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Sec Filing

1486 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Mar 18, 2026

TITAN LEGACY FUND I LP Files SEC Document on Section 3(c)(7)

TITAN LEGACY FUND I LP submitted a filing to SEC EDGAR on March 18, 2026, including items related to the Investment Company Act Section 3(c)(7).

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Regulatory Mar 18, 2026

Titan Masters Fund LP Files SEC Document on Investment Company Act Exemption

Titan Masters Fund LP submitted a filing to the SEC on March 18, 2026, under Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 18, 2026

Glen Oak Volatility Fund LP Files Under Investment Company Act Section 3(c)(1)

Glen Oak Volatility Fund LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026.

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Fund Close Mar 18, 2026

GSV Credit Fund I, LP Files SEC Document

Emerging fund manager GSV Credit Fund I, LP submitted a filing to the SEC on March 18, 2026, as per official records.

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Regulatory Mar 18, 2026

L Squared Capital Partners V LP Files SEC Form for Investment Company Act Exemption

L Squared Capital Partners V LP filed a SEC document on March 18, 2026, referencing Item 3C.7 under Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 18, 2026

Painters Fund, LP Files for Section 3(c)(1) Exemption

Painters Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026, as per SEC records.

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Regulatory Mar 18, 2026

Titan Masters Fund LP Files SEC Document on March 18, 2026

Titan Masters Fund LP submitted a filing to the SEC EDGAR system on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Fundraising Mar 18, 2026

Copper Creek Holdings I, LLC Files Form D/A with SEC

Copper Creek Holdings I, LLC submitted a Form D/A filing to the SEC on March 18, 2026, as part of regulatory requirements for exempt securities offerings.

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Regulatory Mar 18, 2026

Cosmos Fund I LP Files SEC EDGAR Document

Cosmos Fund I LP submitted a filing to the SEC on March 18, 2026, with details available in EDGAR records.

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Regulatory Mar 18, 2026

Foundation RE Opportunity Fund LLC Files Under SEC Investment Company Act

D - Foundation RE Opportunity Fund LLC filed a notice with the SEC on March 18, 2026, under Section 3(c)(5) of the Investment Company Act.

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Regulatory Mar 18, 2026

Market Street Private Markets Fund V Files SEC Document on Investment Company Act

D - Market Street Private Markets Fund V, LLC filed a SEC document on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Origin SA Sidecar Fund Files SEC Document on Investment Company Act

D - Origin SA Sidecar Fund, LLC filed a document with the SEC on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.

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Regulatory Mar 18, 2026

Cosmos Fund I LP Files D/A with SEC

Cosmos Fund I LP submitted a D/A filing to the SEC on March 18, 2026, as recorded in EDGAR documents.

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Regulatory Mar 18, 2026

Foundation RE Opportunity Fund LLC Files for Section 3(c)(5) Exemption

D - Foundation RE Opportunity Fund LLC submitted a SEC filing on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.

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Regulatory Mar 18, 2026

Market Street Private Markets Fund V Files for Section 3(c)(1) Exemption

Market Street Private Markets Fund V, LLC filed a regulatory document on March 18, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 18, 2026

Origin SA Sidecar Fund LLC Files SEC Document Under Investment Company Act

D - Origin SA Sidecar Fund, LLC filed a document with the SEC on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.

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Regulatory Mar 18, 2026

Origin Select Asset Fund Files Under Investment Company Act Section 3(c)

D - Origin Select Asset Fund, LLC filed a document with SEC EDGAR on March 18, 2026, referencing Investment Company Act Sections 3(c) and 3(c)(5).

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Regulatory Mar 18, 2026

Deep Ventures Capital Fund I, LP Files SEC Document on Investment Company Act

Deep Ventures Capital Fund I, LP submitted a filing to the SEC on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Deep Ventures Capital Fund I, LP Files SEC Notice Under Investment Company Act

Deep Ventures Capital Fund I, LP filed a notice with the SEC on March 18, 2026, regarding an exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Lone Star Residential Mortgage Fund IV Files SEC Document for Section 3(c)(7)

Lone Star Residential Mortgage Fund IV, L.P. filed a document on March 18, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.

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Regulatory Mar 18, 2026

Lone Star Residential Mortgage Fund IV Files Under Section 3(c)(7)

Lone Star Residential Mortgage Fund IV, L.P. submitted a filing related to Section 3(c)(7) of the Investment Company Act on March 18, 2026.

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Regulatory Mar 18, 2026

Polar Fund Ltd Files SEC Notice Under Investment Company Act Section 3(c)(7)

Polar Fund Ltd submitted a SEC filing on March 18, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 18, 2026

Polar Fund Ltd Files Under Section 3(c)(7)

Polar Fund Ltd filed a document with the SEC on March 18, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 18, 2026

Starship Ventures SPV XXII Files Under Investment Company Act

Starship Ventures Opportunities, LLC filed a document on March 18, 2026, under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Starship Ventures SPV XXII Files SEC Document

Starship Ventures Opportunities, LLC filed a SEC document on March 18, 2026, related to Investment Company Act Section 3(c)(1).

