Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
PSquared US Feeder Fund Files 3(c)(7) Amendment
PSquared US Feeder Fund, LP submitted a D/A filing for its Event Opportunity Series under Section 3(c)(7) of the Investment Company Act.
OCP Asia Fund VI LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
OCP Asia Fund VI LP submitted a notice filing to the SEC on July 10 2026 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Unpopular VC Files 3(c)(1) Notice for VO-0518 Fund II
D - VO-0518 Fund II, a series of Unpopular VC, LP submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.
Kuark Offshore Fund Ltd Files D/A With SEC on July 10 2026
Kuark Offshore Fund Ltd submitted a D/A filing under Investment Company Act Section 3(c)(7) according to SEC EDGAR.
GenInnov Funds Ltd. (US) LP Files D/A on 2026-07-10
GenInnov Funds Ltd. (US) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Capital F Fund I Files 3(c)(1) Exemption Notice With SEC
Capital F Fund I, L.P. submitted a D/A filing on July 9, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
C2V Capital Partners III, LP Files SEC Notice Claiming 3(c)(1) Exemption
C2V Capital Partners III, LP submitted an SEC filing on July 9, 2026 referencing Investment Company Act Section 3(c)(1).
Capital F Fund I, L.P. Files D/A Claiming 3(c)(1) Exemption
Capital F Fund I, L.P. submitted a D/A filing on 2026-07-09 referencing Investment Company Act Section 3(c)(1).
RCP Multi-Strategy Fund III, LP Files SEC Notice
RCP Multi-Strategy Fund III, LP submitted a filing under Section 3(c)(7) of the Investment Company Act on 2026-07-09.
C2V Capital Partners III Parallel Fund Files SEC Notice
C2V Capital Partners III Parallel Fund, LP submitted a filing under Section 3(c)(7) of the Investment Company Act on July 9, 2026.
Clifton First Onshore Fund LP Files D/A With SEC
Clifton First Onshore Fund LP submitted a D/A filing on July 9, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Viridian Global Strategies Fund 1 LP Files 3(c)(1) Notice
Viridian Global Strategies Fund 1 LP submitted a Section 3(c)(1) notice to the SEC on July 9, 2026.
E Squared Investment Fund Files 3(c)(7) Notice for D-ES I Series
E Squared Investment Fund, LLC filed a Section 3(c)(7) exemption notice with the SEC for its D-ES I series on July 9, 2026.
D - ES I Series Files 3(c)(7) Notice With SEC
D - ES I, a series of E Squared Investment Fund, LLC submitted a Section 3(c)(7) filing on July 9, 2026 according to SEC EDGAR.
D - BOOST Z2 NUCLEAR FUND LLC Files Section 3(c)(7) Notice
D - BOOST Z2 NUCLEAR FUND LLC submitted a Section 3(c)(7) notice filing with the SEC on 2026-07-09.
EQUIAM Private Tech 30 Fund II LP Files D/A With SEC
EQUIAM Private Tech 30 Fund II LP submitted a D/A filing to the SEC on July 9, 2026 under Section 3(c)(7).
Driftwood Credit Fund II-B LP Files D/A Amendment
Driftwood Credit Fund II-B, LP submitted a D/A filing on July 9, 2026, under Investment Company Act Section 3(c)(7).
Jaffa Capital Fund, LP Files D/A on Section 3(c)(7)
Jaffa Capital Fund, LP submitted a D/A filing on July 9, 2026 claiming the Section 3(c)(7) exemption under the Investment Company Act.
IFM Core Energy Transition Fund Files SEC Notice Under Section 3(c)(7)
IFM Core Energy Transition Fund (USD) B SCSp filed a D/A notice with the SEC on 2026-07-09 claiming exemption under Investment Company Act Section 3(c)(7).
Hyphen Capital Master Series SPV II LLC Files SEC Form for Series 131
D - Hyphen Capital Master Series SPV II LLC - Series 131 filed a 6 KB document with the SEC on July 9 2026 under CIK 0002132068.
Driftwood Credit Fund II-A Files D/A With SEC
Driftwood Credit Fund II-A, LP submitted a D/A filing to the SEC on July 9, 2026, claiming the Section 3(c)(1) exemption.
Safar Partners Co-Invest A Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions
D - Safar Partners Co-Invest A, LLC filed a Form 3C notice with the SEC claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Waterfall Silver Spring Fund Files D/A on SEC EDGAR
Waterfall Silver Spring Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 9, 2026.
Neuberger Taiwan Equity Fund Ltd. Files 3(c)(7) Exemption Notice
Neuberger Taiwan Equity Fund Ltd. submitted a Section 3(c)(7) filing to the SEC on July 9, 2026.
Monterone Partners Equity Fund LP Files D/A on 2026-07-09
Monterone Partners Equity Fund LP submitted a D/A filing to the SEC citing Investment Company Act Section 3(c)(7).
Hillpointe Workforce Housing Partnership VI PIV Files SEC Notice
D - Hillpointe Workforce Housing Partnership VI PIV, LP filed a Form 3C notice with the SEC on July 9 2026 claiming Section 3(c)(6) exemption.
