Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Obra Diversified Alternative Income Fund Files Under Section 3(c)(7)
Obra Diversified Alternative Income Fund, LP submitted a SEC filing on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
QnA Cloud Fund I LP Files Under Investment Company Act Section 3(c)(1)
D - QnA Cloud Fund I LP submitted a filing to the SEC on April 14, 2026, citing Section 3(c)(1) of the Investment Company Act.
Blue Chip Capital Group Inc. Files SEC Document
Blue Chip Capital Group Inc. submitted a filing to the SEC on April 14, 2026, according to EDGAR records.
Forge Investments LLC Files for Fund FG-ARE Under Section 3(c)(1)
Forge Investments LLC submitted a filing for Fund FG-ARE on April 14, 2026, referencing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Forge Investments LLC Files for Fund FG-ASF Series
Forge Investments LLC filed a SEC document for its Fund FG-ASF series on April 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Obra Diversified Alternative Income Fund LP Files SEC Notice Under Section 3(c)(7)
Obra Diversified Alternative Income Fund LP filed a notice with the SEC on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
QnA Cloud Fund I LP Files SEC Form for Investment Company Act
D - QnA Cloud Fund I LP submitted a filing to the SEC on April 14, 2026, related to Section 3(c)(1) of the Investment Company Act.
Blackstone Waypoint Feeder Fund LP Files Under Section 3(c)(7)
Blackstone Waypoint Feeder Fund LP submitted a SEC filing on April 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Dover Street Fund XII Private Investors Files SEC Exemption
Dover Street Fund XII Private Investors, LLC filed a notice under Section 3(c)(7) of the Investment Company Act on April 14, 2026, as per SEC records.
Mercer Private Investment Partners IX, LP Files SEC Exemption Under Section 3(c)(7)
Mercer Private Investment Partners IX, LP filed a document with the SEC on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
Semi Liquid Assets LLC Files Section 3(c)(7) Notice for Emerging Markets Series
Semi Liquid Assets LLC submitted a SEC filing on April 14, 2026, for an exemption under Section 3(c)(7) of the Investment Company Act.
Virtus Power Holdings, LLC Files SEC Document on April 14, 2026
Virtus Power Holdings, LLC submitted a filing to the SEC on April 14, 2026, as recorded in the EDGAR database.
TPG Rise Climate Equity II, L.P. Files Under Investment Company Act Section 3(c)(1)
TPG Rise Climate Equity II, L.P. filed a document with the SEC on April 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
ELSA Capital OpenAI SPV I Files SEC Notice Under Investment Company Act
ELSA Capital OpenAI SPV I a Series of CGF2021 LLC filed a SEC document on April 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ELSA Capital OpenAI SPV I Files Under Section 3(c)(7)
D - ELSA Capital OpenAI SPV I, a series of CGF2021 LLC, filed a SEC document on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
Perbak Global Market Neutral Fund Files Under Section 3(c)(7)
Perbak Global Market Neutral Fund Ltd filed a document on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported in an SEC EDGAR filing.
Perbak Global Market Neutral Fund Ltd Files Under Section 3(c)(7)
Perbak Global Market Neutral Fund Ltd filed a document with the SEC on April 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
TPG Rise Climate Infra Equity L.P. Files Under Investment Company Act Section 3(c)(1)
TPG Rise Climate Infra Equity L.P. filed a document with the SEC on April 14, 2026, under Item 3C.1 related to Section 3(c)(1), according to SEC EDGAR.
U.S. Energy Private Capital III LP Files D/A with SEC
U.S. Energy Private Capital III LP filed a D/A on April 14, 2026, as reported by SEC EDGAR.
U.S. Energy Private Capital III LP Files SEC Document
U.S. Energy Private Capital III LP submitted a filing to the SEC on April 14, 2026, according to EDGAR records.
Victory Springs Capital, LP Files SEC Document on Investment Company Act
Victory Springs Capital, LP submitted a filing to the SEC on April 14, 2026, related to Section 3(c)(1) of the Investment Company Act.
Victory Springs Capital, LP Files Under Section 3(c)(1)
Victory Springs Capital, LP submitted a SEC filing on April 14, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
D - MA-0403 Fund II Files Under Investment Company Act Section 3(c)(1)
D - MA-0403 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on April 14, 2026, related to Section 3(c)(1) of the Investment Company Act.
Gaingels Fund V Files Under SEC Investment Company Act Section 3(c)(1)
Gaingels Fund V, a series of Zachary Ginsburg Funds, LP, submitted a SEC filing on April 14, 2026, citing Section 3(c)(1) of the Investment Company Act.
Lead Edge Partners Opportunity XXXI, LP Files Under Section 3(c)(7)
Lead Edge Partners Opportunity XXXI, LP submitted a SEC filing on April 14, 2026, related to Investment Company Act Section 3(c)(7).
QM Alpha Fund LP Files Under Section 3(c)(1) of Investment Company Act
QM Alpha Fund LP submitted a SEC filing on April 14, 2026, citing Section 3(c)(1) for exemption as an investment company.
