Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Ascend Investment Fund II, LLC Files Under Section 3(c)(1)
Ascend Investment Fund II, LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on March 31, 2026, as reported by SEC EDGAR.
Ascend Investment Fund II Files SEC Document for Section 3(c)(1)
Ascend Investment Fund II, LLC filed a SEC document on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.
Blackstone Senior Direct Lending Fund Files SEC Document for Section 3(c)(7)
Blackstone's fund submitted a SEC filing on March 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Senior Direct Lending Fund Files Under Section 3(c)(7)
Blackstone's Senior Direct Lending Fund submitted a SEC filing on March 31, 2026, under Item 3C.7 of the Investment Company Act.
GLL Health Sciences Fund Ltd Files Under Section 3(c)(7)
GLL Health Sciences Fund Ltd filed a SEC document on March 31, 2026, related to Item 3C.7 of the Investment Company Act.
Synergy Renovation Fund LLC Files with SEC on March 31, 2026
Synergy Renovation Fund LLC submitted a filing to the SEC, as recorded in EDGAR on March 31, 2026.
Tyro Absolute Return Fund II LP Files SEC Document for Section 3(c)(7)
Tyro Absolute Return Fund II LP filed a SEC document on March 31, 2026, related to Section 3(c)(7) of the Investment Company Act.
Bain Capital Files Form D for Middle Market Credit Fund V
Bain Capital Middle Market Credit Partners V (A), L.P. filed a Form D with the SEC on March 30, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Bain Capital Middle Market Credit Partners V Files SEC Form D
Bain Capital Middle Market Credit Partners V (A), L.P. filed a Form D on March 30, 2026, under Section 3(c)(7) of the Investment Company Act.
Carlyle Asset-Backed Income Strategic Partnership Files SEC Document for Section 3(c)(7)
Carlyle Asset-Backed Income Strategic Partnership, L.P. filed a document with the SEC on March 30, 2026, related to Investment Company Act Section 3(c)(7).
Cogitas Partners LP Files SEC Document on Investment Company Act Section 3(c)(7)
Cogitas Partners LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cogitas Partners LP Files SEC Document on Section 3(c)(7)
Cogitas Partners LP submitted a filing to the SEC on March 30, 2026, related to Item 3C.7 of the Investment Company Act.
Blackstone Senior Direct Lending Fund LP-2 L Files SEC Form for Section 3(c)(7)
Blackstone Senior Direct Lending Fund LP-2 L filed a SEC document on March 30, 2026, related to Investment Company Act Section 3(c)(7).
CH Ventures III (Parallel) L.P. Files SEC Document for Investment Exemption
D - CH Ventures III (Parallel), L.P. filed an SEC EDGAR document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Eldridge Senior Credit Strategies Fund XIV Files Under Investment Company Act Section 3(c)(7)
Eldridge Senior Credit Strategies Fund XIV, L.P. submitted a filing under Section 3(c)(7) on March 30, 2026, according to SEC EDGAR records.
Legalist Fund IV (Offshore), LP Files SEC Document on Investment Company Act
D - Legalist Fund IV (Offshore), LP submitted a SEC filing on March 30, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ZKV Offshore Feeder Fund II LP Files SEC Document Under Section 3(c)(1)
D - ZKV Offshore Feeder Fund II LP filed a SEC document on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Blackstone Files SEC Document for Senior Direct Lending Fund
Blackstone Inc. filed a document for its Senior Direct Lending Fund LP-2 L on March 30, 2026, citing Section 3(c)(7) of the Investment Company Act.
CH Ventures III (Parallel) Files Under Investment Company Act Section 3(c)(1)
D - CH Ventures III (Parallel), L.P. filed a document with the SEC on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Eldridge Senior Credit Strategies Fund XIV Files SEC Document
Eldridge Senior Credit Strategies Fund XIV, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on March 30, 2026, as per SEC EDGAR records.
Legalist Fund IV (Offshore), LP Files SEC Document Under Investment Company Act
Legalist Fund IV (Offshore), LP submitted a filing to the SEC on March 30, 2026, citing Section 3(c)(7) of the Investment Company Act.
ZKV Offshore Feeder Fund II LP Files SEC Document Under Investment Company Act
ZKV Offshore Feeder Fund II LP filed a SEC EDGAR document on March 30, 2026, specifying Section 3(c)(1) of the Investment Company Act.
Averin Capital Fund II LP Files Under Investment Company Act Section 3(c)(7)
Averin Capital Fund II LP submitted a SEC filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Averin Capital Fund II LP Files Under Section 3(c)(7)
Averin Capital Fund II LP filed a SEC document on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cambrian Growth Partners VII SPV LP Files for Investment Company Act Exemption
Cambrian Growth Partners VII SPV LP filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.
