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Regulatory

Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.

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Young couple consults with financial advisor, signing important documents indoors.
Jul 5, 2026 #sec-filing#fundraising#regulatory

Mana Up Capital Partners II, L.P. Files D/A With SEC

Mana Up Capital Partners II, L.P. submitted a D/A filing on July 2, 2026, according to SEC EDGAR records.

A historic courthouse dome framed by tall buildings on a city street, showcasing urban architecture.
Jul 5, 2026 #regulatory#fundraising#sec-filing

Sandbrook Climate Infrastructure Fund II-C LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Jul 5, 2026 #regulatory#sec-filing#3c7

Sandbrook Climate Infrastructure Fund II LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 claiming Section 3(c)(7) exemption.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Jul 5, 2026 #sec-filing#3c1#private-fund

Summers Value Fund LP Files D/A on 2026-07-02

Summers Value Fund LP submitted a D/A filing to the SEC on 2026-07-02 claiming exemption under Section 3(c)(1) of the Investment Company Act.

A view of a neoclassical government building with an American flag and cherry blossoms in Washington, DC.
Jul 5, 2026 #sec-filing#3c7#infrastructure-fund

Sandbrook Climate Infrastructure Fund II-B LP Files SEC Notice

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on July 2, 2026, under Section 3(c)(7) of the Investment Company Act.

Detailed view of a stock market screen showing numbers and data, symbolizing financial trading.
Jul 5, 2026 #sec-filing#investment-company-act#climate-infrastructure

Sandbrook Climate Infrastructure Fund II-C LP Files D/A With SEC

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC on July 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.

South Dade Justice Center and Government Building facade in Miami, Florida showcases modern architecture.
Jul 5, 2026 #sec-filing#3c7#infrastructure

Stonepeak Infrastructure Credit Fund II LP Files SEC Notice

Stonepeak Infrastructure Credit Fund II LP submitted a filing to the SEC on July 2, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Jul 5, 2026 #regulatory#fundraising#sec-filing

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a Section 3(c)(7) filing on 2026-07-02 according to SEC EDGAR.

The United States Capitol under clear blue skies, showcasing its iconic architecture.
Jul 4, 2026 #sec-filing#investment-company-act#3c5-exemption

SNK Investments & Capital Fund LLC Files D/A With SEC

SNK Investments & Capital Fund LLC submitted a D/A filing on July 2, 2026 referencing Section 3(c)(5) of the Investment Company Act.

Explore the majestic architecture of the Victoria BC Parliament Building surrounded by lush gardens.
Jul 4, 2026 #sec-filing#regulatory#fund-document

Mana Up Capital Partners II, L.P. Files D/A on SEC EDGAR

Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026, with accession number 0002069694-26-000001.

Detailed view of a financial report with a focus on graphs and data analysis.
Jul 4, 2026 #sec-filing#3c1-exemption#summers-value-fund

Summers Value Fund LP Files D/A with SEC on July 2 2026

Summers Value Fund LP submitted D/A filing 0001739928-26-000003 referencing Investment Company Act Section 3(c)(1).

Historic Hobart Courthouse framed by trees in early morning light, Tasmania.
Jul 4, 2026 #sec-filing#form-d-amendment#3c7-exemption

Sandbrook Climate Infrastructure Fund II LP Files D/A With SEC

Sandbrook Climate Infrastructure Fund II LP submitted a D/A amendment on 2026-07-02 claiming exemption under Investment Company Act Section 3(c)(7).

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Jul 4, 2026 #sec-filing#climate-infrastructure#3c7

Sandbrook Climate Infrastructure Fund II-B LP Files D/A

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing on 2026-07-02 under Section 3(c)(7) of the Investment Company Act.

Monochrome photo of the New York State Capitol building with its reflection in water, emphasizing architectural symmetry.
Jul 4, 2026 #sec-filing#investment-company-act#snk-investments

SNK Investments & Capital Fund LLC Files D/A on July 2 2026

SNK Investments & Capital Fund LLC submitted a D/A filing to the SEC on 2026-07-02 referencing Investment Company Act Section 3(c)(5).

Close-up of the architectural details of the Reichstag Building in Berlin, Germany.
Jul 4, 2026 #regulatory#sec-filing#fund-amendment

Mana Up Capital Partners II Files D/A on July 2 2026

Mana Up Capital Partners II L.P. submitted a D/A filing to the SEC on July 2 2026 under accession number 0002069694-26-000001.

Exterior of famous Idaho State Capitol building located in America under colorful sky at sunrise
Jul 4, 2026 #sec-filing#3c7#infrastructure-fund

Sandbrook Climate Infrastructure Fund II-C LP Files D/A Amendment

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026, according to SEC EDGAR.

