Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
IFG Preferred Equity Fund LLC Files SEC Document
IFG Preferred Equity Fund LLC submitted a D/A filing to the SEC on August 12, 2026, referencing Section 3(c)(5).
Washington Area Community Investment Fund Files Rule 504 Notice
Washington Area Community Investment Fund, Inc. submitted a 6 KB SEC filing on August 12, 2026, referencing Item 04 under Rule 504(b)(1).
D - MVP ES FUND CLXIII LLC Files SEC Notice Claiming 3(c)(1) Exemption
D - MVP ES FUND CLXIII LLC submitted a filing to the SEC on August 12 2026 under Section 3(c)(1) of the Investment Company Act.
CIFC CLO Enhanced Income Fund LP Files D/A on August 12 2026
CIFC CLO Enhanced Income Fund LP submitted a D/A filing referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
RioBlanco Fund II LLC Files 3(c)(1) Notice for Ponce Series XI
RioBlanco Fund II LLC - Ponce Series XI submitted a Section 3(c)(1) filing with the SEC on August 12, 2026.
Positive Sum Capital IV, LP Files 3(c)(7) Notice
Positive Sum Capital IV, LP submitted a Section 3(c)(7) filing with the SEC on August 12, 2026.
Oxshott Venture Fund XI LLC Files 3(c)(1) Exemption Notice
Oxshott Venture Fund XI LLC submitted a Section 3(c)(1) notice to the SEC on August 12, 2026.
TideView I Holdings LLC Files D/A on Section 3(c)(1) Exemption
TideView I Holdings LLC submitted a D/A filing on 2026-08-12 referencing Investment Company Act Section 3(c)(1).
Global Horizons Holdings Ventures LLC Series 3 Files SEC Notice
Global Horizons Holdings Ventures LLC - Series 3 submitted an SEC filing on August 12 2026 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Global Horizons Holdings Ventures LLC Series 5 Files SEC Notice
Global Horizons Holdings Ventures LLC Series 5 filed a notice with the SEC on August 12 2026 claiming exemptions under Section 3(c)(1) and 3(c)(7).
D - Lux Ventures VIII-B, L.P. Files SEC Notice
D - Lux Ventures VIII-B, L.P. submitted a filing to the SEC on 2026-08-12 citing Investment Company Act exemptions.
Quantix Commodities Opportunities Fund LP Files SEC D/A Notice
Quantix Commodities Opportunities Fund LP submitted a D/A filing with the SEC on August 12, 2026 claiming exemption under Section 3(c)(7).
Kamino Fund, LP Files SEC Notice Under 3(c)(1)
Kamino Fund, LP submitted a filing to the SEC on August 12, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Trefoil/Garnet Capital Partners LP Files D/A on Section 3(c)(1)
Trefoil/Garnet Capital Partners LP submitted a D/A filing to the SEC on August 12 2026 referencing Investment Company Act Section 3(c)(1).
WorldQuant Millennium TA SABER Access Fund LLC Files 3(c)(7) Notice
WorldQuant Millennium TA SABER Access Fund LLC submitted a Section 3(c)(7) exemption filing on August 12, 2026 via SEC EDGAR.
Dardanelles Capital US Fund LP Files 3(c)(1) Notice with SEC
Dardanelles Capital US Fund LP submitted a filing under Investment Company Act Section 3(c)(1) on August 12, 2026.
D - Legacy Fund, LP Files SEC Notice August 12, 2026
D - Legacy Fund, LP submitted a filing to the SEC on August 12, 2026, according to EDGAR records.
8VC AI Fund VIII Files 3(c)(7) Notice with SEC
D - 8VC AI Fund VIII, LLC submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Harmonic Investors LLC Real Assets Income Fund Files D/A on Aug 12 2026
Harmonic Investors LLC Real Assets Income Fund submits D/A filing under Section 3(c)(1) of the Investment Company Act.
Redwheel EAFE Intrinsic Value Fund Ltd Files SEC D/A
Redwheel EAFE Intrinsic Value Fund Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 12, 2026.
AIHF I Files Amended D/A Claiming 3(c)(1) Exemption
AIHF I, a series of Artificial Intelligence in Health Fund, LP filed a D/A on August 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
SnowVC Files D/A for Fund 2025 Under 3(c)(1)
SnowVC, LP submitted a D/A filing for Fund 2025 on 2026-08-12 claiming Section 3(c)(1) exemption per SEC EDGAR.
Cederberg Greater China Equity Fund LP Files SEC Notice
Cederberg Greater China Equity Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 12, 2026.
Wilbe Capital II LP Files 3(c)(1) Notice With SEC
Wilbe Capital II LP submitted a Form D/A filing under Investment Company Act Section 3(c)(1) on August 12, 2026.
Vehlo Holdings, LP Files D/A with SEC on August 11, 2026
Vehlo Holdings, LP submitted a D/A filing to the SEC on August 11, 2026, with accession number 0001942716-26-000002 and file size of 12 KB.
Accel Growth Fund 8 L.P. Files SEC Notice Under Section 3(c)(7)
Accel Growth Fund 8 L.P. submitted a filing to the SEC on August 11, 2026, referencing Investment Company Act Section 3(c)(7).
