Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Neuberger Specialty Finance Fund IV LP Files SEC Notice
Neuberger Specialty Finance Fund IV LP submitted a Form D filing with the SEC on May 22 2026 claiming Section 3(c)(7) exemption.
MAVRK Celestia Fund, LP Files SEC Notice May 22, 2026
MAVRK Celestia Fund, LP submitted a filing to the SEC claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Form D Notice
MAVRK Celestia Fund, LP submitted a 7 KB SEC filing on 2026-05-22 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Moxi by Play Money Series Files SEC Notice
D - Moxi by Play Money a Series of Clutch Capital LLC filed a 6 KB notice on 2026-05-22 claiming Section 3(c)(1) exemption.
Western Standard Partners QP Files D/A Amendment With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Western Standard Partners LP Files SEC Amendment Referencing 3(c)(1)
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions
MAVRK Celestia Fund, LP submitted a Form D filing on May 22, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Neuberger Specialty Finance Fund IV LP Files SEC 3(c)(7) Notice
Neuberger Specialty Finance Fund IV LP submitted a Section 3(c)(7) filing with the SEC on May 22, 2026.
Western Standard Partners LP Files D/A With SEC on 2026-05-22
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Shellback Real Estate Fund I, LLC Files With SEC EDGAR
Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026.
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Clutch Capital Files SEC Notice for Moxi by Play Money Series
D - Moxi by Play Money a Series of Clutch Capital LLC filed an SEC notice under Section 3(c)(1) on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Exemption Notice
MAVRK Celestia Fund, LP submitted a notice of exemption filing under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
Clutch Capital Series Files SEC Section 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC submitted a filing to the SEC on May 22, 2026 referencing Section 3(c)(1).
Clutch Capital LLC Files for Scarlet Series Fund
Clutch Capital LLC submitted a Section 3(c)(1) filing for D - Scarlet by Angel Hive on May 22, 2026, according to SEC EDGAR.
Moxi by Play Money Series Files 3(c)(1) Notice
D - Moxi by Play Money a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Clutch Capital LLC Series Files 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Western Standard Partners QP Files 3(c)(7) Amendment With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026 referencing Investment Company Act Section 3(c).
Western Standard Partners LP Files SEC Notice Under 3(c)(1)
Western Standard Partners LP submitted a filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Clutch Capital Series Files SEC 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Western Standard Partners LP Files D/A with SEC
Western Standard Partners LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22, 2026 listing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Clutch Capital Files 3(c)(1) Notice for HITT Power Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for D - HITT Power by SAC 28 a Series of Clutch Capital LLC on May 22, 2026.
Clutch Capital LLC Files for Moxi by Play Money Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for D - Moxi by Play Money a Series on 2026-05-22.
Western Standard Partners QP Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Western Standard Partners LP Files D/A Notice with SEC
Western Standard Partners LP submitted a D/A filing on 2026-05-22 claiming exemption under Investment Company Act Section 3(c)(1).
MAVRK Celestia Fund, LP Files With SEC on May 22, 2026
MAVRK Celestia Fund, LP submitted a 7 KB filing claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Shellback Real Estate Fund I, LLC Files SEC Document
Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026, with accession number 0002123578-26-000001.
Western Standard Partners QP Files D/A Amendment With SEC
Western Standard Partners QP, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 22, 2026.
Western Standard Partners LP Files 3(c)(1) Exemption Notice
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice May 22 2026
MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22 2026 claiming Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Neuberger Specialty Finance Fund IV LP Files SEC Notice
Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22 2026 citing Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund, LP Files 3(c)(1) and 3(c)(7) Notice
MAVRK Celestia Fund, LP submitted a filing to the SEC claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Western Standard Partners QP Files D/A Amendment
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7).
Western Standard Partners QP, L.P. Files D/A on 2026-05-22
Western Standard Partners QP, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 22, 2026.
D - HITT Power by SAC 28 Series Files 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC submitted a Section 3(c)(1) filing on May 22, 2026.
Clutch Capital Files 3(c)(1) Notice for Moxi by Play Money Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for its Moxi by Play Money series on May 22, 2026.
Clutch Capital LLC Files 3(c)(1) Notice for Moxi by Play Money Series
Clutch Capital LLC submitted a Section 3(c)(1) filing for Moxi by Play Money series on May 22, 2026, according to SEC EDGAR.
MAVRK Celestia Fund, LP Files SEC Notice Under Sections 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund Files 3(c)(1) and 3(c)(7) Notice
D - MAVRK Celestia Fund, LP filed a notice claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
Western Standard Partners LP Files D/A Notice with SEC
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners LP Files 3(c)(1) Notice with SEC
Western Standard Partners LP submitted a D/A filing on May 22 2026 referencing Section 3(c)(1) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice on 3(c) Exemptions
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Clutch Capital LLC Files 3(c)(1) Notice for HITT Power Series
Clutch Capital LLC submitted a Section 3(c)(1) filing on 2026-05-22 for its D - HITT Power by SAC 28 series.
Shellback Real Estate Fund I, LLC Files Form D With SEC
Shellback Real Estate Fund I, LLC submitted a regulatory filing to the SEC on May 22, 2026.
Western Standard Partners QP Files D/A on May 22 2026
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Clutch Capital LLC Files for Moxi by Play Money Series
Moxi by Play Money a Series of Clutch Capital LLC filed with the SEC on 2026-05-22 under Section 3(c)(1).
