Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Redwheel Emerging Markets Equity Fund LP Files SEC Amendment
Redwheel Emerging Markets Equity Fund LP submitted a D/A filing to the SEC on September 3, 2026, under Section 3(c)(7).
D - Sprint Growth Fund, LP Files SEC Notice
D - Sprint Growth Fund, LP submitted a filing under Investment Company Act Section 3(c)(5) on 2026-09-03 according to SEC EDGAR.
Not Yet Ventures Fund I, LP Files D/A with SEC
Not Yet Ventures Fund I, LP submitted a D/A filing to the SEC on September 3, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Marblegate Partners Offshore Fund III Files SEC Notice
Marblegate Partners Offshore Fund III, L.P. submitted a D/A filing to the SEC on September 3, 2026, claiming the Section 3(c)(7) exemption.
D - HGI Opportunity Fund XX, LP Files SEC Document
D - HGI Opportunity Fund XX, LP submitted a filing to the SEC on September 3, 2026, listed under CIK 0002111458.
Ren Life Sciences Partners II L.P. Files SEC Exemption Notice
Ren Life Sciences Partners II L.P. submitted a filing to the SEC claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Oaktree Real Estate Income Fund, L.P. files D/A on SEC EDGAR under 3(c)(7) exemption
Oaktree Real Estate Income Fund, L.P. filed a D/A on Sept. 1, 2026, indicating reliance on Investment Company Act Section 3(c)(7), according to SEC EDGAR.
PL CAPITAL SPV #1, LP Files D/A on 2026-09-03
PL CAPITAL SPV #1, LP submitted a D/A filing under Investment Company Act Section 3(c)(1) on 2026-09-03.
Loan Mountain Investments LLC Files D/A on SEC EDGAR
Loan Mountain Investments LLC submitted a D/A filing to the SEC on September 2, 2026, with accession number 0001958789-26-000003.
Yuma Subnet Composite Onshore Fund, L.P. Files D/A with SEC
Yuma Subnet Composite Onshore Fund, L.P. submitted a D/A filing to the SEC on September 2, 2026, according to SEC EDGAR records.
Yuma Large Cap Subnet Onshore Fund Files D/A With SEC
Yuma Large Cap Subnet Onshore Fund, L.P. submitted a D/A filing to the SEC on September 2, 2026.
J2 Ventures Strategic Opportunities J Files 3(c) Exemption Notice
J2 Ventures Strategic Opportunities J, L.P. submitted an SEC filing on September 2, 2026, referencing Investment Company Act sections 3(c)(1) and 3(c)(7).
Yuma Subnet Composite Onshore Fund Files D/A With SEC
Yuma Subnet Composite Onshore Fund, L.P. submitted a D/A filing to the SEC on 2026-09-02 with accession number 0002085047-26-000001.
StepStone VC Secondaries Fund VII-I Files D/A on 2026-09-01
StepStone VC Secondaries Fund VII-I (Cayman) LP submitted a Form D/A filing under Investment Company Act Section 3(c)(7).
Yuma Large Cap Subnet Onshore Fund, L.P. Files D/A With SEC
Yuma Large Cap Subnet Onshore Fund, L.P. submitted a D/A filing on September 2, 2026, per SEC EDGAR records.
Loan Mountain Investments LLC Submits SEC Filing
Loan Mountain Investments LLC filed a D/A document with the SEC on September 2, 2026, according to EDGAR records.
House passes continuing resolution extending federal funding to Dec. 11
The House passed a stopgap funding bill 370-48 that extends federal funding to Dec. 11 and now heads to President Donald Trump’s desk, according to Dealbreaker.
StepStone VC Secondaries Fund VII LP Files D/A with SEC
StepStone VC Secondaries Fund VII LP submitted a D/A filing on 2026-09-01 under Investment Company Act Section 3(c)(7).
J2 Ventures Strategic Opportunities J Files SEC Exemption Notice
D - J2 Ventures Strategic Opportunities J, L.P. submitted a filing to the SEC on September 2, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
StepStone VC Secondaries Fund VII-I LP Files D/A with SEC
StepStone VC Secondaries Fund VII-I LP submitted a D/A filing on September 1, 2026, under Investment Company Act Section 3(c)(7).
OnePointTwo Capital Pure Alpha Growth Fund LLC Files SEC Notice
OnePointTwo Capital Pure Alpha Growth Fund LLC submitted a Section 3(c)(1) filing to the SEC on September 2, 2026.
H.I.G. Infra Lantern Coinv Feeder Fund, L.P. Files SEC Notice
D - H.I.G. Infra Lantern Coinv Feeder Fund, L.P. submitted a filing to the SEC on September 2, 2026 under Section 3(c)(7).
Cambrian Thesis Capital Fund, LP Files 3(c)(1) Notice With SEC
Cambrian Thesis Capital Fund, LP submitted a Section 3(c)(1) filing under the Investment Company Act on September 1, 2026.
