Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Stonepeak Motion (Co-Invest) Holdings LP Files SEC Notice
D - Stonepeak Motion (Co-Invest) Holdings LP submitted a regulatory filing to the SEC on May 22, 2026, claiming exemption under Section 3(c)(7).
Ravel Holdings Series Files SEC 3(c)(1) Notice
D - Ravel Holdings Jan 2026 a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on May 22 2026.
HEEL Ventures Technology Fund I Files 3(c)(7) Exemption Notice
D - HEEL Ventures Technology Fund I a Series of CGF2021 LLC filed a notice claiming exemption under Section 3(c)(7) of the Investment Company Act with the SEC.
SPX Seafire Fund SPC Files for Segregated Portfolio One
SPX Seafire Fund SPC submitted a D/A filing for SPX Seafire Fund Segregated Portfolio One on May 22, 2026 under Section 3(c)(7).
Bedford Ridge Investment Co XII Files SEC Exemption Notice
Bedford Ridge Investment Co XII, LP submitted a Section 3(c)(7) exemption filing to the SEC on May 21, 2026.
Cambium Capital Tamarind LP Files SEC Exemption Notice
Cambium Capital Tamarind LP submitted a regulatory filing on May 21 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Waypoint Energy Fund 2026 Files SEC Notice Under Section 3(c)(9)
D - Waypoint Energy Fund 2026, L.P. submitted a filing to the SEC on May 21, 2026 claiming exemption under Investment Company Act Section 3(c)(9).
Bedford Ridge Investment Co XIV LP Files SEC Notice
D - Bedford Ridge Investment Co XIV LP submitted a filing to the SEC on May 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Bedford Ridge Investment Co XIII LP Files SEC Notice
Bedford Ridge Investment Co XIII LP submitted a filing to the SEC on May 21 2026 referencing Section 3(c)(7) of the Investment Company Act.
BluCarbon Investment Fund (UK) LLC Files D/A with SEC
BluCarbon Investment Fund (UK) LLC submitted a D/A filing on May 21 2026 under accession number 0001926772-26-000001.
ICONIQ Strategic Partners VIII Co-Invest Files SEC Notice
ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series A3) submitted a filing under the Investment Company Act on May 21, 2026.
BSTN Fund One, LLC Files SEC Notice Claiming 3(c)(1) Exemption
BSTN Fund One, LLC submitted a filing to the SEC on May 21, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Cambium Capital Tamarind LP Files SEC Notice on 3(c)(1) and 3(c)(7) Exemptions
Cambium Capital Tamarind LP submitted a filing to the SEC on May 21, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Bedford Ridge Investment Co XII Files SEC Notice Under 3(c)(7)
Bedford Ridge Investment Co XII, LP filed a notice with the SEC claiming exemption from the Investment Company Act under Section 3(c)(7).
ICQ Investments 8TY, LP Files SEC Notice Claiming 3(c)(7) Exemption
D - ICQ Investments 8TY, LP submitted a Form 3C filing to the SEC on May 21, 2026, electing exemption under Section 3(c)(7) of the Investment Company Act.
OHA Direct Credit Fund Files With SEC on May 21 2026
OHA Direct Credit Fund (0002097023) submitted a 12 KB SEC filing on May 21 2026 under accession number 0002097023-26-000001.
D - GC Venture XII (A-IV), L.P. Files SEC Notice
D - GC Venture XII (A-IV), L.P. submitted a filing to the SEC on May 21, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
X-Growth Funding LLC Files SEC Document May 21 2026
X-Growth Funding LLC submitted a filing to the SEC on May 21, 2026 under accession number 0002136344-26-000001.
Capitalize Investments LLC Files SEC Notice for Oshi I Series
Capitalize Investments LLC submitted a filing for D - Oshi I series to the SEC on May 21, 2026.
CoastEdge Focus Fund Offshore LLC Files D/A with SEC
CoastEdge Focus Fund Offshore LLC submitted a D/A filing to the SEC on May 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
CoastEdge Distressed Fund Submits SEC Filing on May 21 2026
CoastEdge Distressed & Special Situations Fund LLC filed a notice under Investment Company Act Section 3(c)(7) with the SEC on May 21 2026.
Capstone Mount Washington Fund, LP Files D/A on SEC EDGAR
Capstone Mount Washington Fund, LP submitted a D/A filing to the SEC on May 21, 2026 referencing Section 3(c)(7).
Weed Investment Group Files SEC Form D on May 21, 2026
Weed Investment Group, Inc. submitted a Form D filing to the SEC with accession number 0001720449-26-000002 on May 21, 2026.
Proteus Master Fund I Files Amendment with SEC
Proteus Master Fund I, LLC submitted a D/A filing to the SEC on May 20, 2026 under Investment Company Act Section 3(c)(7).
