Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Bitcoin Opportunity Fund II Files 3(c)(1) Notice With SEC
Bitcoin Opportunity Fund II, LP submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1).
Supervest Investments LLC Series D Files D/A on 2026-06-08
Supervest Investments, LLC, Series D submitted a D/A filing under Investment Company Act Section 3(c)(4) according to SEC EDGAR.
Global Defense & Security Select Fund Files D/A Amendment
Global Defense & Security Select Fund, LLC submitted a D/A filing on 2026-06-08 claiming Section 3(c)(7) exemption.
Lowell Capital Value Partners, LP Files D/A on June 8, 2026
Lowell Capital Value Partners, LP submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
Global Defense & Security Select Fund Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted D/A filing under Section 3(c)(7) on June 8, 2026.
Malta Hedge Fund II, L.P. Files D/A With SEC
Malta Hedge Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on June 5, 2026.
Tax Lien Fund, LP Files D/A Amendment Citing Section 3(c)(5)
Tax Lien Fund, LP submitted a D/A filing on June 5, 2026 referencing Investment Company Act Section 3(c)(5).
TTC Multi-Strategy Fund QP Files D/A on June 5 2026
TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) with the SEC on June 5, 2026.
Malta Hedge Fund, L.P. Files D/A Amendment with SEC
Malta Hedge Fund, L.P. submitted a D/A filing on 2026-06-05 under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Warwick UK Real Estate Fund I Submits D/A Filing to SEC
Warwick UK Real Estate Fund I filed a D/A amendment on June 5, 2026, referencing Investment Company Act exemptions under sections 3(c)(5) and 3(c)(6).
TTC Multi-Strategy Fund QP, LP Submits D/A Filing to SEC
TTC Multi-Strategy Fund QP, LP filed a D/A notice under Investment Company Act Section 3(c)(7) on June 5, 2026.
Tax Lien Fund, LP Files D/A Amendment with SEC
Tax Lien Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(5) on June 5, 2026.
Atlas Capital Ex INC. Files SEC Document on June 5 2026
Atlas Capital Ex INC. submitted a filing to the SEC on June 5 2026 under CIK 0002137939.
Malta Hedge Fund, L.P. Files Section 3(c)(1) Notice
Malta Hedge Fund, L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act on June 5, 2026.
Macquarie Files D/A for Infrastructure Income Opportunities Fund
Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing to the SEC on June 5, 2026.
Atlas Capital Ex INC. Files SEC Document June 5 2026
Atlas Capital Ex INC. (CIK 0002137939) submitted a filing to the SEC on June 5 2026 with accession number 0002137939-26-000001.
Tax Lien Fund, LP Files D/A Amendment on June 5, 2026
Tax Lien Fund, LP submitted a D/A filing referencing Investment Company Act Section 3(c)(5) according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A Notice With SEC
Warwick UK Real Estate Fund I submitted a D/A filing under Investment Company Act Sections 3(c)(5) and 3(c)(6) on June 5, 2026.
Malta Hedge Fund, L.P. Files D/A Amendment on 2026-06-05
Malta Hedge Fund, L.P. submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A With SEC
Warwick UK Real Estate Fund I submitted a D/A filing on June 5 2026 referencing Investment Company Act exemptions 3(c)(5) and 3(c)(6).
Atlas Capital Ex INC. Files With SEC on June 5 2026
Atlas Capital Ex INC. submitted a regulatory filing to the SEC on June 5 2026 under CIK 0002137939.
Journey Storage Ventures 01 Files With SEC EDGAR
Journey Storage Ventures 01, LLC submitted a filing to the SEC on June 5, 2026 under CIK 0002130829.
Tax Lien Fund, LP Files SEC Notice Claiming 3(c)(5) Exemption
Tax Lien Fund, LP submitted a Form D/A filing on June 5, 2026, referencing Section 3(c)(5) of the Investment Company Act.
TTC Multi-Strategy Fund QP LP Files D/A with SEC
TTC Multi-Strategy Fund QP LP submitted a D/A filing on June 5, 2026 under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Journey Storage Ventures 01, LLC Files SEC Document
Journey Storage Ventures 01, LLC submitted a filing to SEC EDGAR on June 5, 2026.
Warwick UK Real Estate Fund I Files D/A on 2026-06-05
Warwick UK Real Estate Fund I submitted a D/A filing referencing Investment Company Act Sections 3(c)(5) and 3(c)(6).
