Fund L.P. Files for Section 3(c)(1) Exemption
Northmont Capital Raven Fund L.P. filed a SEC document on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
Cross Ocean USD ESS Fund V Closed SCSp Files SEC Document Under Section 3(c)(7)
D - Cross Ocean USD ESS Fund V Closed SCSp filed a document on May 6, 2026, related to Section 3(c)(7) of the Investment Company Act.
Castlebar Fund Ltd Files SEC Document for Section 3(c)(7)
Castlebar Fund Ltd submitted a SEC filing on May 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Copper Sky Capital II, L.P. Files for Section 3(c)(7) Exemption
Copper Sky Capital II, L.P. filed a SEC document on May 6, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Opto Tacora Residential Access Fund LP Files SEC Form for Section 3(c)(7)
Opto Tacora Residential Access Fund LP filed a SEC document on May 6, 2026, under Item 3C and 3C.7 for Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund Files Under Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2283 filed a SEC form on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
7RIDGE Helix Co-Investment LP Files SEC Document Under Investment Company Act
7RIDGE Helix Co-Investment LP filed a SEC document on May 6, 2026, related to Section 3(c)(7) of the Investment Company Act.
LongWater Diversified Access Fund LP Files Under Section 3(c)(7)
D/A - LongWater Diversified Access Fund, LP filed a document with SEC EDGAR on May 6, 2026, specifying Section 3(c)(7) of the Investment Company Act.
Welton Global Macro iCapital Access Fund Files Under Section 3(c)(7)
Welton Global Macro iCapital Access Fund, L.P. submitted a SEC filing on May 6, 2026, under Item 3C.7 for Section 3(c)(7) exemption.
D - Investing With Purpose Fund 2026 LLC Files Under Section 3(c)(1)
D - Investing With Purpose Fund 2026 LLC filed a SEC form on May 6, 2026, related to Section 3(c)(1) of the Investment Company Act.
TruArc Fund V, LP Files SEC Document Under Section 3(c)(7)
TruArc Fund V, LP submitted a filing to the SEC on May 6, 2026, related to Item 3C.7 of the Investment Company Act.
Climate Collective, LP Series Files Under Section 3(c)(1)
D - VO-0409 Fund I, a series of Climate Collective, LP, filed a SEC document on May 6, 2026, citing Item 3C.1 and Section 3(c)(1) of the Investment Company Act.
8090 Industries Flagship Fund Files Under Section 3(c)(1)
D - 8090 Industries Flagship Fund, LP filed a SEC document on May 6, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.
RO-1114 Fund I Files Under Investment Company Act Section 3(c)(1)
D - RO-1114 Fund I, a series of Roll Up Vehicles, LP, filed a SEC document on May 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
Saturnin-LU-0207 Fund I Files Under Investment Company Act Section 3(c)(1)
Saturnin-LU-0207 Fund I, a series of Platform Funds 2026, LP, filed a notice under Section 3(c)(1) of the Investment Company Act on May 6, 2026.
ImpactA Global Partners I SCSp Files Form D/A Under Section 3(c)(7)
ImpactA Global Partners I SCSp filed a Form D/A on May 6, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
AI Innovation Fund V LLC Files SEC Document for Section 3(c)(7)
AI Innovation Fund V LLC submitted a filing to the SEC on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
K India Opportunities Fund Files SEC Form D/A Under Section 3(c)(7)
K India Opportunities Fund Ltd Class P filed a Form D/A on May 5, 2026, relating to Section 3(c)(7) of the Investment Company Act.
CC&L Q Global Equity Market Neutral Fund Files SEC Document Under Section 3(c)(7)
On May 5, 2026, CC&L Q Global Equity Market Neutral Fund Ltd. filed a document with the SEC, citing Section 3(c)(7) of the Investment Company Act.
D - M31 Fund LP Files SEC Document Under Section 3(c)(7)
D - M31 Fund LP submitted a filing to the SEC on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cache Exchange Fund - Bedrock, LLC Files Under Section 3(c)(7)
Cache Exchange Fund - Bedrock, LLC submitted a SEC filing on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Principal Real Estate Liquid Debt Fund LP Files Under Section 3(c)(7)
Principal Real Estate Liquid Debt Fund LP filed a form on May 5, 2026, under Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
H.I.G. Private Equity Co-Investment SMA Files for Section 3(c)(7) Exemption
D - H.I.G. Private Equity Co-Investment SMA (A), L.P. filed a form with the SEC on May 5, 2026, related to Investment Company Act exemptions.
Varick Dynamo Offshore Fund Ltd. Files SEC Document for Section 3(c)(7)
Varick Dynamo Offshore Fund Ltd. filed a 9 KB SEC document on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Centre Lane Partners VI, L.P. Files SEC Notice for Section 3(c)(7) Exemption
Centre Lane Partners VI, L.P. filed a notice with the SEC on May 5, 2026, under Section 3(c)(7) of the Investment Company Act.