Sajid Rahman Angel Funds Files SEC Document Under Section 3(c)(1)
D - SE-0319 Fund I, a series of Sajid Rahman Angel Funds, LP, filed a SEC document on April 14, 2026, related to Section 3(c)(1) of the Investment Company Act.
Gaingels Fund V Files Under Investment Company Act Section 3(c)(1)
Gaingels Fund V, a series of Zachary Ginsburg Funds, LP, filed a notice under the Investment Company Act on April 14, 2026, according to SEC EDGAR.
Lead Edge Partners Opportunity XXXI, LP Files SEC Notice for Section 3(c)(7) Exemption
Lead Edge Partners Opportunity XXXI, LP submitted a filing to the SEC on April 14, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
QM Alpha Fund LP Files SEC Document for Investment Company Act Section 3(c)(1)
QM Alpha Fund LP submitted a filing to the SEC on April 14, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
Sajid Rahman Angel Funds LP Files Under Investment Company Act
D - SE-0319 Fund I, a series of Sajid Rahman Angel Funds, LP, filed a document under Section 3(c)(1) on April 14, 2026, as per SEC EDGAR.
BGO Asia Property Partners II LP Files SEC Document for Section 3(c)(7)
BGO Asia Property Partners II LP submitted a SEC filing on April 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
BGO Asia Property Partners II LP Files SEC Document Under Section 3(c)(7)
BGO Asia Property Partners II LP submitted a filing on April 13, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Bitwise Multi-Strategy Alpha Fund Onshore, LP Files Form D/A Amendment
Bitwise Multi-Strategy Alpha Fund Onshore, LP submitted a Form D/A to the SEC on April 13, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Bitwise Multi-Strategy Alpha Fund Onshore, LP Files Under SEC Section 3(c)(7)
Bitwise Multi-Strategy Alpha Fund Onshore, LP submitted a SEC filing on April 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
EnTrust Global Opportunistic Credit Fund I Ltd Files SEC Document
EnTrust Global Opportunistic Credit Fund I Ltd filed a SEC document on April 13, 2026, referencing Investment Company Act Section 3(c)(7).
Altos Korea Opportunity Fund 7 Files Under Section 3(c)(7)
Altos Korea Opportunity Fund 7, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 13, 2026, according to SEC EDGAR.
Altos Korea Opportunity Fund 7, L.P. Files Under Section 3(c)(7)
Altos Korea Opportunity Fund 7, L.P. filed a document with the SEC on April 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
BGO Asia Property Partners II LP Files Under Investment Company Act Section 3(c)(7)
D - BGO Asia Property Partners II LP filed a document with the SEC on April 13, 2026, related to Investment Company Act exemptions.
Bitwise Multi-Strategy Alpha Fund Files Under Section 3(c)(7)
Bitwise Multi-Strategy Alpha Fund Offshore, Ltd. filed a document with the SEC on April 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Blue Ocean Onshore Fund II LP Files SEC Document for Section 3(c)(7)
Blue Ocean Onshore Fund II LP filed a SEC document on April 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
Blue Ocean Onshore Fund II LP Files Under Investment Company Act Section 3(c)(7)
Blue Ocean Onshore Fund II LP submitted a filing to the SEC on April 13, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
NXT Capital Senior Loan Fund VIII Feeder Fund Files SEC Form D
NXT Capital Senior Loan Fund VIII Feeder Fund (L) Cayman, LP filed a Form D on April 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
Alamo Angels Fund III LLC - Series 2 Files SEC Document
Alamo Angels Fund III LLC - Series 2 submitted a filing to the SEC on April 13, 2026, as per official records.
BAM Preferred Credit Fund Files SEC Document on Investment Company Act Exemptions
BAM Preferred Credit Fund, LP filed a regulatory document with the SEC on April 13, 2026, citing exemptions under sections 3(c), 3(c)(5), and 3(c)(7) of the Investment Company Act.
BAM Preferred Credit Fund LP Files SEC Document on Investment Act Exemptions
BAM Preferred Credit Fund LP filed a SEC document on April 13, 2026, referencing exemptions under Sections 3(c)(5) and 3(c)(7) of the Investment Company Act.
BGA Private Opportunities Fund Files for Section 3(c)(7) Exemption
D - BGA Private Opportunities Fund, LLC - NextFrontier Series filed a SEC document on April 13, 2026, related to Investment Company Act Section 3(c)(7).
BGA Private Opportunities Fund Files SEC Document for Section 3(c)(7) Exemption
BGA Private Opportunities Fund LLC - NextFrontier Series filed a SEC EDGAR document on April 13, 2026, related to Investment Company Act Section 3(c)(7).
CCP Private Holdings 2026 LLC Files with SEC on April 13, 2026
D - CCP Private Holdings 2026 LLC, with CIK 0002128766, submitted a filing to SEC EDGAR on April 13, 2026, according to official records.
Rainforest Capital Fund LLC Files Series 6 with SEC
Rainforest Capital Fund LLC submitted a filing for Series 6 on April 13, 2026, as per SEC EDGAR records.