Cambrian Growth Partners VII SPV LP Files SEC Document on Investment Company Act
Cambrian Growth Partners VII SPV LP filed a document with SEC EDGAR on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - FLYWHEEL CONFERENCE 2026 FUND LLC Files SEC Document
D - FLYWHEEL CONFERENCE 2026 FUND LLC submitted a filing to the SEC on March 30, 2026, according to EDGAR records.
Godel Alpha Fund LP Files D/A with SEC
Godel Alpha Fund LP submitted a D/A filing to the SEC on March 30, 2026, as recorded in SEC EDGAR documents.
iCapital-EI Offshore Access Fund Files SEC Document on Investment Company Act
iCapital-EI Offshore Access Fund, L.P. submitted a filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Seafront Opportunity Fund II LLC - Series I Files SEC Document on Investment Company Act
Seafront Opportunity Fund II LLC - Series I filed a document with the SEC on March 30, 2026, citing Investment Company Act Section 3(c)(7).
Seafront Opportunity Fund II LLC - Series I Files Under Section 3(c)(7)
SEAFRONT OPPORTUNITY FUND II LLC - Series I filed a document with the SEC on March 30, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Bash Capital1, Inc. Files SEC Form D/A
Bash Capital1, Inc. submitted a Form D/A filing to the SEC on March 30, 2026, as part of regulatory requirements for securities offerings.
DAFNA Fund LP Files SEC Document Referencing Investment Company Act Section 3(c)(7)
DAFNA Fund LP submitted a filing to the SEC on March 30, 2026, that includes references to Section 3(c)(7) of the Investment Company Act.
Warburg Pincus Global Growth 15 Tax Exempt Series Files Under Section 3(c)(7)
Unity Select Fund, LLC filed a document for Warburg Pincus Global Growth 15 Tax Exempt Series on March 30, 2026, citing Section 3(c)(7) of the Investment Company Act.
MDF Capital Partners 2023, LP Files D/A Document with SEC
MDF Capital Partners 2023, LP submitted a D/A filing to the SEC on March 30, 2026, as per official records.
Evanston Alpha Strategies Fund Files Under Section 3(c)(7)
Evanston Alpha Strategies Fund L.P. submitted a SEC filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Evanston Alpha Strategies Offshore Fund Files SEC Document Under Section 3(c)(7)
Evanston Alpha Strategies Offshore Fund Ltd. filed a 15 KB document with the SEC on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Lodbrok European Credit Opportunities Fund LP Files SEC Form
Lodbrok European Credit Opportunities Fund LP filed a form under the Investment Company Act Section 3(c) on March 30, 2026, according to SEC EDGAR.
Pacific Lake Partners Fund Files SEC Document Under Section 3(c)(7)
Pacific Lake Partners Long-Term Home Fund Three, L.P. filed a SEC document on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Ultra Mortem Real Estate Fund I LLC Files SEC Document
Ultra Mortem Real Estate Fund I LLC, with CIK 0002124402, submitted a filing to the SEC on March 30, 2026, according to EDGAR records.
LM DNM SEED SPV 2026 Files for Investment Company Act Exemption
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a SEC document on March 30, 2026, claiming exemption under Section 3(c)(1).
LM DNM SEED SPV 2026 Files Under Investment Company Act Section 3(c)(1)
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a document on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Lodbrok European Credit Opportunities Fund Files Under Section 3(c)(7)
Lodbrok European Credit Opportunities Fund Ltd submitted a SEC filing on March 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
Navier Ventures LP Files SEC Notice for Fund Series
Navier Ventures LP submitted a filing on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Navier Ventures LP Files SEC Document for Series Exemption
Navier Ventures LP filed a document on March 30, 2026, for D - NavierCVAlloyed 1 under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Snow Lion Note Fund 12 RES LLC Files SEC Document
D - Snow Lion Note Fund 12 RES LLC submitted a filing to the SEC on March 30, 2026, with an accession number of 0002125243-26-000001, according to EDGAR records.
Snow Lion Note Fund 12 RES LLC Files with SEC on March 30, 2026
D - Snow Lion Note Fund 12 RES LLC submitted a filing to the SEC, as recorded on March 30, 2026.
D - Collektion Investments IV LLC Files SEC Document
D - Collektion Investments IV LLC, with CIK 0002125748, submitted a filing to the SEC on March 30, 2026.
Nebular Expansion, LP Files for Section 3(c)(1) Exemption
D - ST-0223 Fund III, a series of Nebular Expansion, LP, filed for an exemption under Section 3(c)(1) of the Investment Company Act on March 30, 2026.
Nebular Expansion, LP Files Under Investment Company Act Section 3(c)(1)
Nebular Expansion, LP submitted a SEC filing for D - ST-0223 Fund III on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
