Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
LGIMA Long Duration Fund Files SEC Document for Section 3(c)(7)
LGIMA Long Duration US Government/Credit Fund, LLC filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Bridgewater Pure Alpha Fund V Files SEC Document Under Section 3(c)(7)
Bridgewater Pure Alpha Fund V, Ltd. filed a document with the SEC on April 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
ShawSpring Partners QP Fund Files Under SEC Section 3(c)(7)
ShawSpring Partners QP Fund, LP filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a filing to SEC EDGAR on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
SKK Ventures LLC Files SEC Document for Section 3(c)(1)
SKK Ventures LLC, with CIK 1625087, filed a SEC EDGAR document on April 24, 2026, including Item 3C for Investment Company Act Section 3(c)(1).
Saluda Grade Income Fund LP Files SEC Document for Section 3(c)(7) Exemption
Saluda Grade Income Fund LP filed a SEC document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
SKK Ventures LLC Files Under Investment Company Act Section 3(c)(1)
SKK Ventures LLC filed a document under Section 3(c)(1) of the Investment Company Act on April 24, 2026, according to SEC EDGAR.
LGIMA Fund Files for Section 3(c)(7) Exemption
LGIMA Long Duration US Government/Credit Fund, LLC filed a SEC document on April 24, 2026, under Investment Company Act Section 3(c)(7).
Prometheus Fund A, L.P. Files for Section 3(c)(1) Exemption
Prometheus Fund A, L.P. submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Daybreak Ventures Opportunities 2, LLC Files for Investment Company Act Exemptions
Daybreak Ventures Opportunities 2, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Bridgewater Pure Alpha Fund IV Files SEC Document Under Section 3(c)(7)
Bridgewater Pure Alpha Fund IV (DE), LP filed a SEC document on April 24, 2026, related to Item 3C.7 under Section 3(c)(7) of the Investment Company Act.
Vestal Point Partners Files Under Section 3(c)(7)
Vestal Point Partners, LP submitted a SEC filing on April 24, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Advent's Caldic Faces Brazil Probe Over Organized Crime Links
Caldic, majority-owned by Advent International, is under investigation in Brazil for alleged involvement in a methanol diversion scheme tied to organized crime.
Vestal Point Offshore Fund Files Section 3(c)(7) Exemption
Vestal Point Offshore Fund Ltd., with CIK 1974889, filed a document under the Investment Company Act Section 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Equitybee cFund Master LLC Series Files SEC Document
Equitybee 22-35131 a Series of Equitybee cFund Master LLC filed a document with the SEC on April 23, 2026, according to official records.
Fullerton Partners Files SEC Document Under Investment Company Act Section 3(c)(1)
Fullerton Partners submitted a filing related to Section 3(c)(1) of the Investment Company Act on April 23, 2026, as reported by SEC EDGAR.
KSL Capital Partners Credit Opportunities Fund V Files SEC Document
KSL Capital Partners Credit Opportunities Fund V FF, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on April 23, 2026, according to SEC EDGAR.
Crown Capital Fund II, LP Files for Section 3(c)(7) Exemption
Crown Capital Fund II, LP filed a document on April 23, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7), according to SEC EDGAR.
Auren Capital Partners LLC Files Under SEC Investment Company Act Section 3(c)(5)
Auren Capital Partners LLC submitted a SEC filing on April 23, 2026, related to Investment Company Act Section 3(c)(5), as reported in the EDGAR database.
Aventura Space Fund 1, LLC Files SEC Notice for Investment Company Act Exemption
Aventura Space Fund 1, LLC filed a notice with the SEC on April 23, 2026, citing Section 3(c)(7) of the Investment Company Act.
ProLoan Bond Fund Files for Investment Company Act Exemptions
D/A - ProLoan Bond Fund, LLC filed a SEC document on April 23, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Bloomfield Capital Income Fund V Files SEC Exemptions
Bloomfield Capital Income Fund V, LLC - Series E filed for exemptions under the Investment Company Act on April 23, 2026, according to SEC EDGAR.
Forge Investments Files for Section 3(c)(1) Exemption for Fund FG-MMB
Forge Investments, LLC submitted a SEC filing for its Fund FG-MMB under Investment Company Act Section 3(c)(1) on April 23, 2026.
Forge Investments LLC Files for Fund FG-MRB Under Section 3(c)(1)
Forge Investments LLC submitted a regulatory filing for its Fund FG-MRB series on April 23, 2026, according to SEC EDGAR records.
Forge Investments, LLC Files SEC Document for Fund FG-MRS
Forge Investments, LLC submitted a SEC filing on April 23, 2026, for Fund FG-MRS, referencing Section 3(c)(1) of the Investment Company Act.
