Exemption
164 stories covering exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D - CL RPC MSR Investment Fund LLC Files 3(c)(7) Claim With SEC
D - CL RPC MSR Investment Fund LLC filed an SEC document on 2026-07-15 referencing Section 3(c)(7) of the Investment Company Act.
Pinebridge Global Dynamic Absolute Return Fund LLC Files D/A With SEC
Pinebridge Global Dynamic Absolute Return Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 14, 2026.
D - VE-0526 Fund II Files 3(c)(1) Notice With SEC
D - VE-0526 Fund II, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice with the SEC on July 14, 2026.
Seraya Partners Fund II, LP Files D/A with SEC
Seraya Partners Fund II, LP submitted a D/A filing on July 13, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
D - FCP Venture X QP LLC Series XX Files SEC Notice
D - FCP Venture X QP LLC Series XX filed an exemption notice under Section 3(c)(7) of the Investment Company Act on July 13 2026.
Valiant Peregrine Special Opportunities Fund 8 Files SEC Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) filing with the SEC on July 10, 2026, according to SEC EDGAR.
MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I QC submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10, 2026.
Creator Revenue Fund I Files 3(c)(1) Notice with SEC
D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-10.
Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted an SEC filing under Investment Company Act Section 3(c)(7) on July 10, 2026.
WH Capital IX LLC Files 3(c)(1) Exemption Notice
WH Capital IX LLC submitted a Section 3(c)(1) notice under the Investment Company Act to the SEC on July 10, 2026.
D - AI Agent Fund I Series Files 3(c)(1) Notice
D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted an SEC filing on 2026-07-10 claiming Section 3(c)(1) exemption.
MVP Opportunity Fund VI Series 26I Files 3(c)(7) Notice
D - MVP Opportunity Fund VI LLC Series 26I filed with the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
WH Capital IX LLC Files 3(c)(1) Exemption with SEC
WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026.
MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice
MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.
D - MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I QC filed a Form 3C notice with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.
MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice
MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) notice with the SEC on July 10 2026.
Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) filing with the SEC on July 10, 2026.
Qontix Fund, LP Files D/A with SEC Claiming 3(c)(1) Exemption
Qontix Fund, LP submitted a D/A filing on 2026-07-10 under Investment Company Act Section 3(c)(1).
Capital F Fund I Files 3(c)(1) Exemption Notice With SEC
Capital F Fund I, L.P. submitted a D/A filing on July 9, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Capital F Fund I, L.P. Files D/A Claiming 3(c)(1) Exemption
Capital F Fund I, L.P. submitted a D/A filing on 2026-07-09 referencing Investment Company Act Section 3(c)(1).
Cynosure PSS Co-investment LLC Files 3(c)(7) Notice
D - Cynosure PSS Co-investment, LLC submitted a Section 3(c)(7) notice under the Investment Company Act on July 8, 2026.
Catholic Endowment Fund LP Files D/A With SEC on July 8 2026
Catholic Endowment Fund LP submitted a D/A filing to the SEC on 2026-07-08 referencing Section 3(c)(1) of the Investment Company Act.
Thayer Street Partners Opportunity Fund III-B Files SEC Notice
Thayer Street Partners Opportunity Fund III-B, L.P. submitted a notice filing with the SEC on July 7, 2026 claiming exemption under Section 3(c)(7).
Equitybee Series Files 3(c)(1) Notice With SEC
D - Equitybee 22-96436, a Series of Equitybee cFund Master LLC, submitted a Section 3(c)(1) filing on July 7, 2026.
Polymer Japan (Cayman) Fund Ltd. Files 3(c)(7) Notice
Polymer Japan (Cayman) Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 6, 2026.
Sandbrook Climate Infrastructure Fund II LP Files With SEC
Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 under Investment Company Act Section 3(c)(7).
Stonepeak Infrastructure Credit Fund II LP Files SEC Notice
Stonepeak Infrastructure Credit Fund II LP submitted a filing to the SEC on July 2, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Bruce Wood Capital Global Macro Fund Files SEC Notice
Bruce Wood Capital Global Macro Fund, LP submitted a Section 3(c)(1) notice filing on 2026-07-01 according to SEC EDGAR.
