Regulatory Exemption
512 stories covering regulatory exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Pretium Residential Credit Fund Files for Section 3(c)(7) Exemption
Pretium Residential Credit Total Return Fund (Offshore), LP filed an SEC document on March 19, 2026, citing Investment Company Act Section 3(c)(7).
Enduring Alpha Fund, LP Files SEC Document Under Investment Company Act
Enduring Alpha Fund, LP filed a document with the SEC on March 19, 2026, related to Section 3(c)(1) of the Investment Company Act.
New Summit Impact Fund IV, L.P. Files Under Section 3(c)(1)
New Summit Impact Fund IV, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on March 19, 2026, as per SEC records.
Accolade Partners Blockchain IV-A Feeder Files SEC Form for Investment Exemption
Accolade Partners Blockchain IV-A Feeder, L.P. filed a SEC form on March 18, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Accolade Partners Blockchain IV-A, L.P. Files SEC Form D
Accolade Partners Blockchain IV-A, L.P. submitted a Form D filing to the SEC on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Accolade Partners Blockchain IV-A, L.P. Files Form D with SEC
Accolade Partners Blockchain IV-A, L.P. filed a Form D on March 18, 2026, under the Securities Act of 1933, citing exemptions related to the Investment Company Act.
D - L Squared Capital Partners V LP Files SEC Document for Section 3(c)(7)
D - L Squared Capital Partners V LP submitted a filing to the SEC on March 18, 2026, related to Item 3C.7 under the Investment Company Act.
Glen Oak Volatility Fund LP Files SEC Document for Section 3(c)(1)
Glen Oak Volatility Fund LP submitted a filing to the SEC on March 18, 2026, referencing Investment Company Act Section 3(c)(1).
Titan Masters Fund LP Files SEC Document on Investment Company Act Exemption
Titan Masters Fund LP submitted a filing to the SEC on March 18, 2026, under Section 3(c)(7) of the Investment Company Act.
Glen Oak Volatility Fund LP Files Under Investment Company Act Section 3(c)(1)
Glen Oak Volatility Fund LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026.
L Squared Capital Partners V LP Files SEC Form for Investment Company Act Exemption
L Squared Capital Partners V LP filed a SEC document on March 18, 2026, referencing Item 3C.7 under Section 3(c)(7) of the Investment Company Act.
Painters Fund, LP Files for Section 3(c)(1) Exemption
Painters Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026, as per SEC records.
Foundation RE Opportunity Fund LLC Files Under SEC Investment Company Act
D - Foundation RE Opportunity Fund LLC filed a notice with the SEC on March 18, 2026, under Section 3(c)(5) of the Investment Company Act.
Foundation RE Opportunity Fund LLC Files for Section 3(c)(5) Exemption
D - Foundation RE Opportunity Fund LLC submitted a SEC filing on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Market Street Private Markets Fund V Files for Section 3(c)(1) Exemption
Market Street Private Markets Fund V, LLC filed a regulatory document on March 18, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Origin SA Sidecar Fund LLC Files SEC Document Under Investment Company Act
D - Origin SA Sidecar Fund, LLC filed a document with the SEC on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Origin Select Asset Fund Files Under Investment Company Act Section 3(c)
D - Origin Select Asset Fund, LLC filed a document with SEC EDGAR on March 18, 2026, referencing Investment Company Act Sections 3(c) and 3(c)(5).
Polar Fund Ltd Files Under Section 3(c)(7)
Polar Fund Ltd filed a document with the SEC on March 18, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Starship Ventures SPV XXII Files Under Investment Company Act
Starship Ventures Opportunities, LLC filed a document on March 18, 2026, under Section 3(c)(1) of the Investment Company Act.
Water Street Partners Ltd Files SEC Document for Section 3(c)(1)
Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Water Street Partners Ltd Files Under Investment Company Act Section 3(c)(1)
Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
WatchMaker Syndicates, LP Files for Section 3(c)(1) Exemption
D - BL-0901 Fund I, a series of WatchMaker Syndicates, LP, filed an SEC document on March 18, 2026, citing Section 3(c)(1) of the Investment Company Act.
Fourth Sail Discovery Onshore Fund LP Files SEC Form D/A
Fourth Sail Discovery Onshore Fund LP submitted a Form D/A filing on March 18, 2026, citing Investment Company Act Section 3(c)(7).
Synergy Asia Market Neutral Fund Files Under Investment Company Act Section 3(c)(1)
Synergy Asia Market Neutral Fund filed a document under Item 3C of the Investment Company Act on March 18, 2026, citing Section 3(c)(1).
Synergy Asia Master Fund Files SEC Document for Investment Company Act
Synergy Asia Master Fund submitted a filing to the SEC on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Frazier Healthcare Athena Fund L.P. Files SEC Exemption Notice
Frazier Healthcare Athena Fund L.P. filed a document under the Investment Company Act sections 3(c)(1) and 3(c)(7) on March 17, 2026, according to SEC EDGAR.