TRGP Opportunities Fund LP Files D/A With SEC Referencing 3(c)(7)
TRGP Opportunities Fund, LP submitted a D/A filing to the SEC on September 2, 2026, under Item 3C.7 for Section 3(c)(7).
Kedalion Fund (US) LP Files SEC Notice
Kedalion Fund (US) LP submitted a filing to the SEC on September 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.
StepStone VC Secondaries Fund VII (Cayman) LP Files D/A
StepStone VC Secondaries Fund VII (Cayman) LP submitted a D/A filing on 2026-09-01 under Section 3(c)(7) of the Investment Company Act.
DV 30F2 Series Files 3(c)(1) Notice With SEC
D - DV 30F2 a Series of Denver Ventures I LLC submitted a Section 3(c)(1) filing to the SEC on September 2, 2026.
2am Ventures Opportunity Fund II Files 3(c)(1) Notice
2am Ventures Opportunity Fund II, LP submitted a Section 3(c)(1) exemption filing to the SEC on September 2, 2026.
Oaktree Real Estate Income Fund Files SEC Amendment
Oaktree Real Estate Income Fund, L.P. submitted a D/A filing on September 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Oaktree Real Estate Income Fund Files D/A on 2026-09-01
Oaktree Real Estate Income Fund, L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on September 1, 2026.
Bernstein Fund Series Files D/A Under 3(c)(7)
Bernstein Diversified Targeted Services Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. filed a D/A on September 1, 2026.
Logos Global Offshore Fund Ltd. Files D/A with SEC
Logos Global Offshore Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on September 1, 2026.
Logos Global US Fund LP Files D/A With SEC EDGAR
Logos Global US Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on September 1 2026.
Bernstein Fund Series Files 3(c)(7) Amendment With SEC
Bernstein Diversified Targeted Services Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. filed a D/A amendment on September 1, 2026, claiming exemption under Section 3(c)(7).
North Ground Capital Opportunity Offshore Fund LP Files SEC Notice
North Ground Capital Opportunity Offshore Fund LP submitted a Section 3(c)(7) exemption filing to the SEC on September 1, 2026.
Fund 20 VA Salt Lake LP Submits D/A Filing
Fund 20 VA Salt Lake LP filed a D/A amendment with the SEC on September 1, 2026.
Logos Global US Fund LP Files D/A with SEC on 2026-09-01
Logos Global US Fund LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on September 1, 2026.
Logos Global Offshore Fund Ltd. Files D/A on 2026-09-01
Logos Global Offshore Fund Ltd. submitted a D/A filing to the SEC on September 1 2026 referencing Section 3(c)(7).
AEA Investors Insurance Fund Series Files D/A on 2026-09-01
AEA Investors Insurance Fund Series of the SALI Multi-Series Fund, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
LLJ Multifamily Ventures 21, LLC Files with SEC EDGAR
LLJ Multifamily Ventures 21, LLC submitted a filing to the SEC on September 1, 2026 under accession number 0001683168-26-006859.
Alkeon Insurance Growth Fund Series Files 3(c)(7) Notice
SALI Multi-Series Fund, L.P. filed a D/A notice for Alkeon Insurance Growth Fund Series Interests under Section 3(c)(7) on September 1, 2026.
StepStone VC Secondaries Fund VII LP Files D/A on 2026-09-01
StepStone VC Secondaries Fund VII LP submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
StepStone VC Secondaries Fund VII (Cayman) LP Files SEC Document
StepStone VC Secondaries Fund VII (Cayman) LP submitted a filing to the SEC on September 1, 2026 under Investment Company Act Section 3(c)(7).
StepStone VC Secondaries Fund VII-I LP Files SEC Notice
StepStone VC Secondaries Fund VII-I LP submitted a D/A filing to the SEC on September 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Cambrian Thesis Capital Fund Files 3(c)(1) Notice With SEC
Cambrian Thesis Capital Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on September 1, 2026.
StepStone VC Secondaries Fund VII-I Files D/A Amendment
StepStone VC Secondaries Fund VII-I (Cayman) LP submitted a D/A filing on 2026-09-01 under Investment Company Act Section 3(c)(7).
D - LO-0217 Fund I Files 3(c)(1) Notice
D - LO-0217 Fund I, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) filing on 2026-08-26.
Gaingels Fund I Files SEC Notice Under Section 3(c)(1)
Gaingels Fund I, a series of Zachary Ginsburg Funds, LP, submitted a Section 3(c)(1) filing with the SEC on August 26, 2026.
Exitfund Venture Files for D-LI-0718 Fund I Series
Exitfund Venture, LP submitted a regulatory filing for its D-LI-0718 Fund I series claiming a Section 3(c)(1) exemption.
D - BE-0408 Fund IV Files SEC Notice Claiming 3(c)(1) Exemption
D - BE-0408 Fund IV, a series of Roll Up Vehicles, LP filed a notice with the SEC on 2026-08-26 under Section 3(c)(1) of the Investment Company Act.
