Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
TPG Twin Brook Direct Lending Equity VI Files SEC Notice
TPG Twin Brook Direct Lending Equity VI, L.P. submitted a 3(c)(7) exemption filing to the SEC on May 15, 2026.
TPG AG Asset Based Credit Equity II, L.P. Files SEC Notice
TPG AG Asset Based Credit Equity II, L.P. submitted a filing to the SEC on May 15, 2026 referencing Section 3(c)(7).
TPG GP Solutions Equity II Files SEC 3(c)(1) Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) notice to the SEC on May 15, 2026, according to EDGAR records.
General Industrial Onshore Fund L.P. Files D/A With SEC
General Industrial Onshore Fund L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Gratia Capital Concentrated Fund Files Section 3(c)(7) Exemption
D/A - Gratia Capital Concentrated Fund, L.P. filed a document with the SEC on May 15, 2026, citing Section 3(c)(7) of the Investment Company Act.
Antero Real Assets Fund II Files SEC Document Under Section 3(c)(7)
Antero Real Assets Fund II, LLC filed a SEC EDGAR document on May 15, 2026, related to Section 3(c)(7) of the Investment Company Act.
Antero Private Equity Fund II Files SEC Document on Investment Company Act
Antero Private Equity Fund II, LLC filed a document with the SEC on May 15, 2026, related to Section 3(c)(7) of the Investment Company Act.
TPG Healthcare Partners Equity III Files SEC Notice
TPG Healthcare Partners Equity III, L.P. submitted a Form D filing with the SEC on May 15, 2026 claiming exemption under Section 3(c)(7).
Balaji Rolling Fund QP, LP Files for Investment Company Act Exemptions
Balaji Rolling Fund QP, LP submitted a D/A filing to the SEC on May 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Syntax Ventures LP Files for Section 3(c)(1) Exemption
D - AL-0311 Fund I, a series of Syntax Ventures, LP, filed a document with SEC EDGAR on May 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Balaji Rolling Fund, LP Files D/A with SEC
Balaji Rolling Fund, LP submitted a D/A filing to the SEC on May 15, 2026, detailing exemptions under the Investment Company Act.
Hustle Fund Angel Squad Verticals, LP Files SEC Form for Section 3(c)(1)
D - AN-0403 Fund I, a series of Hustle Fund Angel Squad Verticals, LP, filed a SEC EDGAR document on May 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Mason/Avant Infrastructure Fund LLC Files SEC Document
D - Mason/Avant Infrastructure Fund LLC submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
CineFund Holdings, Inc. Submits SEC Filing
CineFund Holdings, Inc. filed a document with the SEC on May 14, 2026, as recorded in the EDGAR system.
Argo Fund I, L.P. Files Under Investment Company Act Section 3(c)(7)
Argo Fund I, L.P. submitted a SEC filing on May 14, 2026, invoking Section 3(c)(7) of the Investment Company Act.
Lightspeed SU Holdings LLC Files SEC Document on Section 3(c)(7)
Lightspeed SU Holdings LLC filed a document with the SEC on May 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
Mason Avant Fund LLC Files SEC Document
D - Mason Avant Fund LLC submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
Aspiriant Holdings LLC Files SEC Document Under Rule 504(b)(1)
Aspiriant Holdings LLC submitted a filing to the SEC on May 14, 2026, referencing Rule 504(b)(1) as per the document's item description.
D - R. Homes Capital LLC Files SEC Document
D - R. Homes Capital LLC submitted a filing to the SEC on May 14, 2026, as recorded in the EDGAR database.
SEC Filing for 151 N Chestnut Holdings LLC on May 14, 2026
151 N Chestnut Holdings LLC filed a D/A form with the SEC on May 14, 2026, as part of regulatory disclosures.
Wedge Alternative Fund LLC Files D/A with SEC
Wedge Alternative Fund LLC submitted a D/A filing to the SEC on May 14, 2026, according to official records.
AQR Apex Offshore Fund II Ltd. Files SEC Document for Section 3(c)(7)
AQR Apex Offshore Fund II Ltd. filed a document with the SEC on May 14, 2026, under Item 3C.7 of the Investment Company Act.
Omega Property Fund LLC Files Under Investment Company Act Section 3(c)(5)
Omega Property Fund LLC submitted a SEC filing on May 14, 2026, related to Section 3(c)(5) of the Investment Company Act.
Merchant Wealth Partners LLC Files Under Investment Company Act Section 3(c)(7)
D - MERCHANT WEALTH PARTNERS, LLC filed a document on May 14, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
DataPower Capital Partners LLC Files Under Investment Company Act Section 3(c)(1)
On May 14, 2026, DataPower Capital Partners LLC submitted a SEC filing under Item 3C for Section 3(c)(1) exemption, as per EDGAR records.
Obra Insurance Fund, LP Files D/A with SEC
Obra Insurance Fund, LP submitted a D/A filing to the SEC on May 14, 2026, according to official records.
