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Regulatory

Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.

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Jul 25, 2026 #sec-filing#form-d#spv

LifeSci Venture SPV 18 Files D/A Amendment on July 24 2026

LifeSci Venture SPV 18 LLC submitted a Form D/A filing under Section 3(c)(1) of the Investment Company Act.

Hand writing cryptocurrency concepts on whiteboard in business meeting.
Jul 25, 2026 #sec-filing#3c1-exemption#private-fund

Align Ventures Co-Invest Fund Files 3(c)(1) Exemption Notice

D - Align Ventures Co-Invest Fund, LP filed a Section 3(c)(1) notice with the SEC on July 24, 2026.

Detailed view of a stock market screen showing numbers and data, symbolizing financial trading.
Jul 25, 2026 #sec-filing#form-d#blackstone

Blackstone Files D/A for Private Equity Strategies Fund (TE) L.P.

Blackstone Private Equity Strategies Fund (TE) L.P. submitted a D/A filing on 2026-07-24 under Investment Company Act Section 3(c)(7).

Historic courthouse facade with statue and American flag in daylight.
Jul 25, 2026 #sec-filing#3c1-exemption#spv

LifeSci Venture SPV 18 Files D/A With SEC

LifeSci Venture SPV 18, LLC submitted a D/A filing on 2026-07-24 referencing Section 3(c)(1) of the Investment Company Act.

Close-up of hands signing a contract on a desk with office supplies, symbolizing legal agreements.
Jul 25, 2026 #sec-filing#3c1-exemption#private-fund

D - Align Ventures Co-Invest Fund Files SEC Notice Under 3(c)(1)

D - Align Ventures Co-Invest Fund, LP submitted a filing to the SEC on July 24, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Jul 25, 2026 #sec-filing#3c1-exemption#spv

Levee Ventures Intramotev I Files SEC Form Claiming 3(c)(1) Exemption

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a 9 KB filing to the SEC on July 24, 2026, under Section 3(c)(1) of the Investment Company Act.

Close-up of a hand holding a paper plane with 'Startup' written, symbolizing a business launch.
Jul 25, 2026 #sec-filing#3c1-exemption#spv

LifeSci Venture SPV 18 Files SEC Amendment for 3(c)(1) Exemption

LifeSci Venture SPV 18, LLC submitted a D/A filing on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Front view of the Royal Palace of Brussels with Belgian flag under a cloudy sky.
Jul 25, 2026 #sec-filing#3c1-exemption#spv

Levee Ventures Intramotev I Files SEC Notice for 3(c)(1) Exemption

Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed a Form 3C notice with the SEC on July 24, 2026, claiming Section 3(c)(1) exemption.

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Jul 25, 2026 #sec-filing#spv#3c1-exemption

Levee Ventures Intramotev I Files SEC Notice Under Section 3(c)(1)

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Form D filing with the SEC on July 24, 2026, claiming exemption under Investment Company Act Section 3(c)(1).

Urban architecture of a government building with a clear blue sky in Montevideo, Uruguay.
Jul 25, 2026 #sec-filing#form-d#private-equity

Blackstone Private Equity Strategies Fund Files D/A on July 24, 2026

Blackstone Private Equity Strategies Fund (TE) L.P. submitted Form D/A filing 0001953940-26-000010 with the SEC under Section 3(c)(7).

Spacious and elegant wooden courtroom with empty seats, located in Bern, Switzerland.
Jul 25, 2026 #regulatory#sec-filing#3c7

Aptitude Alternative Equity LP Files D/A Amendment with SEC

Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.

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Jul 25, 2026 #blackstone#sec-filing#section-3c7

Blackstone Private Equity Strategies Fund Files SEC Document

Blackstone Private Equity Strategies Fund L.P. submitted a regulatory filing under Section 3(c)(7) of the Investment Company Act on July 24, 2026.

Detailed view of a financial report with a focus on graphs and data analysis.
Jul 25, 2026 #sec-filing#aptitude-alternative-equity#3c7-exemption

Aptitude Alternative Equity Ltd Files D/A With SEC

Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.

The Texas House of Representatives chamber, featuring legislative seats and historical portraits.
Jul 25, 2026 #sec-filing#3c1-exemption#spv

LifeSci Venture SPV 18 LLC Files SEC Notice on July 24 2026

LifeSci Venture SPV 18 LLC submitted a D/A filing to the SEC on July 24 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Jul 25, 2026 #regulatory#sec-filing#blackstone

Blackstone Private Equity Strategies Fund Files D/A With SEC

Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on July 24, 2026, under Investment Company Act Section 3(c)(7).

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Jul 25, 2026 #sec-filing#aptitude-alternative-equity#section-3c7

Aptitude Alternative Equity LP Files D/A With SEC

Aptitude Alternative Equity LP submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.

