Regulatory Exemption
512 stories covering regulatory exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Giant Step Capital Specials, LP Files Under Investment Company Act Section 3(c)(1)
Giant Step Capital Specials, LP filed a document on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Beyond-TA-0527 Fund I Files Under Investment Company Act Section 3(c)(1)
Beyond-TA-0527 Fund I, a series of Platform Funds 2026, LP, filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
E Squared Investment Fund LLC Files for Section 3(c)(1) Exemption
E Squared Investment Fund LLC filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Jetstream Fund II Files Under Section 3(c)(1) of Investment Company Act
Jetstream Fund II, a series of Jetstream, LP, filed a notice under Section 3(c)(1) on March 16, 2026, according to SEC EDGAR records.
AE Industrial Investments Aggregator LP Series 5 Files SEC Document on Section 3(c)(7)
AE Industrial Investments Aggregator, LP - Series 5 filed a SEC document on March 13, 2026, related to Investment Company Act Section 3(c)(7).
D - Bodney Fund I LP Files Under SEC Section 3(c)(7)
D - Bodney Fund I LP submitted a filing to the SEC on March 13, 2026, related to Investment Company Act Section 3(c)(7).
Zelda Ventures SPV 1, LLC Files Under Investment Company Act Section 3(c)(1)
Zelda Ventures SPV 1, LLC submitted a filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Blackstone Investor 48 CLO Fund LP Files SEC Form for Investment Company Act Exemption
Blackstone Investor 48 CLO Fund LP filed a form with SEC EDGAR on March 13, 2026, citing exemptions under the Investment Company Act Section 3(c) and 3(c)(7).
Poletar Fund LP Files SEC Document Under Investment Company Act
Poletar Fund LP submitted a filing to the SEC on March 13, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.
kWantix Trading Fund I, LP Files SEC Document Under Section 3(c)(1)
kWantix Trading Fund I, LP submitted a filing to the SEC on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
kWantix Trading Fund I, LP Files for Section 3(c)(1) Exemption
kWantix Trading Fund I, LP submitted a filing for an exemption under Section 3(c)(1) of the Investment Company Act on March 13, 2026, as reported by SEC EDGAR.
BeaconLight Offshore Fund Files Section 3(c)(7) Exemption
BeaconLight Offshore Fund Ltd. filed a document under Item 3C.7 of the Investment Company Act on March 13, 2026, according to SEC EDGAR.
Blue Coin Fund LP Files Form D/A for Section 3(c)(1) Exemption
Blue Coin Fund LP submitted a Form D/A to the SEC on March 13, 2026, citing Section 3(c)(1) of the Investment Company Act for exemption.
Blue Coin Fund LP Files SEC Notice for Section 3(c)(1) Exemption
Blue Coin Fund LP submitted a SEC filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
Hiive SpaceX Opp Fund LLC Files for Section 3(c)(7) Exemption
D - Hiive SpaceX Opp Fund, LLC filed a document on March 13, 2026, under Item 3C.7 of the Investment Company Act, citing Section 3(c)(7).
Hiive SpaceX Opp Fund LLC Files Under Section 3(c)(7)
D - Hiive SpaceX Opp Fund LLC filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Altum Credit Fund Files SEC Notice for Section 3(c)(7) Exemption
Altum Credit Fund, L.P. submitted a SEC filing on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Direct Lending Continuation Fund I SLP Files Under Investment Company Act Section 3(c)(7)
D - Direct Lending Continuation Fund I SLP filed a notice on March 13, 2026, citing Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Magnetar Investment APPK LP Files SEC Document on Investment Company Act Section 3(c)(7)
Magnetar Investment APPK LP submitted a SEC filing on March 13, 2026, related to Investment Company Act exemptions under Section 3(c)(7).
AlphaKeys Strategic Partners Offshore X, L.P. Files SEC Notice for Section 3(c)(7)
AlphaKeys Strategic Partners Offshore X, L.P. filed a document with the SEC on March 13, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
AlphaKeys Strategic Partners Offshore X, L.P. Files Under Investment Company Act Section 3(c)(7)
D - AlphaKeys Strategic Partners Offshore X, L.P. filed a document with the SEC on March 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
HOPE Ventures II, LLC Files for Section 3(c)(1) Exemption
HOPE Ventures II, LLC submitted a SEC filing on March 13, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
HOPE Ventures II, LLC Files Under Investment Company Act Section 3(c)(1)
HOPE Ventures II, LLC submitted a SEC filing on March 13, 2026, for Item 3C.1 under Section 3(c)(1) of the Investment Company Act.
Oxshott Venture Fund VIII LLC Files Under Section 3(c)(1)
Oxshott Venture Fund VIII LLC submitted a SEC filing on March 13, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Shakti Venture Capital Gatik, LLC Files SEC Notice for Investment Company Act Exemption
Shakti Venture Capital Gatik, LLC submitted a filing on March 13, 2026, under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Silvercrest Insurance Fund LP Files SEC Document for Section 3(c)(7)
D - TALSON - SILVERCREST INSURANCE FUND, LP filed a SEC document on March 13, 2026, related to Item 3C.7 under the Investment Company Act.