Helm Fund II, L.P. Files Under Investment Company Act Section 3(c)(1)
Helm Fund II, L.P. submitted a SEC filing on May 14, 2026, citing reliance on Section 3(c)(1) of the Investment Company Act.
Summit Street US Equity Value Fund Files Under Section 3(c)(1)
Summit Street US Equity Value Fund, L.P. filed a SEC document on May 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Modular Capital Investments LLC Files SEC Document on May 14, 2026
Modular Capital Investments LLC, an emerging fund manager, submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
Wilshire SL Feeder Fund LP Files Under Section 3(c)(7)
D - Wilshire SL Feeder Fund LP submitted a SEC filing on May 14, 2026, specifying Section 3(c)(7) of the Investment Company Act.
D - DE-0226 Fund II Files SEC Document on Investment Company Act
D - DE-0226 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on May 14, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Seidler Equity Australia III, LP Files SEC Document Referencing Section 3(c)(7)
D - Seidler Equity Australia III, LP filed a SEC document on May 13, 2026, including items related to the Investment Company Act Section 3(c) and specifically Section 3(c)(7).
MVP Opportunity Fund VI LLC Series 26A QP Files Under Investment Company Act Section 3(c)(1)
MVP Opportunity Fund VI LLC Series 26A QP submitted a SEC filing on May 13, 2026, under Item 3C of the Investment Company Act.
InvestX Growth Equity V-US LP Files Under Investment Company Act Section 3(c)
InvestX Growth Equity V-US LP filed a SEC form on May 13, 2026, citing Section 3(c)(1) of the Investment Company Act.
Ribbit Founder Fund Z Files Under Investment Company Act Section 3(c)(7)
D - Ribbit Founder Fund Z, L.P. submitted a SEC filing on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
InvestX Growth Equity V-US LP Files SEC Document Under Investment Company Act
InvestX Growth Equity V-US LP submitted a filing on May 13, 2026, referencing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
First Oklahoma Holdings Files SEC Document Under Rule 504(b)(1)
First Oklahoma Holdings, Inc. submitted a SEC filing on May 13, 2026, pertaining to Rule 504(b)(1) as detailed in the document.
Ansa Capital Fund II Files SEC Form D for Exemption
Ansa Capital Fund II, L.P. filed a Form D with the SEC on May 13, 2026, under Section 3(c)(7) of the Investment Company Act.
Inatai PRI Fund, LP Files SEC Document Under Section 3(c)(7)
Inatai PRI Fund, LP submitted a filing to the SEC on May 13, 2026, referencing Investment Company Act Section 3(c)(7).
D - Global Opportunity Partners LP Files SEC Document
D - Global Opportunity Partners LP, with CIK 0002109459, submitted a filing to the SEC on May 13, 2026, according to EDGAR records.
Lorimer Ventures Fund 2 QP LP Files SEC Document on Investment Company Act
Lorimer Ventures Fund 2 QP LP submitted a filing to the SEC on May 13, 2026, under Section 3(c)(7) of the Investment Company Act.
Santa Barbara Homes Fund I, LP Files for Investment Company Act Exemptions
Santa Barbara Homes Fund I, LP submitted a SEC filing on May 13, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(5) of the Investment Company Act.
Boothbay Diversified Alpha Fund LP Files SEC Document on Section 3(c)(7)
Boothbay Diversified Alpha Fund LP filed a document with the SEC on May 13, 2026, related to Item 3C.7 under the Investment Company Act.
Kabouter Fund II Files for Section 3(c)(7) Exemption
Kabouter International Opportunities Fund II, LLC filed a document with the SEC on May 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
Kabouter Fund II, LLC Files Under Investment Company Act Section 3(c)(1)
Kabouter Fund II, LLC submitted a filing to the SEC on May 13, 2026, citing Section 3(c)(1) for exemption.
Seidler Equity Australia III, LP Files SEC Form for Section 3(c)(7)
Seidler Equity Australia III, LP submitted a SEC filing on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Pragmatech Fund II, LP Files for Section 3(c)(1) Exemption
Pragmatech Fund II, LP submitted a SEC filing on May 13, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Lorimer Ventures Fund 2 LP Files for Section 3(c)(1) Exemption
D - Lorimer Ventures Fund 2 LP submitted a SEC filing on May 13, 2026, under Item 3C for Investment Company Act Section 3(c)(1) exemption.
Animal-RE-0422 Fund I Files for Section 3(c)(1) Exemption
D - Animal-RE-0422 Fund I, a series of Platform Funds 2026, LP, filed a form with SEC EDGAR on May 13, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Grant Park Ventures LP Series Files Under Investment Company Act Section 3(c)(1)
D - AA-0119 Fund I, a series of Grant Park Ventures, LP, filed a SEC document on May 13, 2026, under Item 3C and Section 3(c)(1).
