Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Thrive Capital Partners X Growth-B, L.P. Files Under Investment Company Act Section 3(c)(7)
Thrive Capital Partners X Growth-B, L.P. submitted a SEC filing on April 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
UK Regulators Plan Stricter Rules for Private Equity-Linked Insurance Structures
UK authorities are preparing to tighten oversight of funded reinsurance transactions involving private equity, as reported by Private Equity Wire.
GPC Partners III (Elk) L.P. Files SEC Document Under Investment Company Act
GPC Partners III (Elk) L.P. submitted a filing to the SEC on April 9, 2026, referencing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
GPC Partners III (Elk) L.P. Files SEC Notice for Investment Exemptions
GPC Partners III (Elk) L.P. submitted a filing to the SEC on April 9, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Green Pen Fund I, L.P. Files Form D with SEC for Section 3(c)(7)
D - Allocate - Green Pen Fund I, L.P. filed a Form D on April 9, 2026, specifying reliance on Section 3(c)(7) of the Investment Company Act.
Green Pen Fund I, L.P. Files Under Section 3(c)(7) of Investment Company Act
D - Allocate - Green Pen Fund I, L.P. filed a SEC document on April 9, 2026, related to Section 3(c)(7), as reported in SEC EDGAR filings.
Upside Auctions Opportunity Fund LLC Files SEC Document on Investment Company Act
Upside Auctions Opportunity Fund LLC filed a SEC document on April 9, 2026, related to Section 3(c)(5) of the Investment Company Act.
Upside Auctions Opportunity Fund LLC Files Under Investment Company Act
D - Upside Auctions Opportunity Fund LLC filed a document with the SEC on April 9, 2026, related to Section 3(c)(5) of the Investment Company Act.
DCM TGPIP XVII Fund LLC Files SEC Document on Investment Company Act
DCM TGPIP XVII Fund LLC filed a document with the SEC on April 9, 2026, related to Section 3(c)(7) of the Investment Company Act.
DCM TGPIP XVII Fund LLC Files SEC Document on Section 3(c)(7)
DCM TGPIP XVII Fund LLC submitted a SEC filing on April 9, 2026, related to Item 3C.7 under the Investment Company Act.
Neuberger Insurance Fund XV Series Files for Section 3(c)(7) Exemption
Neuberger Insurance Fund XV Series of the SALI Multi-Series Fund filed a form with SEC EDGAR on April 9, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Neuberger Insurance Fund XV Series Files SEC Document
The Neuberger Insurance Fund XV Series of the SALI Multi-Series Fund, L.P. filed a document under the Investment Company Act on April 9, 2026.
Roo Capital Discovery Fund II Files for SEC Exemption
Roo Capital Discovery Fund II, L.P. filed a document with the SEC on April 9, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Roo Capital Discovery Fund II Files Under Investment Company Act
D - Roo Capital Discovery Fund II, L.P. filed a SEC document on April 9, 2026, under Section 3(c)(1) of the Investment Company Act.
Twine Ventures Fund II LP Files SEC Exemption Under Investment Company Act
Twine Ventures Fund II LP submitted a SEC filing on April 9, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Twine Ventures Fund II LP Files Under Investment Company Act
Twine Ventures Fund II LP filed a document with SEC EDGAR on April 9, 2026, citing sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Volta NIR Co-Investment, LP Files for Section 3(c)(7) Exemption
Volta NIR Co-Investment, LP submitted a filing to the SEC on April 9, 2026, for an exemption under Section 3(c)(7) of the Investment Company Act.
Volta NIR Co-Investment, LP Files Section 3(c)(7) Document with SEC
D - Volta NIR Co-Investment, LP submitted a filing to the SEC on April 9, 2026, related to Item 3C.7 under the Investment Company Act.
D/A - DAM (US) Fund LP Files SEC Document on Section 3(c)(7)
D/A - DAM (US) Fund LP filed a document with the SEC on April 9, 2026, related to Section 3(c)(7) of the Investment Company Act.
D/A - DAM (US) Fund LP Files Under Section 3(c)(7)
D/A - DAM (US) Fund LP submitted a SEC filing on April 9, 2026, under Item 3C and Section 3(c)(7) of the Investment Company Act.
Garita Energy Partners Files Section 3(c)(1) Exemption with SEC
Garita Energy Partners, LP filed a document under Section 3(c)(1) of the Investment Company Act on April 9, 2026, as per SEC records.
Garita Energy Partners LP Files SEC Document on Investment Company Act
Garita Energy Partners LP filed a document with the SEC on April 9, 2026, related to Section 3(c)(1) of the Investment Company Act.
Global Infrastructure Partners Emerging Markets Feeder Fund II Files SEC Document
Global Infrastructure Partners Emerging Markets Feeder Fund (Lux) II, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 9, 2026.
Global Infrastructure Partners Fund Files SEC Form for Section 3(c)(7)
D - Global Infrastructure Partners Emerging Markets Feeder Fund (Lux) II, L.P. filed a SEC EDGAR form on April 9, 2026, related to Investment Company Act exemptions.
Oaktree High Yield Bond Fund Files Form D/A Referencing Section 3(c)(7)
Oaktree High Yield Bond Fund, L.P. filed a Form D/A on April 9, 2026, citing Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Oaktree High Yield Bond Fund Files SEC Document Under Section 3(c)(7)
Oaktree High Yield Bond Fund, L.P. submitted a filing to the SEC on April 9, 2026, related to Section 3(c)(7) of the Investment Company Act.
