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Sec

1003 stories covering sec — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Apr 13, 2026

Ensemble Continuation Fund LLC Files SEC Document for Series Saronic III

Ensemble Continuation Fund LLC - Series Saronic III filed a SEC EDGAR document on April 13, 2026, including Item 3C related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 13, 2026

Equitybee cFund Master LLC Series Files SEC Document

Equitybee 22-43922, a series of Equitybee cFund Master LLC, submitted a filing to the SEC on April 13, 2026, as recorded in the EDGAR database.

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Regulatory Apr 13, 2026

Vessel Capital Partners Files Section 3(c)(1) Notice

D/A - Vessel Capital Partners (BigID), LLC Series A filed a notice under Section 3(c)(1) of the Investment Company Act on April 13, 2026, as per SEC records.

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Regulatory Apr 13, 2026

Vessel Capital Partners Kraken, LLC Series B Files SEC Document

Vessel Capital Partners Kraken, LLC Series B filed a document under Section 3(c)(1) of the Investment Company Act on April 13, 2026, according to SEC EDGAR.

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Fundraising Apr 13, 2026

Arkview Capital Co-Invest IX - MR, L.P. Files SEC Document

Arkview Capital Co-Invest IX - MR, L.P. submitted a filing to the SEC on April 13, 2026, as recorded in SEC EDGAR.

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Regulatory Apr 13, 2026

Bramblewood Holdings LLC Files with SEC on April 13, 2026

Bramblewood Holdings LLC submitted a filing to the SEC on April 13, 2026, with accession number 0002127409-26-000001.

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Regulatory Apr 13, 2026

Ravelin Capital, LP Files for AP-0306 Fund II Under Section 3(c)(1)

Ravelin Capital, LP submitted a SEC filing for its AP-0306 Fund II series on April 13, 2026, citing Investment Company Act Section 3(c)(1).

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Regulatory Apr 13, 2026

Alpha Square Fund LP Files Under Section 3(c)(1) of Investment Company Act

Alpha Square Fund LP filed a SEC document on April 13, 2026, specifying reliance on Section 3(c)(1) for exemption.

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Regulatory Apr 13, 2026

Bramblewood Holdings LLC Files SEC Document on April 13, 2026

Bramblewood Holdings LLC submitted a filing to the SEC on April 13, 2026, according to EDGAR records.

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Regulatory Apr 13, 2026

EquityZen Growth Technology Fund LLC Files for Section 3(c)(1) Exemption

EquityZen Growth Technology Fund LLC - Series 2261 submitted a filing to the SEC on April 13, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 13, 2026

Tejo Capital Inc Files Document with SEC on April 13, 2026

Tejo Capital Inc submitted a filing to the SEC on April 13, 2026, with an accession number of 0002128408-26-000001, according to EDGAR records.

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Regulatory Apr 13, 2026

Tysons Dulles Venture Files SEC Document on April 13, 2026

D - Tysons Dulles Venture, L.L.C. submitted a filing to the SEC, as recorded in EDGAR documents.

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Regulatory Apr 13, 2026

Alpha Square Fund, LP Files Under Investment Company Act Section 3(c)(1)

Alpha Square Fund, LP filed a document with the SEC on April 13, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 13, 2026

D - Tysons Dulles Venture, L.L.C. Files with SEC on April 13, 2026

D - Tysons Dulles Venture, L.L.C. submitted a filing to the SEC on April 13, 2026, with a file size of 9 KB, as recorded in EDGAR.

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Regulatory Apr 13, 2026

EquityZen Growth Technology Fund LLC Files Under Investment Company Act Section 3(c)(1)

EquityZen Growth Technology Fund LLC - Series 2261 filed a SEC document on April 13, 2026, referencing Section 3(c)(1) of the Investment Company Act.

The classic architecture of San Juan County Courthouse in Silverton, Colorado, nestled in a mountain town setting.
Regulatory Apr 13, 2026

Metalayer Fund I, LP Files for Section 3(c)(1) Exemption

Metalayer Fund I, LP filed a document with the SEC on April 13, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 13, 2026

Tejo Capital Inc Files SEC Document on April 13, 2026

Tejo Capital Inc submitted a filing to the SEC on April 13, 2026, with details available in EDGAR records.

