Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
EquityZen Growth Technology Fund LLC Series 2306 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2306 submitted a filing to the SEC on May 18 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Series 2276 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2276 submitted a notice filing under Investment Company Act Section 3(c)(1) on May 18, 2026.
Proteus Real Estate Non-Core Fund I Files SEC 3(c)(7) Notice
Proteus Real Estate Non-Core Fund I, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 18, 2026.
Proteus Real Estate Core Fund I, LLC Files D/A With SEC
Proteus Real Estate Core Fund I, LLC submitted a D/A filing to the SEC on May 18, 2026 referencing Investment Company Act Section 3(c)(7).
Axonic Files D/A for Commercial Real Estate Master Fund III
Axonic Commercial Real Estate Master Fund III, LP submitted a D/A filing with the SEC on May 18, 2026, under Section 3(c)(7).
Continental Realty Opportunistic Retail Fund II-B Files D/A with SEC
Continental Realty Opportunistic Retail Fund II-B, L.P. submitted a D/A filing to the SEC on May 18, 2026, referencing Section 3(c)(6) of the Investment Company Act.
EFO Opportunity Fund I Apr 2026 Files 3(c)(1) Notice
EFO Opportunity Fund I Apr 2026 a Series of CGF2021 LLC submitted a Section 3(c)(1) notice to the SEC on May 18, 2026.
Bow River Asset-Based Income Fund LP Files D/A with SEC
Bow River Asset-Based Income Fund LP submitted a D/A filing on 2026-05-18 under Section 3(c)(7) of the Investment Company Act.
D-Global Funds SPC Files 3(c)(7) Notice for BlueBay Emerging Market Credit Alpha SP
D-Global Funds SPC - BlueBay Emerging Market Credit Alpha SP submitted a Section 3(c)(7) filing with the SEC on May 18, 2026.
Caliber Core Plus Growth & Income Fund LLC Files D/A with SEC
Caliber Core Plus Growth & Income Fund LLC submitted a D/A filing to the SEC on May 18, 2026, per EDGAR records.
BlackRock Files D/A for Fixed Income GlobalAlpha Fund Sub-Fund
BlackRock Fixed Income GlobalAlpha Fund filed a D/A on May 18 2026 referencing Section 3(c)(7) of the Investment Company Act.
Apogem Senior Direct Lending Fund RNF LP Files D/A on May 18 2026
Apogem Senior Direct Lending Fund RNF LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
AG Mortgage Value Participation Fund Files SEC D/A Notice
AG Mortgage Value Participation Fund Ltd. submitted a D/A filing to the SEC on May 18 2026 referencing Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A on May 15 2026
JS Venture Fund LLC Series A30 submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
General Industrial Onshore Fund L.P. Files SEC Notice Under 3(c)(7)
General Industrial Onshore Fund L.P. submitted a filing to the SEC on May 15, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Proteus Feeder Fund I, LLC Files 3(c)(7) Notice With SEC
Proteus Feeder Fund I, LLC submitted a Form D/A filing on May 15, 2026, claiming the Section 3(c)(7) exemption under the Investment Company Act.
General Industrial Onshore Fund L.P. Files D/A Notice
General Industrial Onshore Fund L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Infrastructure Investments Fund (iCapital) Files D/A Notice
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing on 2026-05-15 under Investment Company Act Section 3(c)(7).
Proteus Feeder Fund I, LLC Files D/A Amendment with SEC
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Future Star Wealth Investment Center Ltd. Files SEC Document
Future Star Wealth Investment Center Ltd. submitted a filing to the SEC on May 15, 2026.
Infrastructure Investments Fund (iCapital) Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing to the SEC on May 15, 2026 under Section 3(c)(7) of the Investment Company Act.
Future Star Wealth Investment Center Ltd Files with SEC
Future Star Wealth Investment Center Ltd. (CIK 0002135497) submitted a 7 KB SEC filing on May 15, 2026.
