Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A on 2026-05-29
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing to the SEC on 2026-05-29 claiming Section 3(c)(7) exemption.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A With SEC
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing on May 29, 2026 under Section 3(c)(7) of the Investment Company Act.
Edgar 11 Holdings LLC Files SEC Document May 29 2026
Edgar 11 Holdings LLC submitted a filing to the SEC EDGAR system on May 29, 2026 under CIK 0002128860.
Ohio Reflection Venture II Files SEC Notice Under 3(c)(7)
Ohio Reflection Venture II, LLC submitted a Section 3(c)(7) exemption filing to the SEC on May 29, 2026.
Atreides Foundation Fund, Ltd. Files D/A on 3(c)(7) Exemption
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
PHFS IV EM Macro Offshore Fund Files 3(c)(7) Notice
PHFS IV EM Macro Offshore Fund, L.P. submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A Amendment
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption.
PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A With SEC
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing on 2026-05-29 under Investment Company Act Section 3(c)(7).
AB-E Merger Arbitrage Fund Files Section 3(c)(7) Notice
AB-E Merger Arbitrage (Delaware) Fund L.P. submitted a Form D/A filing under Investment Company Act Section 3(c)(7) on May 29, 2026.
Altair CHP Fund, LLC Files D/A on May 29, 2026
Altair CHP Fund, LLC submitted a D/A filing to the SEC on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
AWM Venture Fund VI LP Submits D/A Filing on May 29 2026
AWM Venture Fund VI LP filed a D/A amendment with the SEC on May 29 2026 under CIK 0002068840.
Mycor Liquid Credit Offshore Fund Files D/A on May 29 2026
Mycor Liquid Credit Offshore Fund, Ltd submitted a D/A filing to the SEC on May 29 2026 referencing Section 3(c)(7).
JM Equity Venture LLC Files SEC Notice for Ripple 15 LLC
JM Equity Venture LLC submitted a Form D filing for Ripple 15 LLC under Investment Company Act Section 3(c)(1) on May 29, 2026.
Covalence Equity Income Fund Files Form D/A on May 28 2026
Covalence Equity Income Fund, L.P. submitted a Form D amendment claiming Section 3(c)(7) exemption on May 28, 2026.
Menlo Inflection Atlas Partners Files 3(c)(7) Notice
Menlo Infraction Atlas Partners, L.P. submitted a Section 3(c)(7) filing to the SEC on May 28, 2026.
TPG Partners X (C), L.P. Files 3(c)(1) Notice with SEC
TPG Partners X (C), L.P. submitted a Section 3(c)(1) filing to the SEC on May 28, 2026.
Covalence Equity Income Fund-A Files D/A on May 28, 2026
Covalence Equity Income Fund-A, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
TPG Partners X (C), L.P. Files SEC Notice Claiming 3(c)(1) Exemption
TPG Partners X (C), L.P. submitted a Section 3(c)(1) notice to the SEC on May 28, 2026.
Menlo Inflection Atlas Partners Files 3(c)(7) Notice With SEC
Menlo Inflection Atlas Partners, L.P. submitted a Section 3(c)(7) filing to the SEC on May 28, 2026.
Bloom Opportunities Fund II Series Files 3(c)(7) Notice
D - BVP VII a Series of Bloom Opportunities Fund II LLC filed a Section 3(c)(7) notice with the SEC on May 28, 2026.
Covalence Equity Income Fund Files D/A Notice with SEC
Covalence Equity Income Fund, L.P. submitted a D/A filing on 2026-05-28 referencing Section 3(c)(7) of the Investment Company Act.
Bloom Opportunities Fund II LLC Files 3(c)(7) Notice
D - BVP VI a Series of Bloom Opportunities Fund II LLC submitted a Section 3(c)(7) notice to the SEC on May 28, 2026.
D-O-AI 3 Series of FOG Ventures Fund III Files 3(c)(7) Notice
D-O-AI 3 a Series of FOG Ventures Fund III LLC filed a Section 3(c)(7) notice with the SEC on May 28 2026.
Mercer Hedge Fund Investors SPC Files D/A With SEC
Mercer Hedge Fund Investors SPC submitted a D/A filing on 2026-05-28 referencing Investment Company Act Section 3(c)(1).
TPG Healthcare Partners III (C), L.P. Files SEC Notice
TPG Healthcare Partners III (C), L.P. submitted a Section 3(c)(1) notice filing to the SEC on May 28, 2026.
MPC FED 2026 Energy Fund Delta, LLC Files SEC Document
D - MPC FED 2026 Energy Fund Delta, LLC submitted a 7 KB filing to the SEC on May 28, 2026, with accession number 0000908834-26-000247.
