Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Blackstone Private Equity Strategies Fund L.P. Files SEC Document
Blackstone Private Equity Strategies Fund L.P. submitted a filing to the SEC on July 24 2026 referencing Section 3(c)(7) of the Investment Company Act.
Aptitude Alternative Equity LP Files D/A with SEC
Aptitude Alternative Equity LP submitted a D/A filing on 2026-07-24 claiming Section 3(c)(7) exemption under the Investment Company Act.
Levee Ventures Intramotev I Files 3(c)(1) Notice With SEC
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) filing to the SEC on July 24, 2026.
LifeSci Venture SPV 18 Files SEC Notice Claiming 3(c)(1) Exemption
LifeSci Venture SPV 18, LLC submitted a D/A filing on July 24, 2026, under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Klondike Holdings LLC Files SEC Document August 18 2026
Klondike Holdings LLC (CIK 0002144150) submitted a filing to the SEC on August 18 2026 with accession number 0002144150-26-000002.
Ardent Self Storage Development Fund III Files D/A with SEC
Ardent Self Storage Development Fund III, LP submitted a Form D/A on August 18, 2026, referencing Investment Company Act Section 3(c) items 3(c)(5) and 3(c)(6).
Black Diamond Funding Ventures, LLC Files SEC Document
Black Diamond Funding Ventures, LLC submitted a filing to the SEC on August 18, 2026, listed under CIK 0001750081.
Roers Growth Fund LLC Files D/A with SEC
Roers Growth Fund LLC submitted a D/A filing to the SEC on August 18, 2026, according to SEC EDGAR records.
D - Equity Capital Group Development Fund II - Peoria, LLC Files With SEC
D - Equity Capital Group Development Fund II - Peoria, LLC submitted a filing to the SEC on August 18, 2026.
D-599 Holdings LLC Files With SEC on August 18 2026
D-599 Holdings LLC submitted a filing to the U.S. Securities and Exchange Commission on August 18 2026 with accession number 0000950103-26-012555.
ValueQuest India Scale II Offshore Fund Files 3(c)(1) Notice
ValueQuest India Scale II Offshore Fund submitted a D/A filing under Investment Company Act Section 3(c)(1) on August 18, 2026.
LM DNM Seed SPV 2026 Files 3(c)(1) Exemption Notice
LM DNM Seed SPV 2026 A Series of Master Fund I LLC submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Cohen & Steers Files D/A for Global Realty Focus Fund
Cohen & Steers Global Realty Focus Fund, A Series of Cohen & Steers Series LP files D/A amendment citing Section 3(c)(7) of the Investment Company Act.
Supervest Investments Files D/A for Series E
Supervest Investments, LLC, Series E submitted a D/A filing on August 18, 2026, referencing Section 3(c)(4) of the Investment Company Act.
Cohen & Steers US Realty Total Return Fund Files SEC Notice
Cohen & Steers US Realty Total Return Fund, a series of Cohen & Steers Series LP, filed an 8 KB notice with the SEC on August 18, 2026.
MGX I Co-Investment 7 LP Files Section 3(c)(7) Notice
D - MGX I Co-Investment 7 LP submitted an SEC filing on August 18, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
MDF Capital Partners 2023 LP Files 3(c)(1) Notice With SEC
MDF Capital Partners 2023 LP submitted a Form D/A on August 18 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Flywheel Capital Master LLC Files SEC Notice for D-NSC 2026 Series
D-NSC 2026 1, a series of Flywheel Capital Master LLC, submitted a Form 3C filing to the SEC on August 18, 2026, under Section 3(c)(7).
PQ FPL Canadian Revenue Share Access Fund Files SEC D/A
PQ FPL Canadian Revenue Share Access Fund, LP submitted a D/A filing to the SEC on August 18, 2026, claiming the Section 3(c)(7) exemption.
Cohen & Steers Preferred Securities Fund Files D/A with SEC
Cohen & Steers Preferred Securities Fund, a series of Cohen & Steers Series LP, submitted a D/A filing to the SEC on August 18, 2026 under Section 3(c)(7).
Vero Nucleus Ventures Files SEC Exemption Notice
Vero Nucleus Ventures a Series of CGF2021 LLC submitted a Section 3(c)(1) filing with the SEC on August 18, 2026.
Archer Private Investment Holdings LLC Series 2 Files SEC Notice
D - Archer Private Investment Holdings LLC - Series 2 filed a notice with the SEC claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act.
Barrow Hanley Emerging Markets Equity Fund LP Files D/A
Barrow Hanley Emerging Markets Equity Fund LP submitted a D/A filing on August 18, 2026, referencing Investment Company Act Section 3(c)(7).