Forge Investments LLC Files SEC Document for Fund FG-MXY
Forge Investments LLC filed a document for Fund FG-MXY on April 23, 2026, referencing the Investment Company Act Section 3(c)(1), according to SEC EDGAR.
FundRacer Mobility Fund I Files SEC Exemption Under Investment Company Act
FundRacer Mobility Fund I Cooperatief U.A. filed a document with the SEC on April 23, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - 26SSC Co-Investment LP Files Under Investment Company Act
D - 26SSC Co-Investment Limited Partnership filed a SEC document on April 23, 2026, related to Section 3(c)(7).
Bentkey Ventures, LLC Files with SEC on April 23, 2026
Bentkey Ventures, LLC submitted a filing to the SEC on April 23, 2026, with details available in EDGAR records.
Anchorage Co-Investment Fund VII Files SEC Document for Section 3(c)(7)
Anchorage Co-Investment Fund VII, L.P. filed a SEC EDGAR document on April 23, 2026, related to Section 3(c)(7) of the Investment Company Act.
StartEngine Private Funds LLC Files SEC Document for D - Series 12-1
StartEngine Private Funds LLC submitted a regulatory filing for D - Series 12-1 on April 23, 2026, as recorded in SEC EDGAR.
AE Co-Investment Partners Fund III-RD Files for Investment Company Act Exemptions
D - AE Co-Investment Partners Fund III-RD, LP filed a SEC form on April 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
RCM Construction MBS Opportunities Fund Files Under Section 3(c)(7)
RCM Construction MBS Opportunities Fund, L.P. filed a document with the SEC on April 23, 2026, under Item 3C.7 of the Investment Company Act.
Anchorage Co-Investment Offshore Fund VIII Files Section 3(c)(7) Exemption
Anchorage Co-Investment Offshore Fund VIII, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 23, 2026, as per SEC records.
Civic Housing Solutions Fund I LLC Files with SEC on April 23, 2026
D - Civic Housing Solutions Fund I LLC submitted a filing to the SEC on April 23, 2026, according to EDGAR records.
Kickstart Seed Fund VII Files SEC Document Under Investment Company Act
Kickstart Seed Fund VII, L.P. filed a SEC document on April 23, 2026, citing Section 3(c)(1) of the Investment Company Act.
Anchor Capital LS Files for Section 3(c)(1) Exemption
Anchor Capital LS, a series of CGF2021 LLC, submitted a SEC filing on April 23, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
Nameless Partners Tractian SPV Files Under Section 3(c)(1)
D - Nameless Partners Tractian SPV a Series of CGF2021 LLC filed a SEC document on April 23, 2026, under Item 3C for Section 3(c)(1) exemption.
Cannon Global A2 Fund Files Under Section 3(c)(7)
Cannon Global A2 Fund, LP filed a document with the SEC on April 22, 2026, related to Investment Company Act exemptions.
Kazazian Capital Fund LP Files Under Section 3(c)(1)
Kazazian Capital Fund LP filed a document with the SEC on April 22, 2026, under Section 3(c)(1) of the Investment Company Act.
Kazazian Capital Offshore Fund Files SEC Document on Investment Company Act
Kazazian Capital Offshore Fund, Ltd. filed a document with the SEC on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
Littlejohn Altitude Feeder Fund Files Under Section 3(c)(7)
D - Littlejohn Altitude Feeder Fund (A), L.P. filed a document on April 22, 2026, related to Section 3(c)(7) of the Investment Company Act.
Littlejohn Altitude Fund L.P. Files Under Section 3(c)(7)
Littlejohn Altitude Fund L.P. filed a document with the SEC on April 22, 2026, citing Section 3(c)(7) of the Investment Company Act.
Cactus Honey Partners LLC Files with SEC on April 22, 2026
Cactus Honey Partners LLC, with CIK 0002131360, submitted a filing to the SEC EDGAR system on April 22, 2026, according to official records.
Crescat Institutional Precious Metals Fund Files Under Section 3(c)(7)
Crescat Institutional Precious Metals Fund LTD filed a document on April 22, 2026, under the Investment Company Act Section 3(c)(7), according to SEC EDGAR.
Piedmont Partners Files SEC Document on Investment Company Act Section 3(c)(1)
Piedmont Partners, Limited Partnership submitted an SEC filing on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
97 Cross A Series of VUCP Fund LLC Files Under Investment Company Act
97 Cross A Series of VUCP Fund LLC submitted a SEC filing on April 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
Argon Environmental Partners LLC Files SEC Document
Argon Environmental Partners LLC submitted a filing to the SEC on April 22, 2026, according to EDGAR records.
D - Cross Market Fund LLC Files SEC Form for Investment Exemptions
D - Cross Market Fund LLC filed a SEC document on April 22, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Providence Venture Capital Files Under Investment Company Act Section 3(c)(1)
Providence Venture Capital, LLC filed a document with the SEC on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
