Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Atreides Foundation Fund, Ltd. Files D/A Amendment with SEC
Atreides Foundation Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29
Atreides Foundation Fund, Ltd. submitted a D/A filing citing Section 3(c)(7) of the Investment Company Act.
PIMCO Private Income Fund Onshore Feeder III LLC Files D/A
PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29 2026 under Section 3(c)(7).
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A Amendment
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
PIMCO Private Income Fund Onshore Feeder LLC Files D/A
PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing on 2026-05-29 citing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A filing on 2026-05-29 referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files SEC Notice Under 3(c)(7)
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A with SEC
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO MUNICIPAL REAL RETURN FUND on May 29, 2026 under Investment Company Act Section 3(c)(7).
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7).
Atreides Foundation Fund Files Amended Form D on May 29 2026
Atreides Foundation Fund LP submitted a Form D/A amendment citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A Notice
PIMCO PRIVATE SERIES Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A on May 29 2026
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for the PIMCO Municipal Real Return Fund under Investment Company Act Section 3(c)(7).
PIMCO Files D/A for Quantitative Alpha Strategy Offshore Fund
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing on 2026-05-29 under Investment Company Act Section 3(c)(7).
PIMCO Municipal Real Return Fund Files D/A Amendment
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO Municipal Real Return Fund under Section 3(c)(7) on May 29, 2026.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A With SEC
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a Form D/A on 2026-05-29 claiming Section 3(c)(7) exemption.
Atreides Foundation Fund, LP Files D/A Amendment on May 29, 2026
Atreides Foundation Fund, LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A Amendment Under 3(c)(7)
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files SEC Amendment
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing to the SEC on May 29, 2026 under Section 3(c)(7).
Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29
Atreides Foundation Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A on May 29, 2026
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) on SEC EDGAR.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A with SEC
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) on 2026-05-29.
Atreides Foundation Fund Files SEC 3(c)(7) Notice
Atreides Foundation Fund, Ltd. submitted a filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, LP Files D/A With SEC on May 29, 2026
Atreides Foundation Fund, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files 3(c)(7) Notice
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Investment Company Act Section 3(c)(7), according to SEC EDGAR.
Atreides Foundation Fund Files D/A for 3(c)(7) Exemption
Atreides Foundation Fund, LP filed a D/A notice with the SEC on May 29, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
PIMCO Private Income Fund Onshore Feeder LLC Files D/A on May 29 2026
PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
PIMCO Private Income Fund Onshore Feeder III LLC Files SEC Notice
PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Polar CRS Fund II LP Files SEC Notice Under Section 3(c)(7)
Polar CRS Fund II LP submitted a Form D filing with the SEC on May 29, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
PIMCO Private Income Fund Onshore Feeder III LLC Files D/A on May 29 2026
PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29 2026 claiming Section 3(c)(7) exemption.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A with SEC
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) on May 29, 2026.
Atreides Foundation Fund, LP Files 3(c)(7) Amendment
Atreides Foundation Fund, LP submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Atreides Foundation Fund, LP Files D/A Amendment on 2026-05-29
Atreides Foundation Fund, LP submitted a D/A filing referencing Investment Company Act Section 3(c)(7) via SEC EDGAR.
PIMCO Private Income Fund Onshore Feeder LLC Files D/A
PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing to the SEC on May 29, 2026, under Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund Files SEC Amendment on May 29, 2026
Atreides Foundation Fund, Ltd. submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A on SEC EDGAR
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for the PIMCO Municipal Real Return Fund under Section 3(c)(7) of the Investment Company Act.
Polar CRS Fund II LP Files SEC Notice on May 29 2026
Polar CRS Fund II LP submitted a 10 KB filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files D/A With SEC
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO MUNICIPAL REAL RETURN FUND under Section 3(c)(7) on May 29, 2026.
PIMCO Quantitative Alpha Strategy Onshore Fund Files SEC Document
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a filing to the SEC on May 29, 2026, referencing Section 3(c)(7).
PIMCO Municipal Real Return Fund Files D/A on May 29 2026
PIMCO Private Series Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A with SEC
Atreides Foundation Fund, Ltd. (CIK 0001777228) submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. filed a Form D/A on 2026-05-29 claiming Section 3(c)(7) exemption under the Investment Company Act.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. filed a D/A amendment with the SEC on 2026-05-29 claiming Section 3(c)(7) exemption.
Atreides Foundation Fund, Ltd. Files D/A Amendment with SEC
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files 3(c)(7) Notice
PIMCO PRIVATE SERIES Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.
PIMCO Municipal Real Return Fund Files 3(c)(7) Amendment
PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO Municipal Real Return Fund under Section 3(c)(7) on May 29, 2026.
Atreides Foundation Fund, LP Files D/A Amendment
Atreides Foundation Fund, LP filed a D/A amendment referencing Section 3(c)(7) of the Investment Company Act on May 29, 2026.
Atreides Foundation Fund, LP Files D/A with SEC
Atreides Foundation Fund, LP submitted a D/A amendment filing on 2026-05-29 under Section 3(c)(7) of the Investment Company Act.
Sterling Real Estate Credit Fund LP Files D/A on May 29 2026
Sterling Real Estate Credit Fund LP submitted D/A filing 0001918614-26-000002 to the SEC citing Investment Company Act Section 3(c)(5).
PHFS III Equity Dispersion Offshore Fund Files D/A on May 29 2026
PHFS III Equity Dispersion Offshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
