Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
STRUC Ventures, a Series of Decile Start Fund, LP files Form D under Section 3(c)(1)
STRUC Ventures, a Series of Decile Start Fund, LP filed a Form D on Sept. 3, 2026, indicating reliance on Investment Company Act Section 3(c)(1).
Butler Hall Capital LP files amended Form D/A citing 3(c)(7) exemption
Butler Hall Capital LP filed a Form D/A on Sept. 3, 2026, with SEC EDGAR, indicating reliance on Investment Company Act Section 3(c)(7).
Acadian All Country World Managed Volatility Equity Fund files D/A under 3(c)(7)
Acadian All Country World Managed Volatility Equity Fund, LLC filed a D/A on Sept. 3, 2026 with SEC EDGAR, listing Investment Company Act Section 3(c)(7) in Item 3C.7.
SEC EDGAR shows Form D filings for Imagen Dental Partners, LLC dated Sept. 1, 2026
SEC EDGAR lists two Form D entries for Imagen Dental Partners, LLC with Delaware incorporation and fiscal year end 1231, filed Sept. 1, 2026.
Acadian International Equity Fund, LLC files Form D/A under 3(c)(1) exemption
Acadian International Equity Fund, LLC filed a Form D/A on Sept. 3, 2026, indicating reliance on the Investment Company Act Section 3(c)(1) exemption.
Solene Capital Master Fund LLC Files SEC Notice for Series 1
Solene Capital Master Fund LLC Series 1 submitted a Form D filing with the SEC claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Shannon River ASP Fund Files D/A Notice With SEC
Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a D/A filing under Section 3(c)(7) on August 28, 2026.
Andurand Commodities Discretionary Enhanced Fund Files D/A
Andurand Commodities Discretionary Enhanced Fund submitted a D/A filing on September 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
GH Opportunity Fund LP files D/A on SEC EDGAR under Investment Company Act Section 3(c)
GH Opportunity Fund LP filed a D/A on Sept. 1, 2026, with SEC EDGAR that references Investment Company Act Section 3(c), including 3(c)(1) and 3(c)(7).
Khosla Ventures GI SPV II, LLC files Form D with SEC under 3(c)(1) and 3(c)(7)
Khosla Ventures GI SPV II, LLC filed a Form D on Sept. 3, 2026, with SEC EDGAR listing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund Files SEC Amendment
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC submitted a D/A filing to the SEC on September 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Marshall Wace Eureka ASP Fund Files D/A on August 28 2026
Marshall Wace Eureka ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a D/A filing under Investment Company Act Section 3(c)(7).
Griffin Special Opportunities Fund, L.P. files Form D under 3(c)(7) exemption
Griffin Special Opportunities Fund, L.P. filed a Form D on Sept. 3, 2026, listing Investment Company Act Section 3(c)(7) on SEC EDGAR.
ABS Global Long Short ASP Fund Files SEC Notice
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a filing to the SEC on August 28, 2026, under Section 3(c)(7).
Logos Global Offshore Fund Ltd. files D/A amendment citing 3(c)(7) exemption
Logos Global Offshore Fund Ltd. filed a D/A on Sept. 1, 2026 on SEC EDGAR that references Investment Company Act Section 3(c)(7).
SALI Multi-Series Fund files D/A for Bernstein Diversified Targeted Services Insurance Fund
A 2026-09-01 SEC EDGAR filing shows a D/A for interests in the Bernstein Diversified Targeted Services Insurance Fund Series of SALI Multi-Series Fund, L.P.
Acadian Global All-Country ex-U.S. ex-China Equity Dynamic Extension Fund Files D/A
Acadian Global All-Country ex-U.S. ex-China Equity Dynamic Extension Fund, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on September 3, 2026.
Laxmi Holdings LLC Files SEC Document August 28 2026
Laxmi Holdings LLC (CIK 0002137844) submitted a filing to the SEC on August 28 2026.
Redwheel Emerging Markets Equity Fund LP Files SEC Amendment
Redwheel Emerging Markets Equity Fund LP submitted a D/A filing to the SEC on September 3, 2026, under Section 3(c)(7).
D - Sprint Growth Fund, LP Files SEC Notice
D - Sprint Growth Fund, LP submitted a filing under Investment Company Act Section 3(c)(5) on 2026-09-03 according to SEC EDGAR.
Not Yet Ventures Fund I, LP Files D/A with SEC
Not Yet Ventures Fund I, LP submitted a D/A filing to the SEC on September 3, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Marblegate Partners Offshore Fund III Files SEC Notice
Marblegate Partners Offshore Fund III, L.P. submitted a D/A filing to the SEC on September 3, 2026, claiming the Section 3(c)(7) exemption.
D - HGI Opportunity Fund XX, LP Files SEC Document
D - HGI Opportunity Fund XX, LP submitted a filing to the SEC on September 3, 2026, listed under CIK 0002111458.
Ren Life Sciences Partners II L.P. Files SEC Exemption Notice
Ren Life Sciences Partners II L.P. submitted a filing to the SEC claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Oaktree Real Estate Income Fund, L.P. files D/A on SEC EDGAR under 3(c)(7) exemption
Oaktree Real Estate Income Fund, L.P. filed a D/A on Sept. 1, 2026, indicating reliance on Investment Company Act Section 3(c)(7), according to SEC EDGAR.