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Jul 25, 2026 #sec-filing#3c1-exemption#spv

Levee Ventures Intramotev I Files SEC Notice as Decile SPV Series

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a filing to the SEC on July 24, 2026, under Section 3(c)(1).

Businessman signing important documents at office desk.
Jul 24, 2026 #regulatory#sec-filing#3c1-exemption

Levee Ventures Intramotev I Files SEC Notice Under 3(c)(1)

Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a regulatory filing to the SEC on July 24, 2026, claiming exemption under Section 3(c)(1).

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Jul 24, 2026 #aptitude-alternative-equity#sec-filing#3c7

Aptitude Alternative Equity LP Files D/A on 2026-07-24

Aptitude Alternative Equity LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 24, 2026, according to SEC EDGAR.

Detailed view of a financial report with a focus on graphs and data analysis.
Jul 24, 2026 #sec-filing#aptitude-alternative-equity-lp#investment-company-act

Aptitude Alternative Equity LP Files D/A With SEC

Aptitude Alternative Equity LP submits D/A filing referencing Investment Company Act Section 3(c)(7) on July 24, 2026.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Jul 24, 2026 #sec-filing#3c1-exemption#private-fund

D - Align Ventures Co-Invest Fund Files 3(c)(1) Notice With SEC

D - Align Ventures Co-Invest Fund, LP submitted a Section 3(c)(1) notice to the SEC on July 24, 2026.

Close-up of contract papers with Scrabble tiles spelling 'CONTRACT'.
Jul 24, 2026 #sec-filing#3c1-exemption#private-fund

Galerie Income Fund II LLC Files 3(c)(1) Notice with SEC

Galerie Income Fund II LLC submitted a Section 3(c)(1) filing to the SEC on July 24, 2026, under CIK 0002146766.

Close-up of a live cryptocurrency trading chart screen displaying dynamic market trends and analysis.
Jul 24, 2026 #sec-filing#aptitude-alternative-equity#section-3c7

Aptitude Alternative Equity Ltd Files D/A With SEC

Aptitude Alternative Equity Ltd submitted a D/A filing to the SEC on July 24 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Jul 24, 2026 #sec-filing#blackstone#3c7

Blackstone Private Equity Strategies Fund Files D/A With SEC

Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing to the SEC on July 24, 2026, citing Section 3(c)(7) of the Investment Company Act.

Majestic Neoclassical facade featuring ornate columns and classical architecture.
Jul 24, 2026 #sec-filing#fund-formation#edgar

D-KNT Legacy Fund LP Files SEC Document

D-KNT Legacy Fund LP submitted a filing to the SEC on July 24, 2026, according to EDGAR records.

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Jul 24, 2026 #sec-filing#life-sci-venture#spv

LifeSci Venture SPV 18 LLC Files D/A on SEC EDGAR

LifeSci Venture SPV 18 LLC submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.

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Jul 24, 2026 #sec-filing#3c1-exemption#investment-company-act

Winchester Strategic Credit Partners L.P. Files D/A Form

Winchester Strategic Credit Partners L.P. submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.

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Jul 24, 2026 #sec-filing#private-fund#energy-fund

EQV Energy Opportunities Fund III Files D/A With SEC

EQV Energy Opportunities Fund III, L.P. submitted a D/A filing on July 24, 2026, under Investment Company Act Sections 3(c)(1) and 3(c)(7).

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Jul 24, 2026 #sec-filing#section-3c1#cloud-nine-partners

Cloud Nine Partners LP Files SEC Notice Under Section 3(c)(1)

Cloud Nine Partners LP submitted a Section 3(c)(1) filing with the SEC on July 24, 2026, according to SEC EDGAR.

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Jul 24, 2026 #sec-filing#bull-street-holdings#3c1-exemption

Bull Street Holdings LP Files SEC Notice Under 3(c)(1)

Bull Street Holdings LP submitted a regulatory filing to the SEC on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Jul 24, 2026 #sec-filing#form-d#regulatory

Diamond Parent Holdings Files D/A with SEC EDGAR

Diamond Parent Holdings, Corp. submitted a D/A filing on July 24, 2026 under accession number 0001667394-26-000001.

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Jul 24, 2026 #sec-filing#3c7#investment-company-act

G2 Investment Partners QP LP Files D/A with SEC

G2 Investment Partners QP LP submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Jul 24, 2026 #regulatory#sec-filing#blackstone

Blackstone Private Equity Strategies Fund SICAV Files D/A on 2026-07-24

Blackstone Private Equity Strategies Fund SICAV submitted a D/A filing with the SEC on July 24 2026 according to EDGAR records.

