Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Proteus Master Fund I Files SEC Notice Under Section 3(c)(7)
Proteus Master Fund I, LLC submitted a filing with the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MG&A Private Assets Master Fund Files SEC D/A for 3(c)(7)
MG&A Private Assets Master Fund, LLC submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Infrastructure Partners Files D/A for F.3 (Lux) SCSp
Blackstone Infrastructure Partners F.3 (Lux) SCSp submitted a D/A filing to the SEC on May 20 2026 under Section 3(c)(7).
MG&A Private Assets Master Fund Files D/A Notice with SEC
MG&A Private Assets Master Fund, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Nidhiksh Investments Inc Files 3(c)(1) Notice with SEC
Nidhiksh Investments Inc submitted a filing to the SEC on May 20 2026 referencing Section 3(c)(1) of the Investment Company Act.
Fundomo ME-002, LP Files SEC Notice Under Section 3(c)(1)
Fundomo ME-002, LP submitted a filing to the SEC on May 20, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Blackstone Infrastructure Partners Files D/A for F.2 L.P.
Blackstone Infrastructure Partners F.2 L.P. submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Linden Private Income Fund I LP Files SEC Notice
Linden Private Income Fund I LP submitted an SEC filing on May 20 2026 referencing Investment Company Act Section 3(c) exemptions.
Coatue Long Only Offshore Fund Files SEC Amendment
Coatue Long Only Offshore Fund, Ltd. submitted a D/A filing to the SEC on May 20, 2026 under Section 3(c)(7).
Blackstone Infrastructure Partners F.1 L.P. Submits D/A Filing
Blackstone Infrastructure Partners F.1 L.P. files D/A on May 20 2026 referencing Investment Company Act Section 3(c)(7) per SEC EDGAR.
Mandalay Priority Income Fund I, LP Files D/A with SEC
Mandalay Priority Income Fund I, LP submitted a D/A filing to the SEC on May 20, 2026.
Manole Capital Files D/A for Source Digital IV SPV
Manole Capital, LLC submitted a D/A filing for Source Digital IV SPV under Section 3(c)(1) of the Investment Company Act on May 20, 2026.
Linden Private Income Fund I (QP) LP Files SEC Notice
Linden Private Income Fund I (QP) LP submitted a filing to the SEC on May 20, 2026, referencing Section 3(c)(7).
Abakkus Growth Fund Files 3(c)(1) Notice with SEC
Abakkus Growth Fund Open Ended submitted a Section 3(c)(1) filing to the SEC on May 20 2026 under accession number 0002131519-26-000001.
D-CRE Capital P010 LLC Files SEC Document May 2026
D-CRE Capital P010 LLC submitted a filing to the SEC on May 20 2026 according to EDGAR records.
D - OT Healthcare Fund III, LLC Files SEC Document
D - OT Healthcare Fund III, LLC submitted a filing to the SEC EDGAR system on May 20, 2026.
DPV Titan I Series Files 3(c)(7) Notice With SEC
DataPower Capital Partners LLC filed a D/A notice for its DPV Titan I series under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Kittredge Investment Partners, LLC Files with SEC
Kittredge Investment Partners, LLC (CIK 0002135581) submitted a filing to the SEC on May 20, 2026.
Lending Alliance Resort Partners Files D/A on SEC EDGAR
Lending Alliance Resort Partners, LP submitted a D/A filing to SEC EDGAR on May 20, 2026 with accession number 0002128842-26-000003.
Mudrick Co-Investment Opportunity III Offshore Files SEC Notice
Mudrick Co-Investment Opportunity III Offshore, L.P. submitted a Section 3(c)(7) filing to the SEC on May 19, 2026.
BC Partners Fly Co-Investment LP Files SEC Notice
BC Partners Fly Co-Investment LP submitted a filing to the SEC on May 19, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Mudrick Stressed Credit Fund Ltd. Files SEC Document May 19 2026
Mudrick Stressed Credit Fund Ltd. submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
D - MCP Co-Investment Fund 2026 I C.V. Files SEC Notice
D - MCP Co-Investment Fund 2026 I C.V. submitted an 8 KB filing to the SEC on May 19, 2026, referencing Investment Company Act Section 3(c)(7).
Blue Cheese Investments LLC Files with SEC EDGAR
Blue Cheese Investments LLC submitted a filing to the SEC on May 19, 2026, according to SEC EDGAR records.
