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Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.

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Aug 3, 2026 #sec-filing#form-d#regulatory

Azuro Capital Ventures LLC Files With SEC

Azuro Capital Ventures LLC submitted a regulatory filing to the SEC on August 3, 2026.

Iconic dome of Boundary County Courthouse set against clear sky, with street sign in foreground.
Aug 3, 2026 #sec-filing#3c7#investment-company-act

Synergy Asia High Conviction Fund Files SEC Notice

Synergy Asia High Conviction Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 3, 2026.

A detailed financial document listing interest rates on a textured wooden table.
Aug 3, 2026 #sec-filing#section-3c1#sub-rosa-fund

Sub Rosa Fund I, LP Files SEC Notice Under Section 3(c)(1)

Sub Rosa Fund I, LP submitted a Section 3(c)(1) filing to the SEC on August 3, 2026.

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Aug 3, 2026 #regulatory#sec-filing#3c7

Panah Fund Files D/A Amendment with SEC

Panah Fund submitted a D/A filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(7).

From above crop anonymous medical worker in rubber disposable gloves holding in hands chocolate coins
Aug 2, 2026 #sec-filing#d-a-amendment#employee-health-holdings

Employee Health Holdings LP Files D/A With SEC

Employee Health Holdings, LP submitted a D/A filing to the SEC on July 31, 2026.

A classic stone courthouse in Nanaimo, British Columbia, with Canadian flag, under clear blue sky.
Aug 2, 2026 #form-d#sec-filing#knightvest

Knightvest Capital Fund II Files D/A on July 31, 2026

Knightvest Capital Fund II, LP submitted a D/A filing to the SEC claiming Section 3(c)(5) exemption under the Investment Company Act.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Aug 2, 2026 #sec-filing#stepstone#investment-company-act

StepStone Capital Partners VI-E Europe Files SEC Form D/A

StepStone Capital Partners VI-E Europe, SCSp filed a D/A with the SEC on July 31, 2026 referencing Investment Company Act Section 3(c)(7).

Close-up of a businessperson holding a clipboard with an insurance document, emphasizing details.
Aug 2, 2026 #regulatory#sec-filing#fund-document

Employee Health Holdings, LP Files D/A with SEC EDGAR

Employee Health Holdings, LP submitted a D/A filing to the SEC on 2026-07-31 under accession number 0002024969-26-000001.

Scrabble letter tiles on a wooden background forming the word "Policy".
Aug 2, 2026 #sec-filing#knightvest-capital#fund-ii

Knightvest Capital Fund II, LP Files D/A With SEC

Knightvest Capital Fund II, LP submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(5) of the Investment Company Act.

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Aug 2, 2026 #sec-filing#fund-formation#ard enwood-ventures

Ardenwood Ventures LLC Files Fund 1 Document with SEC

Ardenwood Ventures LLC submitted a filing for Fund 1 on July 31 2026 via SEC EDGAR under accession number 0002148351-26-000001.

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Aug 2, 2026 #sec-filing#regulatory#employee-health-holdings

Employee Health Holdings, LP Files With SEC

Employee Health Holdings, LP submitted a filing to the SEC on July 31, 2026, according to SEC EDGAR.

A professional setting with a focus on signing divorce documents in an office environment.
Aug 2, 2026 #stepstone#sec-filing#3c7

StepStone Capital Partners VI Europe Files D/A With SEC

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, under Section 3(c)(7) of the Investment Company Act.

A stunning aerial view of the historic Old Courthouse in downtown St. Louis surrounded by city buildings.
Aug 2, 2026 #stepstone#form-d#sec-filing

StepStone Capital Partners VI, L.P. Files D/A With SEC

StepStone Capital Partners VI, L.P. submitted a Form D/A on July 31, 2026 under Section 3(c)(7) of the Investment Company Act.

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Aug 2, 2026 #regulatory#form-d#sec-filing

StepStone Capital Partners VI-E Europe Files D/A on July 31

StepStone Capital Partners VI-E Europe, SCSp submitted a Form D/A filing with the SEC on July 31, 2026, referencing Section 3(c)(7).

Close-up of a person signing a divorce decree on a desk.
Aug 2, 2026 #sec-filing#investment-company-act#stepstone

StepStone Capital Partners VI Europe Files SEC Notice

StepStone Capital Partners VI Europe, SCSp filed a 14 KB document with the SEC on July 31, 2026 under Section 3(c)(7).

Hands signing a contract with a blue pen, close-up view.
Aug 2, 2026 #sec-filing#stepstone#section-3c7

StepStone Capital Partners VI Offshore Files D/A With SEC

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.

