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Sec

1003 stories covering sec — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Apr 10, 2026

Thrive Capital Partners X Growth-B, L.P. Files SEC Document on Investment Company Act

Thrive Capital Partners X Growth-B, L.P. submitted a filing to the SEC on April 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 10, 2026

Thrive Capital Partners X Growth-B, L.P. Files Under Investment Company Act Section 3(c)(7)

Thrive Capital Partners X Growth-B, L.P. submitted a SEC filing on April 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

GPC Partners III (Elk) L.P. Files SEC Document Under Investment Company Act

GPC Partners III (Elk) L.P. submitted a filing to the SEC on April 9, 2026, referencing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

GPC Partners III (Elk) L.P. Files SEC Notice for Investment Exemptions

GPC Partners III (Elk) L.P. submitted a filing to the SEC on April 9, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Green Pen Fund I, L.P. Files Form D with SEC for Section 3(c)(7)

D - Allocate - Green Pen Fund I, L.P. filed a Form D on April 9, 2026, specifying reliance on Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Green Pen Fund I, L.P. Files Under Section 3(c)(7) of Investment Company Act

D - Allocate - Green Pen Fund I, L.P. filed a SEC document on April 9, 2026, related to Section 3(c)(7), as reported in SEC EDGAR filings.

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Regulatory Apr 9, 2026

Upside Auctions Opportunity Fund LLC Files SEC Document on Investment Company Act

Upside Auctions Opportunity Fund LLC filed a SEC document on April 9, 2026, related to Section 3(c)(5) of the Investment Company Act.

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Regulatory Apr 9, 2026

Upside Auctions Opportunity Fund LLC Files Under Investment Company Act

D - Upside Auctions Opportunity Fund LLC filed a document with the SEC on April 9, 2026, related to Section 3(c)(5) of the Investment Company Act.

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Regulatory Apr 9, 2026

DCM TGPIP XVII Fund LLC Files SEC Document on Investment Company Act

DCM TGPIP XVII Fund LLC filed a document with the SEC on April 9, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

DCM TGPIP XVII Fund LLC Files SEC Document on Section 3(c)(7)

DCM TGPIP XVII Fund LLC submitted a SEC filing on April 9, 2026, related to Item 3C.7 under the Investment Company Act.

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Regulatory Apr 9, 2026

Neuberger Insurance Fund XV Series Files for Section 3(c)(7) Exemption

Neuberger Insurance Fund XV Series of the SALI Multi-Series Fund filed a form with SEC EDGAR on April 9, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Neuberger Insurance Fund XV Series Files SEC Document

The Neuberger Insurance Fund XV Series of the SALI Multi-Series Fund, L.P. filed a document under the Investment Company Act on April 9, 2026.

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Regulatory Apr 9, 2026

Roo Capital Discovery Fund II Files for SEC Exemption

Roo Capital Discovery Fund II, L.P. filed a document with the SEC on April 9, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 9, 2026

Roo Capital Discovery Fund II Files Under Investment Company Act

D - Roo Capital Discovery Fund II, L.P. filed a SEC document on April 9, 2026, under Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 9, 2026

Twine Ventures Fund II LP Files SEC Exemption Under Investment Company Act

Twine Ventures Fund II LP submitted a SEC filing on April 9, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Twine Ventures Fund II LP Files Under Investment Company Act

Twine Ventures Fund II LP filed a document with SEC EDGAR on April 9, 2026, citing sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Volta NIR Co-Investment, LP Files for Section 3(c)(7) Exemption

Volta NIR Co-Investment, LP submitted a filing to the SEC on April 9, 2026, for an exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Volta NIR Co-Investment, LP Files Section 3(c)(7) Document with SEC

D - Volta NIR Co-Investment, LP submitted a filing to the SEC on April 9, 2026, related to Item 3C.7 under the Investment Company Act.

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Fundraising Apr 9, 2026

CEDARst Development Fund II, LLC Files Form D with SEC

CEDARst Development Fund II, LLC submitted a filing to the SEC on April 9, 2026, as recorded in SEC EDGAR documents.

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Fundraising Apr 9, 2026

CEDARst Development Fund II, LLC Files with SEC on April 9, 2026

CEDARst Development Fund II, LLC submitted a filing to the SEC on April 9, 2026, with accession number 0002125825-26-000002.

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Regulatory Apr 9, 2026

D/A - DAM (US) Fund LP Files SEC Document on Section 3(c)(7)

D/A - DAM (US) Fund LP filed a document with the SEC on April 9, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

D/A - DAM (US) Fund LP Files Under Section 3(c)(7)

D/A - DAM (US) Fund LP submitted a SEC filing on April 9, 2026, under Item 3C and Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Garita Energy Partners Files Section 3(c)(1) Exemption with SEC

Garita Energy Partners, LP filed a document under Section 3(c)(1) of the Investment Company Act on April 9, 2026, as per SEC records.

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Regulatory Apr 9, 2026

Garita Energy Partners LP Files SEC Document on Investment Company Act

Garita Energy Partners LP filed a document with the SEC on April 9, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 9, 2026

Global Infrastructure Partners Emerging Markets Feeder Fund II Files SEC Document

Global Infrastructure Partners Emerging Markets Feeder Fund (Lux) II, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 9, 2026.

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Regulatory Apr 9, 2026

Global Infrastructure Partners Fund Files SEC Form for Section 3(c)(7)

D - Global Infrastructure Partners Emerging Markets Feeder Fund (Lux) II, L.P. filed a SEC EDGAR form on April 9, 2026, related to Investment Company Act exemptions.

