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Regulatory

Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.

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Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Jul 12, 2026 #sec-filing#3c7-exemption#regulatory-notice

MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I submitted a Section 3(c)(7) exemption filing on July 10 2026 via SEC EDGAR.

Close-up of 50 euro banknotes with a digital stock market chart on a tablet, depicting financial growth.
Jul 12, 2026 #sec-filing#argent-vale-capital#regulatory

Argent Vale Capital Inc. Files SEC Document (CIK 0002141948)

Argent Vale Capital Inc. submitted a filing to the SEC on July 10, 2026, with accession number 0002141948-26-000001.

Close-up of a hand pointing to financial charts during a business review.
Jul 12, 2026 #regulatory#sec-filing#3c1

Creator Revenue Fund I Files 3(c)(1) Notice with SEC

D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-10.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Jul 12, 2026 #sec-filing#3c1#exempt-fund

WH Capital IX LLC Files 3(c)(1) Notice With SEC

WH Capital IX LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10, 2026.

Close-up of a digital cryptocurrency Bitcoin coin placed on a pile of coins.
Jul 12, 2026 #regulatory#3c1#sec-filing

D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10 2026.

A UK Government envelope with coronavirus update on a wooden floor.
Jul 12, 2026 #sec-filing#3c7-exemption#investment-company-act

D - MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I submitted a Form 3C filing on July 10, 2026 claiming Section 3(c)(7) exemption.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Jul 12, 2026 #sec-filing#3c1-exemption#private-fund

MVP Opportunity Fund VI Series 26I Files 3(c)(1) Exemption

D - MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) exemption notice with the SEC on July 10, 2026.

Close-up of Bitcoin coins and an iPad displaying 'Financial Freedom,' symbolizing modern digital savings.
Jul 12, 2026 #sec-filing#regulatory#3c7

Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted an SEC filing under Investment Company Act Section 3(c)(7) on July 10, 2026.

Black and white photo of the iconic Presidio County Courthouse in Marfa, Texas.
Jul 12, 2026 #sec-filing#argent-vale-capital#regulatory

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. submitted a 7 KB SEC filing on July 10 2026 under accession number 0002141948-26-000001.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Jul 12, 2026 #regulatory#sec-filing#3c1

WH Capital IX LLC Files 3(c)(1) Exemption Notice

WH Capital IX LLC submitted a Section 3(c)(1) notice under the Investment Company Act to the SEC on July 10, 2026.

Monochrome photo of the New York State Capitol building with its reflection in water, emphasizing architectural symmetry.
Jul 11, 2026 #regulatory#sec-filing#3c1

D - AI Agent Fund I Series Files 3(c)(1) Notice

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted an SEC filing on 2026-07-10 claiming Section 3(c)(1) exemption.

Close-up of 50 euro banknotes with a digital stock market chart on a tablet, depicting financial growth.
Jul 11, 2026 #form-d#sec-filing#argent-vale-capital

Argent Vale Capital Inc. Files Form D with SEC on 2026-07-10

Argent Vale Capital Inc. submitted a Form D filing to the SEC on July 10, 2026, listed under CIK 0002141948 on EDGAR.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Jul 11, 2026 #regulatory#sec-filing#3c1

D - Creator Revenue Fund I, LP Files SEC Notice

D - Creator Revenue Fund I, LP submitted a Form 3C filing on July 10, 2026 claiming Section 3(c)(1) exemption.

Stunning aerial view of an offshore oil production platform with nearby ships and coastline.
Jul 11, 2026 #regulatory#sec-filing#3c7

Manatuck Hill Mariner Offshore Fund Files D/A on July 10 2026

Manatuck Hill Mariner Offshore Fund Ltd filed a D/A notice referencing Section 3(c)(7) of the Investment Company Act with the SEC on July 10 2026.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Jul 11, 2026 #regulatory#sec-filing#3c7

MVP Opportunity Fund VI Series 26I Files 3(c)(7) Notice

D - MVP Opportunity Fund VI LLC Series 26I filed with the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Jul 11, 2026 #sec-filing#3c1-exemption#investment-company-act

D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.

Red traffic light in cityscape setting with modern glass building facade.
Jul 11, 2026 #sec-filing#3c7-exemption#private-fund

Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) exemption filing with the SEC on July 10, 2026.