Pabrai Investment Fund 3 Files SEC Notice for Section 3(c)(1) Exemption
Pabrai Investment Fund 3, Ltd. filed a SEC document on March 12, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Pabrai Investment Fund 2, L.P. Files Under SEC Investment Company Act Section 3(c)(1)
Pabrai Investment Fund 2, L.P. submitted a filing to the SEC on March 12, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.
Pabrai Investment Fund 3 Files Under Investment Company Act Section 3(c)(1)
Pabrai Investment Fund 3, Ltd. submitted a SEC filing on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
Woven Equity Fund Files for Section 3(c)(1) Exemption
D - Woven Equity Fund, LP submitted a SEC filing on March 12, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Carnatic Partners LP Files for Section 3(c)(1) Exemption
Carnatic Partners LP submitted a SEC filing on March 12, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
ICONIQ Strategic Partners VII Co-Invest Files SEC Exemption Under Section 3(c)(7)
ICONIQ Strategic Partners VII Co-Invest, L.P. (Series Q) filed a notice with the SEC on March 12, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Iconiq Strategic Partners VII Co-Invest Files SEC Notice for Section 3(c)(7) Exemption
ICONIQ Strategic Partners VII Co-Invest, L.P. (Series Q) filed a notice with the SEC on March 12, 2026, under Section 3(c)(7) of the Investment Company Act.
Griffin Capital Development Partners Fund III Files SEC Form for Investment Company Act
Griffin Capital Development Partners Fund III, L.P. filed a SEC form on March 12, 2026, citing Section 3(c)(5) of the Investment Company Act, according to SEC EDGAR records.
EJF Financial Debt Strategies Fund LP Files Form D/A
EJF Financial Debt Strategies Fund LP submitted a Form D/A filing on March 12, 2026, referencing Section 3(c)(7) of the Investment Company Act.
K5 Tech Fund II, LP - Series 203 Files Under Section 3(c)(7)
On March 12, 2026, K5 Tech Fund II, LP - Series 203 filed a document with the SEC under Item 3C for Section 3(c)(7) of the Investment Company Act.
Privateer Verdant Ventures Files SEC Notice Under Section 3(c)(1)
D - Privateer Verdant Ventures FEB2026, a series of CGF2021 LLC, filed a SEC document on March 12, 2026, related to Section 3(c)(1) of the Investment Company Act.
Lightspring Capital II, LP Files for Investment Company Act Exemptions
Lightspring Capital II, LP submitted a SEC filing on March 11, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Lightspring Capital II, LP Files SEC Exemption Notice
Lightspring Capital II, LP submitted a filing to the SEC on March 11, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Perini Capital Phoenix Fund Files for Section 3(c)(1) Exemption
Perini Capital Phoenix Fund, LLC submitted a SEC filing on March 11, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Reciprocal Ventures Files for Section 3(c)(1) Exemption
D - Reciprocal Ventures, a Series of Decile Start Fund, LP, filed a SEC document on March 11, 2026, related to Investment Company Act Section 3(c)(1).
Perini Capital Phoenix Fund LLC Files Under Section 3(c)(1)
Perini Capital Phoenix Fund LLC filed a SEC document on March 11, 2026, under Section 3(c)(1) of the Investment Company Act.
Still Point Partners Fund I Files for SEC Exemptions
Still Point Partners Fund I, LP filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on March 11, 2026, according to SEC EDGAR.
Avanath Affordable Housing Fund Files Under Section 3(c)(7)
Avanath Affordable Housing Renaissance Fund, L.P. filed a document with the SEC on March 11, 2026, related to Section 3(c)(7) of the Investment Company Act.
Bain Capital Senior Loan Select LLC Files for Section 3(c)(7) Exemption
Bain Capital Senior Loan Select LLC submitted a filing on March 11, 2026, for exemption under Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
MGI Investments LP Series 38 Files Under Investment Company Act Section 3(c)(1)
D - MGI Investments LP - Series 38 filed a document on March 11, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.
Fontinalis Special Opportunity Fund VF, L.P. Files SEC Notice for Investment Company Act Section 3(c)(7)
D - Fontinalis Special Opportunity Fund VF, L.P. filed a document with the SEC on March 9, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Cheyenne Partners LP Files Under Investment Company Act Section 3(c)(1)
Cheyenne Partners LP submitted a SEC filing on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.
EquityZen Fund Files for Section 3(c)(1) Exemption
EquityZen Growth Technology Fund LLC - Series 2246 filed a document with SEC EDGAR on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.
Financial Edge Fund L P Files SEC Document for Section 3(c)(1)
D/A - FINANCIAL Edge Fund L P submitted a SEC filing on March 10, 2026, related to Item 3C of the Investment Company Act.