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Jul 24, 2026 #regulatory#sec-filing#3c1-exemption

Palmer Square Private Credit Offshore Fund Files 3(c)(1) Notice

Palmer Square Private Credit Offshore Fund, LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act on July 24, 2026.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Jul 24, 2026 #sec-filing#3c7-exemption#feeder-fund

ECM Feeder Fund 1 Files D/A with SEC Under 3(c)(7)

ECM Feeder Fund 1 submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.

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Jul 24, 2026 #blackstone#form-d#sec-filing

Blackstone Private Equity Strategies Fund Files D/A on July 24 2026

Blackstone Private Equity Strategies Fund (TE) L.P. submitted a Form D/A amendment claiming Section 3(c)(7) exemption under the Investment Company Act.

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Jul 24, 2026 #regulatory#sec-filing#form-d

CAP Growth II Co-Investment Files SEC Amendment

CAP Growth II Co-Investment, L.P. submits Form D/A filing under Investment Company Act Section 3(c)(1) on July 24, 2026.

Elegant office building under a clear blue sky in Washington, D.C.
Jul 24, 2026 #sec-filing#3c1-exemption#fund-formation

D - TE-0621 Fund I Files 3(c)(1) Notice With SEC

D - TE-0621 Fund I, a series of Ventioneers Funds, LP submitted a Section 3(c)(1) filing on July 24, 2026.

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Jul 24, 2026 #sec-filing#3c7-exemption#highbury-holdings

Highbury Holdings XVII Files 3(c)(7) Exemption Notice

Highbury Holdings XVII, LLC submitted a Section 3(c)(7) notice to the SEC on July 24, 2026.

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Jul 24, 2026 #regulatory#sec-filing#investment-company-act

Highbury Holdings XVI, LP Files D/A on 2026-07-24

Highbury Holdings XVI, LP submitted a D/A filing to the SEC on July 24, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Jul 24, 2026 #sec-filing#3c1-exemption#investment-company-act

D - CO-0519 Fund I Files SEC Notice Claiming 3(c)(1) Exemption

D - CO-0519 Fund I, a series of Roll Up Vehicles, LP submitted a 7 KB filing to the SEC on 2026-07-24 under Section 3(c)(1) of the Investment Company Act.

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Jul 24, 2026 #sec-filing#3c1#private-fund

D - ZE-1213 Fund I Files 3(c)(1) Notice

D - ZE-1213 Fund I, a series of Armenian Founders, LP filed a Section 3(c)(1) notice with the SEC on July 24, 2026.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Jul 23, 2026 #sec-filing#spitfire-fund-lp#3c1-exemption

SPITFIRE FUND L.P. Submits D/A Filing to SEC

SPITFIRE FUND L.P. filed a D/A amendment on July 23 2026 referencing Section 3(c)(1) of the Investment Company Act.

Businessman signing important documents at office desk.
Jul 23, 2026 #sec-filing#3c1-exemption#spv

Sandlot Partners YHA SPV LLC Files 3(c)(1) Exemption Notice

Sandlot Partners YHA SPV LLC submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 23, 2026.

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Jul 23, 2026 #sec-filing#regulatory#3c1

Behind Genius Fund III, LP Files SEC Notice Under Section 3(c)(1)

Behind Genius Fund III, LP submitted a filing to the SEC on July 23, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Jul 23, 2026 #sec-filing#form-d#wa-ventures

WA.Ventures, LLC Submits SEC Filing on July 23, 2026

WA.Ventures, LLC filed a document with the SEC under accession number 0002146798-26-000001 on July 23, 2026.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Jul 23, 2026 #sec-filing#uas-capital#regulatory

UAS Capital, LLC Files SEC Document July 23, 2026

UAS Capital, LLC submitted a 6 KB filing to the SEC on July 23, 2026, under accession number 0001680026-26-000003.

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Jul 23, 2026 #regulatory#sec-filing#3c7

BlackRock Global Market Strategies Fund Ltd. Files D/A on 3(c)(7) Exemption

BlackRock Global Market Strategies Fund Ltd. submitted a D/A filing to the SEC on July 23 2026 claiming the Section 3(c)(7) exemption under the Investment Company Act.

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Jul 23, 2026 #sec-filing#3c7-exemption#venture-capital

Point Olema U.S. Venture Capital Portfolio Files D/A With SEC

Point Olema U.S. Venture Capital Portfolio, L.P. submitted a D/A filing on July 23, 2026 referencing Section 3(c)(7) of the Investment Company Act.

The old courthouse in St. Louis with the iconic Gateway Arch in the backdrop.
Jul 23, 2026 #sec-filing#3c1#iterative-fund-i

Iterative Fund I, LP Files D/A Amendment with SEC

Iterative Fund I, LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 23, 2026.