Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Venture Growth Select II Offshore SICAV-RAIF Files D/A
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files D/A Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7).
First Round Capital X-F, L.P. Files SEC Notice
First Round Capital X-F, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on August 7, 2026, per SEC EDGAR records.
Venture Growth Select Fund II Files 3(c)(7) Notice
Venture Growth Select Fund II, LLC submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Patients Capital Translation Fund Files 3(c)(1) Exemption Notice
Patients Capital Translation Fund, LP filed an SEC notice on August 7, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Roc360 Insurance Dedicated Fund II Series Files SEC Notice
D - Roc360 Insurance Dedicated Fund II Series of the SALI Multi-Series Fund, L.P. submitted a Section 3(c)(7) filing on August 7, 2026.
Global Defense & Security Select Fund Files SEC Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a filing under Section 3(c)(7) on August 7, 2026.
1616 Ventures Fund I Files SEC Notice for 3(c)(1) Exemption
D - 1616 Ventures Fund I, L.P. submitted a filing under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
Infinite Capital LP Files 3(c)(1) Notice for Series Peak
D - Infinite Capital LP - Series Peak filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
Midwest Screens Holdings, LLC Files SEC Document
Midwest Screens Holdings, LLC submitted a filing to the SEC on August 7, 2026.
Venture Growth Select II Offshore SICAV-RAIF Files D/A With SEC
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) on August 7, 2026.
Black Opal Ventures Fund II Files SEC 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
Millstone Global Fund LP Files SEC Notice on 3(c)(7) Status
Millstone Global Fund LP submitted a filing to the SEC on August 7 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Kaleidoscope Prism Master Fund Files 3(c)(7) Notice
Kaleidoscope Prism Master Fund, LP submitted a D/A filing to the SEC on August 7, 2026, under Section 3(c)(7) of the Investment Company Act.
Andurand Commodities Discretionary Enhanced Fund LP Files SEC Notice
Andurand Commodities Discretionary Enhanced Fund LP submitted a Section 3(c)(7) filing on August 7, 2026, according to SEC EDGAR.
Kaleidoscope Prism Fund LP Files D/A With SEC
Kaleidoscope Prism Fund LP submitted a D/A filing on August 7, 2026, referencing Section 3(c)(7).
Kaleidoscope Prism Offshore Fund Files D/A Amendment
Kaleidoscope Prism Offshore Fund, Ltd. submitted a D/A filing on August 7, 2026 claiming Section 3(c)(7) exemption according to SEC EDGAR.
Elevator-YU-0424 Fund I Files 3(c)(1) Notice
D - Elevator-YU-0424 Fund I, a series of Platform Funds 2026, LP filed under Investment Company Act Section 3(c)(1) on August 7, 2026.
Bluegrass West Capital Fund I LLC Files 3(c)(1) Notice
Bluegrass West Capital Fund I LLC submitted an SEC filing on August 7, 2026, under Section 3(c)(1) of the Investment Company Act.
Bluegrass West Capital Fund I-C LLC Files SEC 3(c)(1) Notice
Bluegrass West Capital Fund I-C LLC submitted a Section 3(c)(1) exemption filing to the SEC on August 7, 2026.
Syntax Ventures Files DI-0702 Fund I Series Notice
D - DI-0702 Fund I, a series of Syntax Ventures, LP filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
Fillmore Partners Files Amended SEC Notice for 3(c)(1) Exemption
Fillmore Partners, L.P. submitted an amended Form D filing on August 7, 2026, referencing Section 3(c)(1) of the Investment Company Act.
ArcLight Infrastructure Innovation Fund I-C Files SEC Notice
D - ArcLight Infrastructure Innovation Fund I-C, L.P. submitted a filing under the Investment Company Act on August 6, 2026.
ArcLight Infrastructure Innovation Fund I-B Files SEC Notice
D - ArcLight Infrastructure Innovation Fund I-B, L.P. submitted an SEC filing on August 6, 2026 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
West Street Mezzanine Partners IX LP Files SEC Notice August 6 2026
West Street Mezzanine Partners IX LP submitted a notice to the SEC on August 6 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Madison International Real Estate Liquidity Fund IX Files SEC Amendment
Madison International Real Estate Liquidity Fund IX (TE), LP submitted a D/A filing to the SEC on August 6, 2026, under Investment Company Act Section 3(c)(7).
ArcLight Infrastructure Innovation Fund I-A Files SEC Notice
D - ArcLight Infrastructure Innovation Fund I-A, L.P. filed a notice claiming exemptions under Sections 3(c)(1) and 3(c)(7) on August 6, 2026.
