Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a Form D notice to the SEC on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Apogem Senior Direct Lending Fund LP Files With SEC
Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, per EDGAR records.
Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026 referencing Investment Company Act Section 3(c)(1).
CIM VB 2809 Holdings, LLC Files With SEC EDGAR
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.
Essential Income Fund I, LLC Files D/A Amendment
Essential Income Fund I, LLC submitted a D/A filing on August 14, 2026 with accession number 0002126377-26-000002.
Essential Income Fund I Files D/A With SEC
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR.
Frontier Infra Fund VII Series Files With SEC
D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted an SEC filing on August 14, 2026.
CIM VB 2809 Holdings, LLC Files SEC Document August 14, 2026
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, with accession number 0002144476-26-000002.
Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Essential Income Fund I, LLC Files D/A on August 14, 2026
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, with accession number 0002126377-26-000002.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Apogem Senior Direct Lending Fund LP Submits SEC Filing
Apogem Senior Direct Lending Fund LP filed documents with the SEC EDGAR system on August 14, 2026.
CIM VB 2809 Holdings, LLC Files SEC Document
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.
CIM VB 2809 Holdings, LLC Files With SEC
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026.
Frontier Infra Fund VII Files SEC Notice
D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed a notice with the SEC on August 14, 2026.
Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)
Uma Ventures VIII LP submitted a filing with the SEC on August 14, 2026, claiming exemption under Investment Company Act Section 3(c)(1).
CIM VB 2809 Holdings, LLC Files With SEC on August 14, 2026
CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.
Uma Ventures VIII LP Files 3(c)(1) Notice With SEC
Uma Ventures VIII LP submitted a Section 3(c)(1) exemption filing to the SEC on August 14, 2026.
Apogem Senior Direct Lending Fund LP Files SEC Document
Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, under accession number 0002149558-26-000001.
Essential Income Fund I, LLC Files D/A with SEC
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, under accession number 0002126377-26-000002.
Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption
Uma Ventures VIII LP submitted an SEC filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Osiris Growth Fund I, LP Files SEC Notice on 3(c) Exemptions
Osiris Growth Fund I, LP submitted a filing to the SEC on August 14, 2026, referencing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
KKR US Direct Lending Fund SCSp Files SEC Document
KKR US Direct Lending Fund SCSp submitted a filing to the SEC on August 14 2026 referencing Section 3(c)(7) of the Investment Company Act.
Apogem Senior Direct Lending Fund LP Files SEC Document
Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on 2026-08-14 under accession number 0002149558-26-000001.
Essential Income Fund I, LLC Files D/A with SEC
Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR.
Global Defense & Security Select Fund Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. filed a D/A notice under Investment Company Act Section 3(c)(7) on August 7, 2026.
Millstone Global Fund LP Files 3(c)(7) Notice With SEC
Millstone Global Fund LP submitted a filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
CIM VB 2809 Holdings, LLC Files with SEC EDGAR August 14, 2026
CIM VB 2809 Holdings, LLC (0002144476) submitted a 5 KB filing to the SEC on August 14, 2026.
Frontier Infra Fund VII Files With SEC on August 14 2026
Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed with the SEC under CIK 0002150589 on August 14 2026.
KKR Asian Fund V SCSp Files D/A With SEC
KKR Asian Fund V SCSp submitted a D/A filing to the SEC on August 14, 2026, claiming exemption under Section 3(c)(7).
Venture Growth Select II Offshore SICAV-RAIF Files D/A
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. filed a D/A notice under Investment Company Act Section 3(c)(7) on August 7, 2026.
GAP (Bermuda) Mexico Companion Fund II Files D/A on August 7 2026
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
KKR European Direct Lending Fund SCSp Files SEC D/A
KKR European Direct Lending Fund SCSp submits D/A filing citing Investment Company Act Section 3(c)(7) on August 14, 2026.
Black Opal Ventures Fund II Files 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing claiming the Section 3(c)(7) exemption on August 7, 2026.
Third Seven Capital SPV Files 3(c)(1) Notice for Positron Series C
D - Positron Series C, a series of Third Seven Capital SPV Master Series LLC, submitted an SEC filing claiming Section 3(c)(1) exemption on August 14, 2026.
Viking Partners Fund VI-Q, LLC Files D/A with SEC
Viking Partners Fund VI-Q, LLC submitted a D/A filing to the SEC on August 14, 2026, under accession number 0002090927-26-000001.
Capital Defense Technologies LLC Files D/A With SEC EDGAR
Capital Defense Technologies LLC submitted a D/A filing to the SEC on August 14, 2026, per EDGAR records.
Viking Partners Fund VI Files D/A with SEC on August 14 2026
Viking Partners Fund VI LLC submitted a D/A filing to the SEC on August 14 2026 with accession number 0002092010-26-000001.
Desert Lion Capital Fund I Files 3(c)(1) Exemption Notice
Desert Lion Capital Fund I, LP submitted a D/A filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Redwheel Emerging Markets Equity Fund Ltd Files D/A With SEC
Redwheel Emerging Markets Equity Fund Ltd submitted a D/A filing on August 14, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Thai Capital Fund, LP Submits SEC Filing Under Section 3(c)(1)
Thai Capital Fund, LP filed a document with the SEC on August 14, 2026, under Investment Company Act Section 3(c)(1).
Regents Gate Capital Fund Ltd Files D/A Amendment with SEC
Regents Gate Capital Fund Ltd submitted a D/A filing to the SEC on August 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Gymkhana Partners L.P. Files D/A with SEC on August 14, 2026
Gymkhana Partners L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
IITM Unicorn Frontier Fund I, LP Files D/A With SEC
IITM Unicorn Frontier Fund I, LP submitted a D/A filing to the SEC on 2026-08-14 claiming Section 3(c)(1) exemption.
Kimmeridge Fund VII-B, LP Files SEC Notice
Kimmeridge Fund VII-B, LP submitted a Section 3(c)(7) filing with the SEC on August 13, 2026, according to SEC EDGAR.
Wilson Ln. Holdings LLC Files With SEC on August 13 2026
Wilson Ln. Holdings LLC submitted a filing to the SEC EDGAR system on August 13 2026 under accession number 0002150046-26-000001.
Arena Capital Fund Series 3 Files D/A With SEC
Arena Capital Fund, L.P.- Series 3 submitted a D/A filing on 2026-08-13 referencing Section 3(c)(7) of the Investment Company Act.
Health Wealth Fund One Series 3 LLC Files D/A on August 13 2026
Health Wealth Fund One Series 3 LLC submitted a D/A filing to the SEC on August 13 2026 under accession number 0002128347-26-000006.
Marval Guru Fund Files 3(c)(7) Notice With SEC
Marval Guru Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 13, 2026.
Prairie Wheel Capital LLC Files SEC Document August 13 2026
Prairie Wheel Capital LLC submitted a filing to the SEC EDGAR system on August 13, 2026 under CIK 0002150404.