Front view of the Supreme Court building in New York City with blue skies.
Jul 4, 2026 #sec-filing#form-d-amendment#3c1-exemption

Summers Value Fund LP Submits D/A Filing to SEC

Summers Value Fund LP filed a D/A notice with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.

Front view of the historic Barnstable County Courthouse with a prominent statue and flag.
Jul 4, 2026 #sec-filing#form-d-amendment#mana-up-capital-partners

Mana Up Capital Partners II, L.P. Files D/A with SEC EDGAR

Mana Up Capital Partners II, L.P. submitted a D/A filing on 2026-07-02 via SEC EDGAR under CIK 0002069694.

A close-up image showing a hand holding a pen while signing a document.
Jul 4, 2026 #regulatory#sec-filing#3c7

Sandbrook Climate Infrastructure Fund II-C LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

Front view of the Royal Palace of Brussels with Belgian flag under a cloudy sky.
Jul 4, 2026 #regulatory#sec-filing#3c1

Summers Value Fund LP Files D/A with SEC

Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Jul 4, 2026 #sec-filing#section-3c1#investment-company-act

Summers Value Fund LP Files D/A Notice Under Section 3(c)(1)

Summers Value Fund LP submitted a D/A filing on July 2 2026 claiming exemption under Investment Company Act Section 3(c)(1).

Hands signing a contract with a blue pen, close-up view.
Jul 4, 2026 #regulatory#sec-filing#3c7

Sandbrook Climate Infrastructure Fund II LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 referencing Section 3(c)(7) of the Investment Company Act.

Concrete Brutalist building facade in Boston, showcasing striking geometric design.
Jul 4, 2026 #sec-filing#3c7-exemption#climate-infrastructure

Sandbrook Climate Infrastructure Fund II-C LP Files D/A with SEC

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(7) exemption under the Investment Company Act.

A close-up image showing a hand holding a pen while signing a document.
Jul 4, 2026 #sec-filing#3c7#stonepeak

Stonepeak Files 3(c)(7) Notice for Infrastructure Credit Fund II Feeder

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a Section 3(c)(7) notice to the SEC on July 2, 2026.

Close-up of business professionals signing a document with a pen indoors.
Jul 4, 2026 #regulatory#sec-filing#3c7

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice

D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP filed a notice under Investment Company Act Section 3(c)(7) on July 2, 2026.

Modern Los Angeles Federal Courthouse, aerial perspective, sunny day.
Jul 4, 2026 #regulatory#sec-filing#infrastructure

Stonepeak Infrastructure Credit Fund II LP Files SEC Notice

Stonepeak Infrastructure Credit Fund II LP submitted a filing to the SEC on July 2 2026 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Jul 4, 2026 #sec-filing#3c7#climate-infrastructure

Sandbrook Climate Infrastructure Fund II-C LP Files D/A

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC on July 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Group of business professionals discussing financial strategies in a modern office setting.
Jul 4, 2026 #sec-filing#regulatory#fund-document

Mana Up Capital Partners II Files D/A With SEC

Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026 under accession number 0002069694-26-000001.

A view of a neoclassical government building with an American flag and cherry blossoms in Washington, DC.
Jul 4, 2026 #sec-filing#climate-infrastructure#3c7-exemption

Sandbrook Climate Infrastructure Fund II-B LP Files D/A With SEC

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on July 2 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.

Close-up of a person signing a divorce decree on a desk.
Jul 3, 2026 #sec-filing#climate-infrastructure#3c7-exemption

Sandbrook Climate Infrastructure Fund II-C LP Files D/A on 2026-07-02

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing under Investment Company Act Section 3(c)(7).

Majestic heritage building on a quiet street in Hobart, Tasmania, showcasing classic architectural style.
Jul 3, 2026 #sec-filing#infrastructure#3c7

Sandbrook Climate Infrastructure Fund II LP Files SEC Notice

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 claiming the Section 3(c)(7) exemption.

A stunning historic building in Brady, Texas with a vibrant red roof against a blue sky and white clouds.
Jul 3, 2026 #sec-filing#section-3c1#summers-value-fund

Summers Value Fund LP Files D/A on Section 3(c)(1)

Summers Value Fund LP submitted a D/A filing to the SEC on 2026-07-02 citing Investment Company Act Section 3(c)(1).

