Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
JS Opportunity Fund LLC Series Q30 Files SEC Exemption Claim
JS Opportunity Fund LLC Series Q30 filed a document under Section 3(c)(1) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.
Efficient U.S. Funds, LLC Files SEC Document for Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing for its Efficient Pure Trend Series on May 8, 2026, according to SEC EDGAR records.
Shah Capital Opportunity Fund LP Files SEC Form for Exemptions
Shah Capital Opportunity Fund LP filed a form with the SEC on May 8, 2026, indicating exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
FA Innovation Fund LP Files SEC Document for Section 3(c)(7)
D - FA Innovation Fund LP, with CIK 0002131498, filed a document on May 8, 2026, specifying reliance on Section 3(c)(7) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Form for Section 3(c)(7) Exemption
TPG AG Corporate Credit Opportunities Fund, L.P. submitted a SEC filing on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Forge Investments Files SEC Exemption for Fund FG-OMM
Forge Investments, LLC filed a notice for Fund FG-OMM under Section 3(c)(1) of the Investment Company Act on May 8, 2026, according to SEC EDGAR.
JS Opportunity Fund LLC Series Q30 Files Under Investment Company Act Section 3(c)(1)
JS Opportunity Fund LLC Series Q30 submitted a filing on May 8, 2026, under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
FA Innovation Fund LP Files Under SEC Section 3(c)(7)
D - FA Innovation Fund LP filed a document with the SEC on May 8, 2026, related to Investment Company Act exemptions.
Efficient U.S. Funds, LLC Files SEC Document for Efficient Pure Trend Series
Efficient U.S. Funds, LLC filed a document for the Efficient Pure Trend Series on May 8, 2026, as reported by SEC EDGAR.
Forge Investments, LLC Files for Fund FG-OMM Under Section 3(c)(1)
Forge Investments, LLC filed a notice for its Fund FG-OMM series on May 8, 2026, under Section 3(c)(1) of the Investment Company Act.
Shah Capital Opportunity Fund LP Files for Investment Company Act Exemptions
Shah Capital Opportunity Fund LP filed a document on May 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, as per SEC EDGAR.
Shah Capital Opportunity Fund LP Files Under Investment Company Act
Shah Capital Opportunity Fund LP filed a form with SEC EDGAR on May 8, 2026, indicating reliance on Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
D - FA Innovation Fund LP Files Under Section 3(c)(7)
D - FA Innovation Fund LP submitted a SEC filing on May 8, 2026, citing reliance on Section 3(c)(7) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files for Section 3(c)(1) Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Forge Investments, LLC Files SEC Document for Fund FG-OMM
Forge Investments, LLC filed a SEC EDGAR document on May 8, 2026, for its Fund FG-OMM series under Section 3(c)(1) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Document
TPG AG Corporate Credit Opportunities Fund, L.P. filed a regulatory document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - FA Innovation Fund LP Files Under Section 3(c)(7)
D - FA Innovation Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.
Efficient U.S. Funds, LLC Files for Efficient Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing for Efficient Pure Trend Series on May 8, 2026, as per SEC EDGAR records.
Shah Capital Opportunity Fund LP Files SEC Document on Exemptions
Shah Capital Opportunity Fund LP submitted a filing to the SEC on May 8, 2026, detailing exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
TPG AG Corporate Credit Opportunities Fund Files SEC Form Under Section 3(c)(7)
D/A - TPG AG Corporate Credit Opportunities Fund, L.P. submitted a filing on May 8, 2026, under Item 3C.7 of the Investment Company Act, as recorded in SEC EDGAR.
Forge Investments Files Notice for Fund FG-OMM Under Investment Company Act
Forge Investments, LLC submitted a SEC filing for its Fund FG-OMM series, claiming exemption under Section 3(c)(1) of the Investment Company Act on May 8, 2026.
Shah Capital Opportunity Fund LP Files SEC Exemption Notice
Shah Capital Opportunity Fund LP submitted a SEC filing on May 8, 2026, claiming exemptions under Investment Company Act sections 3(c)(1) and 3(c)(7).
Forge Investments, LLC Files SEC Document for Fund FG-OMM
Forge Investments, LLC filed a SEC EDGAR document on May 8, 2026, for Fund FG-OMM under Section 3(c)(1) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files SEC Document on Section 3(c)(1)
JS Opportunity Fund LLC Series Q30 submitted a SEC EDGAR filing on May 8, 2026, related to Investment Company Act Section 3(c)(1).
