Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Valo Ventures II, L.P. Files Form D on August 19, 2026
Valo Ventures II, L.P. submits SEC Form D filing claiming Section 3(c)(7) exemption under the Investment Company Act according to SEC EDGAR records.
THL Parallel Fund X, L.P. Files D/A with SEC
THL Parallel Fund X, L.P. submitted a Form D amendment filing on August 20, 2026 under the Securities Act of 1933.
USEDC 2026 Drilling Fund 2 LP Files D/A with SEC
USEDC 2026 Drilling Fund 2 LP submitted a D/A filing on August 20, 2026, according to SEC EDGAR records.
Diameter Lending Offshore Fund II RNF LP Files 3(c)(7) Notice
D - Diameter Lending Offshore Fund II RNF LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 19, 2026.
StepStone Secondaries Infrastructure Fund Europe Files D/A
StepStone Secondaries Infrastructure Fund Europe, SCSp SICAV-RAIF submitted a D/A filing to the SEC on August 20, 2026, claiming Section 3(c)(7) exemption.
K2 FS Custom Solutions Fund Ltd. Files D/A on August 20, 2026
K2 FS Custom Solutions Fund Ltd. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
THL Executive Fund X, L.P. Files D/A Amendment
THL Executive Fund X, L.P. submitted a D/A filing on 2026-08-20 under Section 3(c)(7) according to SEC EDGAR.
Robbins Capital I, L.P. Files With SEC on August 20, 2026
Robbins Capital I, L.P. submitted an SEC filing referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Diameter Lending Offshore Fund II LP Files SEC Notice
Diameter Lending Offshore Fund II LP submitted a Section 3(c)(7) notice filing to the SEC on August 19, 2026.
K2 Apollo Credit Fund Ltd. Files D/A with SEC on August 20 2026
K2 Apollo Credit Fund Ltd. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Pathway Private Equity Fund III-Co Files 3(c)(7) Exemption Notice
Pathway Private Equity Fund III-Co, LP submitted a Section 3(c)(7) filing to the SEC on August 20, 2026.
SageOne Flagship Growth OE Fund Files SEC Document
SageOne Flagship Growth OE Fund submitted a filing to the SEC on August 20, 2026, per EDGAR records.
MP Industrial Holdings Inc. Files SEC Document August 20 2026
MP Industrial Holdings Inc. (CIK 0002151083) submitted a 5 KB filing to SEC EDGAR on August 20, 2026 under accession number 0002151083-26-000001.
D - HU-0707 Fund II Files SEC Form Claiming 3(c)(1) Exemption
D - HU-0707 Fund II, a series of DVC, LP submitted a filing to the SEC on August 20, 2026 under Investment Company Act Section 3(c)(1).
Sajid Rahman Angel Funds Files D - MA-0622 Fund I Notice
D - MA-0622 Fund I, a series of Sajid Rahman Angel Funds, LP filed a Form D notice claiming Section 3(c)(1) exemption on August 20, 2026.
PCA Co-Investments III Files D/A on August 20, 2026
PCA Co-Investments III, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
ValueQuest India Scale II Offshore Fund Files D/A on August 18 2026
ValueQuest India Scale II Offshore Fund submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Klondike Holdings LLC Files SEC Document on August 18, 2026
Klondike Holdings LLC submitted a filing to the SEC on August 18, 2026, assigned accession number 0002144150-26-000002.
Diameter Lending Offshore Fund II RNF LP Files SEC Notice
Diameter Lending Offshore Fund II RNF LP submitted a Section 3(c)(7) filing with the SEC on August 19, 2026.
Supervest Investments Series E Files D/A with SEC
Supervest Investments, LLC, Series E submitted a D/A filing to the SEC on August 18, 2026, claiming exemption under Section 3(c)(4) of the Investment Company Act.
Valo Ventures II Files SEC Notice Under 3(c)(7)
D - Valo Ventures II, L.P. submitted a Section 3(c)(7) filing to the SEC on August 19, 2026.
Tarwin Technology Fund Files SEC Notice Under Section 3(c)(7)
Tarwin Technology Fund, L.P. submitted a filing to the SEC on August 19, 2026, referencing Investment Company Act Section 3(c)(7).
Lamar Advertising Limited Partnership Files With SEC on Aug 19 2026
Lamar Advertising Limited Partnership (CIK 0002077037) submitted a filing to the SEC on August 19 2026 under accession number 0001192482-26-000445.
Harbor Point Fund 1, LLC Files SEC Document
Harbor Point Fund 1, LLC submitted a filing to the SEC on August 19, 2026, according to EDGAR records.
D - 47 Spirits Holdings, LLC Files With SEC on August 19, 2026
D - 47 Spirits Holdings, LLC submitted a filing to the SEC on August 19, 2026 under accession number 0002084813-26-000004.
