Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
SPX Program Fund LP Files D/A With SEC Under Section 3(c)(1)
SPX Program Fund LP submitted a D/A filing on June 4 2026 referencing Investment Company Act Section 3(c)(1).
Imagen Dental Partners, LLC Files Form D on June 3, 2026
Imagen Dental Partners, LLC submitted a Form D filing to the SEC on June 3, 2026 under file numbers 021-586118 and 021-586118-01.
Gotham Index Plus Fund, LP Files D/A on 2026-06-03
Gotham Index Plus Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act via SEC EDGAR on June 3, 2026.
Equitybee 22-49064 Series Files 3(c)(1) Amendment
Equitybee 22-49064, a Series of Equitybee cFund Master LLC, submitted a D/A filing claiming Investment Company Act Section 3(c)(1) exemption on June 3, 2026.
Ibex Partners Fund LP Files D/A Notice with SEC
Ibex Partners Fund LP submitted a D/A filing on June 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Dune Ventures Fund II Files D/A Claiming 3(c)(1) and 3(c)(7) Exemptions
Dune Ventures Fund II, LP submitted a D/A filing on June 3, 2026, listing Investment Company Act Section 3(c) exemptions.
Cinnaire Fund for Housing Limited Partnership 45 Files SEC Document
Cinnaire Fund for Housing Limited Partnership 45 submitted a filing to the SEC on June 3, 2026, according to EDGAR records.
CAIS 26North Private Equity Fund I Files SEC Notice
CAIS 26North Private Equity Fund I, L.P. submitted an SEC filing on June 3, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-43159 a Series of Equitybee cFund Master LLC submitted a Section 3(c)(1) filing to the SEC on 2026-06-03.
Summit Partners IDF Series Files 3(c)(7) SEC Notice
D - Summit Partners IDF Series of the SALI Multi-Series Fund, L.P. submitted a Section 3(c)(7) filing with the SEC on June 3, 2026.
Green Court Greater China Long/Short Equity Fund Files D/A on 2026-06-03
Green Court Greater China Long/Short Equity Fund, Ltd. submitted a D/A filing referencing Section 3(c)(7) on June 3, 2026.
CAIS Davidson Kempner Opportunities Fund VII Files SEC Notice
CAIS Davidson Kempner Opportunities Fund VII, L.P. submitted a Form D notice to the SEC on June 3, 2026 claiming Section 3(c)(7) exemption.
Equitybee 22-76598 Series Files 3(c)(1) Notice
Equitybee 22-76598 a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on June 3, 2026.
KSL Capital Partners Credit Opportunities Fund V FF Files D/A With SEC
KSL Capital Partners Credit Opportunities Fund V FF, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(1) on June 3, 2026.
LMCG Absolute Return Offshore Fund Files 3(c)(7) Notice
LMCG Absolute Return Offshore Fund, LP submitted a Section 3(c)(7) filing on June 3, 2026 via SEC EDGAR.
LCV Fund III Files D/A Notice With SEC on June 3 2026
LCV FUND III, L.P. submitted a D/A filing to the SEC on June 3 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
D - Alpha Funds VI LLC Files SEC Notice Under 3(c)(1)
D - Alpha Funds VI LLC submitted a Section 3(c)(1) filing to the SEC on June 2, 2026.
Rubicon Founders Ivy Fund Files SEC Exemption Notice
Rubicon Founders Ivy Fund, LP submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.
Lone Star Credit Opportunities Fund Files SEC Notice
Lone Star Credit Opportunities Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.
021T Capital Fund I Files D/A on SEC EDGAR
021T Capital Fund I, L.P. submitted a D/A filing to the SEC on June 2, 2026, referencing Sections 3(c)(1) and 3(c)(7).
Raptor Dapple Holdings LLC Files 3(c)(1) Exemption Notice
Raptor Dapple Holdings LLC submitted a Section 3(c)(1) notice under the Investment Company Act via SEC EDGAR on June 2, 2026.
Behrman Capital CV II L.P. Files SEC Notice Under 3(c)(7)
Behrman Capital CV II L.P. submitted a Section 3(c)(7) exemption filing to the SEC on 2026-06-02.
Fannin Goldenrod Holdings I Files SEC 3(c)(1) Notice
Fannin Goldenrod Holdings I, LLC submitted an SEC filing on June 2, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Olive Partners Select V Files SEC Notice Claiming 3(c)(7) Exemption
D - Olive Partners Select V, LP filed a notice with the SEC on 2026-06-02 under Investment Company Act Section 3(c)(7).
