Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Latitude Energy Holdings Inc. Files with SEC on May 1, 2026
Latitude Energy Holdings Inc. submitted a filing to the SEC on May 1, 2026, as recorded in SEC EDGAR documents.
Screendoor Fund I, L.P. Files SEC Document Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a document with the SEC on May 1, 2026, related to Investment Company Act Section 3(c)(7).
D - Finalization Fund II, LLC Files Section 3(c)(7) Exemption
D - Finalization Fund II, LLC filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files SEC Document Under Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files Under Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Strategic Investors Fund XII-A, L.P. Files SEC Document on Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Latitude Energy Holdings Inc. Submits SEC Filing
On May 1, 2026, Latitude Energy Holdings Inc. filed a document with SEC EDGAR, as per official records.
Latitude Energy Holdings Inc. Files Document with SEC
Latitude Energy Holdings Inc. submitted a filing to the SEC EDGAR on May 1, 2026, with an accession number and file size of 9 KB.
AB Municipal Credit Opportunities Fund Files SEC Form for Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files Under Investment Company Act Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a document on May 1, 2026, citing Section 3(c) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Screendoor Fund I, L.P. Files Under SEC Investment Company Act Section 3(c)(7)
Screendoor Fund I, L.P. submitted a SEC filing on May 1, 2026, detailing its status under Section 3(c)(7) of the Investment Company Act.
CM Investments III LLC Files SEC Document for CM Overlay WAM Fund LLC
CM Investments III LLC filed a SEC document on May 1, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(1).
Stonepeak-Plus Infrastructure Fund Files SEC Exemption Notice
Stonepeak-Plus Infrastructure Fund (TE) LP submitted a filing on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Onex Evergreen Credit Master Fund Files Under Section 3(c)(7)
Onex Evergreen Credit Master Fund, L.P. submitted a SEC filing on May 1, 2026, under Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files SEC Form D/A Under Investment Company Act Section 3(c)(7)
Screendoor Fund I, L.P. filed a Form D/A with the SEC on May 1, 2026, citing exemptions under Section 3(c) and 3(c)(7) of the Investment Company Act.
Lido Uncapped Platinum Fund Files Under Investment Company Act Section 3(c)(1)
Lido Uncapped Platinum Fund, LP filed a document with the SEC on May 1, 2026, related to Section 3(c)(1) of the Investment Company Act.
Lido Uncapped Platinum Fund Files SEC Document Under Section 3(c)(7)
Lido Uncapped Platinum Fund (Institutional), LP filed a SEC document on May 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Onex Evergreen Credit Feeder Fund Files SEC Amendment
Onex Evergreen Credit Feeder Fund, L.P. amended its Form D filing on May 1, 2026, referencing exemptions under the Investment Company Act Section 3(c).
CBRE Global Alpha Parallel Fund III FCP-SIF Files with SEC
CBRE Global Alpha Parallel Fund III FCP-SIF, filed by 0002130713, submitted a document to the SEC on May 1, 2026, according to EDGAR records.
Coatue Long Only Partners LP Files Under Section 3(c)(7)
Coatue Long Only Partners LP filed a document with the SEC on May 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
Redwood Grove Capital Fund LP Files SEC Document on Investment Company Act
Redwood Grove Capital Fund LP submitted a filing on May 1, 2026, referencing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Prime Meridian Income Fund LP Files SEC Document
Prime Meridian Income Fund LP filed a document with the SEC on May 1, 2026, citing Section 3(c)(1) of the Investment Company Act.
Latitude Energy Holdings Inc. Submits SEC Filing on May 1, 2026
Latitude Energy Holdings Inc. filed a document titled 'D - Latitude Energy Holdings Inc.' with the SEC on May 1, 2026, according to EDGAR records.
AB Municipal Credit Opportunities Fund Files SEC Form for Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, citing Investment Company Act Section 3(c)(7).
V360 Holdings LLC Series Files SEC Document on May 1, 2026
D - Cistern Cyclarity A Series of V360 Holdings LLC submits a filing to the SEC, as documented on EDGAR.
Ares Infrastructure Debt Fund VI Files Under Section 3(c)(7)
Ares Infrastructure Debt Fund VI (EUR U) SCSp filed a document with the SEC on May 1, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Clearwater Opportunity Fund Files SEC Document for Section 3(c)(1)
Clearwater Opportunity Fund, LLLP filed a SEC EDGAR document on May 1, 2026, citing Section 3(c)(1) of the Investment Company Act.
