Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
D - AV AI Fund LP Files 3(c)(1) Exemption Notice
D - AV AI Fund LP submitted a Section 3(c)(1) exemption filing to the SEC on August 10, 2026.
Hina Liberty Growth Capital I LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Hina Liberty Growth Capital I, LP submitted a filing on August 10, 2026 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
FOG Ventures Fund III Series Files 3(c)(7) Notice
D - FUND SUPERHUMAN a Series of FOG Ventures Fund III LLC filed a Section 3(c)(7) notice with the SEC on August 10 2026.
Robinhood Employee Fund, LP Files SEC Document August 10 2026
Robinhood Employee Fund, LP (CIK 0002145149) submitted an SEC filing on August 10 2026 with accession number 0000950103-26-012083.
Global Defense & Security Select Fund Files SEC Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files 3(c)(7) Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(7).
NDH Opportunity Funds LLC Series 10 Files SEC Exemption Notice
NDH Opportunity Funds LLC Series 10 submitted a filing under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on August 7, 2026.
Millstone Global Fund LP Files SEC Notice Under Section 3(c)(7)
Millstone Global Fund LP submitted a filing on August 7 2026 claiming exemption under Investment Company Act Section 3(c)(7).
Antler Special Opportunities Fund III LP Files SEC Notice
Antler Special Opportunities Fund III LP submitted a filing to the SEC on August 7, 2026, under Section 3(c)(1) of the Investment Company Act.
Vintage 2026 Private Investments Offshore SICAV-RAIF Files D/A
Vintage 2026 Private Investments Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing on August 7, 2026, under Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Offshore Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. filed a Section 3(c)(7) notice with the SEC on August 7, 2026.
Venture Growth Select II Offshore Files 3(c)(7) Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a Section 3(c)(7) filing on August 7, 2026.
GAP (Bermuda) Mexico Companion Fund II Files D/A on SEC EDGAR
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
Millstone Global Fund LP Files SEC Notice Claiming 3(c)(7) Exemption
Millstone Global Fund LP submitted a filing to the SEC on August 7 2026 referencing Section 3(c)(7) of the Investment Company Act.
Venture Growth Select II Offshore Files D/A Under 3(c)(7)
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on August 7, 2026.
Black Opal Ventures Fund II Files SEC 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
Venture Growth Select II Offshore SICAV-RAIF Files D/A
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submits D/A filing to SEC EDGAR on 2026-08-07 referencing Section 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files D/A on August 7 2026
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Black Opal Ventures Fund II - Primary Fund Files SEC Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC on August 7, 2026, under Section 3(c)(7) of the Investment Company Act.
NDH Opportunity Funds LLC Series 10 Files SEC Notice
NDH Opportunity Funds LLC - Series 10 submitted an SEC filing on August 7, 2026, referencing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
GAP (Bermuda) Mexico Companion Fund II Files D/A with SEC
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing on August 7, 2026 under Investment Company Act Section 3(c)(7).
Black Opal Ventures Fund II Files SEC Notice Under 3(c)(7)
Black Opal Ventures Fund II - Primary Fund, L.P. submitted an SEC filing on August 7, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files Section 3(c)(7) Notice
Millstone Global Fund LP submitted a Section 3(c)(7) filing under the Investment Company Act to the SEC on August 7, 2026.
Venture Growth Select II Offshore Files D/A on August 7, 2026
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) exemption under the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files SEC Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Vintage 2026 Private Investments Offshore SICAV-RAIF Files D/A With SEC
Vintage 2026 Private Investments Offshore SICAV-RAIF S.C.Sp. filed a D/A amendment claiming Section 3(c)(7) exemption under the Investment Company Act.
Global Defense & Security Select Fund Files D/A for 3(c)(7) Exemption
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing to the SEC on August 7, 2026, claiming the Section 3(c)(7) exemption.
Black Opal Ventures Fund II Files SEC Notice Under 3(c)(7)
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC on August 7, 2026, referencing Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Files D/A Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing on 2026-08-07 claiming Section 3(c)(7) exemption.
Black Opal Ventures Fund II Files SEC Notice on August 7, 2026
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Vintage 2026 Private Investments Offshore SICAV-RAIF Files SEC Notice
Vintage 2026 Private Investments Offshore SICAV-RAIF S.C.Sp. submitted a Form D/A filing with the SEC on August 7, 2026, under Section 3(c)(7).
Venture Growth Select II Offshore SICAV-RAIF Files SEC Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a regulatory filing with the SEC on August 7, 2026.
Antler Special Opportunities Fund III LP Files 3(c)(1) Notice
Antler Special Opportunities Fund III LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
Millstone Global Fund LP Files 3(c)(7) Exemption Notice
Millstone Global Fund LP submitted a Section 3(c)(7) exemption filing to the SEC on August 7, 2026.
Millstone Global Fund LP Files SEC 3(c)(7) Notice
Millstone Global Fund LP submitted an SEC filing on August 7, 2026 referencing Investment Company Act Section 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files SEC Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7).
Global Defense & Security Select Fund Offshore Files D/A on 2026-08-07
SEC EDGAR filing shows D/A submission for Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. under Section 3(c)(7).
Venture Growth Select II Offshore SICAV-RAIF Files 3(c)(7) Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
NDH Opportunity Funds LLC Series 10 Files SEC Notice
NDH Opportunity Funds LLC Series 10 submitted a Section 3(c) filing to the SEC on August 7 2026 claiming exemptions under 3(c)(1) and 3(c)(7).
NDH Opportunity Funds LLC Series 10 Files 3(c)(1) and 3(c)(7) Notice
NDH Opportunity Funds LLC Series 10 submitted a filing on August 7 2026 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files D/A
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Global Defense & Security Select Fund Files D/A on August 7 2026
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing claiming Section 3(c)(7) exemption according to SEC EDGAR.
Black Opal Ventures Fund II Files 3(c)(7) Notice With SEC
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing claiming exemption under Section 3(c)(7) of the Investment Company Act on August 7, 2026.
Venture Growth Select II Offshore Files D/A on August 7, 2026
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files SEC Notice Under Section 3(c)(7)
Millstone Global Fund LP submitted a Form D filing with the SEC claiming exemption under Investment Company Act Section 3(c)(7).
Black Opal Ventures Fund II Files SEC Notice for 3(c)(7) Exemption
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
Millstone Global Fund LP Files SEC Notice August 2026
Millstone Global Fund LP submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
GAP (Bermuda) Mexico Companion Fund II Files D/A With SEC
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing on August 7, 2026 under Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Offshore SICAV-RAIF Files SEC Document
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a filing to the SEC on August 7, 2026 under Section 3(c)(7).
