Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
FLI Growth Fund Files Under Section 3(c)(7) of Investment Company Act
FLI Growth Fund, L.P. submitted a SEC filing on April 27, 2026, for exemption under Section 3(c)(7).
Forge Investments, LLC Files SEC Notice for Fund FG-SHE
Forge Investments, LLC submitted a filing for Fund FG-SHE under Section 3(c)(1) of the Investment Company Act on April 27, 2026.
Sakorum Long Short Equity Fund Files Under Investment Company Act Section 3(c)(7)
Sakorum Long Short Equity Fund Ltd. submitted a filing related to Section 3(c)(7) on April 27, 2026, as per SEC EDGAR records.
D - 3RC/BCG Holdings LLC Files SEC Document
D - 3RC/BCG Holdings LLC, with CIK 0001897565, submitted a filing to the SEC on April 27, 2026, as recorded in the EDGAR database.
Systematica Macro RV Fund Ltd Files Section 3(c)(7) Document
Systematica Macro RV Fund Ltd filed a SEC document on April 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
FLI Partners Fund, L.P. Files Under Investment Company Act Section 3(c)(1)
FLI Partners Fund, L.P. submitted a filing under Section 3(c)(1) of the Investment Company Act on April 27, 2026, as reported by SEC EDGAR.
Sakorum Long/Short Equity Fund Files Under Section 3(c)(7)
Sakorum Long/Short Equity Fund, L.P. filed a document on April 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
ECO Fleet Holdings V LP Files Section 3(c)(1) Exemption Notice
D - ECO Fleet Holdings V LP submitted a SEC filing for exemption under Section 3(c)(1) of the Investment Company Act on April 27, 2026.
Systematica Liquid Multi Strategy Fund Ltd Files Under Section 3(c)(7)
Systematica Liquid Multi Strategy Fund Ltd filed a document with the SEC on April 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX LLC Files SEC Exemption Notice
Catalio Access Fund IX LLC filed a notice with the SEC on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files for SEC Exemptions Under Investment Company Act
Catalio Access Fund X, LLC filed a document with the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII, LLC Files SEC Form for Investment Company Act Exemptions
Catalio Access Fund VIII, LLC filed a SEC form on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII Files SEC Exemption Notice
Catalio Access Fund VIII, LLC filed a SEC document on April 24, 2026, citing exemptions under the Investment Company Act.
EXITFUND LLC Files SEC Document Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to the SEC on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund VIII Files SEC Notice for Investment Exemptions
Catalio Access Fund VIII, LLC filed a SEC EDGAR notice on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX Files for Investment Company Act Exemptions
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7).
Catalio Access Fund VIII, LLC Files SEC Exemptions Under Investment Company Act
Catalio Access Fund VIII, LLC submitted a filing to the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX, LLC Files SEC Document on Investment Company Act
Catalio Access Fund IX, LLC filed a SEC document on April 24, 2026, detailing exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
Catalio Access Fund X, LLC Files SEC Exemptions Under Investment Company Act
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII LLC Files SEC Notice for Investment Exemptions
Catalio Access Fund VIII LLC filed a notice on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files SEC Document on Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to SEC EDGAR on April 24, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund IX, LLC Files Under Investment Company Act
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files for Investment Company Act Exemptions
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX Files for Investment Company Act Exemption
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX LLC Files for Investment Company Act Exemptions
Catalio Access Fund IX LLC filed a SEC form on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files Under Investment Company Act Sections
Catalio Access Fund X, LLC filed a SEC document on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII, LLC Files SEC Exemption Notice
Catalio Access Fund VIII, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Catalio Genesis Fund X, LLC Files Under Investment Company Act Sections
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files SEC Document on Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to the SEC on April 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund IX, LLC Files SEC Form D for Exemptions
Catalio Access Fund IX, LLC submitted a Form D filing to the SEC on April 24, 2026, claiming exemptions under the Investment Company Act.
Catalio Access Fund VIII LLC Files Under Investment Company Act Sections
Catalio Access Fund VIII LLC submitted a filing electing exemptions under Sections 3(c)(1) and 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Catalio Access Fund X, LLC Files SEC Document on Investment Exemptions
Catalio Access Fund X, LLC filed a SEC EDGAR document on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX LLC Files SEC Exemption Notice
Catalio Access Fund IX LLC filed a notice with the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files SEC Exemptions Under Investment Company Act
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund VIII Files for Investment Company Act Exemptions
Catalio Access Fund VIII, LLC filed an SEC form on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files for Investment Company Act Exemptions
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX, LLC Files for Investment Company Act Exemptions
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII LLC Files SEC Notice for Investment Exemptions
Catalio Access Fund VIII LLC submitted a filing to SEC EDGAR on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files SEC Document Under Investment Company Act
Catalio Access Fund X, LLC submitted a filing to the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Hill of Ares Fund I Files SEC Form D for Section 3(c)(7) Exemption
Embedding Funds LLC's Hill of Ares Fund I filed a Form D on April 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
NISA Global Equity Alpha Extension Offshore Fund Files SEC Document
D - NISA Global Equity Alpha Extension Offshore Fund Ltd filed a document under Section 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Hill of Ares Fund I Files for Section 3(c)(7) Exemption
D - Hill of Ares Fund I, a series of Embedding Funds LLC, filed a SEC EDGAR document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
NISA Global Equity Alpha Extension Offshore Fund Files Section 3(c)(7) Exemption
D - NISA Global Equity Alpha Extension Offshore Fund Ltd filed for an exemption under Section 3(c)(7) of the Investment Company Act on April 24, 2026, according to SEC EDGAR.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Saluda Grade Income Fund LP Files SEC Document Under Section 3(c)(7)
Saluda Grade Income Fund LP filed a document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
LGIMA Long Duration Fund Files SEC Document for Section 3(c)(7)
LGIMA Long Duration US Government/Credit Fund, LLC filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