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Regulatory Apr 10, 2026

HPC Foreign Holdings, L.P. Files Under Investment Company Act Section 3(c)(7)

D - HPC Foreign Holdings, L.P. submitted a SEC filing on April 10, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 10, 2026

Ohio Byte Venture, LLC Files Under Investment Company Act Section 3(c)(7)

Ohio Byte Venture, LLC filed a SEC document on April 10, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 10, 2026

Timberview Capital-Aspen LLC Files SEC Document

Timberview Capital-Aspen LLC submitted a filing to the SEC on April 10, 2026, as part of standard regulatory processes.

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Regulatory Apr 10, 2026

HPC Foreign Holdings, L.P. Files Under Section 3(c)(7)

D - HPC Foreign Holdings, L.P. filed a document with the SEC on April 10, 2026, related to Investment Company Act exemptions.

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Regulatory Apr 10, 2026

Ohio Byte Venture, LLC Files SEC Document Under Section 3(c)(7)

Ohio Byte Venture, LLC submitted a filing to the SEC on April 10, 2026, invoking Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 10, 2026

Timberview Capital-Aspen LLC Files SEC EDGAR Document

Timberview Capital-Aspen LLC, with CIK 2129017, filed a document on SEC EDGAR on April 10, 2026, as per official records.

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Regulatory Apr 10, 2026

Barings Core Property Fund LP Files D/A with SEC

Barings Core Property Fund LP submitted a D/A filing to the SEC on April 9, 2026, according to EDGAR records.

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Regulatory Apr 10, 2026

Barings Core Property Fund LP Files SEC Document

Barings Core Property Fund LP submitted a filing to the SEC on April 9, 2026, with details available in EDGAR records.

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Regulatory Apr 10, 2026

Blackburne & Sons Realty Capital Corp Files Document with SEC

Blackburne & Sons Realty Capital Corp submitted a filing to the SEC on April 9, 2026, as per official records.

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Regulatory Apr 10, 2026

Blackburne & Sons Realty Capital Corp Files SEC Document

Blackburne & Sons Realty Capital Corp submitted a filing to the SEC on April 9, 2026, as recorded in the EDGAR system.

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Regulatory Apr 10, 2026

Cape Ann Fund Files for Section 3(c)(7) Exemption

Cape Ann (Ireland) Trust filed a document for its Global Developing Markets Fund under Section 3(c)(7) of the Investment Company Act on April 9, 2026.

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Regulatory Apr 10, 2026

Cape Ann Global Developing Markets Fund Files Under Section 3(c)(7)

Cape Ann (Ireland) Trust submitted a filing for its fund under Section 3(c)(7) of the Investment Company Act on April 9, 2026, according to SEC EDGAR.

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Regulatory Apr 10, 2026

Hillpointe Opportunity Zone Fund II Files SEC Form on Investment Exemptions

Hillpointe Opportunity Zone Fund II, LP filed a SEC form on April 9, 2026, citing exemptions under Sections 3(c)(5) and 3(c)(6) of the Investment Company Act.

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Regulatory Apr 10, 2026

Hillpointe Opportunity Zone Fund II LP Files SEC Form Under Investment Company Act

Hillpointe Opportunity Zone Fund II LP filed a SEC EDGAR form on April 9, 2026, referencing sections 3(c)(5) and 3(c)(6) of the Investment Company Act.

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Fundraising Apr 10, 2026

Sana Capital Fund I, L.P. Files SEC Document

Sana Capital Fund I, L.P. submitted a filing to the SEC on April 9, 2026, as part of regulatory requirements for emerging fund managers.