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Aug 2, 2026 #regulatory#sec-filing#3c7

Minetta Ventures SPV LLC Files SEC Notice for 3(c)(7) Exemption

Minetta Ventures SPV LLC submitted a D/A filing on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Low angle view of the Texas State Capitol dome and flags in Austin, Texas.
Aug 2, 2026 #stepstone#sec-filing#investment-company-act

StepStone Capital Partners VI Files D/A With SEC

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Captivating view of historic architecture with arched windows and cityscape in Bucharest.
Aug 2, 2026 #sec-filing#stepstone#3c7

StepStone Capital Partners VI-E Europe Files D/A With SEC

StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing on 2026-07-31 referencing Section 3(c)(7).

From above ten dollar banknote with inscription and United States treasury building placed on table
Aug 2, 2026 #sec-filing#stepstone#3c7

StepStone Capital Partners VI Europe, SCSp Files D/A With SEC

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, under Investment Company Act Section 3(c)(7).

A modern palace with a dome surrounded by autumn trees under an overcast sky.
Aug 2, 2026 #sec-filing#regulatory#employee-health-holdings

Employee Health Holdings, LP Files D/A on SEC EDGAR

Employee Health Holdings, LP submitted a D/A filing to the SEC on July 31, 2026, according to SEC EDGAR records.

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Aug 2, 2026 #sec-filing#edgar#venture-fund

Ardenwood Ventures LLC Fund 1 Files with SEC on July 31 2026

Ardenwood Ventures LLC Fund 1 submitted a filing to the SEC on July 31 2026 with accession number 0002148351-26-000001.

A professional setting with a focus on signing divorce documents in an office environment.
Aug 2, 2026 #sec-filing#3c7#stepstone

StepStone Capital Partners VI Offshore Files D/A on July 31, 2026

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.

A hand holding a pen signing a document, close-up shot with focus on the paper.
Aug 2, 2026 #sec-filing#stepstone#europe

StepStone Capital Partners VI-E Europe Files SEC Document

StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026 under Investment Company Act Section 3(c)(7).

Two business professionals engaged in discussion over laptops and documents.
Aug 2, 2026 #sec-filing#stepstone#investment-company-act

StepStone Capital Partners VI Files D/A With SEC on July 31 2026

StepStone Capital Partners VI, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 31 2026.

Senior professionals engaged in a collaborative business meeting in a modern office setting.
Aug 2, 2026 #sec-filing#3c7#stepstone

StepStone Capital Partners VI Europe Files D/A on July 31 2026

StepStone Capital Partners VI Europe SCSp submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 31 2026.

Close-up of a child adoption certificate and documents with a pen on a wooden table.
Aug 1, 2026 #sec-filing#minetta-ventures#3c7

Minetta Ventures SPV LLC Files D/A with SEC

Minetta Ventures SPV LLC submitted a D/A filing on July 31 2026 referencing Section 3(c)(7) of the Investment Company Act.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Aug 1, 2026 #regulatory#fundraising#sec-filing

StepStone Capital Partners VI Europe Files D/A on SEC EDGAR

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a red stop sign surrounded by trees in Jaca, Spain, conveying a sense of safety.
Aug 1, 2026 #sec-filing#stepstone#investment-company-act

StepStone Capital Partners VI, L.P. Files D/A with SEC

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Aug 1, 2026 #sec-filing#investment-company-act#private-fund

StepStone Capital Partners VI Files SEC Amendment

StepStone Capital Partners VI, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.

Blister packs of medication placed on Euro banknotes, illustrating healthcare expenses.
Aug 1, 2026 #sec-filing#form-d#d-a-amendment

Employee Health Holdings, LP Files D/A with SEC on July 31, 2026

Employee Health Holdings, LP submitted a D/A filing to the SEC with accession number 0002024969-26-000001 on July 31, 2026.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Aug 1, 2026 #regulatory#sec-filing#3c7

StepStone Capital Partners VI Offshore Files D/A on 2026-07-31

StepStone Capital Partners VI Offshore, L.P. (CIK 0002073342) submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Aug 1, 2026 #sec-filing#investment-company-act#stepstone

StepStone Capital Partners VI-E Europe Files D/A on 2026-07-31

StepStone Capital Partners VI-E Europe, SCSp filed a D/A form under Investment Company Act Section 3(c)(7) with the SEC on 2026-07-31.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Aug 1, 2026 #sec-filing#3c7#spv

Minetta Ventures SPV LLC Files SEC Amendment Under 3(c)(7)

Minetta Ventures SPV LLC submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

A lawyer's desk featuring a justice statue, diploma, laptop, magnifying glass, and documents.
Aug 1, 2026 #sec-filing#stepstone#investment-company-act

StepStone Capital Partners VI Files SEC Document

StepStone Capital Partners VI, L.P. submitted a 14 KB filing to the SEC on July 31, 2026 under Section 3(c)(7).