PL CAPITAL SPV #1, LP Files D/A on 2026-09-03
PL CAPITAL SPV #1, LP submitted a D/A filing under Investment Company Act Section 3(c)(1) on 2026-09-03.
Loan Mountain Investments LLC Files D/A on SEC EDGAR
Loan Mountain Investments LLC submitted a D/A filing to the SEC on September 2, 2026, with accession number 0001958789-26-000003.
Yuma Subnet Composite Onshore Fund, L.P. Files D/A with SEC
Yuma Subnet Composite Onshore Fund, L.P. submitted a D/A filing to the SEC on September 2, 2026, according to SEC EDGAR records.
Yuma Large Cap Subnet Onshore Fund Files D/A With SEC
Yuma Large Cap Subnet Onshore Fund, L.P. submitted a D/A filing to the SEC on September 2, 2026.
J2 Ventures Strategic Opportunities J Files 3(c) Exemption Notice
J2 Ventures Strategic Opportunities J, L.P. submitted an SEC filing on September 2, 2026, referencing Investment Company Act sections 3(c)(1) and 3(c)(7).
Yuma Subnet Composite Onshore Fund Files D/A With SEC
Yuma Subnet Composite Onshore Fund, L.P. submitted a D/A filing to the SEC on 2026-09-02 with accession number 0002085047-26-000001.
StepStone VC Secondaries Fund VII-I Files D/A on 2026-09-01
StepStone VC Secondaries Fund VII-I (Cayman) LP submitted a Form D/A filing under Investment Company Act Section 3(c)(7).
Yuma Large Cap Subnet Onshore Fund, L.P. Files D/A With SEC
Yuma Large Cap Subnet Onshore Fund, L.P. submitted a D/A filing on September 2, 2026, per SEC EDGAR records.
Loan Mountain Investments LLC Submits SEC Filing
Loan Mountain Investments LLC filed a D/A document with the SEC on September 2, 2026, according to EDGAR records.
House passes continuing resolution extending federal funding to Dec. 11
The House passed a stopgap funding bill 370-48 that extends federal funding to Dec. 11 and now heads to President Donald Trump’s desk, according to Dealbreaker.
StepStone VC Secondaries Fund VII LP Files D/A with SEC
StepStone VC Secondaries Fund VII LP submitted a D/A filing on 2026-09-01 under Investment Company Act Section 3(c)(7).
J2 Ventures Strategic Opportunities J Files SEC Exemption Notice
D - J2 Ventures Strategic Opportunities J, L.P. submitted a filing to the SEC on September 2, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
StepStone VC Secondaries Fund VII-I LP Files D/A with SEC
StepStone VC Secondaries Fund VII-I LP submitted a D/A filing on September 1, 2026, under Investment Company Act Section 3(c)(7).
OnePointTwo Capital Pure Alpha Growth Fund LLC Files SEC Notice
OnePointTwo Capital Pure Alpha Growth Fund LLC submitted a Section 3(c)(1) filing to the SEC on September 2, 2026.
H.I.G. Infra Lantern Coinv Feeder Fund, L.P. Files SEC Notice
D - H.I.G. Infra Lantern Coinv Feeder Fund, L.P. submitted a filing to the SEC on September 2, 2026 under Section 3(c)(7).
Cambrian Thesis Capital Fund, LP Files 3(c)(1) Notice With SEC
Cambrian Thesis Capital Fund, LP submitted a Section 3(c)(1) filing under the Investment Company Act on September 1, 2026.
TRGP Opportunities Fund LP Files D/A With SEC Referencing 3(c)(7)
TRGP Opportunities Fund, LP submitted a D/A filing to the SEC on September 2, 2026, under Item 3C.7 for Section 3(c)(7).
Kedalion Fund (US) LP Files SEC Notice
Kedalion Fund (US) LP submitted a filing to the SEC on September 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.
StepStone VC Secondaries Fund VII (Cayman) LP Files D/A
StepStone VC Secondaries Fund VII (Cayman) LP submitted a D/A filing on 2026-09-01 under Section 3(c)(7) of the Investment Company Act.
DV 30F2 Series Files 3(c)(1) Notice With SEC
D - DV 30F2 a Series of Denver Ventures I LLC submitted a Section 3(c)(1) filing to the SEC on September 2, 2026.
2am Ventures Opportunity Fund II Files 3(c)(1) Notice
2am Ventures Opportunity Fund II, LP submitted a Section 3(c)(1) exemption filing to the SEC on September 2, 2026.
Oaktree Real Estate Income Fund Files SEC Amendment
Oaktree Real Estate Income Fund, L.P. submitted a D/A filing on September 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Oaktree Real Estate Income Fund Files D/A on 2026-09-01
Oaktree Real Estate Income Fund, L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on September 1, 2026.
Bernstein Fund Series Files D/A Under 3(c)(7)
Bernstein Diversified Targeted Services Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. filed a D/A on September 1, 2026.
Logos Global Offshore Fund Ltd. Files D/A with SEC
Logos Global Offshore Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on September 1, 2026.