BBH Cedar Street Equity Intermediate Fund II Files SEC Notice
BBH Cedar Street Equity Intermediate Fund II, L.P. submitted a Form D filing to the SEC on July 1, 2026 claiming Section 3(c)(7) exemption.
Photon Capital Fund LP Files SEC Exemption Notice
Photon Capital Fund LP submitted a filing on June 12, 2026, referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Photon Capital Fund LP Files SEC Notice on June 12 2026
Photon Capital Fund LP submitted an 8 KB filing to the SEC on June 12 2026 referencing Section 3(c)(1) of the Investment Company Act.
Photon Capital Fund LP Files SEC 3(c)(1) Exemption
Photon Capital Fund LP submitted a Section 3(c)(1) filing under the Investment Company Act to SEC EDGAR on June 12, 2026.
D-Studio NonPublic Exchange Fund III Files 3(c)(1) Notice
D-Studio NonPublic Exchange Fund III, a Series of A Master Series, LLC filed a Section 3(c)(1) notice with the SEC on June 12, 2026.
400 Capital Credit Income Fund LP Files SEC Notice
400 Capital Credit Income Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.
Colt Capital Investments Files 3(c)(1) Exemption
Colt Capital Investments, LLC submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1) on June 10, 2026.
Ascent Crossover Opportunity Fund III Files SEC Notice
D - Ascent Crossover Opportunity Fund III, L.P. submitted a regulatory filing under Section 3(c)(7) on June 10, 2026.
D-Star51 Capital Fund I LP Files SEC Notice June 2026
D-Star51 Capital Fund I LP submitted an SEC filing on June 9 2026 claiming Section 3(c)(1) exemption.
Apollo Overseas Partners XI Files SEC Exemption Notice
Apollo Overseas Partners XI, L.P. submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.
D - TRCM Credit Fund, LP Files 3(c)(1) Notice With SEC
D - TRCM Credit Fund, LP submitted a Section 3(c)(1) filing to the SEC on June 9, 2026, under Investment Company Act exemption rules.
Global Alpha Opportunities Fund LLC Files D/A on 2026-06-09
Global Alpha Opportunities Fund LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Cherokee Partners II Sunny A Series Files 3(c)(1) Notice
D - Cherokee Partners II Sunny A a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on June 9, 2026.
BeaconNorth Domestic Fund LP Files 3(c)(7) Notice With SEC
BeaconNorth Domestic Fund LP submitted a Section 3(c)(7) filing to the SEC on June 8, 2026.
Tax Lien Fund, LP Files D/A Amendment Citing Section 3(c)(5)
Tax Lien Fund, LP submitted a D/A filing on June 5, 2026 referencing Investment Company Act Section 3(c)(5).
TTC Multi-Strategy Fund QP Files D/A on June 5 2026
TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) with the SEC on June 5, 2026.
TTC Multi-Strategy Fund QP, LP Submits D/A Filing to SEC
TTC Multi-Strategy Fund QP, LP filed a D/A notice under Investment Company Act Section 3(c)(7) on June 5, 2026.
Warwick UK Real Estate Fund I Files D/A on June 5 2026
Warwick UK Real Estate Fund I submitted a D/A filing to the SEC citing Investment Company Act Sections 3(c)(5) and 3(c)(6).
TTC Multi-Strategy Fund QP, LP Files D/A With SEC
TTC Multi-Strategy Fund QP, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 5, 2026.
Taula Global Macro Fund LP Files D/A Amendment on June 5 2026
Taula Global Macro Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on June 5 2026.
Fidera Vecta Fund II SCSp Files Form D for 3(c)(7) Exemption
Fidera Vecta Fund II SCSp submitted a Form D filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Astro Vault II Series Files SEC 3(c)(7) Notice
D - Astro Vault II a Series of Astro Funds LLC filed an Investment Company Act Section 3(c)(7) notice with the SEC on June 5, 2026.
