Regulatory Exemption
494 stories covering regulatory exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Starship Ventures SPV XXII Files Under Investment Company Act
Starship Ventures Opportunities, LLC filed a document on March 18, 2026, under Section 3(c)(1) of the Investment Company Act.
Water Street Partners Ltd Files SEC Document for Section 3(c)(1)
Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Water Street Partners Ltd Files Under Investment Company Act Section 3(c)(1)
Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
WatchMaker Syndicates, LP Files for Section 3(c)(1) Exemption
D - BL-0901 Fund I, a series of WatchMaker Syndicates, LP, filed an SEC document on March 18, 2026, citing Section 3(c)(1) of the Investment Company Act.
Fourth Sail Discovery Onshore Fund LP Files SEC Form D/A
Fourth Sail Discovery Onshore Fund LP submitted a Form D/A filing on March 18, 2026, citing Investment Company Act Section 3(c)(7).
Synergy Asia Market Neutral Fund Files Under Investment Company Act Section 3(c)(1)
Synergy Asia Market Neutral Fund filed a document under Item 3C of the Investment Company Act on March 18, 2026, citing Section 3(c)(1).
Synergy Asia Master Fund Files SEC Document for Investment Company Act
Synergy Asia Master Fund submitted a filing to the SEC on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Frazier Healthcare Athena Fund L.P. Files SEC Exemption Notice
Frazier Healthcare Athena Fund L.P. filed a document under the Investment Company Act sections 3(c)(1) and 3(c)(7) on March 17, 2026, according to SEC EDGAR.
Ravenclaw Investment Vehicle Files for Investment Company Act Exemptions
Ravenclaw Investment Vehicle, L.P. submitted a SEC filing on March 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Frazier Healthcare Athena Fund Files SEC Exemptions
Frazier Healthcare Athena Fund, L.P. filed for exemptions under the Investment Company Act on March 17, 2026, as per SEC EDGAR records.
Glilot Capital Partners IV SPV 2 Files SEC Form for Investment Company Act Exemptions
Glilot Capital Partners IV SPV 2, a limited partnership, filed an SEC document on March 17, 2026, specifying exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Glilot Capital Partners IV SPV 2 Files Under Investment Company Act
Glilot Capital Partners IV SPV 2, Limited Partnership filed a SEC document on March 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7).
SRPMIC Mercer Private Investments LP Files SEC Document Under Section 3(c)(7)
SRPMIC Mercer Private Investments LP filed a SEC document on March 17, 2026, related to Investment Company Act Section 3(c)(7), as per the official records.
Vision One Offshore Fund Files Under Section 3(c)(7)
Vision One Offshore Fund, LP submitted a SEC filing on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Carlyle ARE Partners II, L.P. Files SEC Document for Section 3(c)(7)
Carlyle ARE Partners II, L.P. filed a document with the SEC on March 17, 2026, related to Investment Company Act Section 3(c)(7).
Vision One Offshore Fund Files Under Investment Company Act Section 3(c)(7)
Vision One Offshore Fund, LP submitted a filing on March 17, 2026, citing Section 3(c)(7) of the Investment Company Act.
Blu Venture Investors Core, LLC Files for BVI Core Q12025-2 Series
Blu Venture Investors Core, LLC submitted a filing for the D/A - BVI Core Q12025-2 Series on March 17, 2026, under Section 3(c)(1) of the Investment Company Act.
Blu Venture Investors Core, LLC Series Files for Section 3(c)(1) Exemption
D/A - BVI Core Q12025-1 Series of Blu Venture Investors Core, LLC filed a document on March 17, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Fogline Ventures Gatik Series D SPV Files SEC Exemption Under Investment Company Act
Fogline Ventures Gatik Series D SPV, a series of CGF2021 LLC, filed for an exemption under Section 3(c)(1) on March 17, 2026, as per SEC EDGAR records.
Proficio Clean Horizons Fund Files SEC Notice Under Section 3(c)(7)
Proficio Clean Horizons Series of the Proficio Gateway Fund LLC filed a notice with the SEC on March 17, 2026, related to Investment Company Act exemptions.
Edgelight Investments Fund Files Under Investment Company Act Section 3(c)(1)
Edgelight Investments Fund, L.P. submitted a filing under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Edgelight Investments Fund L.P. Files for Section 3(c)(1) Exemption
Edgelight Investments Fund L.P. filed a SEC document on March 16, 2026, related to Item 3C of the Investment Company Act.
Forge Investments Series Files Under Investment Company Act Section 3(c)(1)
D - Fund FG-ORV, a series of Forge Investments, filed a SEC form on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
HLV Disruptive AI Fund II LLC Files for Section 3(c)(7) Exemption
HLV Disruptive AI Fund II LLC filed a document on March 16, 2026, under Item 3C.7 of the Investment Company Act, according to SEC EDGAR.
