Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
StepStone Capital Partners VI Europe Files D/A With SEC
StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on 2026-07-31 referencing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI Files SEC Notice on July 31, 2026
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Ardenwood Ventures LLC Files for Fund 1 with SEC
Ardenwood Ventures LLC submitted a filing for Fund 1 to the SEC on July 31, 2026, under accession number 0002148351-26-000001.
StepStone Capital Partners VI Offshore Files D/A with SEC
StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.
StepStone Capital Partners VI Files D/A on July 31 2026
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC under Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI-E Europe Files D/A on 2026-07-31
StepStone Capital Partners VI-E Europe, SCSp filed a D/A amendment claiming Section 3(c)(7) exemption under the Investment Company Act.
StepStone Capital Partners VI Europe Files D/A With SEC
StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, under Investment Company Act Section 3(c)(7).
Merewether Liquid Credit Partners Files D/A on July 29 2026
Merewether Liquid Credit Partners LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
SemiAnalysis Capital Fund I, LP Files SEC Notice
SemiAnalysis Capital Fund I, LP submitted a filing to the SEC on 2026-07-29 claiming exemptions under Section 3(c)(1) and 3(c)(7) of the Investment Company Act.
Merewether Liquid Credit Offshore Partners Files D/A on July 29 2026
Merewether Liquid Credit Offshore Partners, Ltd submitted a D/A filing to the SEC on July 29 2026 referencing Section 3(c)(7).
D-270 Private Capital Fund III Files 3(c)(7) Notice
D - 270 Private Capital Fund III (Offshore), LP submitted a filing with the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Series 2331 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2331 submitted a Section 3(c)(1) filing with the SEC on July 29, 2026.
Quadrant Private Capital Solutions Platform Files SEC Notice
D - Quadrant Private Capital Solutions Platform, LP submitted a filing to the SEC on July 29, 2026, under Investment Company Act Section 3(c).
NB Collective Fund II LLC Files With SEC EDGAR
NB Collective Fund II LLC submitted a filing to the SEC on July 29 2026 under accession number 0001085146-26-000541.
EquityZen Growth Technology Fund LLC Series 2334 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2334 submitted a 7 KB filing to the SEC on July 29, 2026 under Section 3(c)(1) of the Investment Company Act.
Lord Abbett Private Credit Fund S Files D/A with SEC
Lord Abbett Private Credit Fund S submitted a D/A filing to the SEC on July 29, 2026, with accession number 0002041841-26-000004.
D-270 Private Capital Fund III Files SEC Notice
D-270 Private Capital Fund III, LP submitted a filing to the SEC on July 29, 2026 claiming exemption under Section 3(c)(7).
Crosslink Ventures XI-B, L.P. Files Form D on July 29, 2026
Crosslink Ventures XI-B, L.P. submitted a Form D notice claiming exemption under Investment Company Act Section 3(c)(7).
IITM Unicorn Frontier Fund I Files D/A for 3(c)(1) Exemption
IITM Unicorn Frontier Fund I, LP submitted a D/A filing on July 29, 2026, citing Section 3(c)(1) of the Investment Company Act.
Merewether Cyclicals Partners, LP Files D/A on July 29, 2026
Merewether Cyclicals Partners, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files for Series 2353
EquityZen Growth Technology Fund LLC submitted a Section 3(c)(1) notice for Series 2353 on July 29, 2026.
Kai Diversified Convexity Fund LP Files SEC Notice Claiming 3(c)(7) Exemption
Kai Diversified Convexity Fund LP submitted a filing with the SEC on July 29, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
509 DEV GROUP INCOME FUND LLC Files D/A with SEC
509 DEV GROUP INCOME FUND LLC submitted a D/A filing to the SEC on July 29, 2026, per EDGAR records.
Merewether Cyclicals Offshore Partners Files 3(c)(7) Amendment
Merewether Cyclicals Offshore Partners, Ltd. submitted a D/A filing to the SEC on July 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
M13 Ventures V, L.P. Files SEC Notice Under Section 3(c)(7)
M13 Ventures V, L.P. submitted a filing to the SEC on July 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
GT Partners, L.P. Files D/A Referencing Section 3(c)(7)
GT Partners, L.P. submitted a D/A filing to the SEC on July 29, 2026, under Investment Company Act Section 3(c)(7) according to SEC EDGAR.
Rubric Long Term Opportunities Offshore Fund LP Files D/A
Rubric Long Term Opportunities Offshore Fund LP submitted a D/A filing to the SEC on July 29, 2026, under Section 3(c)(7).