Japan Logistics Development Partners V Feeder (B) LP Files SEC Exemption Notice
D - Japan Logistics Development Partners V Feeder (B) LP filed a notice with the SEC on April 9, 2026, under Section 3(c)(7) of the Investment Company Act.
Japan Logistics Development Partners V Feeder (B) LP Files Under Section 3(c)(7)
D - Japan Logistics Development Partners V Feeder (B) LP filed a form with the SEC on April 9, 2026, citing Section 3(c)(7) of the Investment Company Act.
Long Angle Investments LLC Files SEC Document for KKR-KPEC QP 2026 SPV
Long Angle Investments LLC submitted a SEC filing on April 9, 2026, for KKR-KPEC QP 2026 SPV under Section 3(c)(7) of the Investment Company Act.
Long Angle Investments LLC Files SEC Document for Section 3(c)(7)
Long Angle Investments LLC filed a SEC EDGAR document on April 9, 2026, related to Investment Company Act Section 3(c)(7) for HIG GPStakes 2025 SPV.
Long Angle Investments LLC Files Section 3(c)(7) Exemption for HIG GPStakes 2025 SPV
Long Angle Investments LLC filed a document for HIG GPStakes 2025 SPV under Section 3(c)(7) of the Investment Company Act on April 9, 2026, according to SEC EDGAR.
Long Angle Investments LLC Files Under Investment Company Act Section 3(c)(1)
Long Angle Investments LLC filed a notice for KKR-KPEC AI 2026 SPV under Section 3(c)(1) on April 9, 2026, according to SEC EDGAR.
Long Angle Investments LLC Files Under Section 3(c)(7) of Investment Company Act
Long Angle Investments LLC submitted a SEC filing for KKR-KPEC QP 2026 SPV on April 9, 2026, citing Section 3(c)(7).
Long Angle Investments LLC Files Under Section 3(c)(7)
Long Angle Investments LLC filed a notice under the Investment Company Act's Section 3(c)(7) on April 9, 2026, as per SEC EDGAR records.
TAG Capital Group Ltd. Files SEC Document on April 9, 2026
TAG Capital Group Ltd., with CIK 0002128141, filed a document on the SEC EDGAR system on April 9, 2026.
Equitybee cFund Master LLC Series Files SEC Document Under Investment Company Act
Equitybee 22-32046, a series of Equitybee cFund Master LLC, filed a SEC document on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
Equitybee cFund Master LLC Files Under Investment Company Act Section 3(c)(1)
Equitybee 22-32046, a series of Equitybee cFund Master LLC, filed a document with the SEC on April 8, 2026, citing Section 3(c)(1) of the Investment Company Act.
Evolution Ventures Minerva Fund Files SEC Form for Investment Company Act Exemption
Evolution Ventures Minerva Fund, LP filed a SEC document on April 8, 2026, citing Section 3(c)(1) of the Investment Company Act.
Evolution Ventures Minerva Fund Files Section 3(c)(1) Exemption
Evolution Ventures Minerva Fund, LP filed a document under Section 3(c)(1) of the Investment Company Act on April 8, 2026, as per SEC records.
JPC Opportunity Real Estate GP Feeder Fund LLC Files SEC Exemption Notice
D - JPC Opportunity - Real Estate GP Feeder Fund LLC filed a SEC document on April 8, 2026, related to Investment Company Act Section 3(c)(7).
JPC Opportunity Real Estate GP Feeder Fund LLC Files Under Section 3(c)(7)
D - JPC Opportunity - Real Estate GP Feeder Fund LLC filed a document with the SEC on April 8, 2026, citing Section 3(c)(7) of the Investment Company Act.
JPC Opportunity - Real Estate GP Fund LLC Files for Section 3(c)(7) Exemption
D - JPC Opportunity - Real Estate GP Fund LLC filed a document on April 8, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
JPC Opportunity - Real Estate GP Fund LLC Files SEC Document for Section 3(c)(7)
D - JPC Opportunity - Real Estate GP Fund LLC submitted a filing to the SEC on April 8, 2026, related to Investment Company Act Section 3(c)(7).
Balbec SC Evergreen Feeder Fund Files SEC Document on Investment Company Act
Balbec SC Evergreen Feeder Fund, L.P. filed a SEC document on April 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Balbec SC Evergreen Feeder Fund Files Section 3(c)(7) Notice
Balbec SC Evergreen Feeder Fund, L.P. filed a document on April 8, 2026, under Item 3C.7 of the Investment Company Act Section 3(c)(7), as per SEC EDGAR records.
Balbec SC Evergreen Fund Files SEC Form D Amendment for Section 3(c)(7)
Balbec SC Evergreen Fund, L.P. filed a Form D amendment on April 8, 2026, citing Section 3(c)(7) of the Investment Company Act.
Balbec SC Evergreen Fund Files Under Section 3(c)(7)
Balbec SC Evergreen Fund, L.P. filed a document with SEC EDGAR on April 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Castor Ventures Fund 11, LLC Files Under Investment Company Act Section 3(c)(1)
Castor Ventures Fund 11, LLC filed a document with the SEC on April 8, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Castor Ventures Fund 11 LLC Files Under Section 3(c)(1)
Castor Ventures Fund 11 LLC submitted a SEC filing on April 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
Long Angle Investments LLC Files SEC Document for SPV
Long Angle Investments LLC filed a SEC document on April 8, 2026, for Bon-Proj-Proton-Co-Inv 2025 SPV under Section 3(c)(7) of the Investment Company Act.