Detailed close-up of multiple overlapping euro banknotes depicting currency and finance themes.
Jul 11, 2026 #sec-filing#edgar#regulatory

Argent Vale Capital Inc. Files SEC Document

Argent Vale Capital Inc. submitted a filing to the SEC on July 10 2026 under accession number 0002141948-26-000001.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Jul 11, 2026 #sec-filing#3c1#private-fund

D - Creator Revenue Fund I, LP Files 3(c)(1) Notice

D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) notice filing to the SEC on July 10, 2026.

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Jul 11, 2026 #sec-filing#3c1-exemption#investment-company-act

WH Capital IX LLC Files SEC Notice Claiming 3(c)(1) Exemption

WH Capital IX LLC submitted a 5 KB filing on July 10 2026 referencing Section 3(c)(1) of the Investment Company Act.

Detailed loan agreement document close-up on a wooden table representing legal and financial concepts.
Jul 11, 2026 #sec-filing#regulatory#argent-vale-capital

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. (CIK 0002141948) submitted filing 0002141948-26-000001 to the SEC on July 10 2026.

Smiling businesswoman in beige blazer holding and pointing to documents against white background.
Jul 11, 2026 #sec-filing#regulatory#3c1

D - AI Agent Fund I Files SEC Notice as FOG Ventures Series

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

Male analyst studies cryptocurrency trends at a workstation with multiple displays showing market data.
Jul 11, 2026 #sec-filing#3c1-exemption#creator-revenue-fund

D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)

D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

A close-up of hands signing a marriage contract during an outdoor wedding ceremony
Jul 11, 2026 #form-d#sec-filing#3c7

Valiant Peregrine Special Opportunities Fund 8 Files Form D

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Form D filing with the SEC on July 10, 2026 under Section 3(c)(7).

Close-up of the architectural details of the Reichstag Building in Berlin, Germany.
Jul 11, 2026 #regulatory#sec-filing#3c1

WH Capital IX LLC Files 3(c)(1) Exemption with SEC

WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Jul 11, 2026 #regulatory#sec-filing#3c1

MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

Detailed close-up of law and regulation books on a bookshelf, emphasizing education and knowledge.
Jul 11, 2026 #regulatory#fundraising#sec-filing

Valiant Peregrine Special Opportunities Fund 8 Files SEC Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) notice filing to the SEC on July 10, 2026.

A 'Do Not Enter' sign on a concrete wall outside a building with greenery.
Jul 11, 2026 #sec-filing#3c1-exemption#wh-capital-ix

WH Capital IX LLC Files 3(c)(1) Notice with SEC

WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026, per SEC EDGAR records.

Two professionals examining a divorce decree with a Lady Justice statue nearby.
Jul 11, 2026 #sec-filing#regulatory-notice#investment-company-act

MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I submitted a regulatory filing to the SEC on July 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Multiple hands holding and signing a document during a formal ceremony with a microphone nearby.
Jul 11, 2026 #sec-filing#regulatory#argent-vale-capital

Argent Vale Capital Inc. Submits SEC Filing July 10 2026

Argent Vale Capital Inc. filed a document with the SEC under CIK 0002141948 on July 10 2026.

Business professionals analyzing cryptocurrency market trends on laptop and tablet.
Jul 11, 2026 #regulatory#sec-filing#3c1

D - MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I QC filed a Form 3C notice with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Jul 10, 2026 #regulatory#sec-filing#3c1

MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) notice with the SEC on July 10 2026.

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Jul 10, 2026 #regulatory#sec-filing#3c7

Valiant Peregrine Special Opportunities Fund 7 Files 3(c)(7) Notice

Valiant Peregrine Special Opportunities Fund 7, L.P. submitted a Section 3(c)(7) filing to the SEC on July 10, 2026.

Focused close-up of an NDA document on a wooden desk, highlighting contract details.
Jul 10, 2026 #sec-filing#regulatory#d-a-amendment

CRA Funding 1, LLC Files D/A With SEC on July 10, 2026

CRA Funding 1, LLC submitted a D/A filing to the SEC on July 10, 2026, according to SEC EDGAR records.

Serious female lawyer in elegant outfit holding folders with documents while going downstairs near stone state building and looking away
Jul 10, 2026 #sec-filing#3c7#private-fund

Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) filing with the SEC on July 10, 2026.