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Regulatory Apr 9, 2026

Oaktree High Yield Bond Fund Files Form D/A Referencing Section 3(c)(7)

Oaktree High Yield Bond Fund, L.P. filed a Form D/A on April 9, 2026, citing Item 3C.7 for Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Oaktree High Yield Bond Fund Files SEC Document Under Section 3(c)(7)

Oaktree High Yield Bond Fund, L.P. submitted a filing to the SEC on April 9, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Japan Logistics Development Partners V Feeder (B) LP Files SEC Exemption Notice

D - Japan Logistics Development Partners V Feeder (B) LP filed a notice with the SEC on April 9, 2026, under Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Japan Logistics Development Partners V Feeder (B) LP Files Under Section 3(c)(7)

D - Japan Logistics Development Partners V Feeder (B) LP filed a form with the SEC on April 9, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Fundraising Apr 9, 2026

Long Angle Investments LLC Files for Chord 2025 SPV Exemption

Long Angle Investments LLC filed a document for its Chord 2025 SPV under Section 3(c)(7) of the Investment Company Act on April 9, 2026, according to SEC EDGAR.

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Regulatory Apr 9, 2026

Long Angle Investments LLC Files SEC Document for KKR-KPEC QP 2026 SPV

Long Angle Investments LLC submitted a SEC filing on April 9, 2026, for KKR-KPEC QP 2026 SPV under Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 9, 2026

Long Angle Investments LLC Files SEC Document for Section 3(c)(7)

Long Angle Investments LLC filed a SEC EDGAR document on April 9, 2026, related to Investment Company Act Section 3(c)(7) for HIG GPStakes 2025 SPV.

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Regulatory Apr 9, 2026

Long Angle Investments LLC Files Section 3(c)(7) Exemption for HIG GPStakes 2025 SPV

Long Angle Investments LLC filed a document for HIG GPStakes 2025 SPV under Section 3(c)(7) of the Investment Company Act on April 9, 2026, according to SEC EDGAR.

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Regulatory Apr 9, 2026

Long Angle Investments LLC Files Under Investment Company Act Section 3(c)(1)

Long Angle Investments LLC filed a notice for KKR-KPEC AI 2026 SPV under Section 3(c)(1) on April 9, 2026, according to SEC EDGAR.

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Regulatory Apr 9, 2026

Long Angle Investments LLC Files Under Section 3(c)(7) of Investment Company Act

Long Angle Investments LLC submitted a SEC filing for KKR-KPEC QP 2026 SPV on April 9, 2026, citing Section 3(c)(7).

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Regulatory Apr 9, 2026

Long Angle Investments LLC Files Under Section 3(c)(7)

Long Angle Investments LLC filed a notice under the Investment Company Act's Section 3(c)(7) on April 9, 2026, as per SEC EDGAR records.

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Regulatory Apr 9, 2026

TAG Capital Group Ltd. Files SEC Document on April 9, 2026

TAG Capital Group Ltd., with CIK 0002128141, filed a document on the SEC EDGAR system on April 9, 2026.

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Regulatory Apr 8, 2026

Equitybee cFund Master LLC Series Files SEC Document Under Investment Company Act

Equitybee 22-32046, a series of Equitybee cFund Master LLC, filed a SEC document on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 8, 2026

Equitybee cFund Master LLC Files Under Investment Company Act Section 3(c)(1)

Equitybee 22-32046, a series of Equitybee cFund Master LLC, filed a document with the SEC on April 8, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 8, 2026

Evolution Ventures Minerva Fund Files SEC Form for Investment Company Act Exemption

Evolution Ventures Minerva Fund, LP filed a SEC document on April 8, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 8, 2026

Evolution Ventures Minerva Fund Files Section 3(c)(1) Exemption

Evolution Ventures Minerva Fund, LP filed a document under Section 3(c)(1) of the Investment Company Act on April 8, 2026, as per SEC records.

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Regulatory Apr 8, 2026

JPC Opportunity Real Estate GP Feeder Fund LLC Files SEC Exemption Notice

D - JPC Opportunity - Real Estate GP Feeder Fund LLC filed a SEC document on April 8, 2026, related to Investment Company Act Section 3(c)(7).

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Regulatory Apr 8, 2026

JPC Opportunity Real Estate GP Feeder Fund LLC Files Under Section 3(c)(7)

D - JPC Opportunity - Real Estate GP Feeder Fund LLC filed a document with the SEC on April 8, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 8, 2026

JPC Opportunity - Real Estate GP Fund LLC Files for Section 3(c)(7) Exemption

D - JPC Opportunity - Real Estate GP Fund LLC filed a document on April 8, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Apr 8, 2026

JPC Opportunity - Real Estate GP Fund LLC Files SEC Document for Section 3(c)(7)

D - JPC Opportunity - Real Estate GP Fund LLC submitted a filing to the SEC on April 8, 2026, related to Investment Company Act Section 3(c)(7).

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Regulatory Apr 8, 2026

Balbec SC Evergreen Feeder Fund Files SEC Document on Investment Company Act

Balbec SC Evergreen Feeder Fund, L.P. filed a SEC document on April 8, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 8, 2026

Balbec SC Evergreen Feeder Fund Files Section 3(c)(7) Notice

Balbec SC Evergreen Feeder Fund, L.P. filed a document on April 8, 2026, under Item 3C.7 of the Investment Company Act Section 3(c)(7), as per SEC EDGAR records.

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Regulatory Apr 8, 2026

Balbec SC Evergreen Fund Files SEC Form D Amendment for Section 3(c)(7)

Balbec SC Evergreen Fund, L.P. filed a Form D amendment on April 8, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 8, 2026

Balbec SC Evergreen Fund Files Under Section 3(c)(7)

Balbec SC Evergreen Fund, L.P. filed a document with SEC EDGAR on April 8, 2026, related to Section 3(c)(7) of the Investment Company Act.

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