140 Summer Partners Onshore LP Files D/A on May 19 2026
140 Summer Partners Onshore LP submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
3i Partners Fund II, LLC Files D/A with SEC
3i Partners Fund II, LLC submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
MCP Co-Investment Fund 2026 I C.V. Files SEC Notice
D - MCP Co-Investment Fund 2026 I C.V. submitted an SEC filing on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
Mudrick Distressed Opportunity Fund Offshore Files SEC Document
Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a filing under Investment Company Act Section 3(c)(7) on May 19, 2026, according to SEC EDGAR records.
Roers Affordable Housing Fund LLC Files D/A with SEC
Roers Affordable Housing Fund LLC submitted a D/A filing to the SEC on May 19, 2026, per EDGAR records.
Mudrick Distressed Opportunity Fund Offshore Files D/A With SEC
Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D-III F-William Fund Files SEC Notice Claiming 3(c)(7) Exemption
D - IIIF-William Fund, LLC filed an SEC notice on May 19, 2026 referencing Section 3(c)(7) of the Investment Company Act.
SPLY Capital Funds LLC Files D/A for Series 18
SPLY Capital Funds LLC submitted a D/A filing for Series 18 on May 19, 2026, according to SEC EDGAR.
D - House Holdings 1.1, LP Files Section 3(c)(1) Notice
D - House Holdings 1.1, LP submitted an SEC filing on May 19, 2026, under Investment Company Act Section 3(c)(1).
Proteus Series Feeder Fund I LLC Files D/A for Integrated Opportunities Fund I
Proteus Series Feeder Fund I, LLC submitted a D/A filing for Integrated Opportunities Fund I on May 19, 2026, under Investment Company Act Section 3(c)(1).
iCapital-Valor Equity Partners VII Access Fund Files SEC Notice
D - iCapital-Valor Equity Partners VII Access Fund, L.P. submitted a notice under Investment Company Act Section 3(c)(7) to the SEC on May 19, 2026.
APD FUND LLC Files D/A with SEC Under Section 3(c)(1)
APD FUND LLC submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
King Arthur Fund 1 LLC Files D/A with SEC
King Arthur Fund 1 LLC submitted a D/A filing to the SEC on May 19, 2026, under accession number 0002104645-26-000003.
WaCap Files D/A for Transportation Infrastructure Feeder
WaCap - O Transportation Infrastructure Capital Partners Feeder LLC submitted a Form D/A filing under Section 3(c)(7) on May 19, 2026.
Cerberus Kaysville Fund 1 LLC Files D/A on May 19, 2026
Cerberus Kaysville Fund 1 LLC submitted a D/A filing with accession number 0002125378-26-000002 on May 19, 2026, according to SEC EDGAR records.
Neo Infra Income Opportunities IFSC Fund II Files SEC Notice
Neo Infra Income Opportunities IFSC Fund II submitted a filing to the SEC on May 19 2026 under Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Bow River Specialty Finance Fund II LP Files SEC Document
Bow River Specialty Finance Fund II LP submitted a filing to the SEC on May 18, 2026 under the Investment Company Act.
D - XN Private Fund LP Files SEC Notice May 2026
D - XN Private Fund LP submitted an SEC filing on May 18, 2026 referencing Investment Company Act Section 3(c)(7).
DNA Capital VC II LP Files SEC Notice Under Section 3(c)(7)
DNA Capital VC II LP submitted a filing to the SEC on May 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Anantam International SPC Fund Files 3(c)(7) Notice
Anantam 35 SP filed a Section 3(c)(7) exemption notice with the SEC on May 18, 2026 under Investment Company Act rules.
D - XN Private Fund LP Files 3(c)(7) Notice With SEC
D - XN Private Fund LP submitted an SEC filing under Investment Company Act Section 3(c)(7) on May 18, 2026.
EquityZen Growth Technology Fund LLC Series 2306 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2306 submitted a filing to the SEC on May 18 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Series 2276 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2276 submitted a notice filing under Investment Company Act Section 3(c)(1) on May 18, 2026.
Proteus Real Estate Non-Core Fund I Files SEC 3(c)(7) Notice
Proteus Real Estate Non-Core Fund I, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 18, 2026.
Proteus Real Estate Core Fund I, LLC Files D/A With SEC
Proteus Real Estate Core Fund I, LLC submitted a D/A filing to the SEC on May 18, 2026 referencing Investment Company Act Section 3(c)(7).
Axonic Files D/A for Commercial Real Estate Master Fund III
Axonic Commercial Real Estate Master Fund III, LP submitted a D/A filing with the SEC on May 18, 2026, under Section 3(c)(7).