Future Star Wealth Investment Center Ltd Files Form D
Future Star Wealth Investment Center Ltd. submitted a Form D filing to the SEC on May 15, 2026 under accession number 0002135497-26-000001.
General Industrial Onshore Fund L.P. Files D/A on SEC EDGAR
General Industrial Onshore Fund L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on May 15, 2026.
Proteus Feeder Fund I, LLC Files D/A With SEC
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.
General Industrial Onshore Fund L.P. Submits D/A Filing to SEC
General Industrial Onshore Fund L.P. filed a D/A notice with the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Barrel Ventures III-A LP Files Form D With SEC
Barrel Ventures III-A LP submitted a Form D filing on May 15, 2026, under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A with SEC
JS Venture Fund LLC Series A30 submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Proteus Feeder Fund I, LLC Files D/A With SEC
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026 under Investment Company Act Section 3(c)(7).
Future Star Wealth Investment Center Ltd. Files SEC Document
Future Star Wealth Investment Center Ltd. submitted a filing to the SEC on May 15, 2026.
JS Venture Fund LLC Series A30 Files SEC Notice
JS Venture Fund LLC Series A30 submitted a regulatory filing on May 15, 2026 under Section 3(c)(7) of the Investment Company Act.
General Industrial Onshore Fund L.P. Files SEC Notice Under Section 3(c)(7)
General Industrial Onshore Fund L.P. submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TPG Equity X, L.P. Files SEC Notice Under Section 3(c)(7)
TPG Equity X, L.P. submitted a filing with the SEC on May 15, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
Proteus Feeder Fund I Files SEC Notice for 3(c)(7) Exemption
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
TPG GP Solutions Equity II Files SEC 3(c)(1) Exemption Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) exemption filing with the SEC on May 15, 2026.
TPG Twin Brook Direct Lending Equity VI Files SEC Notice
TPG Twin Brook Direct Lending Equity VI, L.P. submitted a Section 3(c)(7) filing with the SEC on May 15, 2026.
General Industrial Onshore Fund L.P. Files D/A on 2026-05-15
General Industrial Onshore Fund L.P. submitted a D/A filing to the SEC on May 15 2026 claiming Section 3(c)(7) exemption.
TPG Files SEC Notice for Asset Based Credit Equity II, L.P.
TPG AG Asset Based Credit Equity II, L.P. submitted a Section 3(c)(7) notice filing with the SEC on May 15, 2026.
Future Star Wealth Investment Center Ltd. Submits SEC Filing
Future Star Wealth Investment Center Ltd. (CIK 0002135497) filed a 7 KB document with the SEC on May 15, 2026, per EDGAR records.
Infrastructure Investments Fund Files 3(c)(7) Amendment
Infrastructure Investments Fund (iCapital), Ltd. submitted a 9 KB D/A filing on May 15, 2026, citing Investment Company Act Section 3(c)(7).
Infrastructure Investments Fund (iCapital) Files 3(c)(7) Notice
Infrastructure Investments Fund (iCapital), Ltd. submitted a Section 3(c)(7) filing to the SEC on May 15, 2026.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 15, 2026.
General Industrial Onshore Fund L.P. Submits D/A Filing
General Industrial Onshore Fund L.P. filed a D/A notice with the SEC on May 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Submits D/A Filing to SEC
JS Venture Fund LLC Series A30 filed a D/A notice under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
General Industrial Onshore Fund L.P. Files D/A Amendment
General Industrial Onshore Fund L.P. submitted a D/A filing under Section 3(c)(7) on May 15, 2026, per SEC records.
Infrastructure Investments Fund Files D/A With SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing on May 15 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A amendment filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TPG Equity X, L.P. Submits SEC Filing on May 15, 2026
TPG Equity X, L.P. filed a notice under Section 3(c)(7) of the Investment Company Act with the SEC on May 15, 2026.