Delta Asset Management 26-1 LLC Files With SEC
Delta Asset Management 26-1 LLC submitted an SEC filing on August 6, 2026.
BlueBay Global Securitized Credit Opportunities Fund Files D/A
BlueBay Global Securitized Credit Opportunities Fund LP submitted a D/A filing on August 6, 2026 referencing Section 3(c)(7).
BlueBay Global Sovereign Opportunities Fund LP Files D/A on Aug 6 2026
BlueBay Global Sovereign Opportunities Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on August 6 2026.
BlueBay Emerging Market Credit Alpha Fund Files 3(c)(7) Notice
BlueBay Emerging Market Credit Alpha Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 6, 2026.
BlueBay Global Credit Alpha Long Short Fund Files SEC Notice
BlueBay Global Credit Alpha Long Short Fund Ltd submitted a D/A filing to the SEC on August 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
OEW Eagle Classic Fund LP Files D/A With SEC
OEW Eagle Classic Fund LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on August 5, 2026.
Habitat Partners II LP Files SEC Notice Claiming 3(c)(1) Exemption
Habitat Partners II LP submitted a Section 3(c)(1) exemption filing to the SEC on August 5, 2026.
Tryperion RE Fund V LP Files SEC Notice Under Sections 3(c)(1), 3(c)(5) and 3(c)(7)
Tryperion RE Fund V LP submitted a 7 KB filing to the SEC on August 5, 2026 referencing Investment Company Act exemptions 3(c)(1), 3(c)(5) and 3(c)(7).
D - Growth Healthcare Investments LLC Files With SEC
D - Growth Healthcare Investments LLC submitted a filing to the SEC on August 5, 2026, according to SEC EDGAR records.
CD&R Fund XIII Offshore Entity Files SEC 3(c)(7) Notice
D - CD&R Fund XIII Private Investors Offshore SICAV-RAIF S.C.Sp. submitted an Investment Company Act Section 3(c)(7) filing to the SEC on August 5, 2026.
Duke Capital Partners 2606A Files With SEC EDGAR
Duke Capital Partners 2606A, A Series of V360 Holdings LLC submitted a filing to the SEC on August 5, 2026.
Teamworthy Ventures ID LP Files SEC Notice on 3(c)(1)
Teamworthy Ventures ID LP submitted a filing with the SEC on August 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
ACAP Innovation Fund SPV LP Files D/A With SEC
ACAP Innovation Fund SPV LP submitted a D/A filing to the SEC on August 5, 2026, under Investment Company Act Section 3(c)(1).
King Capital Commodity Alpha Fund LLC Files D/A on 2026-08-05
King Capital Commodity Alpha Fund LLC submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Vanara Capital Fund I-A, LP Files SEC 3(c)(7) Notice
Vanara Capital Fund I-A, LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 5, 2026.
GCW Access-SemiAnalysis Capital Fund I Files SEC Notice
GCW Access-SemiAnalysis Capital Fund I, L.P. submits a notice under Investment Company Act Section 3(c)(7) on August 5, 2026.
Greylock Global Opportunity Fund (Offshore) Ltd. Files SEC Notice
Greylock Global Opportunity Fund (Offshore) Ltd. submitted a filing to the SEC on August 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Nadara Investments Files 3(c)(7) Amendment With SEC
Nadara Investments, L.P. filed a D/A amendment on August 5, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
InvestX Growth Equity V-US (QP) LP Files D/A With SEC
InvestX Growth Equity V-US (QP) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 5, 2026.
iCapital-SIP Glade Brook Strategic Growth V Access Fund Files SEC Notice
D - iCapital-SIP Glade Brook Strategic Growth V Access Fund, L.P. submitted a Form 3C filing with the SEC on August 5, 2026 under Section 3(c)(7).
CD&R Fund XIII Private Investors Files SEC Notice
CD&R Fund XIII Private Investors, LLC filed a notice under Investment Company Act Section 3(c)(7) with the SEC on August 5, 2026.
Kahani Partners, LP Files 3(c)(1) Notice with SEC
Kahani Partners, LP submitted a Section 3(c)(1) filing to the SEC on August 5, 2026, according to EDGAR records.
Integra Master Series LLC Files SEC Notice Under Section 3(c)(7)
Integra Master Series LLC, associated with Matters Capital Ventures, submitted an 8 KB SEC filing on August 5, 2026 referencing Section 3(c)(7) of the Investment Company Act.