D - MPC FED 2026 Energy Fund Golf, LLC Files SEC Document
D - MPC FED 2026 Energy Fund Golf, LLC submitted a filing to the SEC on May 28, 2026.
Covalence Equity Income Fund-A Files SEC Notice
Covalence Equity Income Fund-A, L.P. submitted a D/A filing on May 28, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Level Five Ventures A Series Files Form D on May 28 2026
Level Five Ventures A Series of V360 Holdings LLC submitted a Form D filing to the SEC on May 28 2026.
D - 531 PS Holdings I Files 3(c)(1) Notice With SEC
D - 531 PS Holdings I a Series of SLRTE I LLC submitted a Section 3(c)(1) filing on May 28, 2026.
Parkman HP Onshore Fund LP Files D/A With SEC
Parkman HP Onshore Fund LP submitted a D/A filing on May 28, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ELCO Select Fund, L.P. Files D/A Amendment with SEC
ELCO Select Fund, L.P. submitted a D/A filing on May 28, 2026 referencing Section 3(c)(1) of the Investment Company Act.
Engine Ventures Scale Up Fund I, L.P. Files SEC Notice
Engine Ventures Scale Up Fund I, L.P. submitted an SEC filing on May 27, 2026 claiming Investment Company Act exemptions.
Revere Partners RF Fund II Files 3(c)(1) Exemption Notice
Revere Partners RF Fund II, LP filed a Section 3(c)(1) exemption notice with the SEC on May 27, 2026 for its D - RF Q2 2026 series.
Telis Vail Village Partners LLC Files 3(c)(1) Notice
Telis Vail Village Partners LLC submitted a Section 3(c)(1) filing under the Investment Company Act on May 27, 2026.
Engine Ventures Scale Up Fund I Files SEC Exemption Notice
D - Engine Ventures Scale Up Fund I, L.P. submitted a Section 3(c) filing to the SEC on May 27, 2026.
Revere Partners RF Fund II Files D - RF Q2 2026 Series Notice
Revere Partners RF Fund II, LP submitted a Form D notice for series D - RF Q2 2026 under Section 3(c)(1) on May 27, 2026.
Lighthouse Asian Compass Segregated Portfolio Files D/A
Lighthouse Strategies Fund SPC submits D/A for Lighthouse Asian Compass Segregated Portfolio under Investment Company Act Section 3(c)(7).
Telis Vail Village Partners LLC Files 3(c)(1) Notice With SEC
Telis Vail Village Partners LLC filed a notice with the SEC on May 27 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - Clean Cars Equity Fund II QP, LLC Files SEC Notice
D - Clean Cars Equity Fund II QP, LLC submitted a filing to the SEC on May 27, 2026, referencing Section 3(c)(7).
Hunters Moon Crescent Fund LP Files D/A With SEC
Hunters Moon Crescent Fund LP submitted a D/A filing to the SEC on May 27 2026 claiming Section 3(c)(7) exemption.
Hummingbird Development Fund A LLC Files SEC Document
Hummingbird Development Fund A LLC submitted a filing to the SEC on May 27, 2026, according to EDGAR records.
Hunters Moon Crescent Fund Ltd Files 3(c)(7) Notice With SEC
Hunters Moon Crescent Fund Ltd submitted a D/A filing on May 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Hummingbird Development Fund A LLC Files with SEC EDGAR
Hummingbird Development Fund A LLC submitted a filing to the SEC on May 27, 2026 under CIK 0002136850.
Lighthouse Strategies Fund LLC Files D/A for Healthcare Series
Lighthouse Strategies Fund LLC submitted a D/A filing for its Lighthouse Healthcare Series on May 27, 2026, referencing Section 3(c)(7).
Acadian Global Equity Dynamic Extension Tax-Aware Fund Files SEC Notice
Acadian Global Equity Dynamic Extension Tax-Aware Fund, LP filed a Form 3C notice with the SEC on May 27, 2026 claiming Section 3(c)(7) exemption.
Locust Wood Long Only Offshore Fund Files 3(c)(7) Notice
D - Locust Wood Long Only Offshore Fund Ltd filed a Section 3(c)(7) notice with the SEC on May 27, 2026.
Delta4 Capital Master SPV LLC Files SEC Document
Delta4 Capital Master SPV LLC submitted a filing to the SEC on May 27, 2026, per EDGAR records.
EquityZen Growth Technology Fund LLC Files 3(c)(1) Notice
EquityZen Growth Technology Fund LLC - Series 2320 submitted a Section 3(c)(1) notice under the Investment Company Act on May 27, 2026.
HighVista I Limited Partnership Files D/A on 2026-05-27
HighVista I Limited Partnership submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