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Regulatory Apr 10, 2026

FOG Ventures Fund III LLC Files Under Investment Company Act

D - GENAI FUND S, a series of FOG Ventures Fund III LLC, filed a document on April 10, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Fundraising Apr 10, 2026

GC Creation Fund III Files SEC Form for Section 3(c)(7) Exemption

D - GC Creation Fund III Private Investors Offshore, L.P. filed a document with SEC EDGAR on April 10, 2026, related to Investment Company Act Section 3(c)(7).

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Regulatory Apr 10, 2026

Global Evolution EM Debt Fund Files SEC Document for Section 3(c)(7)

D/A - Global Evolution EM Debt Fund filed a SEC document on April 10, 2026, under Item 3C referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 10, 2026

Spark GHC Income Generation Fund LLC Files with SEC

D - Spark GHC Income Generation Fund, LLC filed a document on the SEC EDGAR system on April 10, 2026.

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Regulatory Apr 10, 2026

Sufra Capital DLFA Mar 2026 Series Files Under Investment Company Act Section 3(c)(1)

D - Sufra Capital DLFA Mar 2026 a Series of CGF2021 LLC filed a document under Section 3(c)(1) on April 10, 2026, as per SEC EDGAR records.

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Regulatory Apr 10, 2026

4Mission Capital, LLC Files SEC Document Under Investment Company Act Section 3(c)(1)

4Mission Capital, LLC submitted a filing to the SEC on April 10, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 10, 2026

GC Creation Fund III Private Investors Offshore Files SEC Document

D - GC Creation Fund III Private Investors Offshore, L.P. filed a document under Investment Company Act Section 3(c)(7) on April 10, 2026, according to SEC EDGAR.

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Regulatory Apr 10, 2026

Global Evolution EM Debt Fund Files Under Section 3(c)(7)

D/A - Global Evolution EM Debt Fund submitted a filing to the SEC on April 10, 2026, under Item 3C.7 of the Investment Company Act.

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Regulatory Apr 10, 2026

Spark GHC Income Generation Fund LLC Files SEC Document

D - Spark GHC Income Generation Fund, LLC filed a document with the SEC on April 10, 2026, as recorded in the EDGAR database.

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Regulatory Apr 10, 2026

Sufra Capital DLFA Mar 2026 Files SEC Document on Investment Company Act

Sufra Capital DLFA Mar 2026, a series of CGF2021 LLC, filed a SEC document on April 10, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 10, 2026

Bybrook Capital Fund LP Files SEC Document on Investment Company Act

Bybrook Capital Fund LP submitted a filing related to Section 3(c)(7) of the Investment Company Act on April 10, 2026, as per SEC records.

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Regulatory Apr 10, 2026

Bybrook Capital Fund LP Files SEC Document on Section 3(c)(7)

Bybrook Capital Fund LP submitted a filing to the SEC on April 10, 2026, under Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 10, 2026

Donald Smith Value Fund Files for Section 3(c)(7) Exemption

Donald Smith Value Fund, L.P. submitted a SEC filing on April 10, 2026, related to Item 3C.7 under the Investment Company Act.

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Regulatory Apr 10, 2026

Donald Smith Value Fund L.P. Files Under Section 3(c)(7)

Donald Smith Value Fund L.P. filed a document with the SEC on April 10, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 10, 2026

Global Infrastructure Partners Core Feeder B Files SEC Form

Global Infrastructure Partners Core (Feeder B), SCSp RAIF filed a SEC EDGAR document on April 10, 2026, citing Investment Company Act Section 3(c)(7).

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Regulatory Apr 10, 2026

MacKay Municipal Credit Opportunities HL Fund Files SEC Document

On April 10, 2026, MacKay Municipal Credit Opportunities HL Fund, L.P. filed a SEC document under Item 3C, specifically Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 10, 2026

MacKay Municipal Credit Opportunities HL Fund Files Under Section 3(c)(7)

MacKay Municipal Credit Opportunities HL Fund, L.P. submitted a SEC filing on April 10, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 10, 2026

SWS Alternative Investment Fund VI LLC Files SEC Document

D - SWS Alternative Investment Fund VI LLC submitted a filing to the SEC on April 10, 2026, as part of regulatory requirements.

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