Sec Filing
2379 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Providence Venture Capital Files Under Investment Company Act Section 3(c)(1)
Providence Venture Capital, LLC filed a document with the SEC on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
Schalk Development Fund LLC Files SEC Document on Investment Company Act Exemptions
D - SCHALK DEVELOPMENT Fund LLC filed a SEC document on April 22, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
COI Partners, LLC Files Under Investment Company Act Section 3(c)(1)
COI Partners, LLC filed a document with SEC EDGAR on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
MVP ES FUND CLVI LLC Files Under Investment Company Act Section 3(c)(1)
MVP ES FUND CLVI LLC submitted a SEC filing on April 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
PAG Real Estate Partners IV Files SEC Notice Under Investment Company Act
PAG Real Estate Partners IV (JPY) L.P. submitted a filing on April 22, 2026, related to Section 3(c)(7) of the Investment Company Act.
Permanent Capital Real Estate Fund I, LP Files SEC Document
Permanent Capital Real Estate Fund I, LP submitted a filing to the SEC on April 22, 2026, as recorded in the EDGAR database.
S2K/Miller Fund LP Files SEC Document on Investment Company Act Section 3(c)(5)
S2K/Miller Fund LP, with CIK 1973118, filed a regulatory document on April 22, 2026, referencing Section 3(c)(5) of the Investment Company Act, according to SEC EDGAR.
D - JS Venture Fund LLC Series A19 Files SEC Document on Section 3(c)(7)
D - JS Venture Fund LLC Series A19 submitted a filing to the SEC on April 21, 2026, including references to Item 3C and Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files Under Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2268 filed a SEC document on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
Polen Capital Global SMID Co Growth Fund Files Under Section 3(c)(7)
Polen Capital Global SMID Co Growth Fund submitted a SEC filing on April 21, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Athos Opportunity Fund MAR, LLC Files Section 3(c)(7) Exemption
D - Athos Opportunity Fund MAR, LLC submitted a filing to SEC EDGAR on April 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ExodusPoint LLC Files Under Investment Company Act Section 3(c)(7)
ExodusPoint LLC submitted a SEC filing on April 21, 2026, related to Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Fundomo GH-001, LP Files Under Investment Company Act Section 3(c)(1)
D - Fundomo GH-001, LP submitted a filing to the SEC on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
S&K Private Funding, LLC Files Under Investment Company Act Section 3(c)(5)
S&K Private Funding, LLC submitted a filing on April 21, 2026, related to Section 3(c)(5) of the Investment Company Act.
SEG Partners II LLC Files for Section 3(c)(7) Exemption
SEG Partners II LLC submitted a SEC filing on April 21, 2026, related to Section 3(c)(7) of the Investment Company Act.
Boardman Bay Ventures, LP Files for Section 3(c)(7) Exemption
Boardman Bay Ventures, LP - Series R submitted a SEC filing on April 21, 2026, related to Investment Company Act Section 3(c)(7).
Brooklyn Dumpling Parent Holdings Inc. Files SEC Document
Brooklyn Dumpling Parent Holdings Inc., with CIK 0002003006, filed a document on the SEC EDGAR system on April 21, 2026.
Forge Investments LLC Files for Fund FG-KMF Under Investment Company Act
Forge Investments LLC filed a document for Fund FG-KMF on April 21, 2026, citing Section 3(c)(1) of the Investment Company Act.
Greystar Zen Coinvestment Partners Files for Investment Company Act Exemptions
D - Greystar Zen Coinvestment Partners (Blocked), LP filed with the SEC on April 21, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
U.S. Strategic Industrial Fund III Investors LP Files SEC Document
U.S. Strategic Industrial Fund III Investors LP filed a SEC document on April 21, 2026, referencing sections of the Investment Company Act.
Azimut Fund Files Under Section 3(c)(7) of Investment Company Act
Azimut Automobile Heritage Enhancement Access Fund, L.P. filed a document under Item 3C.7 on April 21, 2026, according to SEC EDGAR.
Connor Group Continuation Income Fund XVIII-Q Files SEC Document
Connor Group Continuation Income Fund XVIII-Q, LLC filed a document with the SEC on April 21, 2026, according to EDGAR records.
Pearl Diver Empire Fund LP Files Under Section 3(c)(7)
PEARL DIVER EMPIRE FUND LP submitted a SEC filing on April 21, 2026, related to Section 3(c)(7) of the Investment Company Act.
Rainmaker Capital LLC Submits SEC Filing on April 21, 2026
Rainmaker Capital LLC, with CIK 0002130550, filed a document on the SEC EDGAR system on April 21, 2026, as per official records.
Vataseason Ventures Fund LLC Files Under Section 3(c)(1)
D - Vataseason Ventures Fund LLC filed a document with the SEC on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
Simple Fund LLC Files SEC Document on April 20, 2026
D/A - Simple Fund LLC submitted a filing to the SEC on April 20, 2026, according to EDGAR records.