Close-up of the ornate archways and columns at the Minnesota State Capitol building.
Jul 10, 2026 #sec-filing#regulatory#argent-vale-capital

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. submitted a filing to the SEC EDGAR system on July 10, 2026 under accession number 0002141948-26-000001.

Historic courthouse facade with statue and American flag in daylight.
Jul 10, 2026 #sec-filing#3c7#offshore-fund

Senator Strategic Resources Offshore Fund Files 3(c)(7) Notice

Senator Strategic Resources Offshore Fund Ltd. submitted an SEC filing claiming exemption under Section 3(c)(7) of the Investment Company Act on July 10, 2026.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Jul 10, 2026 #sec-filing#regulatory#edgar

D - Medina DC 1 Assets LLC Files With SEC

D - Medina DC 1 Assets LLC submitted a filing to the SEC on July 10 2026 according to EDGAR records.

Historic courthouse facade with statue and American flag in daylight.
Jul 10, 2026 #regulatory#sec-filing#3c7

Manatuck Hill Mariner Offshore Fund Files D/A on 2026-07-10

Manatuck Hill Mariner Offshore Institutional Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

Intricate stone entrance with arched designs and wooden door, perfect for architectural themes.
Jul 10, 2026 #sec-filing#edgar#form-d

Medina DC 2 Assets LLC Files With SEC on July 10 2026

Medina DC 2 Assets LLC submitted a 10 KB filing to the SEC EDGAR system on July 10 2026 under CIK 0002143117.

Close-up of a contract document alongside a smartphone and laptop, ideal for business concepts.
Jul 10, 2026 #sec-filing#3c1#equityzen

EquityZen Growth Technology Fund LLC Series 2302 Files SEC Notice

EquityZen Growth Technology Fund LLC Series 2302 submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10 2026 according to SEC EDGAR.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Jul 10, 2026 #sec-filing#investment-company-act#3c7

MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I filed a notice under Section 3(c)(7) of the Investment Company Act on July 10 2026.

Front view of a neoclassical courthouse building in Colorado with lush greenery.
Jul 10, 2026 #sec-filing#stepstone#3c7

StepStone VC Secondaries Fund VII-K LP Files D/A With SEC

StepStone VC Secondaries Fund VII-K LP submitted a D/A filing on 2026-07-10 under Investment Company Act Section 3(c)(7).

Wooden Scrabble letters spelling 'Act Now' on a grid, inspiring immediate action.
Jul 10, 2026 #regulatory#sec-filing#3c7

Sagence Point Priority Core Fund LP Files D/A on 2026-07-10

Sagence Point Priority Core Fund LP submitted a D/A filing to the SEC on July 10, 2026, under Investment Company Act Section 3(c)(7).

A professional setting with a focus on signing divorce documents in an office environment.
Jul 10, 2026 #sec-filing#3c7-exemption#manatuck-hill

Manatuck Hill Mariner Onshore Fund Files D/A on 2026-07-10

Manatuck Hill Mariner Onshore Fund, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Jul 10, 2026 #regulatory#sec-filing#3c1

Qontix Fund, LP Files D/A with SEC Claiming 3(c)(1) Exemption

Qontix Fund, LP submitted a D/A filing on 2026-07-10 under Investment Company Act Section 3(c)(1).

Stunning aerial view of the iconic California State Capitol in Sacramento surrounded by cityscape.
Jul 10, 2026 #sec-filing#stepstone#secondaries

StepStone VC Secondaries Fund VII ND LP Files D/A with SEC

StepStone VC Secondaries Fund VII ND LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 10, 2026.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Jul 10, 2026 #sec-filing#private-fund#3c1

D - Lagniappe Opportunity Fund Files SEC Notice

D - Lagniappe Opportunity Fund, LLC submitted a 7 KB filing on 2026-07-10 under Investment Company Act Section 3(c)(1) and 3(c)(7).

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Jul 10, 2026 #sec-filing#regulatory#d-a-amendment

Green Shield Holdings LLC Files D/A With SEC

Green Shield Holdings LLC filed a D/A with the SEC on July 10 2026 under accession number 0000929638-26-002588.

Monochrome image of a historic Capitol building with grand architecture and a prominent dome.
Jul 10, 2026 #sec-filing#3c1-exemption#private-fund

D - WH Capital IX LLC Files 3(c)(1) Notice with SEC

D - WH Capital IX LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.