Lasker Fund L.P. Files SEC Notice Under Section 3(c)(7)
Lasker Fund L.P. filed a SEC EDGAR document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Mica Creek Capital Partners Files SEC Document Under Section 3(c)(7)
Mica Creek Capital Partners, LP filed a document with the SEC on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
InterCapital Fund, LP Files Under Investment Company Act Section 3(c)(1)
InterCapital Fund, LP submitted a SEC filing on April 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Arrowstreet Fund Files for Investment Company Act Exemptions
D/A - Arrowstreet (Delaware) Custom Alpha Extension Fund Q L.P. filed a document on April 30, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
InterCapital Fund, LP Files Under Investment Company Act Section 3(c)(1)
InterCapital Fund, LP submitted a SEC filing on April 30, 2026, related to Section 3(c)(1) exemption.
Chatham Asset Fund V LP Files for Section 3(c)(7) Exemption
Chatham Asset Private Debt & Strategic Capital Offshore Fund V LP submitted a SEC filing on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Solamere Capital AF V, LP Files SEC Document for Investment Exemptions
Solamere Capital AF V, LP submitted a SEC filing on April 30, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
Kleiner Perkins Select Fund IV Friends LLC Files SEC Exemption Notice
Kleiner Perkins Select Fund IV Friends LLC submitted a filing to the SEC on April 30, 2026, citing Section 3(c)(7) of the Investment Company Act.
Arrowstreet (Delaware) L/S Fund L.P. Files SEC Exemption
Arrowstreet (Delaware) L/S Fund L.P. filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on April 30, 2026.
1776 Fund, LLC Files for Section 3(c)(1) Exemption with SEC
D - 1776 Fund, LLC filed a notice with the SEC on April 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Mica Creek Capital Partners LP Files SEC Document Under Investment Company Act
Mica Creek Capital Partners, LP filed a document with SEC EDGAR on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Triton Fund 6 US SCSp Files for Investment Company Act Exemptions
Triton Fund 6 US SCSp filed a document with the SEC on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Genesis New Ventures, LLC Files SEC Document on April 30, 2026
Genesis New Ventures, LLC submitted a filing to the SEC on April 30, 2026, as documented in the EDGAR database.
Blackstone Private Real Estate Credit & Income Fund Files D/A with SEC
Blackstone's Private Real Estate Credit & Income Fund submitted a D/A filing on April 30, 2026, as per SEC EDGAR records.
Stonepeak Infrastructure Fund - M (Side Car) LP Files SEC Exemption
Stonepeak Infrastructure Fund - M (Side Car) LP submitted a filing claiming an exemption under Section 3(c)(7) of the Investment Company Act on April 30, 2026.
Fenimore Small Cap Fund LLC Files Under Investment Company Act
Fenimore Small Cap Fund LLC filed a document on April 30, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Open Doors Partners, LLC Submits SEC Filing on April 30, 2026
Open Doors Partners, LLC filed a document with the SEC on April 30, 2026, as recorded in EDGAR archives.
Phalanx Fund V, LP Files Under Investment Company Act Section 3(c)(5)
Phalanx Fund V, LP submitted a SEC EDGAR filing on April 30, 2026, related to Investment Company Act Section 3(c)(5).
Miller Fund Investors, LLC Files SEC Form for Section 3(c)(1) Exemption
Miller Fund Investors, LLC submitted a SEC filing on April 30, 2026, citing reliance on Section 3(c)(1) of the Investment Company Act.
Arrowstreet Fund Files for Investment Company Act Exemptions
Arrowstreet (Delaware) Custom Alpha Extension Fund Q L.P. filed a SEC document on April 30, 2026, citing exemptions under sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Brookfield BBUC Annex Fund LP Files SEC Form for Investment Company Act Exemption
Brookfield BBUC Annex Fund LP filed a document with the SEC on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Renown Capital Partners I, L.P. Files for Investment Company Act Exemptions
Renown Capital Partners I, L.P. filed a SEC document on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Arrowstreet Fund Files SEC Document for Section 3(c)(7) Exemption
Arrowstreet Global Equity ACWI Trust Fund, a sub-fund of Arrowstreet Investment Trust, filed a SEC document on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