Attestor Value Fund Ltd Files D/A Amendment on 2026-07-09
Attestor Value Fund Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Fortress Ultimate Holdings, L.P. Files D/A Amendment
Fortress Ultimate Holdings, L.P. submitted a D/A filing to the SEC on July 8, 2026.
Antler Special Opportunities Fund I LP Files SEC Notice
Antler Special Opportunities Fund I LP submitted an SEC filing on July 8, 2026 claiming Investment Company Act exemptions under Sections 3(c)(1) and 3(c)(7).
D - 224 Ventures SPV Series LP Files SEC Notice
D - 224 Ventures SPV Series LP, Series B1 submitted a filing to the SEC on July 8, 2026, under Investment Company Act Section 3(c)(7).
PeakSpan Capital BaseCamp I, L.P. Files SEC Notice
PeakSpan Capital BaseCamp I, L.P. submitted a filing on 2026-07-08 under Section 3(c)(7) of the Investment Company Act.
Churchill Secondaries Solutions II Access Fund Files SEC Notice
Churchill Secondaries Solutions II Access Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on July 8, 2026, according to SEC EDGAR.
BP Commercial Funding Trust II Series SPL-V Files D/A Amendment
BP Commercial Funding Trust II Series SPL-V submitted a D/A filing on July 8 2026 according to SEC EDGAR records.
Northleaf Secondary Partners (US) IV LP Files D/A on 2026-07-08
Northleaf Secondary Partners (US) IV LP submitted a D/A filing to the SEC on July 8 2026 referencing Section 3(c)(7) of the Investment Company Act.
Brooklyn Tech Fund LP Files SEC Notice Claiming 3(c)(1) Exemption
Brooklyn Tech Fund LP submitted an SEC filing on July 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Cynosure PSS Co-investment LLC Files 3(c)(7) Notice
D - Cynosure PSS Co-investment, LLC submitted a Section 3(c)(7) notice under the Investment Company Act on July 8, 2026.
Brown Advisory Files 3(c)(1) Notice for Alternative Strategies Fund
Brown Advisory (Bermuda) Ltd. submitted a Section 3(c)(1) notice for the Brown Advisory Alternative Strategies Fund on July 8, 2026.
BP Commercial Funding Trust II Series SPL-IV Files D/A Amendment
BP Commercial Funding Trust II, Series SPL-IV submitted a D/A filing on July 8, 2026 according to SEC EDGAR.
Grey Sheep Ventures Files 3(c)(1) Exemption Notice
D - Grey Sheep Ventures, a Series of Decile Start Fund, LP filed a Section 3(c)(1) notice with the SEC on July 8, 2026.
D - 224 Ventures SPV Series LP Files 3(c)(7) Notice
D - 224 Ventures SPV Series LP, Series B1 filed a Section 3(c)(7) exemption notice with the SEC on July 8, 2026.
ARTA Ventures Series Files 3(c)(1) Exemption Notice
D - ARTA Ventures, a Series of Decile Start Fund, LP filed an Investment Company Act Section 3(c)(1) notice with the SEC on July 8, 2026.
Haven Advisors Holdings, LLC Files SEC Document July 8 2026
Haven Advisors Holdings, LLC (CIK 0002142146) submitted a filing to the SEC on July 8 2026 according to EDGAR records.
Intrinsic Health Partners II Files 3(c)(7) Notice
Intrinsic Health Partners II, L.P. submitted a D/A filing indicating reliance on Investment Company Act Section 3(c)(7).
Catholic Endowment Fund LP Files D/A With SEC on July 8 2026
Catholic Endowment Fund LP submitted a D/A filing to the SEC on 2026-07-08 referencing Section 3(c)(1) of the Investment Company Act.
Brown Advisory (Bermuda) Ltd. Files D/A for Global Managers Fund
Brown Advisory (Bermuda) Ltd. submitted a D/A filing for the Brown Advisory Global Managers Fund under Section 3(c)(7) on July 8, 2026.
D - FF Flex Fund 4 Files SEC Notice Under Section 3(c)(1)
D - FF Flex Fund 4 a Series of FF SPV Holdings LLC submitted a 3(c)(1) filing on July 8, 2026, according to SEC EDGAR.
Angel Collective Opportunity Fund Files Form D Amendment
Angel Collective Opportunity Fund, LP submitted a Form D amendment on July 8, 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
D - AU-0217 Fund II Files Section 3(c)(1) Exemption Notice
D - AU-0217 Fund II, a series of Roll Up Vehicles, LP filed a 7 KB notice under Section 3(c)(1) of the Investment Company Act on 2026-07-08.
ROW Diversified 2X Offshore Fund Files D/A with SEC
ROW Diversified 2X Offshore Fund, Ltd. submitted a D/A filing on July 8, 2026, referencing Investment Company Act Section 3(c)(7).
Ventioneers Funds LP Files SEC Notice for AD-0609 Fund I Series
D - AD-0609 Fund I, a series of Ventioneers Funds, LP filed a Form D notice with the SEC on July 8, 2026, claiming a Section 3(c)(1) exemption.