Modern architectural building with Malaysian flag and greenery in Kota Kinabalu, Sabah, Malaysia.
Jul 3, 2026 #sec-filing#3c1-exemption#private-fund

Summers Value Fund LP Files D/A Notice with SEC

Summers Value Fund LP submitted a D/A filing on July 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Close-up of Scrabble tiles spelling 'data breach' on a blurred background
Jul 3, 2026 #regulatory#sec-filing#3c7

Sandbrook Climate Infrastructure Fund II-B LP Files D/A on SEC EDGAR

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 2, 2026.

Front view of the iconic Stockport Town Hall with a clear blue sky backdrop.
Jul 3, 2026 #sec-filing#3c7#infrastructure-credit

Stonepeak Infrastructure Credit Fund II Feeder Files SEC Notice

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Jul 3, 2026 #regulatory#sec-filing#3c7

Sandbrook Climate Infrastructure Fund II-C LP Files D/A with SEC

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(7) exemption under the Investment Company Act.

A historic courthouse dome framed by tall buildings on a city street, showcasing urban architecture.
Jul 3, 2026 #sec-filing#3c1-exemption#investment-company-act

Summers Value Fund LP Files D/A with SEC

Summers Value Fund LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(1) exemption under the Investment Company Act.

The majestic facade of the United States Supreme Court under a clear blue sky.
Jul 3, 2026 #regulatory#sec-filing#infrastructure

Sandbrook Climate Infrastructure Fund II LP Files D/A with SEC

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.

South Dade Justice Center and Government Building facade in Miami, Florida showcases modern architecture.
Jul 3, 2026 #sec-filing#3c7-exemption#infrastructure-fund

Sandbrook Climate Infrastructure Fund II LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 claiming Section 3(c)(7) exemption.

Euro banknotes creatively displayed within a jigsaw puzzle theme.
Jul 3, 2026 #sec-filing#regulatory#mana-up-capital

Mana Up Capital Partners II, L.P. Files D/A with SEC

Mana Up Capital Partners II, L.P. submitted a D/A filing on July 2, 2026, listed under SEC EDGAR accession 0002069694-26-000001.

Historic courthouse facade with statue and American flag in daylight.
Jul 3, 2026 #sec-filing#form-d-amendment#mana-up-capital

Mana Up Capital Partners II Files D/A Amendment

Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026.

Close-up of Scrabble tiles spelling 'data breach' on a blurred background
Jul 3, 2026 #sec-filing#3c7#infrastructure-fund

Sandbrook Climate Infrastructure Fund II-B LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

Colonial-style brick building with shutters and cupola in Williamsburg, USA.
Jul 3, 2026 #regulatory#sec-filing#3c7

Sandbrook Climate Infrastructure Fund II-B LP Files D/A Notice

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing on July 2, 2026, under Investment Company Act Section 3(c)(7).

A stunning view of the iconic United States Capitol under a blue sky in Washington, D.C.
Jul 3, 2026 #regulatory#sec-filing#infrastructure

Sandbrook Climate Infrastructure Fund II-C LP Files D/A on July 2 2026

Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC under Section 3(c)(7) of the Investment Company Act.

Euro banknotes scattered on a trading chart with a calculator, symbolizing finance and analysis.
Jul 3, 2026 #sec-filing#investment-company-act#3c5-exemption

SNK Investments & Capital Fund LLC Files D/A on 2026-07-02

SNK Investments & Capital Fund LLC submitted a D/A filing referencing Section 3(c)(5) of the Investment Company Act.

A lawyer discusses legal documents with clients in an office setting.
Jul 3, 2026 #sec-filing#d-a#section-3c1

Summers Value Fund LP Files D/A on 2026-07-02

Summers Value Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(1) on July 2, 2026.

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Jul 3, 2026 #regulatory#sec-filing#3c7

Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice

D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a Section 3(c)(7) notice to the SEC on July 2, 2026.

Elegant neoclassical facade of Dublin's Four Courts with iconic white columns.
Jul 3, 2026 #sec-filing#infrastructure-fund#credit-fund

Stonepeak Infrastructure Credit Fund II LP Files SEC Notice

Stonepeak Infrastructure Credit Fund II LP submitted a filing under the Investment Company Act on 2026-07-02 according to SEC EDGAR.

Hands signing a contract with a blue pen, close-up view.
Jul 3, 2026 #sec-filing#infrastructure#climate-fund

Sandbrook Climate Infrastructure Fund II-B LP Files SEC Amendment

Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on July 2, 2026 under Section 3(c)(7).

A stunning aerial view of the historic Old Courthouse in downtown St. Louis surrounded by city buildings.
Jul 3, 2026 #regulatory#fundraising#sec-filing

Mana Up Capital Partners II Files D/A With SEC

Mana Up Capital Partners II, L.P. submitted D/A filing 0002069694-26-000001 to the SEC on 2026-07-02.