Investment Company Act
1584 stories covering investment company act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Riptide Fund LLC Files SEC Document for Series 8
Riptide Fund LLC filed a document for its Series 8, Riptide Flexible Capital Fund, on March 9, 2026, under Investment Company Act Section 3(c)(1).
Trinity Capital SBIC LP Files SEC Document Under Section 3(c)(7)
Trinity Capital SBIC LP filed a document with the SEC on March 10, 2026, related to Item 3C.7 of the Investment Company Act.
Anbec Partners Files Under Investment Company Act Section 3(c)(1)
Anbec Partners, LP submitted a SEC filing on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.
Cheyenne Partners LP Files Under Investment Company Act Section 3(c)(1)
Cheyenne Partners LP submitted a SEC filing on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.
EquityZen Fund Files for Section 3(c)(1) Exemption
EquityZen Growth Technology Fund LLC - Series 2246 filed a document with SEC EDGAR on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.
Financial Edge Fund L P Files SEC Document for Section 3(c)(1)
D/A - FINANCIAL Edge Fund L P submitted a SEC filing on March 10, 2026, related to Item 3C of the Investment Company Act.
Chapel Oak Capital Files SEC Document Under Section 3(c)(1)
Chapel Oak Capital, L.P. submitted a SEC EDGAR filing on March 10, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Chodikee Lake Partners LP Files SEC Document for Investment Company Act Exemption
Chodikee Lake Partners LP filed a SEC document on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.
Hecher Capital Fund Files for Section 3(c)(1) Exemption
D - Hecher Capital Fund, LP filed a document with the SEC on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.
Northstar Venture Capital LLC Files for Series 35 under Section 3(c)(1)
Northstar Venture Capital LLC filed a document on March 10, 2026, for Northstar VC Series 35, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Parkway Co-Investment 14 LP Files Under Investment Company Act Section 3(c)(1)
D - Parkway Co-Investment 14 (HL SA) LP submitted a filing to the SEC on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.
TCC MHP Holdings LLC Files SEC Document Under Investment Company Act
TCC MHP Holdings LLC submitted a filing on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Accolade Empowerment Fund III Feeder L.P. Files SEC D/A Document
Accolade Empowerment Fund III Feeder L.P. filed a D/A form with the SEC on March 9, 2026, referencing the Investment Company Act Section 3(c)(7).
Accolade Empowerment Fund III Files SEC D/A Amendment
Accolade Empowerment Fund III, L.P. filed a D/A document with the SEC on March 9, 2026, citing Investment Company Act Section 3(c)(7).
Kindred Capital Co-Invest III LP Files SEC Exemption Claim
Kindred Capital Co-Invest III LP filed a notice under Section 3(c)(1) of the Investment Company Act on March 9, 2026, as per SEC records.
Navigate Ventures Fund II, LP Files SEC Form D/A for Exemption
Navigate Ventures Fund II, LP submitted a Form D/A filing on March 9, 2026, claiming exemption under Investment Company Act Section 3(c)(1), according to SEC EDGAR.
Pelicanview Total Return Fund Files Under Section 3(c)(1)
Pelicanview Total Return Fund, LLC filed a SEC document on March 9, 2026, citing Section 3(c)(1) of the Investment Company Act.
Credit Alternatives Fund Files for Section 3(c)(7) Exemption
D/A - Credit Alternatives Fund, LTD. filed a document with SEC EDGAR on March 9, 2026, related to Section 3(c)(7) of the Investment Company Act.
Credit Alternatives Fund LLC Files Section 3(c)(7) Exemption
D/A - Credit Alternatives Fund LLC submitted a SEC filing on March 9, 2026, for exemption under Investment Company Act Section 3(c)(7).
KHC Partners Fund II LP Files SEC Document for Section 3(c)(7)
KHC Partners Fund II LP submitted a SEC filing on March 9, 2026, related to Investment Company Act exemptions.
KHC Partners Offshore Fund II LP Files SEC Document
KHC Partners Offshore Fund II LP submitted a SEC filing on March 9, 2026, related to Section 3(c)(7) of the Investment Company Act.
SaddleRock Capital Cayman Fund Files Under Section 3(c)(7)
SaddleRock Capital Cayman Fund Ltd submitted a SEC filing on March 9, 2026, related to Investment Company Act exemptions.
Piedmont Partners Offshore L.P. Files SEC Document Under Investment Company Act
D/A - Piedmont Partners Offshore, L.P. filed a SEC document on March 9, 2026, invoking Section 3(c)(7) exemption.
VPC Partners XX LLC Files Under Investment Company Act Section 3(c)(1)
VPC Partners XX LLC submitted a SEC filing on March 9, 2026, citing Section 3(c)(1) of the Investment Company Act.
D - CA-1213 Fund I Files for Section 3(c)(1) Exemption
D - CA-1213 Fund I, a series of Roll Up Vehicles, LP, filed an SEC document on March 9, 2026, related to Section 3(c)(1) of the Investment Company Act.
FINYX FUND US LP Files Under SEC Investment Company Act
FINYX FUND US LP submitted a SEC filing on March 9, 2026, citing Section 3(c)(1) of the Investment Company Act.
MV Funds LP Series AC-1120 Fund I Files SEC Exemption
AC-1120 Fund I, a series of MV Funds LP, filed a notice under Section 3(c)(1) of the Investment Company Act on March 9, 2026, as per SEC EDGAR records.
Three Haven Capital Files Under Investment Company Act Section 3(c)(1)
Three Haven Capital, LP submitted a SEC filing on March 9, 2026, related to Section 3(c)(1) exemption.
Banner Ridge Closes Third Fund Using 3(c)(7) Structure for Qualified Purchasers
Banner Ridge Partners filed SEC documentation for their third fund using the 3(c)(7) exemption, targeting sophisticated institutional investors.
OWS Capital Closes Second Offshore Fund Under 3(c)(7) Structure
OWS Capital files Form D for offshore Fund II, signaling completion of capital raising under Investment Company Act exemption.
Farallon Capital Files New Fund Vehicle Under 3(c)(7) Structure
San Francisco hedge fund giant Farallon Capital registers new investment vehicle targeting qualified institutional buyers.
Serendipity Impact VC Fund I Files 3(c)(1) Exemption, Targets Impact Investing
New impact-focused VC fund registers under Section 3(c)(1) exemption, signaling launch of first institutional vehicle.
Farallon Capital Files SEC 3(c)(7) Registration, Targets Qualified Purchasers
The San Francisco hedge fund giant's latest SEC filing signals fundraising activity targeting sophisticated institutional investors.
Tenaron Capital Closes Relative Value Partners LP Under 3(c)(7) Structure
New hedge fund vehicle completes formation targeting sophisticated investors in relative value strategies.