High-quality image of various Euro banknotes showcasing Europe’s currency in detail.
Aug 1, 2026 #stepstone#sec-filing#3c7

StepStone Capital Partners VI Offshore Files D/A Amendment

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing on 2026-07-31 referencing Section 3(c)(7) of the Investment Company Act.

Captivating view of the California State Capitol amidst lush greenery under a clear sky.
Aug 1, 2026 #sec-filing#knightvest-capital#fund-ii

Knightvest Capital Fund II, LP Files SEC Document July 31, 2026

Knightvest Capital Fund II, LP submitted a filing to the SEC on July 31, 2026 referencing Investment Company Act Section 3(c)(5).

Silverton City Hall against mountain backdrop, an iconic landmark with architectural charm.
Aug 1, 2026 #fund-filing#sec-edgar#form-d

Ardenwood Ventures LLC Files for Fund 1 on SEC EDGAR

Ardenwood Ventures LLC submitted a filing for Fund 1 on July 31, 2026, according to SEC EDGAR records.

Historic courthouse facade with statue and American flag in daylight.
Aug 1, 2026 #sec-filing#form-d-amendment#employee-health-holdings

Employee Health Holdings, LP Submits D/A Filing to SEC

Employee Health Holdings, LP filed a D/A document with the SEC on July 31, 2026, according to SEC EDGAR records.

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Aug 1, 2026 #sec-filing#d-a#employee-health-holdings

Employee Health Holdings, LP Files D/A With SEC

Employee Health Holdings, LP submitted a D/A filing to the SEC on July 31, 2026 under CIK 0002024969.

A lawyer's desk featuring a justice statue, diploma, laptop, magnifying glass, and documents.
Aug 1, 2026 #sec-filing#stepstone#3c7

StepStone Capital Partners VI-E Europe Files D/A with SEC

StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.

Two professionals in suits writing notes and reviewing documents at an outdoor meeting table.
Aug 1, 2026 #sec-filing#stepstone#3c7

StepStone Capital Partners VI Europe Files D/A on July 31

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on July 31, 2026.

Red brick building with clock tower and flags on a bright day.
Aug 1, 2026 #sec-filing#knightvest-capital#fund-ii

Knightvest Capital Fund II, LP Files D/A With SEC

Knightvest Capital Fund II, LP submitted a D/A filing to the SEC on 2026-07-31 under Investment Company Act Section 3(c)(5).

Stunning aerial view of the iconic California State Capitol in Sacramento surrounded by cityscape.
Aug 1, 2026 #sec-filing#regulatory#investment-company-act

StepStone Capital Partners VI Files D/A on July 31, 2026

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, under Section 3(c)(7) of the Investment Company Act.

Close-up of the Department of Agriculture building facade under a clear blue sky.
Aug 1, 2026 #regulatory#sec-filing#private-fund

StepStone Capital Partners VI-E Europe Files 3(c)(7) Notice

StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

A professional setting with a focus on signing divorce documents in an office environment.
Aug 1, 2026 #sec-filing#stepstone#3c7

StepStone Capital Partners VI Offshore Files D/A with SEC

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of hands signing a contract on a desk with office supplies, symbolizing legal agreements.
Aug 1, 2026 #sec-filing#regulatory#europe

StepStone Capital Partners VI Europe Files D/A With SEC

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on 2026-07-31 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Aug 1, 2026 #sec-filing#stepstone#3c7-exemption

StepStone Capital Partners VI Files SEC Notice on July 31, 2026

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.

Hands signing a contract with a blue pen, close-up view.
Aug 1, 2026 #sec-filing#form-d#venture-fund

Ardenwood Ventures LLC Files for Fund 1 with SEC

Ardenwood Ventures LLC submitted a filing for Fund 1 to the SEC on July 31, 2026, under accession number 0002148351-26-000001.

Stone carving of the Great Seal of the United States on a wall displaying an eagle with shield and olive branch.
Jul 31, 2026 #sec-filing#3c7#stepstone

StepStone Capital Partners VI Offshore Files D/A with SEC

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.