Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Long Angle Investments LLC Files SPV Under Section 3(c)(7)
Long Angle Investments LLC filed a SEC document for their Bon-Proj-Proton-Co-Inv 2025 SPV on April 8, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Mirror Partners Offshore Fund II LP Files Under Section 3(c)(7)
Mirror Partners Offshore Fund II LP filed a document with the SEC on April 8, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Vital Capital Medical - Temple TX DST Files SEC Document
Vital Capital Medical - Temple TX DST submitted a filing to the SEC on April 8, 2026, as per official records.
ALM First Capital Fund I, LLC Files Under Investment Company Act Section 3(c)(1)
ALM First Capital Fund I, LLC submitted a SEC filing on April 8, 2026, invoking Section 3(c)(1) of the Investment Company Act.
ALM First Capital Fund I, LLC Files Under Section 3(c)(1)
ALM First Capital Fund I, LLC filed a document with the SEC on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - Clique Ventures Inc. Files SEC Document on April 8, 2026
D - Clique Ventures Inc. submitted a filing to the SEC on April 8, 2026, with a file size of 6 KB, as per EDGAR records.
D - Clique Ventures Inc. Files with SEC on April 8, 2026
D - Clique Ventures Inc. submitted a filing to the SEC on April 8, 2026, according to EDGAR records.
FVP Health Innovation Fund Files Under Investment Company Act Section 3(c)(1)
D - FVP Health Innovation Fund, L.P. submitted a filing to the SEC on April 8, 2026, under Item 3C for Section 3(c)(1).
FVP Health Innovation Fund Files Under Section 3(c)(1)
D - FVP Health Innovation Fund, L.P. filed a notice under Section 3(c)(1) of the Investment Company Act on April 8, 2026, according to SEC EDGAR.
Veridis Legal Opportunity Fund Files for Investment Company Act Exemptions
Veridis Legal Opportunity Fund, LP filed a document with SEC EDGAR on April 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Veridis Legal Opportunity Fund LP Files for Investment Company Act Exemptions
Veridis Legal Opportunity Fund LP submitted a SEC filing on April 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Virella Global Capital Ltd Files SEC Document on Exemptions
Virella Global Capital Ltd filed a document with SEC EDGAR on April 8, 2026, claiming exemptions under Rule 504 and the Investment Company Act.
Alliance Energy Fund 2026-A, LP Submits SEC Filing
D - Alliance Energy Fund 2026-A, LP filed a document with the SEC on April 7, 2026, as recorded in SEC EDGAR.
American Beacon Institutional Funds Trust Files SEC Document
American Beacon Institutional Funds Trust submitted a filing to the SEC on April 7, 2026, as part of regulatory requirements.
JS Venture Fund LLC Series A27 Files for Section 3(c)(7) Exemption
JS Venture Fund LLC Series A27 submitted a filing on April 7, 2026, claiming an exemption under Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Tourlite Fund, LP Files Under Investment Company Act Section 3(c)(1)
D/A - Tourlite Fund, LP submitted a SEC filing on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
American Beacon Institutional Funds Trust Files D/A with SEC
American Beacon Institutional Funds Trust, with CIK 1700933, submitted a D/A filing to the SEC on April 7, 2026, as documented in SEC EDGAR records.
JS Venture Fund LLC Series A27 Files Under Section 3(c)(7)
JS Venture Fund LLC Series A27 submitted a filing related to Section 3(c)(7) of the Investment Company Act on April 7, 2026, as documented in SEC EDGAR.
Tenet Fixed Income Fund LLC Files SEC Document
Tenet Fixed Income Fund LLC submitted a filing to the SEC on April 7, 2026, according to EDGAR records.
Tourlite Fund, LP Files SEC Document for Investment Company Act Section 3(c)(1)
Tourlite Fund, LP submitted a SEC filing on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
Astro Miso II Series Files Under Investment Company Act Section 3(c)(7)
Astro Funds LLC's Astro Miso II series filed a document under Section 3(c)(7) of the Investment Company Act on April 7, 2026.
FlameCo Holdings LLC Files SEC Document on April 7, 2026
FlameCo Holdings LLC submitted a filing to the SEC on April 7, 2026, with details available in EDGAR records.
Northstar VC Series 36 Files Under Investment Company Act Section 3(c)(1)
Northstar VC Series 36, a series of Northstar Venture Capital LLC, filed a document on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
WCM Partners Endurance, LP Files Under Section 3(c)(7) of Investment Company Act
WCM Partners Endurance, LP submitted a SEC filing on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Astro Miso II Files Under Investment Company Act Section 3(c)(7)
Astro Miso II a Series of Astro Funds LLC filed a document on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Bellus Ventures III LP Submits SEC Filing
Bellus Ventures III LP filed a document with the SEC on April 7, 2026, as recorded in the EDGAR database.