Montgomery Capital Partners VI LP Files SEC Notice
Montgomery Capital Partners VI LP submitted a filing to the SEC on June 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Forman Capital REIT Feeder Fund, LP Files Form D
Forman Capital REIT Feeder Fund, LP submitted a Form D notice on June 2, 2026, according to SEC EDGAR.
Cortlandt Legal Fund 1, LLC Files SEC Document
Cortlandt Legal Fund 1, LLC submitted a filing to the SEC on June 2, 2026, according to SEC EDGAR records.
D - Quadrant Private Capital Solutions Platform Files SEC Notice
D - Quadrant Private Capital Solutions Platform, LP submitted a Section 3(c) filing to the SEC on June 2, 2026, claiming exemptions under 3(c)(1) and 3(c)(7).
Kirigami Master Fund Ltd Files 3(c)(7) Notice With SEC
Kirigami Master Fund Ltd submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 2, 2026.
Vintage Credit Opportunity Partners Employee LP Files D/A
Vintage Credit Opportunity Partners Employee LP submitted a D/A filing to the SEC on June 1, 2026.
Wellington Commercial Real Estate Debt Fund I Files SEC Notice
Wellington Commercial Real Estate Debt Fund I, L.P. submitted a Form 3C filing claiming Section 3(c)(7) exemption on June 1, 2026.
InvestX Growth Equity V-US (QP) LP Files D/A on June 1 2026
InvestX Growth Equity V-US (QP) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
D - Kicker Co-Investment Ltd Files 3(c)(7) Notice
D - Kicker Co-Investment Ltd submitted a Section 3(c)(7) filing under the Investment Company Act on June 1, 2026.
CrediMovil Capital I LLC Files With SEC on June 1 2026
CrediMovil Capital I LLC submitted a filing to SEC EDGAR on June 1 2026 under accession number 0002137012-26-000001.
SGT Capital Co-Invest 1.1 SCSp Files 3(c)(1) Notice
SGT Capital Co-Invest 1.1 SCSp submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026, according to SEC EDGAR.
Apollo Aligned Alternatives ST Fund (JPY) Files D/A With SEC
Apollo Aligned Alternatives ST Fund (JPY), L.P. submitted a D/A filing on June 1, 2026 under Section 3(c)(7).
Madison & Main Investment LLC Files SEC Document June 1 2026
Madison & Main Investment LLC (0002137962) submitted a 6 KB filing to SEC EDGAR on June 1, 2026 under accession number 0001140361-26-023574.
D - FCP-YAU Holdings, LLC Files Section 3(c)(1) Notice
D - FCP-YAU Holdings, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026.
Institutional Drilling Fund III LP Files D/A with SEC
Institutional Drilling Fund III LP submitted a D/A filing to the SEC on June 1 2026 under accession number 0002107894-26-000003.
D - Rehab Lending Income Fund I, LLC Files SEC Document
D - Rehab Lending Income Fund I, LLC submitted a filing to the SEC on June 1, 2026, according to EDGAR records.
InvestX Growth Equity V-US LP Files D/A on June 1 2026
InvestX Growth Equity V-US LP submitted a Form D amendment claiming Section 3(c)(1) exemption under the Investment Company Act.
Hoplon Fund III Files D/A with SEC on June 1 2026
Hoplon Fund III L.P. submitted a D/A filing on June 1 2026 under Investment Company Act Section 3(c)(1).
Hoplon Fund I, L.P. Files 3(c)(1) Notice on SEC EDGAR
Hoplon Fund I, L.P. submitted a Section 3(c)(1) notice filing to the SEC on June 1, 2026.
Atreides Foundation Fund, LP Files D/A on SEC EDGAR
Atreides Foundation Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing with the SEC on May 29, 2026 under Section 3(c)(7).
Polar CRS Fund II LP Files 3(c)(7) Notice with SEC
Polar CRS Fund II LP submitted a Section 3(c)(7) filing under the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A Amendment
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Polar CRS Fund II LP Files SEC Notice on May 29 2026
Polar CRS Fund II LP submitted a filing to the SEC under the Investment Company Act on May 29 2026.
PIMCO Quantitative Alpha Strategy Onshore Fund Files 3(c)(7) Notice
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on May 29, 2026.
PIMCO Private Income Fund Onshore Feeder LLC Files D/A with SEC
PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing under Section 3(c)(7) on May 29, 2026.
