Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Amber Road Partners LP Files SEC 3(c)(1) Exemption Notice
Amber Road Partners LP submitted a Section 3(c)(1) notice under the Investment Company Act to the SEC on August 17, 2026.
Pretium Real Estate Debt Fund Files D/A Notice with SEC
Pretium Real Estate Debt Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
WaterHill Partners Fund Files D/A for 3(c)(1) Exemption
WaterHill Partners Fund, L.P. submitted a D/A filing on August 17, 2026, referencing Investment Company Act Section 3(c)(1).
D - AV Foundation Fund December 2026, LLC Files SEC Notice
D - AV Foundation Fund December 2026, LLC submitted a filing referencing Section 3(c)(1) of the Investment Company Act on August 17, 2026.
Masterworks Management Fee Collection Files D/A With SEC
Masterworks Management Fee Collection, LLC submitted a D/A filing to the SEC on August 17, 2026.
Hornfels Fund LLC Files Section 3(c)(7) Notice with SEC
Hornfels Fund LLC submitted a filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
West Street Growth Equity Partners II Employee Fund LP Files D/A
West Street Growth Equity Partners II Employee Fund LP submitted a D/A filing on 2026-08-17 via SEC EDGAR.
Tejon Management, LLC Files with SEC on August 17, 2026
Tejon Management, LLC submitted a filing to the SEC EDGAR database on August 17, 2026.
TSO III Project Radiant Investment Aggregator Files SEC Document
D - TSO III Project Radiant Investment Aggregator, L.P. submitted a filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
WE 120 Park Ridge Road Holdings LLC Files SEC Document
WE 120 Park Ridge Road Holdings LLC submitted a filing to the SEC on August 17, 2026 with accession number 0002150703-26-000001.
West Street Capital Partners VIII Offshore AIV I Files 3(c)(7) Notice
D - West Street Capital Partners VIII Offshore AIV I, L.P. submitted a Section 3(c)(7) filing on August 17, 2026, according to SEC EDGAR.
Aravali Global Arbitrage Master Fund VCC Files 3(c)(7) Notice
Aravali Global Arbitrage Master Fund VCC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
Pretium Real Estate Debt Fund B, LP Files D/A with SEC
Pretium Real Estate Debt Fund B, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
West Street Capital Partners VIII Offshore AIV II Files SEC Notice
West Street Capital Partners VIII Offshore AIV II, L.P. submitted a notice to the SEC under Section 3(c)(7) of the Investment Company Act on August 17, 2026.
Curi Capital Private Markets Fund Files D/A on August 17 2026
Curi Capital Private Markets Fund, LP submitted a D/A filing under Section 3(c)(1) to the SEC on August 17, 2026.
TKM Capital Partners I, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
TKM Capital Partners I, LP submitted an SEC filing on August 17, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP filed a Form 3C notice with the SEC on August 14 2026 claiming the Section 3(c)(1) exemption.
CIM VB 2809 Holdings, LLC Files SEC Document
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.
Essential Income Fund I, LLC Files D/A With SEC
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR records.
Apogem Senior Direct Lending Fund LP Files With SEC
Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026.
Frontier Infra Fund VII Files SEC Document
Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC made an SEC filing on August 14, 2026.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing with the SEC on August 14 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Frontier Infra Fund VII Files With SEC on August 14 2026
Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted a filing to the SEC on August 14, 2026 with accession number 0002150589-26-000001.
CIM VB 2809 Holdings, LLC Files with SEC EDGAR on August 14, 2026
CIM VB 2809 Holdings, LLC (CIK 0002144476) submitted a filing to the SEC on August 14, 2026, with accession number 0002144476-26-000002.
Essential Income Fund I, LLC Files D/A on 2026-08-14
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, under CIK 0002126377.
Apogem Senior Direct Lending Fund LP Files With SEC EDGAR
Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, under accession number 0002149558-26-000001.
Frontier Infra Fund VII Files With SEC EDGAR
Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted a filing to the SEC on August 14, 2026.
CIM VB 2809 Holdings, LLC Files SEC Document August 14 2026
CIM VB 2809 Holdings, LLC (CIK 0002144476) submitted a 5 KB filing to the SEC on August 14, 2026.
Essential Income Fund I, LLC Files D/A on August 14, 2026
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, under accession number 0002126377-26-000002.
Uma Ventures VIII LP Files SEC 3(c)(1) Notice
Uma Ventures VIII LP submitted a Section 3(c)(1) filing under the Investment Company Act on August 14, 2026, per SEC EDGAR records.
Essential Income Fund I, LLC Files D/A With SEC
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to EDGAR records.
Apogem Senior Direct Lending Fund LP Files SEC Document
Apogem Senior Direct Lending Fund LP submitted a filing to SEC EDGAR on 2026-08-14 with accession number 0002149558-26-000001.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a Form D notice to the SEC on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Apogem Senior Direct Lending Fund LP Files With SEC
Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, per EDGAR records.
Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026 referencing Investment Company Act Section 3(c)(1).
CIM VB 2809 Holdings, LLC Files With SEC EDGAR
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.
Essential Income Fund I, LLC Files D/A Amendment
Essential Income Fund I, LLC submitted a D/A filing on August 14, 2026 with accession number 0002126377-26-000002.
Essential Income Fund I Files D/A With SEC
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR.
Frontier Infra Fund VII Series Files With SEC
D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted an SEC filing on August 14, 2026.
CIM VB 2809 Holdings, LLC Files SEC Document August 14, 2026
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, with accession number 0002144476-26-000002.
Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Essential Income Fund I, LLC Files D/A on August 14, 2026
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, with accession number 0002126377-26-000002.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Apogem Senior Direct Lending Fund LP Submits SEC Filing
Apogem Senior Direct Lending Fund LP filed documents with the SEC EDGAR system on August 14, 2026.
CIM VB 2809 Holdings, LLC Files SEC Document
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.
CIM VB 2809 Holdings, LLC Files With SEC
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026.
Frontier Infra Fund VII Files SEC Notice
D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed a notice with the SEC on August 14, 2026.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a filing with the SEC on August 14, 2026, claiming exemption under Investment Company Act Section 3(c)(1).
CIM VB 2809 Holdings, LLC Files With SEC on August 14, 2026
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP submitted a Section 3(c)(1) exemption filing to the SEC on August 14, 2026.
