Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
MV Funds, LP Series Files Under Investment Company Act Section 3(c)(1)
D - RI-0417 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 13, 2026, citing Section 3(c)(1) of the Investment Company Act.
Blackstone I Fund Absolute Return L.P. Files SEC Document Under Investment Company Act
Blackstone I Fund Absolute Return L.P. submitted a filing to the SEC on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oaklin Lane Partnership LLC Files SEC Document
Oaklin Lane Partnership LLC submitted a filing to the SEC on May 13, 2026, as recorded in the EDGAR database.
WH Capital VIII LLC Files for Section 3(c)(1) Exemption
WH Capital VIII LLC submitted a filing to the SEC on May 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Magnolia Grove Investment Group LLC Files SEC Document
Magnolia Grove Investment Group LLC submitted a filing to the SEC on May 12, 2026, with details available on EDGAR.
Skye Global Fund LLC Files Under Investment Company Act Section 3(c)(7)
Skye Global Fund LLC submitted a filing on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Hockey Parent Holdings, L.P. Files SEC Document on May 12, 2026
D - Hockey Parent Holdings, L.P. submitted a filing to the SEC on May 12, 2026, with accession number 0001775042-26-000006.
Long Angle Investments LLC Files for RC Fund IV Exemption
Long Angle Investments LLC filed a document for RC Fund IV on May 12, 2026, under Section 3(c)(1) of the Investment Company Act.
Mach Speed Capital Debt Fund LLC Files Under Investment Company Act Section 3(c)(1)
Mach Speed Capital Debt Fund LLC filed a document on May 12, 2026, under Item 3C of the Investment Company Act, specifying Section 3(c)(1), according to SEC EDGAR.
Hockey Parent Holdings, L.P. Files with SEC on May 12, 2026
D - Hockey Parent Holdings, L.P. submitted a filing to the SEC, as documented in EDGAR records from May 12, 2026.
WorldQuant Millennium Advisors SABER Access LLC Files Under Section 3(c)(7)
WorldQuant Millennium Advisors SABER Access LLC filed a document related to Section 3(c)(7) of the Investment Company Act on May 12, 2026, according to SEC EDGAR.
Foresight Holdings Group, LP Files SEC Document on May 12, 2026
D - Foresight Holdings Group, LP submitted a filing to the SEC on May 12, 2026, according to EDGAR records.
Long Angle Investments LLC Files SEC Document for TPGCS 3 2025 SPV
Long Angle Investments LLC submitted a SEC filing on May 12, 2026, for TPGCS 3 2025 SPV under Section 3(c)(7) of the Investment Company Act.
D - LOCORR Futures Portfolio Fund L.P. Files SEC Document
D - LOCORR Futures Portfolio Fund L.P. submitted a filing to the SEC on May 12, 2026, according to EDGAR records.
Alpaca Real Estate Fund LP Files SEC Document on May 12, 2026
Alpaca Real Estate Fund LP submitted a filing to the SEC on May 12, 2026, as recorded in the EDGAR database.
Lendistry CRA Loan Fund III, LLC Files SEC Document
Lendistry CRA Loan Fund III, LLC with CIK 0002048855 submitted a filing to the SEC on May 12, 2026, as per EDGAR records.
eFi Capital Partners, LLC Files D/A with SEC
eFi Capital Partners, LLC submitted a D/A filing to the SEC on May 12, 2026, as documented in SEC EDGAR records.
NRC Private Equity Opportunities IV, L.P. Files Under Section 3(c)(7)
NRC Private Equity Opportunities IV, L.P. filed a document with the SEC on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act.
MV Funds, LP Series Files for Investment Company Act Exemption
D - SU-0427 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 12, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Time Travel Fund I Files Under Investment Company Act Section 3(c)(1)
D - Time Travel Fund I, a series of Platform Funds 2026, LP, filed a regulatory document on May 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Veteran-HA-0407 Fund I Files SEC Document Under Investment Company Act
Veteran-HA-0407 Fund I, a series of Platform Funds 2026, LP, filed a SEC document on May 12, 2026, related to Section 3(c)(1) of the Investment Company Act.
Ryan Bowie Ventures Files Form D for SC-0403 Fund I
Ryan Bowie Ventures, LP filed a Form D on May 12, 2026, for its SC-0403 Fund I series under Section 3(c)(1) of the Investment Company Act.
Chatham Small Cap Partnership I, LP Files D/A with SEC
Chatham Small Cap Partnership I, LP submitted a D/A filing to SEC EDGAR on May 11, 2026, as part of routine regulatory requirements.