1911 Capital Ventures LLC Files SEC Notice Under Section 3(c)(1)
1911 Capital Ventures LLC submitted a filing to the SEC on August 11 2026 referencing Investment Company Act Section 3(c)(1).
PE Firms Adopt AI for Compliance but Lack Formal Policies
Survey of US and Europe managers with $3.51tn AUM shows 69% use AI for compliance reporting while only 5% have formal use policies.
RCG Ventures Fund VIII LP Files D/A With SEC
RCG Ventures Fund VIII LP submitted a D/A filing to the SEC on August 11 2026 referencing Investment Company Act exemptions.
Jefferies Credit Partners BDC Inc. Files D/A on August 11 2026
Jefferies Credit Partners BDC Inc. submitted a D/A filing to the SEC on August 11 2026 according to SEC EDGAR.
Canterbury Consulting PC Fund III (B), L.P. Files D/A on August 11, 2026
Canterbury Consulting PC Fund III (B), L.P. submitted a D/A filing to the SEC on August 11, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Rialto Credit Opportunities Fund Files D/A With SEC
Rialto Credit Opportunities Fund, LP submitted a D/A filing on August 11, 2026 under Investment Company Act Section 3(c)(7).
High Country Impact Fund III, LLC Files With SEC
High Country Impact Fund III, LLC submitted a filing to the SEC on August 11, 2026 under CIK 0002147401.
Global Asset Backed Opportunities (Cayman) LP Files SEC Notice
Global Asset Backed Opportunities (Cayman) LP submitted a Section 3(c)(7) notice to the SEC on August 11, 2026.
Galaxy Sharplink Onchain Yield Fund Files SEC 3(c)(7) Notice
Galaxy Sharplink Onchain Yield Fund, LP filed an exemption notice under Investment Company Act Section 3(c)(7) on August 11, 2026.
Rubicon Point Fund II, LP Submits D/A Filing to SEC
Rubicon Point Fund II, LP filed a D/A with the SEC on 2026-08-11 claiming Investment Company Act exemptions under sections 3(c)(5), 3(c)(6) and 3(c)(7).
EAIC2026 Series Files 3(c)(1) Exemption Notice
D - EAIC2026 a Series of What If Ventures Master LLC submitted a Section 3(c)(1) filing to the SEC on August 11, 2026.
ITE Rail Fund-IA, L.P. Files D/A on August 11, 2026
ITE Rail Fund-IA, L.P. submitted a Form D/A filing under Investment Company Act Section 3(c)(7).
Sunset Ventures SPV1 Sync Labs Files SEC Notice Under 3(c)(1)
Sunset Ventures SPV1 Sync Labs a Series of CGF2021 LLC submitted a filing claiming Section 3(c)(1) exemption on August 11, 2026.
JMWTX Investments Files 3(c)(1) Notice for D-RE-0715 Fund I
D-RE-0715 Fund I, a series of JMWTX Investments LP, submitted a Section 3(c)(1) filing with the SEC on August 11, 2026.
D - Two-RE-0714 Fund I Files SEC Notice for 3(c)(1) Exemption
D - Two-RE-0714 Fund I, a series of Platform Funds 2026, LP filed a Form 3C notice with the SEC claiming Section 3(c)(1) exemption on August 11, 2026.
Acion Japan Engagement US Feeder Fund Files SEC Notice
D - Acion Japan Engagement US Feeder Fund submitted a filing to the SEC on August 11 2026 under Section 3(c)(7) of the Investment Company Act.
D - TH-0602 Fund I Files 3(c)(1) Notice With SEC
D - TH-0602 Fund I, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice under the Investment Company Act on August 11, 2026.
D-RE-0430 Fund II Files 3(c)(1) Notice with SEC
D-RE-0430 Fund II, a series of MV Funds, LP submitted an SEC filing on August 11, 2026 claiming Section 3(c)(1) exemption.
Lightspeed AI Renaissance Fund Files SEC 3(c) Notice
Lightspeed AI Renaissance Fund, L.P. submitted a Form 3C filing with the SEC on August 10, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
ECP Blacktop Holdings Files SEC Notice Under Section 3(c)(1)
ECP Blacktop Holdings, LLC submitted an SEC filing on August 10, 2026 referencing Investment Company Act Section 3(c)(1).
GDP Holdings, LLC Files With SEC on August 10, 2026
GDP Holdings, LLC submitted an SEC filing with accession number 0002148405-26-000001 on August 10, 2026.
ARCYN Defense Corp. I Files SEC Document as Series of Capitalize Investments LLC
ARCYN Defense Corp. I, a series of Capitalize Investments LLC, submitted a filing to the SEC on 2026-08-10 with accession number 0002148484-26-000001.
Boardman Bay Ventures Files 3(c)(7) Notice for Series N7
Boardman Bay Ventures, LP - Series N7 filed a Section 3(c)(7) notice with the SEC on August 10, 2026.
Aptitude Alternative Equity Ltd Files D/A Amendment
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act.