Efficient U.S. Funds, LLC Files SEC Document for Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing to the SEC on May 8, 2026, for their Efficient Pure Trend Series, as recorded in the EDGAR database.
D - FA Innovation Fund LP Files Under SEC Investment Company Act Section 3(c)(7)
D - FA Innovation Fund LP submitted a filing to the SEC on May 8, 2026, referencing Section 3(c)(7) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files for Section 3(c)(1) Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing to the SEC on May 8, 2026, under the Investment Company Act Section 3(c)(1).
Efficient U.S. Funds, LLC Files SEC Document for Efficient Pure Trend Series
D - Efficient U.S. Funds, LLC submitted a filing for Efficient Pure Trend Series on May 8, 2026, as reported by SEC EDGAR.
TPG AG Corporate Credit Opportunities Fund Files SEC Form for Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a SEC document on May 8, 2026, referencing Investment Company Act Section 3(c)(7).
Forge Investments LLC Files for Fund FG-OMM Exemption
Forge Investments LLC filed a document for its Fund FG-OMM series on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Forge Investments, LLC Files for Fund FG-OMM Under Investment Company Act
Forge Investments, LLC filed a document for its Fund FG-OMM series on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Shah Capital Opportunity Fund LP Files SEC Document on Investment Exemptions
Shah Capital Opportunity Fund LP filed a SEC document on May 8, 2026, indicating reliance on sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
D - FA Innovation Fund LP Files for Section 3(c)(7) Exemption
D - FA Innovation Fund LP, with CIK 2131498, filed a SEC EDGAR document on May 8, 2026, referencing Item 3C and Item 3C.7 of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Document for Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a document with the SEC on May 8, 2026, related to Item 3C.7 under the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files Under Investment Company Act
JS Opportunity Fund LLC Series Q30 filed a document on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
JS Opportunity Fund LLC Series Q30 Files Under Section 3(c)(1)
JS Opportunity Fund LLC Series Q30 submitted a filing under Section 3(c)(1) of the Investment Company Act on May 8, 2026, according to SEC EDGAR.
Shah Capital Opportunity Fund LP Files SEC Exemption Notice
Shah Capital Opportunity Fund LP filed a SEC form on May 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Forge Investments Files SEC Document for Fund FG-OMM
Forge Investments, LLC filed a SEC EDGAR document for Fund FG-OMM on May 8, 2026, under Section 3(c)(1) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Document Under Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a SEC document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Pier Music Royalties Fund LP Files Under Section 3(c)(1)
Pier Music Royalties Fund LP submitted a SEC filing on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Golub Capital Fund Files for Investment Company Act Exemption
Golub Capital Private Credit iCapital Offshore Access Fund SPC filed a SEC form on May 8, 2026, for exemption under Section 3(c)(1).
FA Innovation Fund LP Files Under SEC Section 3(c)(7)
D - FA Innovation Fund LP submitted a SEC filing on May 8, 2026, related to Investment Company Act Section 3(c)(7).
Edelweiss India Multimanager Equity Fund Series I Files Under Section 3(c)(1)
Edelweiss India Multimanager Equity Fund Series I submitted a SEC filing on May 8, 2026, under Investment Company Act Section 3(c)(1).
TEEDUP Investment Fund Files Form D/A for Section 3(c)(1) Exemption
TEEDUP Investment Fund, LLC filed a Form D/A on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
EP Guardian Fund, LLC Files SEC Document on May 8, 2026
EP Guardian Fund, LLC submitted a filing to the SEC on May 8, 2026, as recorded in the EDGAR database.
Sniffies Holdings, Inc. Files Document with SEC on May 8, 2026
Sniffies Holdings, Inc., with CIK 0002133707, submitted a filing to the SEC EDGAR system on May 8, 2026, according to official records.
Pier Special Opportunities Fund LP Files Under Section 3(c)(7)
Pier Special Opportunities Fund LP filed a document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
MW Americas TOPS Long-Only Fund LP Files SEC Form D/A Under Section 3(c)(7)
MW Americas TOPS Long-Only Fund LP filed a Form D/A on May 8, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
D - 109 SE 5th Partners LLC Files SEC Document
D - 109 SE 5th Partners LLC submitted a filing to the SEC on May 8, 2026, as recorded in the EDGAR database.
Mesarete Credit Opportunities Fund Ltd Files Under Section 3(c)(7)
Mesarete Credit Opportunities Fund Ltd filed a document with the SEC on May 8, 2026, citing Section 3(c)(7) of the Investment Company Act.