Blackstone Infrastructure Partners F.3 Files SEC Amendment on May 20 2026
Blackstone Infrastructure Partners F.3 (Lux) SCSp submitted a D/A filing to the SEC on May 20 2026 referencing Section 3(c)(7).
Blackstone Infrastructure Partners Files D/A with SEC
Blackstone Infrastructure Partners F.1 L.P. submitted a D/A filing to the SEC on May 20, 2026 referencing Investment Company Act Section 3(c)(7).
Blackstone Infrastructure Partners F.2 L.P. Files SEC Notice
Blackstone Infrastructure Partners F.2 L.P. submitted a filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Proteus Master Fund I Files SEC Notice Under Section 3(c)(7)
Proteus Master Fund I, LLC submitted a filing with the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
MG&A Private Assets Master Fund Files SEC D/A for 3(c)(7)
MG&A Private Assets Master Fund, LLC submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Infrastructure Partners Files D/A for F.3 (Lux) SCSp
Blackstone Infrastructure Partners F.3 (Lux) SCSp submitted a D/A filing to the SEC on May 20 2026 under Section 3(c)(7).
MG&A Private Assets Master Fund Files D/A Notice with SEC
MG&A Private Assets Master Fund, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Nidhiksh Investments Inc Files 3(c)(1) Notice with SEC
Nidhiksh Investments Inc submitted a filing to the SEC on May 20 2026 referencing Section 3(c)(1) of the Investment Company Act.
Fundomo ME-002, LP Files SEC Notice Under Section 3(c)(1)
Fundomo ME-002, LP submitted a filing to the SEC on May 20, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Blackstone Infrastructure Partners Files D/A for F.2 L.P.
Blackstone Infrastructure Partners F.2 L.P. submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Linden Private Income Fund I LP Files SEC Notice
Linden Private Income Fund I LP submitted an SEC filing on May 20 2026 referencing Investment Company Act Section 3(c) exemptions.
Coatue Long Only Offshore Fund Files SEC Amendment
Coatue Long Only Offshore Fund, Ltd. submitted a D/A filing to the SEC on May 20, 2026 under Section 3(c)(7).
Blackstone Infrastructure Partners F.1 L.P. Submits D/A Filing
Blackstone Infrastructure Partners F.1 L.P. files D/A on May 20 2026 referencing Investment Company Act Section 3(c)(7) per SEC EDGAR.
Mandalay Priority Income Fund I, LP Files D/A with SEC
Mandalay Priority Income Fund I, LP submitted a D/A filing to the SEC on May 20, 2026.
Manole Capital Files D/A for Source Digital IV SPV
Manole Capital, LLC submitted a D/A filing for Source Digital IV SPV under Section 3(c)(1) of the Investment Company Act on May 20, 2026.
Linden Private Income Fund I (QP) LP Files SEC Notice
Linden Private Income Fund I (QP) LP submitted a filing to the SEC on May 20, 2026, referencing Section 3(c)(7).
Abakkus Growth Fund Files 3(c)(1) Notice with SEC
Abakkus Growth Fund Open Ended submitted a Section 3(c)(1) filing to the SEC on May 20 2026 under accession number 0002131519-26-000001.
D-CRE Capital P010 LLC Files SEC Document May 2026
D-CRE Capital P010 LLC submitted a filing to the SEC on May 20 2026 according to EDGAR records.
D - OT Healthcare Fund III, LLC Files SEC Document
D - OT Healthcare Fund III, LLC submitted a filing to the SEC EDGAR system on May 20, 2026.
DPV Titan I Series Files 3(c)(7) Notice With SEC
DataPower Capital Partners LLC filed a D/A notice for its DPV Titan I series under Section 3(c)(7) of the Investment Company Act on May 20, 2026.
Kittredge Investment Partners, LLC Files with SEC
Kittredge Investment Partners, LLC (CIK 0002135581) submitted a filing to the SEC on May 20, 2026.
Lending Alliance Resort Partners Files D/A on SEC EDGAR
Lending Alliance Resort Partners, LP submitted a D/A filing to SEC EDGAR on May 20, 2026 with accession number 0002128842-26-000003.
Mudrick Co-Investment Opportunity III Offshore Files SEC Notice
Mudrick Co-Investment Opportunity III Offshore, L.P. submitted a Section 3(c)(7) filing to the SEC on May 19, 2026.
BC Partners Fly Co-Investment LP Files SEC Notice
BC Partners Fly Co-Investment LP submitted a filing to the SEC on May 19, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Mudrick Stressed Credit Fund Ltd. Files SEC Document May 19 2026
Mudrick Stressed Credit Fund Ltd. submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
D - MCP Co-Investment Fund 2026 I C.V. Files SEC Notice
D - MCP Co-Investment Fund 2026 I C.V. submitted an 8 KB filing to the SEC on May 19, 2026, referencing Investment Company Act Section 3(c)(7).