Macquarie Infrastructure Income Opportunities Fund Files D/A
Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing to the SEC on June 5, 2026.
TTC Multi-Strategy Fund QP, LP Files D/A on 2026-06-05
TTC Multi-Strategy Fund QP, LP submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.
Atlas Capital Ex INC. Files SEC Form D on June 5 2026
Atlas Capital Ex INC. (CIK 0002137939) submitted a Form D filing to the SEC on June 5 2026.
Journey Storage Ventures 01, LLC Files With SEC EDGAR
Journey Storage Ventures 01, LLC (CIK 0002130829) submitted a filing to the SEC on 2026-06-05.
Malta Hedge Fund II Files D/A Amendment on SEC EDGAR
Malta Hedge Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on June 5, 2026.
Tax Lien Fund, LP Files D/A Notice for 3(c)(5) Exemption
Tax Lien Fund, LP submitted a D/A filing on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act according to SEC EDGAR.
Malta Hedge Fund L.P. Files D/A on 2026-06-05
Malta Hedge Fund L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Tax Lien Fund LP Files D/A Referencing Section 3(c)(5)
Tax Lien Fund LP submitted a D/A filing on June 5 2026 citing Investment Company Act Section 3(c)(5) according to SEC EDGAR.
Atlas Capital Ex INC. Files SEC Document
Atlas Capital Ex INC. submitted a filing to the SEC on June 5, 2026, per EDGAR records.
Journey Storage Ventures 01, LLC Files With SEC on June 5, 2026
Journey Storage Ventures 01, LLC (CIK 0002130829) submitted a filing to the SEC on June 5, 2026, with accession number 0002130829-26-000003.
Atlas Capital Ex INC. Files With SEC EDGAR on June 5 2026
Atlas Capital Ex INC. submitted a regulatory filing to the SEC on June 5 2026 under CIK 0002137939.
Warwick UK Real Estate Fund I Files D/A on 2026-06-05
Warwick UK Real Estate Fund I submitted a D/A filing citing Investment Company Act Sections 3(c)(5) and 3(c)(6).
Malta Hedge Fund Files D/A on Section 3(c)(1) Exemption
Malta Hedge Fund, L.P. submitted a D/A filing with the SEC on June 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
TTC Multi-Strategy Fund QP, LP Files D/A with SEC
TTC Multi-Strategy Fund QP, LP submitted a D/A amendment filing on June 5, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Tax Lien Fund, LP Files D/A with SEC on 3(c)(5) Claim
Tax Lien Fund, LP submitted a D/A filing to the SEC on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act.
Tax Lien Fund, LP Files D/A for 3(c)(5) Exemption
Tax Lien Fund, LP submitted a D/A filing on 2026-06-05 referencing Section 3(c)(5) of the Investment Company Act.
Warwick UK Real Estate Fund I Files D/A with SEC
Warwick UK Real Estate Fund I submitted a D/A filing on June 5, 2026 referencing Investment Company Act exemptions.
Warwick UK Real Estate Fund I Files D/A on June 5 2026
Warwick UK Real Estate Fund I submitted a D/A filing to the SEC citing Investment Company Act Sections 3(c)(5) and 3(c)(6).
Atlas Capital Ex INC. Submits SEC Filing on June 5 2026
Atlas Capital Ex INC. filed a document with the SEC on June 5 2026 according to EDGAR records.
TTC Multi-Strategy Fund QP, LP Files D/A on June 5, 2026
TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Malta Hedge Fund II Files D/A Amendment With SEC
Malta Hedge Fund II, L.P. submitted a D/A filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Journey Storage Ventures 01, LLC Files SEC Document June 2026
Journey Storage Ventures 01, LLC submitted a 5 KB filing to the SEC on June 5, 2026 under accession number 0002130829-26-000003.
Atlas Capital Ex INC. Files SEC Document June 5 2026
Atlas Capital Ex INC. (CIK 0002137939) submitted a filing to the SEC on June 5 2026.
TTC Multi-Strategy Fund QP, LP Files SEC Notice Under Section 3(c)(7)
TTC Multi-Strategy Fund QP, LP submitted a 3(c)(7) filing to the SEC on June 5, 2026, according to SEC EDGAR.
