Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Black Opal Ventures Fund II Files SEC Notice Under 3(c)(7)
Black Opal Ventures Fund II - Primary Fund, L.P. submitted an SEC filing on August 7, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files Section 3(c)(7) Notice
Millstone Global Fund LP submitted a Section 3(c)(7) filing under the Investment Company Act to the SEC on August 7, 2026.
Venture Growth Select II Offshore Files D/A on August 7, 2026
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) exemption under the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files SEC Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Vintage 2026 Private Investments Offshore SICAV-RAIF Files D/A With SEC
Vintage 2026 Private Investments Offshore SICAV-RAIF S.C.Sp. filed a D/A amendment claiming Section 3(c)(7) exemption under the Investment Company Act.
Global Defense & Security Select Fund Files D/A for 3(c)(7) Exemption
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing to the SEC on August 7, 2026, claiming the Section 3(c)(7) exemption.
Black Opal Ventures Fund II Files SEC Notice Under 3(c)(7)
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC on August 7, 2026, referencing Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Files D/A Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing on 2026-08-07 claiming Section 3(c)(7) exemption.
Black Opal Ventures Fund II Files SEC Notice on August 7, 2026
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Vintage 2026 Private Investments Offshore SICAV-RAIF Files SEC Notice
Vintage 2026 Private Investments Offshore SICAV-RAIF S.C.Sp. submitted a Form D/A filing with the SEC on August 7, 2026, under Section 3(c)(7).
Venture Growth Select II Offshore SICAV-RAIF Files SEC Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a regulatory filing with the SEC on August 7, 2026.
Antler Special Opportunities Fund III LP Files 3(c)(1) Notice
Antler Special Opportunities Fund III LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
Millstone Global Fund LP Files 3(c)(7) Exemption Notice
Millstone Global Fund LP submitted a Section 3(c)(7) exemption filing to the SEC on August 7, 2026.
Millstone Global Fund LP Files SEC 3(c)(7) Notice
Millstone Global Fund LP submitted an SEC filing on August 7, 2026 referencing Investment Company Act Section 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files SEC Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7).
Global Defense & Security Select Fund Offshore Files D/A on 2026-08-07
SEC EDGAR filing shows D/A submission for Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. under Section 3(c)(7).
Venture Growth Select II Offshore SICAV-RAIF Files 3(c)(7) Notice
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
NDH Opportunity Funds LLC Series 10 Files SEC Notice
NDH Opportunity Funds LLC Series 10 submitted a Section 3(c) filing to the SEC on August 7 2026 claiming exemptions under 3(c)(1) and 3(c)(7).
NDH Opportunity Funds LLC Series 10 Files 3(c)(1) and 3(c)(7) Notice
NDH Opportunity Funds LLC Series 10 submitted a filing on August 7 2026 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
GAP (Bermuda) Mexico Companion Fund II Files D/A
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Global Defense & Security Select Fund Files D/A on August 7 2026
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing claiming Section 3(c)(7) exemption according to SEC EDGAR.
Black Opal Ventures Fund II Files 3(c)(7) Notice With SEC
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing claiming exemption under Section 3(c)(7) of the Investment Company Act on August 7, 2026.
Venture Growth Select II Offshore Files D/A on August 7, 2026
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files SEC Notice Under Section 3(c)(7)
Millstone Global Fund LP submitted a Form D filing with the SEC claiming exemption under Investment Company Act Section 3(c)(7).
Black Opal Ventures Fund II Files SEC Notice for 3(c)(7) Exemption
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
Millstone Global Fund LP Files SEC Notice August 2026
Millstone Global Fund LP submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
GAP (Bermuda) Mexico Companion Fund II Files D/A With SEC
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing on August 7, 2026 under Investment Company Act Section 3(c)(7).
Global Defense & Security Select Fund Offshore SICAV-RAIF Files SEC Document
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a filing to the SEC on August 7, 2026 under Section 3(c)(7).
Venture Growth Select II Offshore SICAV-RAIF Files D/A
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
GAP (Bermuda) Mexico Companion Fund II Files D/A Notice
GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7).
First Round Capital X-F, L.P. Files SEC Notice
First Round Capital X-F, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on August 7, 2026, per SEC EDGAR records.
Venture Growth Select Fund II Files 3(c)(7) Notice
Venture Growth Select Fund II, LLC submitted a D/A filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Patients Capital Translation Fund Files 3(c)(1) Exemption Notice
Patients Capital Translation Fund, LP filed an SEC notice on August 7, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Roc360 Insurance Dedicated Fund II Series Files SEC Notice
D - Roc360 Insurance Dedicated Fund II Series of the SALI Multi-Series Fund, L.P. submitted a Section 3(c)(7) filing on August 7, 2026.
Global Defense & Security Select Fund Files SEC Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted a filing under Section 3(c)(7) on August 7, 2026.
1616 Ventures Fund I Files SEC Notice for 3(c)(1) Exemption
D - 1616 Ventures Fund I, L.P. submitted a filing under Section 3(c)(1) of the Investment Company Act on August 7, 2026.
Infinite Capital LP Files 3(c)(1) Notice for Series Peak
D - Infinite Capital LP - Series Peak filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
Midwest Screens Holdings, LLC Files SEC Document
Midwest Screens Holdings, LLC submitted a filing to the SEC on August 7, 2026.
Venture Growth Select II Offshore SICAV-RAIF Files D/A With SEC
Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. submitted a D/A filing referencing Section 3(c)(7) on August 7, 2026.
Black Opal Ventures Fund II Files SEC 3(c)(7) Notice
Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on August 7, 2026.
Millstone Global Fund LP Files SEC Notice on 3(c)(7) Status
Millstone Global Fund LP submitted a filing to the SEC on August 7 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Kaleidoscope Prism Master Fund Files 3(c)(7) Notice
Kaleidoscope Prism Master Fund, LP submitted a D/A filing to the SEC on August 7, 2026, under Section 3(c)(7) of the Investment Company Act.
Andurand Commodities Discretionary Enhanced Fund LP Files SEC Notice
Andurand Commodities Discretionary Enhanced Fund LP submitted a Section 3(c)(7) filing on August 7, 2026, according to SEC EDGAR.
Kaleidoscope Prism Fund LP Files D/A With SEC
Kaleidoscope Prism Fund LP submitted a D/A filing on August 7, 2026, referencing Section 3(c)(7).
Kaleidoscope Prism Offshore Fund Files D/A Amendment
Kaleidoscope Prism Offshore Fund, Ltd. submitted a D/A filing on August 7, 2026 claiming Section 3(c)(7) exemption according to SEC EDGAR.
Elevator-YU-0424 Fund I Files 3(c)(1) Notice
D - Elevator-YU-0424 Fund I, a series of Platform Funds 2026, LP filed under Investment Company Act Section 3(c)(1) on August 7, 2026.
Bluegrass West Capital Fund I LLC Files 3(c)(1) Notice
Bluegrass West Capital Fund I LLC submitted an SEC filing on August 7, 2026, under Section 3(c)(1) of the Investment Company Act.
Bluegrass West Capital Fund I-C LLC Files SEC 3(c)(1) Notice
Bluegrass West Capital Fund I-C LLC submitted a Section 3(c)(1) exemption filing to the SEC on August 7, 2026.
Syntax Ventures Files DI-0702 Fund I Series Notice
D - DI-0702 Fund I, a series of Syntax Ventures, LP filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
