Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Legacy Opportunity Fund LLC Files SEC Document on Investment Company Act
D/A - Legacy Opportunity Fund LLC submitted a filing to the SEC on April 3, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Michigan Aggregated Investments Files SEC Document for Section 3(c)(7)
D - Michigan Aggregated Investments No. 1, L.P. filed a SEC document on April 3, 2026, related to Investment Company Act Section 3(c), according to EDGAR records.
PennantPark Fund Files for Section 3(c)(7) Exemption
PennantPark Senior Credit Fund II ERISA Levered Feeder, LP filed a document under the Investment Company Act Section 3(c)(7) on April 3, 2026.
PennantPark Senior Credit Fund II Levered Feeder, LP Files Section 3(c)(7) Notice
PennantPark Senior Credit Fund II Levered Feeder, LP submitted a filing under the Investment Company Act Section 3(c)(7) on April 3, 2026, according to SEC EDGAR.
Acuitas Long/Short Fund LP Files Under Section 3(c)(1)
Acuitas Long/Short Fund LP submitted a filing under Section 3(c)(1) of the Investment Company Act on April 3, 2026, according to SEC EDGAR records.
PCM Long Offshore Fund Files SEC Notice for Section 3(c)(7) Exemption
PCM Long Offshore Fund, Ltd. filed a SEC document on April 3, 2026, related to Investment Company Act exemptions, according to SEC EDGAR records.
PCM Long Offshore Fund Files Section 3(c)(7) Exemption
PCM Long Offshore Fund Ltd. filed a document under Item 3C of the Investment Company Act on April 3, 2026, according to SEC EDGAR.
Sagefield Multi-Strategy Fund LP Files SEC Document on Section 3(c)(7)
Sagefield Multi-Strategy Fund LP submitted a filing to the SEC on April 3, 2026, related to Section 3(c)(7) of the Investment Company Act.
Sagefield Multi-Strategy Fund LP Files Under Section 3(c)(7)
Sagefield Multi-Strategy Fund LP filed a document with the SEC on April 3, 2026, under Item 3C and Item 3C.7 of the Investment Company Act.
Sagefield Multi-Strategy Offshore Fund Files SEC Document for Section 3(c)(7)
Sagefield Multi-Strategy Offshore Fund Ltd. filed a SEC EDGAR document on April 3, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Sagefield Multi-Strategy Offshore Fund Files Under Section 3(c)(7)
Sagefield Multi-Strategy Offshore Fund Ltd. filed a notice under Section 3(c)(7) of the Investment Company Act on April 3, 2026, according to SEC EDGAR.
Sagefield Relative Value Fund LP Files Under Section 3(c)(7)
Sagefield Relative Value Fund LP submitted a filing related to Section 3(c)(7) of the Investment Company Act on April 3, 2026, as per SEC EDGAR records.
Sagefield Relative Value Offshore Fund Ltd Files SEC Document
Sagefield Relative Value Offshore Fund Ltd filed a document with the SEC on April 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Sagefield Relative Value Offshore Fund Ltd Files Under SEC Section 3(c)(7)
Sagefield Relative Value Offshore Fund Ltd submitted a filing to the SEC on April 3, 2026, under Section 3(c)(7) of the Investment Company Act.
Acadian Fund Files Under Section 3(c)(7) of Investment Company Act
Acadian Enhanced Global All-Country Equity Fund, LLC submitted a filing related to Section 3(c)(7) on April 3, 2026, as per SEC EDGAR records.
East Rock Charitable Fund L.P. Files SEC Document for Section 3(c)(7)
East Rock Charitable Fund L.P. filed a document with the SEC on April 3, 2026, referencing Item 3C.7 of the Investment Company Act.
Hill City Capital Onshore Fund LP Files Under Section 3(c)(7)
Hill City Capital Onshore Fund LP submitted a filing to the SEC on April 3, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Riparian Water Fund Delaware Feeder, LP Files SEC Document for Section 3(c)(7)
Riparian Water Fund Delaware Feeder, LP filed a SEC document on April 3, 2026, citing Section 3(c)(7) of the Investment Company Act.
Windstone Investment LLC Files Form D Amendment
Windstone Investment LLC submitted an amendment to Form D on April 3, 2026, as per SEC EDGAR records.
Apollo Fund Files SEC Document for Section 3(c)(7)
Apollo Multi Asset Credit Replacement Co-Investors (A), L.P. filed a SEC document on April 2, 2026, related to Item 3C of the Investment Company Act.
Apollo Multi Asset Credit Replacement Files SEC Form for Section 3(c)(7)
D/A - Apollo Multi Asset Credit Replacement (Offshore), Ltd. filed a SEC document on April 2, 2026, related to Item 3C.7 under the Investment Company Act Section 3(c)(7).
Vista Co-Invest Fund 2026-1 Files SEC Form Under Investment Company Act
D - Vista Co-Invest Fund 2026-1, L.P. filed a SEC form on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
Apollo Fund Files SEC Form for Section 3(c)(7) Exemption
Apollo Multi Asset Credit Replacement Co-Investors (A), L.P. filed a SEC document on April 2, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Apollo Multi Asset Credit Replacement Files Under Section 3(c)(7)
D/A - Apollo Multi Asset Credit Replacement (Offshore), Ltd. filed a document with the SEC on April 2, 2026, citing Section 3(c)(7) of the Investment Company Act.