Bobo CV DC Land Fund I, LLC Files with SEC on April 20, 2026
Bobo CV DC Land Fund I, LLC, with filer number 0002130723, submitted a SEC filing on April 20, 2026, as per official records.
Clarion Partners Fund Files SEC Form for Section 3(c)(7)
Clarion Partners Industrial Opportunity Parallel Institutional Fund, LP filed a SEC document on April 20, 2026, under Item 3C.7 for Section 3(c)(7).
Graticule Equity Market Neutral Fund LP Files Section 3(c)(1) Notice
Graticule Equity Market Neutral Fund LP filed a document under Section 3(c)(1) of the Investment Company Act on April 20, 2026, according to SEC EDGAR.
Lowercarbon Surge Parallel Fund LP Files SEC Document Under Section 3(c)(1)
D - Lowercarbon Surge Parallel Fund, LP filed a document on April 20, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Sterling Core Income Fund I, LLC Files SEC Document
Sterling Core Income Fund I, LLC filed a document with the SEC on April 20, 2026, as per the agency's records.
Bridge Growth Partners Seasmoke, LP Files for Section 3(c)(7) Exemption
Bridge Growth Partners Seasmoke, LP filed a document with SEC EDGAR on April 20, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Improbability Fund I, LP Files SEC Document for Investment Exemption
D - Improbability Fund I, LP submitted a filing to the SEC on April 20, 2026, related to Investment Company Act Section 3(c)(1).
Lightyear Fund VI-A, L.P. Files Under Investment Company Act Section 3(c)(7)
Lightyear Fund VI-A, L.P. submitted a filing on April 20, 2026, related to Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
Lightyear Fund VI, L.P. Files Under Investment Company Act Section 3(c)(7)
Lightyear Fund VI, L.P. submitted a filing on April 20, 2026, citing Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
WGV Real Estate Fund I LLC Files SEC Document for Investment Exemption
WGV Real Estate Fund I LLC filed a SEC EDGAR document on April 20, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Alliance Tower Fund-V.1, LP Files SEC Document
Alliance Tower Fund-V.1, LP submitted a filing to the SEC on April 20, 2026, according to EDGAR records.
Decimus Defense Fund LLC Files Under Section 3(c)(1)
Decimus Defense Fund LLC submitted a SEC EDGAR filing on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act.
Forward Thinking Capital, LLC Files SEC Document on Investment Company Act
Forward Thinking Capital, LLC submitted a filing to the SEC on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act.
Grant BCS Development Fund 1 LP Files SEC Document
Grant BCS Development Fund 1 LP submitted a filing to the SEC on April 20, 2026, as reported in SEC EDGAR records.
NNG Fix & Flip Fund I, LLC Files SEC Document
D - NNG Fix & Flip Fund I, LLC submitted a filing to the SEC on April 20, 2026, as part of regulatory requirements for emerging fund managers.
Alpha7 Capital LLC Files SEC Notice Under Investment Company Act Section 3(c)(1)
D - ALPHA7 CAPITAL LLC submitted a filing on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Avo AI XV Series Files Under Investment Company Act Section 3(c)(1)
Avo AI XV a Series of Avo Technology Fund LP LLC filed a SEC document on April 20, 2026, citing Section 3(c)(1) of the Investment Company Act.
Investcorp US Real Estate Employee Co-Investment LP Files SEC Document
Investcorp US Real Estate Employee Co-Investment Incentive, L.P. submitted a filing to the SEC on April 20, 2026, as per official records.
Carlyle Private Equity Partners Fund Files SEC D/A
Carlyle Private Equity Partners Fund, L.P. submitted a Definitive Amendment to the SEC on April 17, 2026, under the Investment Company Act.
JFL Credit Opportunities Fund II Feeder L.P. Files SEC Document
D/A - JFL Credit Opportunities Fund II Feeder, L.P. filed a SEC document on April 17, 2026, under Item 3C.7 of the Investment Company Act Section 3(c)(7).
JFL Credit Opportunities Fund II Files SEC Exemption
JFL Credit Opportunities Fund II, L.P. filed a document under Item 3C for Section 3(c)(7) on April 17, 2026, according to SEC EDGAR.
NBPD Creekside Fund LP Files SEC Document for Section 3(c)(7)
D - NBPD Creekside Fund LP, based in the Cayman Islands, filed a SEC document on April 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
VB Spine Holdings LLC Files SEC Document on April 17, 2026
VB Spine Holdings LLC submitted a filing to the SEC on April 17, 2026, as recorded in the EDGAR database.
Acacia Partners Investments IV - AI, LLC Files SEC Document on Investment Company Act
Acacia Partners Investments IV - AI, LLC submitted a filing to the SEC on April 17, 2026, related to Section 3(c)(1) of the Investment Company Act.
