Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Danu Ventures Fund I, LP Files SEC Form D/A
Danu Ventures Fund I, LP submitted a D/A filing on May 27, 2026, referencing Section 3(c)(1) of the Investment Company Act.
TMV Logistics Fund, LP Files D/A on 2026-05-26
TMV Logistics Fund, LP submitted a D/A filing to the SEC under Investment Company Act Section 3(c)(1).
Banyan Ventures Fund II Files SEC Notice Under 3(c)(1)
Banyan Ventures Fund II, L.P. submitted an SEC filing on May 26, 2026, claiming the Section 3(c)(1) exemption under the Investment Company Act.
TMV Logistics Fund LP Files D/A Amendment With SEC
TMV Logistics Fund, LP submitted a D/A filing on May 26, 2026, under Investment Company Act Section 3(c)(1).
Geek Ventures Fund I, LP Files SEC Notice Under 3(c)(1)
Geek Ventures Fund I, LP submitted a D/A filing to the SEC on May 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Banyan Ventures Fund II, L.P. Files SEC Notice Under 3(c)(1)
Banyan Ventures Fund II, L.P. submitted a filing to the SEC on May 26, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Lake Street HighPoint Co-Invest Fund Files 3(c)(1) Notice
Lake Street HighPoint Co-Invest Fund, LP submitted a Section 3(c)(1) filing to the SEC on May 26, 2026.
Cypress Point Funding LLC/DE Files SEC Document
Cypress Point Funding LLC/DE (CIK 0002133984) submitted a filing to the SEC on May 26, 2026.
CAZ Co-Investment Opportunities Fund Files SEC Notice
D - CAZ Co-Investment Opportunities Fund, L.P. - ARMADA II Portfolio submitted an SEC filing under Section 3(c)(7) on May 26, 2026.
Silver Horizon Funding LLC Files with SEC
Silver Horizon Funding LLC submitted a filing to the SEC on May 26, 2026 under CIK 0002133144.
Translink Capital Partners VI Files 3(c)(7) Notice
Translink Capital Partners VI, LP submitted a Section 3(c)(7) exemption filing to the SEC on May 26, 2026.
Cypress Point Funding LLC/DE Files SEC Document May 26 2026
Cypress Point Funding LLC/DE submitted a filing to the SEC on May 26 2026 under accession number 0001493152-26-025289.
Geek Ventures Fund I, LP Files D/A With SEC
Geek Ventures Fund I, LP submitted a D/A filing to the SEC on May 26, 2026, under Section 3(c)(1) of the Investment Company Act.
Byrd In Hand Holdings LLC Files SEC Document
Byrd In Hand Holdings LLC (CIK 0002136832) submitted a filing to the SEC on May 26, 2026.
Temple Capital Master Fund Files D/A on May 26 2026
Temple Capital Master Fund, L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Sands Capital Emerging Markets Growth Feeder Fund Files D/A
Sands Capital Emerging Markets Growth Feeder Fund (DE), L.P. submitted a D/A filing to the SEC on May 26, 2026 under Section 3(c)(7).
Amazon Market Neutral Fund Files 3(c)(7) Notice
D - Amazon Market Neutral Fund submits SEC filing claiming Investment Company Act Section 3(c)(7) exemption on May 26, 2026.
Sands Capital Emerging Markets Growth Feeder Fund Files D/A Notice
Sands Capital Emerging Markets Growth Feeder Fund (Cayman), Ltd filed a D/A notice with the SEC on May 26, 2026 under Section 3(c)(7).
Veyrion Laxentum Capital Ltd Files SEC Document
Veyrion Laxentum Capital Ltd (CIK 0002105238) submitted a filing to the SEC on May 26, 2026.
Regal Resources Long Short Offshore Fund Files SEC Notice
Regal Resources Long Short (Offshore) Fund submitted a Section 3(c)(7) notice to the SEC on May 26, 2026.
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing to the SEC on 2026-05-22 referencing Investment Company Act Section 3(c)(1).
Western Standard Partners LP Files D/A with SEC on May 22 2026
Western Standard Partners LP submitted a D/A filing under Investment Company Act Section 3(c)(1) via SEC EDGAR on May 22 2026.
Clutch Capital Files Form D for Moxi by Play Money Series
Moxi by Play Money a Series of Clutch Capital LLC submitted a Form D notice under Section 3(c)(1) on May 22, 2026.
Western Standard Partners QP, L.P. Files D/A on 2026-05-22
Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026, referencing Investment Company Act Section 3(c)(7).
D-HITT Power Series Files SEC Notice Claiming 3(c)(1) Exemption
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a 6 KB SEC notice on May 22, 2026 claiming the Section 3(c)(1) exemption.
Western Standard Partners QP Files D/A Amendment on May 22
Western Standard Partners QP, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7)
MAVRK Celestia Fund, LP submitted a Form D notice to the SEC claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Neuberger Specialty Finance Fund IV LP Files SEC Notice
Neuberger Specialty Finance Fund IV LP submitted a Form D filing with the SEC on May 22 2026 claiming Section 3(c)(7) exemption.
MAVRK Celestia Fund, LP Files SEC Notice May 22, 2026
MAVRK Celestia Fund, LP submitted a filing to the SEC claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Form D Notice
MAVRK Celestia Fund, LP submitted a 7 KB SEC filing on 2026-05-22 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Moxi by Play Money Series Files SEC Notice
D - Moxi by Play Money a Series of Clutch Capital LLC filed a 6 KB notice on 2026-05-22 claiming Section 3(c)(1) exemption.
Western Standard Partners QP Files D/A Amendment With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Western Standard Partners LP Files SEC Amendment Referencing 3(c)(1)
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions
MAVRK Celestia Fund, LP submitted a Form D filing on May 22, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Neuberger Specialty Finance Fund IV LP Files SEC 3(c)(7) Notice
Neuberger Specialty Finance Fund IV LP submitted a Section 3(c)(7) filing with the SEC on May 22, 2026.
Western Standard Partners LP Files D/A With SEC on 2026-05-22
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Shellback Real Estate Fund I, LLC Files With SEC EDGAR
Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026.
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Clutch Capital Files SEC Notice for Moxi by Play Money Series
D - Moxi by Play Money a Series of Clutch Capital LLC filed an SEC notice under Section 3(c)(1) on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Exemption Notice
MAVRK Celestia Fund, LP submitted a notice of exemption filing under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
Clutch Capital Series Files SEC Section 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC submitted a filing to the SEC on May 22, 2026 referencing Section 3(c)(1).
Clutch Capital LLC Files for Scarlet Series Fund
Clutch Capital LLC submitted a Section 3(c)(1) filing for D - Scarlet by Angel Hive on May 22, 2026, according to SEC EDGAR.
Moxi by Play Money Series Files 3(c)(1) Notice
D - Moxi by Play Money a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Clutch Capital LLC Series Files 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Western Standard Partners QP Files 3(c)(7) Amendment With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
MAVRK Celestia Fund, LP Files SEC Notice
MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026 referencing Investment Company Act Section 3(c).
Western Standard Partners LP Files SEC Notice Under 3(c)(1)
Western Standard Partners LP submitted a filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Clutch Capital Series Files SEC 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.
Western Standard Partners LP Files D/A with SEC
Western Standard Partners LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on May 22, 2026.
MAVRK Celestia Fund, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22, 2026 listing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