Initium Intrepid Venture LLC Files With SEC
Initium Intrepid Venture LLC submitted a filing to the SEC on August 19 2026 under accession number 0002144912-26-000001.
Ardent Self Storage Development Fund III Files D/A With SEC
Ardent Self Storage Development Fund III, LP submitted a D/A filing on August 18, 2026, referencing Investment Company Act Section 3(c) exemptions.
Roers Growth Fund LLC Files D/A with SEC on August 18, 2026
Roers Growth Fund LLC submitted a D/A filing to the SEC on August 18, 2026, according to SEC EDGAR records.
Alturas Business Fund LLC Files D/A on 2026-08-19
Alturas Business Fund LLC submitted a D/A filing to the SEC citing Section 3(c)(1) of the Investment Company Act.
Diameter Lending Offshore Fund II LP Files 3(c)(7) Notice
Diameter Lending Offshore Fund II LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 19, 2026.
Rise X Capital Fund LLC Series 2 Files SEC Notice for 3(c) Exemptions
D - Rise X Capital Fund LLC - Series 2 filed a notice with the SEC on 2026-08-19 claiming exemptions under sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Quantix Commodities Opportunities Fund LP Files SEC Notice
Quantix Commodities Opportunities Fund LP submitted a D/A filing under Section 3(c)(7) on August 12, 2026.
Harmonic Investors LLC Real Assets Income Fund Files D/A on August 12 2026
Harmonic Investors LLC Real Assets Income Fund submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
WorldQuant Millennium TA SABER Access Fund LLC Files SEC Notice
WorldQuant Millennium TA SABER Access Fund LLC submitted a filing to the SEC on August 12 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Kamino Fund, LP Files 3(c)(1) Exemption Notice
Kamino Fund, LP submitted a filing on August 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Dardanelles Capital US Fund LP Files 3(c)(1) Notice With SEC
Dardanelles Capital US Fund LP submitted a D/A filing on August 12, 2026, referencing Investment Company Act Section 3(c)(1).
Aptitude Alternative Equity Ltd Files D/A With SEC
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Blackstone Private Equity Strategies Fund L.P. Files SEC Document
Blackstone Private Equity Strategies Fund L.P. submitted a filing to the SEC on July 24 2026 referencing Section 3(c)(7) of the Investment Company Act.
Aptitude Alternative Equity LP Files D/A with SEC
Aptitude Alternative Equity LP submitted a D/A filing on 2026-07-24 claiming Section 3(c)(7) exemption under the Investment Company Act.
Levee Ventures Intramotev I Files 3(c)(1) Notice With SEC
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) filing to the SEC on July 24, 2026.
LifeSci Venture SPV 18 Files SEC Notice Claiming 3(c)(1) Exemption
LifeSci Venture SPV 18, LLC submitted a D/A filing on July 24, 2026, under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Klondike Holdings LLC Files SEC Document August 18 2026
Klondike Holdings LLC (CIK 0002144150) submitted a filing to the SEC on August 18 2026 with accession number 0002144150-26-000002.
Ardent Self Storage Development Fund III Files D/A with SEC
Ardent Self Storage Development Fund III, LP submitted a Form D/A on August 18, 2026, referencing Investment Company Act Section 3(c) items 3(c)(5) and 3(c)(6).
Black Diamond Funding Ventures, LLC Files SEC Document
Black Diamond Funding Ventures, LLC submitted a filing to the SEC on August 18, 2026, listed under CIK 0001750081.
Roers Growth Fund LLC Files D/A with SEC
Roers Growth Fund LLC submitted a D/A filing to the SEC on August 18, 2026, according to SEC EDGAR records.
D - Equity Capital Group Development Fund II - Peoria, LLC Files With SEC
D - Equity Capital Group Development Fund II - Peoria, LLC submitted a filing to the SEC on August 18, 2026.
D-599 Holdings LLC Files With SEC on August 18 2026
D-599 Holdings LLC submitted a filing to the U.S. Securities and Exchange Commission on August 18 2026 with accession number 0000950103-26-012555.
ValueQuest India Scale II Offshore Fund Files 3(c)(1) Notice
ValueQuest India Scale II Offshore Fund submitted a D/A filing under Investment Company Act Section 3(c)(1) on August 18, 2026.
LM DNM Seed SPV 2026 Files 3(c)(1) Exemption Notice
LM DNM Seed SPV 2026 A Series of Master Fund I LLC submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Cohen & Steers Files D/A for Global Realty Focus Fund
Cohen & Steers Global Realty Focus Fund, A Series of Cohen & Steers Series LP files D/A amendment citing Section 3(c)(7) of the Investment Company Act.