FlameCo Holdings LLC Files Document with SEC on April 7, 2026
FlameCo Holdings LLC submitted a filing to the SEC on April 7, 2026, as recorded in the EDGAR database.
WCM Partners Endurance, LP Files SEC Document on Investment Company Act
WCM Partners Endurance, LP submitted a filing to the SEC on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cedar Street Offshore Fund Files SEC D/A Under Investment Company Act
Cedar Street Offshore Fund Ltd. filed a D/A with the SEC on April 7, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - 4720 Wellesley Holdings, LLC Files SEC EDGAR Document
D - 4720 Wellesley Holdings, LLC submitted a filing to the SEC EDGAR system on April 7, 2026, according to official records.
Lavelle Capital Opportunity LP Files for Section 3(c)(7) Exemption
Lavelle Capital Opportunity LP - Series 10 submitted a SEC filing on April 7, 2026, for Investment Company Act Section 3(c)(7).
Lavelle Capital Opportunity LP Files Under Section 3(c)(7)
Lavelle Capital Opportunity LP - Series 10 submitted a SEC filing on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Onex Direct Lending Cayman Fund Files Section 3(c)(7) Notice
Onex Direct Lending Cayman Fund LLC filed a notice with the SEC on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Onex Direct Lending Cayman Fund LLC Files SEC Document for Section 3(c)(7)
Onex Direct Lending Cayman Fund LLC filed a SEC document on April 7, 2026, under Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.
Tricor Strategic Wealth Fund I, LLC Files SEC Document
Tricor Strategic Wealth Fund I, LLC submitted a filing to the SEC on April 7, 2026, as per EDGAR records.
Wellesley Holdings, LLC Files SEC Document on April 7, 2026
Wellesley Holdings, LLC submitted a filing to the SEC on April 7, 2026, with an accession number and file size as recorded.
WH Strategic Growth Fund II Files Under Investment Company Act Section 3(c)(1)
WH Strategic Growth Fund II, LP filed a document with the SEC on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
WH Strategic Growth Fund II, LP Files for Section 3(c)(1) Exemption
WH Strategic Growth Fund II, LP submitted a SEC filing on April 7, 2026, under Item 3C.1 for exemption from the Investment Company Act.
2E Select Credit Offshore Fund Files SEC Notice for Investment Company Act Exemption
D/A - 2E Select Credit Offshore Fund Ltd. filed a document with the SEC on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
2E Select Credit Offshore Fund Files Under Section 3(c)(7)
2E Select Credit Offshore Fund, Ltd. submitted a SEC filing on April 7, 2026, citing Section 3(c)(7) of the Investment Company Act.
D - JBF Parallel Fund LP Files SEC Document
D - JBF Parallel Fund LP submitted a filing to the SEC on April 7, 2026, as part of regulatory requirements for fund managers.
FVP National Security Fund II Files SEC Document for Section 3(c)(1) Exemption
FVP National Security Fund II, L.P. filed a document with the SEC on April 7, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.
FVP National Security Fund II, L.P. Files SEC Document on Investment Company Act
FVP National Security Fund II, L.P. submitted a filing to the SEC on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
Independent Access Partners Files Under Section 3(c)(7)
Independent Access Partners Special Situations Lending Fund, LLC filed a SEC document on April 7, 2026, citing Section 3(c)(7) of the Investment Company Act.
Independent Access Partners Special Situations Lending Fund Files SEC Document
Independent Access Partners Special Situations Lending Fund, LLC filed a SEC document on April 7, 2026, under the Investment Company Act Section 3(c)(7).
JBF Parallel Fund LP Files SEC Document
D - JBF Parallel Fund LP submitted a filing to the SEC on April 7, 2026, as per EDGAR records.
Legacy Stone Capital LLC Files SEC Document for Section 3(c)(5)
Legacy Stone Capital LLC filed a 6 KB document with the SEC on April 7, 2026, related to Item 3C.5 of the Investment Company Act.
Legacy Stone Capital LLC Files SEC Document on Investment Company Act
Legacy Stone Capital LLC submitted a filing to the SEC on April 7, 2026, referencing Section 3(c)(5) of the Investment Company Act.
CBC Investment Group LLC Files SEC Document on April 6, 2026
CBC Investment Group LLC submitted a filing to the SEC on April 6, 2026, with accession number 0001867468-26-000003.
CBC Investment Group LLC Files with SEC EDGAR
CBC Investment Group LLC submitted a filing to SEC EDGAR on April 6, 2026, as part of regulatory requirements.