D - GG Investments 26 Series Files SEC Notice for 3(c)(1)
D - GG investments 26 a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 29, 2026.
D - SH-0629 Fund I Files SEC Notice Under Section 3(c)(1)
D - SH-0629 Fund I, a series of Roll Up Vehicles, LP submitted a Form D filing claiming the Section 3(c)(1) exemption on 2026-07-29.
Rubric Long Term Opportunities Onshore Fund LP Files D/A Notice
Rubric Long Term Opportunities Onshore Fund LP submitted a D/A filing under Section 3(c)(7) on 2026-07-29 according to SEC EDGAR.
Animal-AR-0309 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - Animal-AR-0309 Fund I, a series of Platform Funds 2026, LP filed a Section 3(c)(1) notice with the SEC on July 29, 2026.
D - MHEG Fund 64, LP Files SEC Document July 28, 2026
D - MHEG Fund 64, LP submitted a 20 KB filing to the SEC on July 28, 2026 under accession number 0002144344-26-000001.
Deep Fork Partners LP Files SEC Notice Under Section 3(c)(1)
Deep Fork Partners LP submitted a filing to the SEC on July 28, 2026, under Investment Company Act Section 3(c)(1).
Okeanos Venture Partners II LLC-Series 180 Files D/A Claiming 3(c)(1) Exemption
Okeanos Venture Partners II LLC-Series 180 submitted a D/A filing to the SEC on July 28 2026 asserting exemption under Section 3(c)(1) of the Investment Company Act.
D - LAM European Opportunities Fund Files 3(c)(7) Notice
D - LAM European Opportunities Fund, LP submitted a Section 3(c)(7) exemption filing to the SEC on July 28, 2026.
i2 Health Advisors Inc. Files With SEC on July 28 2026
i2 Health Advisors Inc. submitted a 7 KB SEC filing with accession number 0002147485-26-000001 on July 28 2026.
Bluhaus Small Business Fund II Files D/A on July 28 2026
Bluhaus Small Business Fund II LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act.
HYPER Ventures Fund LP Series 16 Files With SEC
HYPER Ventures Fund LP Series 16 submitted a filing to the SEC on July 28 2026 under accession number 0002145118-26-000003.
D - Allocate Venture Co-Investment Fund I, L.P. Files SEC Notice
D - Allocate Venture Co-Investment Fund I, L.P. filed a notice with the SEC on July 28, 2026 claiming Section 3(c)(7) exemption.
Collins Investment Partners LP Files D/A on 2026-07-28
Collins Investment Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Cohen & Steers Tactical Real Estate Fund Files D/A
Cohen & Steers Tactical Real Estate Fund, L.P. submitted a D/A filing to the SEC on July 28, 2026 under Section 3(c)(7).
Shikhara India Opportunities Cayman Fund Ltd Files D/A on 2026-07-28
Shikhara India Opportunities Cayman Fund Ltd submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
ADS Partners Vehicle I Files 3(c)(1) Notice
D - ADS Partners Vehicle I a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 28, 2026.
D - TCAP Venture Capital Fund, LP Files SEC Notice
D - TCAP Venture Capital Fund, LP submitted a filing to the SEC on July 28, 2026, claiming exemption under Section 3(c)(1).
OKEANOS VENTURE PARTNERS II LLC-SERIES 180 Files SEC Document
OKEANOS VENTURE PARTNERS II LLC-SERIES 180 submitted a D/A filing to the SEC on July 28, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Sagard Credit Partners III-U RN (US) LP Files D/A with SEC
Sagard Credit Partners III-U RN (US) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 28, 2026.
EquityZen Growth Technology Fund LLC Series 2349 Files SEC Notice
EquityZen Growth Technology Fund LLC - Series 2349 submitted a regulatory filing to the SEC on July 28, 2026 under Section 3(c)(1).
TF Capital Investments VI LLC Files SEC 3(c)(1) Notice
TF Capital Investments VI LLC submitted a filing under Investment Company Act Section 3(c)(1) on July 28, 2026.
Gabriel, Roeder, Smith & Co Holdings, Inc. Files Document D
Gabriel, Roeder, Smith & Co Holdings, Inc. (CIK 0001682362) submitted a Form D filing to SEC EDGAR on July 28, 2026.
EIP Frontier Fund II LP Submits D/A Filing to SEC
EIP Frontier Fund II LP filed a D/A with the SEC on 2026-07-28 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