Long Corridor Alpha Opportunities Feeder Fund Files D/A
Long Corridor Alpha Opportunities Feeder Fund submitted a Form D/A filing under Section 3(c)(7) on August 18, 2026, according to SEC EDGAR.
IITM Unicorn Frontier Fund I, LP Files D/A With SEC
IITM Unicorn Frontier Fund I, LP submitted a D/A filing to the SEC on August 18, 2026 under Section 3(c)(1) of the Investment Company Act.
D - J.J.-GR-0504 Fund I Files 3(c)(1) Notice With SEC
D - J.J.-GR-0504 Fund I, a series of Platform Funds 2026, LP filed a Section 3(c)(1) notice with the SEC on August 18, 2026.
Shelter Island Ventures Files D - FL-1031 Fund I Notice
D - FL-1031 Fund I, a series of Shelter Island Ventures, LP filed with the SEC on 2026-08-18 claiming Section 3(c)(1) exemption.
D - WE-0426 Fund I Files SEC Notice Under 3(c)(1)
D - WE-0426 Fund I, a series of Roll Up Vehicles, LP filed a Form D notice with the SEC on August 18, 2026 claiming Section 3(c)(1) exemption.
D - MVP LS FUND DCLXXXI LLC Files 3(c)(1) Notice With SEC
D - MVP LS FUND DCLXXXI LLC submitted a filing to the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.
2026 Strategic Opportunity Fund LLC Files 3(c)(1) Notice
2026 Strategic Opportunity Fund LLC submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act on August 17, 2026.
CL Fund 3, LLC Files D/A Amendment with SEC
CL Fund 3, LLC submitted a Form D amendment on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(5).
Amber Road Partners LP Files SEC 3(c)(1) Exemption Notice
Amber Road Partners LP submitted a Section 3(c)(1) notice under the Investment Company Act to the SEC on August 17, 2026.
Pretium Real Estate Debt Fund Files D/A Notice with SEC
Pretium Real Estate Debt Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
WaterHill Partners Fund Files D/A for 3(c)(1) Exemption
WaterHill Partners Fund, L.P. submitted a D/A filing on August 17, 2026, referencing Investment Company Act Section 3(c)(1).
D - AV Foundation Fund December 2026, LLC Files SEC Notice
D - AV Foundation Fund December 2026, LLC submitted a filing referencing Section 3(c)(1) of the Investment Company Act on August 17, 2026.
Masterworks Management Fee Collection Files D/A With SEC
Masterworks Management Fee Collection, LLC submitted a D/A filing to the SEC on August 17, 2026.
Hornfels Fund LLC Files Section 3(c)(7) Notice with SEC
Hornfels Fund LLC submitted a filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
West Street Growth Equity Partners II Employee Fund LP Files D/A
West Street Growth Equity Partners II Employee Fund LP submitted a D/A filing on 2026-08-17 via SEC EDGAR.
Tejon Management, LLC Files with SEC on August 17, 2026
Tejon Management, LLC submitted a filing to the SEC EDGAR database on August 17, 2026.
TSO III Project Radiant Investment Aggregator Files SEC Document
D - TSO III Project Radiant Investment Aggregator, L.P. submitted a filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
WE 120 Park Ridge Road Holdings LLC Files SEC Document
WE 120 Park Ridge Road Holdings LLC submitted a filing to the SEC on August 17, 2026 with accession number 0002150703-26-000001.
West Street Capital Partners VIII Offshore AIV I Files 3(c)(7) Notice
D - West Street Capital Partners VIII Offshore AIV I, L.P. submitted a Section 3(c)(7) filing on August 17, 2026, according to SEC EDGAR.
Aravali Global Arbitrage Master Fund VCC Files 3(c)(7) Notice
Aravali Global Arbitrage Master Fund VCC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
Pretium Real Estate Debt Fund B, LP Files D/A with SEC
Pretium Real Estate Debt Fund B, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
West Street Capital Partners VIII Offshore AIV II Files SEC Notice
West Street Capital Partners VIII Offshore AIV II, L.P. submitted a notice to the SEC under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
Curi Capital Private Markets Fund Files D/A on August 17 2026
Curi Capital Private Markets Fund, LP submitted a D/A filing under Section 3(c)(1) to the SEC on August 17, 2026.
TKM Capital Partners I, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
TKM Capital Partners I, LP submitted an SEC filing on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP filed a Form 3C notice with the SEC on August 14 2026 claiming the Section 3(c)(1) exemption.
CIM VB 2809 Holdings, LLC Files SEC Document
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.