BTG Pactual Strategic Capital Fund II-B Files SEC Form D
BTG Pactual Strategic Capital Fund II-B, L.P. filed a Form D on May 11, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Peritas Investments 1, LP Files SEC Document for Section 3(c)(7)
Peritas Investments 1, LP filed a document with the SEC on May 11, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.
xE RE Debt Fund I, LP Files Under Investment Company Act Section 3(c)(1)
xE RE Debt Fund I, LP submitted a SEC filing on May 11, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Acres Venture Partners SPV IV LP Files for Section 3(c)(7) Exemption
D - ACRE VENTURE PARTNERS SPV IV, LP filed a document with the SEC on May 11, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TVC Fund III, L.P. Files Under Investment Company Act Section 3(c)(1)
TVC Fund III, L.P. submitted a filing on May 11, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Clayton Capital Appreciation Fund Files SEC Document Under Section 3(c)(1)
Clayton Capital Appreciation Fund L.P. filed a SEC document on May 11, 2026, related to Section 3(c)(1) of the Investment Company Act, as per EDGAR records.
Camlyn Capital Fund 1 LLC Files SEC Document
Camlyn Capital Fund 1 LLC submitted a filing to the SEC on May 11, 2026, according to EDGAR records.
Silver Screen Master Fund Files Under Investment Company Act Section 3(c)(1)
Silver Screen Master Fund, LLC filed a SEC document on May 11, 2026, related to Investment Company Act exemptions.
D - X Capital Equity Master Fund LP Files SEC Exemption
D - X Capital Equity Master Fund LP filed for Section 3(c)(1) exemption on May 11, 2026, according to SEC EDGAR.
Institutional Drilling Fund III LP Files SEC Document
Institutional Drilling Fund III LP submitted a filing to the SEC on May 11, 2026, according to EDGAR records.
Brightlight Capital Partners LP Files SEC Document for Section 3(c)(7)
Brightlight Capital Partners LP filed a document with the SEC on May 11, 2026, related to Item 3C.7 under the Investment Company Act Section 3(c)(7).
FMC Operating Partnership LP Files SEC Document on Investment Company Act Section 3(c)(5)
FMC Operating Partnership LP filed a document with the SEC on May 11, 2026, referencing Section 3(c)(5) of the Investment Company Act.
HVP Opportunities Fund Files Under SEC Investment Company Act Section 3(c)(1)
HVP Opportunities Fund, LP filed a document with the SEC on May 11, 2026, citing Section 3(c)(1) of the Investment Company Act.
Linse Capital Stellar II LP Files D/A with SEC
Linse Capital Stellar II LP submitted a D/A filing to the SEC on May 11, 2026, according to official records.
Brightlight Capital Offshore Ltd. Files Under Section 3(c)(7)
Brightlight Capital Offshore Ltd. filed a document under the Investment Company Act Section 3(c)(7) on May 11, 2026, according to SEC EDGAR.
Mirae Asset Capital Life Science Inception I, LP Files SEC Document Under Section 3(c)(1)
Mirae Asset Capital Life Science Inception I, LP filed a regulatory document with the SEC on May 11, 2026, citing Section 3(c)(1) of the Investment Company Act.
Netley Capital Tertiary Fund 1 Files for Section 3(c)(7) Exemption
D - Netley Capital Tertiary Fund 1 (US) LP filed a notice under the Investment Company Act Section 3(c)(7) on May 11, 2026, according to SEC EDGAR.
Omni Ventures Master LLC Files for Section 3(c)(1) Exemption
D - Uptool I II a Series of Omni Ventures Master LLC filed a document with the SEC on May 11, 2026, under Item 3C.1 of the Investment Company Act.
Rho OPCO Ventures Files for Section 3(c)(1) Exemption
D - Rho OPCO Ventures Mar 2026, a series of CGF2021 LLC, filed a SEC document on May 11, 2026, under Item 3C.1 of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files SEC Document on Investment Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing to the SEC on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - FA Innovation Fund LP Files SEC Form D Under Section 3(c)(7)
D - FA Innovation Fund LP submitted a Form D filing to the SEC on May 8, 2026, specifying reliance on Section 3(c)(7) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files Under Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. submitted a SEC EDGAR filing on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files SEC Exemption Claim
JS Opportunity Fund LLC Series Q30 filed a document under Section 3(c)(1) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.
Efficient U.S. Funds, LLC Files SEC Document for Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing for its Efficient Pure Trend Series on May 8, 2026, according to SEC EDGAR records.
Shah Capital Opportunity Fund LP Files SEC Form for Exemptions
Shah Capital Opportunity Fund LP filed a form with the SEC on May 8, 2026, indicating exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
FA Innovation Fund LP Files SEC Document for Section 3(c)(7)
D - FA Innovation Fund LP, with CIK 0002131498, filed a document on May 8, 2026, specifying reliance on Section 3(c)(7) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Form for Section 3(c)(7) Exemption
TPG AG Corporate Credit Opportunities Fund, L.P. submitted a SEC filing on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