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Regulatory Mar 18, 2026

Water Street Partners Ltd Files SEC Document for Section 3(c)(1)

Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Water Street Partners Ltd Files Under Investment Company Act Section 3(c)(1)

Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Fourth Sail Discovery Offshore Fund LP Files Under Section 3(c)(7)

Fourth Sail Discovery Offshore Fund LP submitted a SEC filing on March 18, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 18, 2026

Fourth Sail Discovery Onshore Fund LP Files SEC Form D/A for Section 3(c)(7)

Fourth Sail Discovery Onshore Fund LP filed a Form D/A on March 18, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 18, 2026

Synergy Asia Market Neutral Fund Files Under Section 3(c)(1)

Synergy Asia Market Neutral Fund submitted a SEC filing on March 18, 2026, under Investment Company Act Section 3(c)(1), as reported in SEC EDGAR records.

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Regulatory Mar 18, 2026

Synergy Asia Master Fund Files SEC Document on Section 3(c)(7)

Synergy Asia Master Fund submitted a SEC filing on March 18, 2026, related to Investment Company Act Section 3(c)(7).

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Regulatory Mar 18, 2026

WatchMaker Syndicates, LP Files for Section 3(c)(1) Exemption

D - BL-0901 Fund I, a series of WatchMaker Syndicates, LP, filed an SEC document on March 18, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 18, 2026

Fourth Sail Discovery Offshore Fund LP Files SEC Document Under Section 3(c)(7)

Fourth Sail Discovery Offshore Fund LP filed a SEC document on March 18, 2026, related to Investment Company Act exemptions.

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Fundraising Mar 18, 2026

Fourth Sail Discovery Onshore Fund LP Files SEC Form D/A

Fourth Sail Discovery Onshore Fund LP submitted a Form D/A filing on March 18, 2026, citing Investment Company Act Section 3(c)(7).

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Regulatory Mar 18, 2026

Synergy Asia Market Neutral Fund Files Under Investment Company Act Section 3(c)(1)

Synergy Asia Market Neutral Fund filed a document under Item 3C of the Investment Company Act on March 18, 2026, citing Section 3(c)(1).

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Regulatory Mar 18, 2026

Synergy Asia Master Fund Files SEC Document for Investment Company Act

Synergy Asia Master Fund submitted a filing to the SEC on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 17, 2026

Connor Group Real Estate Hybrid Fund I LLC Files SEC Document

Connor Group Real Estate Hybrid Fund I LLC filed a SEC EDGAR document on March 17, 2026, related to Section 3(c)(5) of the Investment Company Act.

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Regulatory Mar 17, 2026

Frazier Healthcare Athena Fund L.P. Files SEC Exemption Notice

Frazier Healthcare Athena Fund L.P. filed a document under the Investment Company Act sections 3(c)(1) and 3(c)(7) on March 17, 2026, according to SEC EDGAR.

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Regulatory Mar 17, 2026

Ravenclaw Investment Vehicle Files for Investment Company Act Exemptions

Ravenclaw Investment Vehicle, L.P. submitted a SEC filing on March 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 17, 2026

CAZ Space & Defense Fund Files Under Section 3(c)(7)

D - CAZ Space & Defense Fund, L.P. submitted a SEC filing on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 17, 2026

CIM Opportunity Zone Fund Files SEC Document on March 17, 2026

CIM Opportunity Zone Fund, L.P. filed a SEC document on March 17, 2026, related to Investment Company Act Section 3(c)(5).

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Regulatory Mar 17, 2026

CIM Opportunity Zone Fund Files SEC Form D/A

CIM Opportunity Zone Fund, L.P. filed a Form D/A with the SEC on March 17, 2026, citing Investment Company Act Section 3(c)(5).

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Regulatory Mar 17, 2026

CAZ Space & Defense Fund Files SEC Document Under Section 3(c)(7)

CAZ Space & Defense Fund, L.P. filed a document with SEC EDGAR on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 17, 2026

Connor Group Continuation Debt Fund XVII-Q, LLC Files with SEC

Connor Group Continuation Debt Fund XVII-Q, LLC filed a document on the SEC EDGAR system on March 17, 2026.

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Fundraising Mar 17, 2026

Connor Group Files SEC Document for Continuation Debt Fund XVII-Q

Connor Group Continuation Debt Fund XVII-Q, LLC submitted a filing to the SEC on March 17, 2026, as recorded in official documents.

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Regulatory Mar 17, 2026

Frazier Healthcare Athena Feeder Fund Files SEC Document on Investment Company Act

D - Frazier Healthcare Athena Feeder Fund, L.P. filed a 14 KB document with SEC EDGAR on March 17, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 17, 2026

Frazier Healthcare Athena Fund Files SEC Exemptions

Frazier Healthcare Athena Fund, L.P. filed for exemptions under the Investment Company Act on March 17, 2026, as per SEC EDGAR records.

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Regulatory Mar 17, 2026

Glilot Capital Partners IV SPV 2 Files SEC Form for Investment Company Act Exemptions

Glilot Capital Partners IV SPV 2, a limited partnership, filed an SEC document on March 17, 2026, specifying exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 17, 2026

Glilot Capital Partners IV SPV 2 Files Under Investment Company Act

Glilot Capital Partners IV SPV 2, Limited Partnership filed a SEC document on March 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7).

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Fundraising Mar 17, 2026

Carlyle ARE Partners II, L.P. Files Under Investment Company Act Section 3(c)(7)

Carlyle ARE Partners II, L.P. submitted a SEC filing on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.

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