Vista Co-Invest Fund 2026-1 Files SEC Document for Section 3(c)(7) Exemption
D - Vista Co-Invest Fund 2026-1, L.P. filed a 10 KB document with the SEC on April 2, 2026, related to Investment Company Act Section 3(c)(7).
Avlok Capital, LP Files Form D with SEC Exemption Claim
Avlok Capital, LP submitted a Form D filing to the SEC on April 2, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Decibel Partners III, LP Files SEC Document for Investment Company Act
Decibel Partners III, LP filed a document with the SEC on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
Focused Investors Fund LP Files for Section 3(c)(7) Exemption
D/A - Focused Investors Fund LP submitted a filing on April 2, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
ISQ Hawkeye Holdings, L.P. Files D/A with SEC
ISQ Hawkeye Holdings, L.P. filed a D/A on April 2, 2026, according to SEC EDGAR records.
Avlok Capital, LP Files SEC Document with Section 3(c)(1) Reference
Avlok Capital, LP submitted a SEC filing on April 2, 2026, including Item 3C for Section 3(c)(1) of the Investment Company Act.
D/A - Focused Investors Fund L.P. Files SEC Document for Section 3(c)(7)
D/A - Focused Investors Fund L.P. filed a document with the SEC on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
Decibel Partners III Affiliates LP Files SEC Amendment
Decibel Partners III Affiliates LP submitted an amendment filing to the SEC on April 2, 2026, related to the Investment Company Act.
Decibel Partners III, LP Files SEC Amendment
Decibel Partners III, LP submitted a definitive amendment filing to the SEC on April 2, 2026, related to Investment Company Act exemptions.
ISQ Hawkeye Holdings, L.P. Files Form D/A with SEC
ISQ Hawkeye Holdings, L.P. submitted a Form D/A filing to the SEC on April 2, 2026, according to the EDGAR database.
AMAP Capital, LLC Files SEC Document on Section 3(c)(1)
AMAP Capital, LLC submitted a filing to the SEC on April 2, 2026, related to Section 3(c)(1) of the Investment Company Act.
AMAP Capital, LLC Files Under Investment Company Act Section 3(c)(1)
AMAP Capital, LLC submitted a SEC EDGAR filing on April 2, 2026, related to Section 3(c)(1) of the Investment Company Act.
BLVD BTS Fund II, LLC Submits SEC Filing
D - BLVD BTS Fund II, LLC filed a document with the SEC on April 2, 2026, according to EDGAR records.
MF Ventures Fund, LP - A2 Files SEC Form for Section 3(c)(1) Exemption
MF Ventures Fund, LP - A2 filed a SEC document on April 2, 2026, related to Investment Company Act Section 3(c)(1).
MF Ventures Fund, LP - A2 Files Under SEC Section 3(c)(1)
MF Ventures Fund, LP - A2 submitted a filing to the SEC on April 2, 2026, under Section 3(c)(1) of the Investment Company Act.
REFASHIOND Ventures Seed Fund Files Under Section 3(c)(1)
REFASHIOND Ventures Seed Fund, LP filed a document with the SEC on April 2, 2026, citing Section 3(c)(1) of the Investment Company Act.
REFASHIOND Ventures Seed Fund LP Files Under Investment Company Act
REFASHIOND Ventures Seed Fund LP filed a document on April 2, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported in SEC EDGAR filings.
Sypher Bitcoin Yield Fund Files SEC Document Under Section 3(c)(1)
Sypher Bitcoin Yield Fund, LP filed a document with SEC EDGAR on April 2, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Sypher Bitcoin Yield Fund Files Under Investment Company Act Section 3(c)(1)
Sypher Bitcoin Yield Fund, LP filed a SEC document on April 2, 2026, citing Section 3(c)(1) of the Investment Company Act.
AQR Alternative Trends Offshore Fund II Ltd. Files SEC Document Under Section 3(c)(7)
AQR Alternative Trends Offshore Fund II Ltd. submitted a filing on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
EquityZen Growth Technology Fund Files SEC Exemption Under Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2262 filed a document on April 2, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Olive Partners Access Fund II, LP Files SEC Form for Section 3(c)(7)
Olive Partners Access Fund II, LP submitted a SEC EDGAR filing on April 2, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
StepStone Boulder II Equity Feeder L.P. Files SEC Document on Investment Company Act
On April 2, 2026, StepStone Boulder II Equity Feeder L.P. submitted a filing to the SEC under Item 3C of the Investment Company Act, citing Section 3(c)(7).
StepStone Boulder II Equity S, L.P. Files Under Section 3(c)(7)
StepStone Boulder II Equity S, L.P. filed a document under Item 3C.7 of the Investment Company Act on April 2, 2026, according to SEC EDGAR.
Olive Partners Access Fund II Files for Section 3(c)(7) Exemption
Olive Partners Access Fund II, LP filed a SEC document on April 2, 2026, related to Investment Company Act Section 3(c)(7).
StepStone Boulder II Equity Feeder L.P. Files Under Section 3(c)(7)
StepStone Boulder II Equity Feeder L.P. filed a document with SEC EDGAR on April 2, 2026, citing Investment Company Act Section 3(c) and 3(c)(7).