Ravenclaw Investment Vehicle Files for Investment Company Act Exemptions
Ravenclaw Investment Vehicle, L.P. submitted a SEC filing on March 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Frazier Healthcare Athena Fund Files SEC Exemptions
Frazier Healthcare Athena Fund, L.P. filed for exemptions under the Investment Company Act on March 17, 2026, as per SEC EDGAR records.
Glilot Capital Partners IV SPV 2 Files SEC Form for Investment Company Act Exemptions
Glilot Capital Partners IV SPV 2, a limited partnership, filed an SEC document on March 17, 2026, specifying exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Glilot Capital Partners IV SPV 2 Files Under Investment Company Act
Glilot Capital Partners IV SPV 2, Limited Partnership filed a SEC document on March 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7).
SRPMIC Mercer Private Investments LP Files SEC Document Under Section 3(c)(7)
SRPMIC Mercer Private Investments LP filed a SEC document on March 17, 2026, related to Investment Company Act Section 3(c)(7), as per the official records.
Vision One Offshore Fund Files Under Section 3(c)(7)
Vision One Offshore Fund, LP submitted a SEC filing on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Carlyle ARE Partners II, L.P. Files SEC Document for Section 3(c)(7)
Carlyle ARE Partners II, L.P. filed a document with the SEC on March 17, 2026, related to Investment Company Act Section 3(c)(7).
Vision One Offshore Fund Files Under Investment Company Act Section 3(c)(7)
Vision One Offshore Fund, LP submitted a filing on March 17, 2026, citing Section 3(c)(7) of the Investment Company Act.
Blu Venture Investors Core, LLC Files for BVI Core Q12025-2 Series
Blu Venture Investors Core, LLC submitted a filing for the D/A - BVI Core Q12025-2 Series on March 17, 2026, under Section 3(c)(1) of the Investment Company Act.
Blu Venture Investors Core, LLC Series Files for Section 3(c)(1) Exemption
D/A - BVI Core Q12025-1 Series of Blu Venture Investors Core, LLC filed a document on March 17, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Fogline Ventures Gatik Series D SPV Files SEC Exemption Under Investment Company Act
Fogline Ventures Gatik Series D SPV, a series of CGF2021 LLC, filed for an exemption under Section 3(c)(1) on March 17, 2026, as per SEC EDGAR records.
Proficio Clean Horizons Fund Files SEC Notice Under Section 3(c)(7)
Proficio Clean Horizons Series of the Proficio Gateway Fund LLC filed a notice with the SEC on March 17, 2026, related to Investment Company Act exemptions.
Edgelight Investments Fund L.P. Files for Section 3(c)(1) Exemption
Edgelight Investments Fund L.P. filed a SEC document on March 16, 2026, related to Item 3C of the Investment Company Act.
Edgelight Investments Fund Files Under Investment Company Act Section 3(c)(1)
Edgelight Investments Fund, L.P. submitted a filing under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Forge Investments Series Files Under Investment Company Act Section 3(c)(1)
D - Fund FG-ORV, a series of Forge Investments, filed a SEC form on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
HLV Disruptive AI Fund II LLC Files for Section 3(c)(7) Exemption
HLV Disruptive AI Fund II LLC filed a document on March 16, 2026, under Item 3C.7 of the Investment Company Act, according to SEC EDGAR.
HLV Disruptive AI Fund II LLC Files SEC Form for Investment Exemption
HLV Disruptive AI Fund II LLC filed a document with the SEC on March 16, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Viva Private Investments LLC - Series G Files SEC Exemption Claim
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, related to exemptions under the Investment Company Act.
Viva Private Investments LLC Series G Files SEC Exemption Notice
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, claiming exemptions under the Investment Company Act.
GLAXIS Global Partners II LP Files Under Investment Company Act Section 3(c)(7)
GLAXIS Global Partners II LP filed a document with the SEC on March 16, 2026, under Item 3C.7, relating to Section 3(c)(7) of the Investment Company Act.
Mason Capital Ltd Files SEC Document on Investment Company Act Section 3(c)(7)
Mason Capital Ltd submitted a filing to the SEC on March 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
Permanens Partners Fund L.P. Files Under Investment Company Act Section 3(c)(1)
Permanens Partners Fund L.P. filed a document under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Hustle Fund IV, L.P. Files SEC Document Under Investment Company Act
Hustle Fund IV, L.P. submitted a filing on March 16, 2026, under Section 3(c) and 3(c)(7) of the Investment Company Act, as per SEC records.
Bedrock Tech Fund LLC Files Under Investment Company Act Section 3(c)(1)
Bedrock Tech Fund LLC submitted a filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act, as recorded in SEC EDGAR documents.
