Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Aptitude Alternative Equity LP Files D/A With SEC
Aptitude Alternative Equity LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on 2026-07-24.
Levee Ventures Intramotev I Files SEC Notice as Decile SPV Series
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) filing to the SEC on July 24, 2026.
Mineral Forecast Holdings Ltd Files SEC Document August 10 2026
Mineral Forecast Holdings Ltd submitted a filing to the SEC on August 10 2026 under accession number 0002013773-26-000004.
Cidel Global Equity Fund LLC Files D/A With SEC
Cidel Global Equity Fund LLC submitted a D/A filing on August 10, 2026 under Section 3(c)(7) of the Investment Company Act.
Somerset Hill Ventures Fund LLC Series 3 Files SEC Notice
Somerset Hill Ventures Fund LLC Series 3 submitted a Section 3(c) filing to the SEC on August 10, 2026.
LifeSci Venture SPV 18, LLC Files D/A with SEC
LifeSci Venture SPV 18, LLC submitted a D/A filing to the SEC on 2026-07-24 referencing Section 3(c)(1) of the Investment Company Act.
Blackstone Private Equity Strategies Fund Files D/A with SEC
Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing to the SEC on July 24, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Vintage Private Equity 2026 Offshore SICAV Files SEC Notice
Vintage Private Equity 2026 Offshore SICAV-RAIF S.C.Sp. filed a D/A notice with the SEC claiming Section 3(c)(7) exemption on August 10, 2026.
Vintage Private Equity 2026, LLC Files D/A With SEC
Vintage Private Equity 2026, LLC submitted a D/A filing to the SEC on August 10, 2026, referencing Section 3(c)(7).
NDH Opportunity Funds LLC Series 6 Files SEC Notice
NDH Opportunity Funds LLC Series 6 submitted a filing to the SEC on August 10 2026 claiming exemptions under sections 3(c)(1) and 3(c)(7).
NonPublic Semiconductor Fund II Files 3(c)(1) Notice
D - NonPublic Semiconductor Fund II, a Series of NonPublic Master, LP filed a notice with the SEC on August 10, 2026 claiming exemption under Section 3(c)(1).
D - AV AI Fund LP Files 3(c)(1) Exemption Notice
D - AV AI Fund LP submitted a Section 3(c)(1) exemption filing to the SEC on August 10, 2026.
Hina Liberty Growth Capital I LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Hina Liberty Growth Capital I, LP submitted a filing on August 10, 2026 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
FOG Ventures Fund III Series Files 3(c)(7) Notice
D - FUND SUPERHUMAN a Series of FOG Ventures Fund III LLC filed a Section 3(c)(7) notice with the SEC on August 10 2026.
Robinhood Employee Fund, LP Files SEC Document August 10 2026
Robinhood Employee Fund, LP (CIK 0002145149) submitted an SEC filing on August 10 2026 with accession number 0000950103-26-012083.
Global Defense & Security Select Fund Files SEC Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files 3(c)(7) Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(7).
NDH Opportunity Funds LLC Series 10 Files SEC Exemption Notice
NDH Opportunity Funds LLC Series 10 submitted a filing under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on August 7, 2026.
Millstone Global Fund LP Files SEC Notice Under Section 3(c)(7)
Millstone Global Fund LP submitted a filing on August 7 2026 claiming exemption under Investment Company Act Section 3(c)(7).
Antler Special Opportunities Fund III LP Files SEC Notice
Antler Special Opportunities Fund III LP submitted a filing to the SEC on August 7, 2026, under Section 3(c)(1) of the Investment Company Act.
Vintage 2026 Private Investments Offshore SICAV-RAIF Files D/A
Vintage 2026 Private Investments Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing on August 7, 2026, under Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Offshore Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. filed a Section 3(c)(7) notice with the SEC on August 7, 2026.
Venture Growth Select II Offshore Files 3(c)(7) Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a Section 3(c)(7) filing on August 7, 2026.
GAP (Bermuda) Mexico Companion Fund II Files D/A on SEC EDGAR
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
Millstone Global Fund LP Files SEC Notice Claiming 3(c)(7) Exemption
Millstone Global Fund LP submitted a filing to the SEC on August 7 2026 referencing Section 3(c)(7) of the Investment Company Act.
Venture Growth Select II Offshore Files D/A Under 3(c)(7)
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on August 7, 2026.
Black Opal Ventures Fund II Files SEC 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
Venture Growth Select II Offshore SICAV-RAIF Files D/A
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submits D/A filing to SEC EDGAR on 2026-08-07 referencing Section 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files D/A on August 7 2026
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Black Opal Ventures Fund II - Primary Fund Files SEC Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC on August 7, 2026, under Section 3(c)(7) of the Investment Company Act.
NDH Opportunity Funds LLC Series 10 Files SEC Notice
NDH Opportunity Funds LLC - Series 10 submitted an SEC filing on August 7, 2026, referencing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
GAP (Bermuda) Mexico Companion Fund II Files D/A with SEC
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing on August 7, 2026 under Investment Company Act Section 3(c)(7).
Black Opal Ventures Fund II Files SEC Notice Under 3(c)(7)
Black Opal Ventures Fund II - Primary Fund, L.P. submitted an SEC filing on August 7, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files Section 3(c)(7) Notice
Millstone Global Fund LP submitted a Section 3(c)(7) filing under the Investment Company Act to the SEC on August 7, 2026.
Venture Growth Select II Offshore Files D/A on August 7, 2026
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) exemption under the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files SEC Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Vintage 2026 Private Investments Offshore SICAV-RAIF Files D/A With SEC
Vintage 2026 Private Investments Offshore SICAV-RAIF S.C.Sp. filed a D/A amendment claiming Section 3(c)(7) exemption under the Investment Company Act.
Global Defense & Security Select Fund Files D/A for 3(c)(7) Exemption
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing to the SEC on August 7, 2026, claiming the Section 3(c)(7) exemption.
Black Opal Ventures Fund II Files SEC Notice Under 3(c)(7)
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC on August 7, 2026, referencing Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Files D/A Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing on 2026-08-07 claiming Section 3(c)(7) exemption.
Black Opal Ventures Fund II Files SEC Notice on August 7, 2026
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Vintage 2026 Private Investments Offshore SICAV-RAIF Files SEC Notice
Vintage 2026 Private Investments Offshore SICAV-RAIF S.C.Sp. submitted a Form D/A filing with the SEC on August 7, 2026, under Section 3(c)(7).
Venture Growth Select II Offshore SICAV-RAIF Files SEC Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a regulatory filing with the SEC on August 7, 2026.
Antler Special Opportunities Fund III LP Files 3(c)(1) Notice
Antler Special Opportunities Fund III LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
Millstone Global Fund LP Files 3(c)(7) Exemption Notice
Millstone Global Fund LP submitted a Section 3(c)(7) exemption filing to the SEC on August 7, 2026.
Millstone Global Fund LP Files SEC 3(c)(7) Notice
Millstone Global Fund LP submitted an SEC filing on August 7, 2026 referencing Investment Company Act Section 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files SEC Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7).
Global Defense & Security Select Fund Offshore Files D/A on 2026-08-07
SEC EDGAR filing shows D/A submission for Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. under Section 3(c)(7).
Venture Growth Select II Offshore SICAV-RAIF Files 3(c)(7) Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