HLV Disruptive AI Fund II LLC Files SEC Form for Investment Exemption
HLV Disruptive AI Fund II LLC filed a document with the SEC on March 16, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Viva Private Investments LLC - Series G Files SEC Exemption Claim
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, related to exemptions under the Investment Company Act.
Viva Private Investments LLC Series G Files SEC Exemption Notice
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, claiming exemptions under the Investment Company Act.
GLAXIS Global Partners II LP Files Under Investment Company Act Section 3(c)(7)
GLAXIS Global Partners II LP filed a document with the SEC on March 16, 2026, under Item 3C.7, relating to Section 3(c)(7) of the Investment Company Act.
Mason Capital Ltd Files SEC Document on Investment Company Act Section 3(c)(7)
Mason Capital Ltd submitted a filing to the SEC on March 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
Permanens Partners Fund L.P. Files Under Investment Company Act Section 3(c)(1)
Permanens Partners Fund L.P. filed a document under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Hustle Fund IV, L.P. Files SEC Document Under Investment Company Act
Hustle Fund IV, L.P. submitted a filing on March 16, 2026, under Section 3(c) and 3(c)(7) of the Investment Company Act, as per SEC records.
Bedrock Tech Fund LLC Files Under Investment Company Act Section 3(c)(1)
Bedrock Tech Fund LLC submitted a filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act, as recorded in SEC EDGAR documents.
Giant Step Capital Specials, LP Files Under Investment Company Act Section 3(c)(1)
Giant Step Capital Specials, LP filed a document on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Beyond-TA-0527 Fund I Files Under Investment Company Act Section 3(c)(1)
Beyond-TA-0527 Fund I, a series of Platform Funds 2026, LP, filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
E Squared Investment Fund LLC Files for Section 3(c)(1) Exemption
E Squared Investment Fund LLC filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Jetstream Fund II Files Under Section 3(c)(1) of Investment Company Act
Jetstream Fund II, a series of Jetstream, LP, filed a notice under Section 3(c)(1) on March 16, 2026, according to SEC EDGAR records.
AE Industrial Investments Aggregator LP Series 5 Files SEC Document on Section 3(c)(7)
AE Industrial Investments Aggregator, LP - Series 5 filed a SEC document on March 13, 2026, related to Investment Company Act Section 3(c)(7).
D - Bodney Fund I LP Files Under SEC Section 3(c)(7)
D - Bodney Fund I LP submitted a filing to the SEC on March 13, 2026, related to Investment Company Act Section 3(c)(7).
Zelda Ventures SPV 1, LLC Files Under Investment Company Act Section 3(c)(1)
Zelda Ventures SPV 1, LLC submitted a filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Blackstone Investor 48 CLO Fund LP Files SEC Form for Investment Company Act Exemption
Blackstone Investor 48 CLO Fund LP filed a form with SEC EDGAR on March 13, 2026, citing exemptions under the Investment Company Act Section 3(c) and 3(c)(7).
Poletar Fund LP Files SEC Document Under Investment Company Act
Poletar Fund LP submitted a filing to the SEC on March 13, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.
kWantix Trading Fund I, LP Files SEC Document Under Section 3(c)(1)
kWantix Trading Fund I, LP submitted a filing to the SEC on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
kWantix Trading Fund I, LP Files for Section 3(c)(1) Exemption
kWantix Trading Fund I, LP submitted a filing for an exemption under Section 3(c)(1) of the Investment Company Act on March 13, 2026, as reported by SEC EDGAR.
Blue Coin Fund LP Files Form D/A for Section 3(c)(1) Exemption
Blue Coin Fund LP submitted a Form D/A to the SEC on March 13, 2026, citing Section 3(c)(1) of the Investment Company Act for exemption.
Blue Coin Fund LP Files SEC Notice for Section 3(c)(1) Exemption
Blue Coin Fund LP submitted a SEC filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
BeaconLight Offshore Fund Files Section 3(c)(7) Exemption
BeaconLight Offshore Fund Ltd. filed a document under Item 3C.7 of the Investment Company Act on March 13, 2026, according to SEC EDGAR.
Hiive SpaceX Opp Fund LLC Files for Section 3(c)(7) Exemption
D - Hiive SpaceX Opp Fund, LLC filed a document on March 13, 2026, under Item 3C.7 of the Investment Company Act, citing Section 3(c)(7).
Hiive SpaceX Opp Fund LLC Files Under Section 3(c)(7)
D - Hiive SpaceX Opp Fund LLC filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Altum Credit Fund Files SEC Notice for Section 3(c)(7) Exemption
Altum Credit Fund, L.P. submitted a SEC filing on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Direct Lending Continuation Fund I SLP Files Under Investment Company Act Section 3(c)(7)
D - Direct Lending Continuation Fund I SLP filed a notice on March 13, 2026, citing Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
