Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Newbrook Capital Eastpointe Ridge Investors Files SEC Notice
Newbrook Capital Eastpointe Ridge Investors LLC submitted a Section 3(c) filing with the SEC on August 4, 2026.
Yieldpoint Stable Value Fund Files D/A With SEC
Yieldpoint Stable Value Fund, L.P. submitted a D/A filing to the SEC on August 4, 2026 under Section 3(c)(7).
Interlagos V, LLC Files Section 3(c)(7) Notice with SEC
Interlagos V, LLC submitted a Section 3(c)(7) filing under the Investment Company Act on August 4, 2026.
Yieldpoint Stable Value Fund Files D/A on 2026-08-04
Yieldpoint Stable Value Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
TCD 274 Small Bay Industrial Investment LP Files SEC Document
TCD 274 Small Bay Industrial Investment LP submitted a filing to the SEC on August 4, 2026.
Newbrook Capital Eastpointe Ridge Investors LLC Files SEC Notice
Newbrook Capital Eastpointe Ridge Investors LLC submitted a regulatory filing to the SEC on August 4, 2026, referencing Investment Company Act exemptions.
Integra Global Advisors Files for VC Access Fund Global I LP
Integra Global Advisors VC Access Fund Global I LP submitted a Section 3(c)(7) filing with the SEC on August 4, 2026.
ITB Premium Fund II Ltd Files D/A with SEC
ITB Premium Fund II Ltd submitted a D/A filing to the SEC on August 4, 2026, claiming exemption under Section 3(c)(1).
NPGF 2025 Co-Investment Fund Files 3(c)(7) Notice
D - NPGF 2025 Co-Investment S.L.P. - Quest Compartment III submitted an SEC filing referencing Section 3(c)(7) on August 4, 2026.
ITB Premium Fund I Ltd Files 3(c)(1) Notice With SEC
ITB Premium Fund I Ltd submitted a D/A filing on August 4, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Newbrook Capital Skyland Investors LLC Files SEC Notice
Newbrook Capital Skyland Investors LLC submitted a filing under Investment Company Act Sections 3(c)(1) and 3(c)(5) on August 4, 2026.
DeltaTerra Partners LP Files Series DT-1 Notice with SEC
DeltaTerra Partners LP submitted a filing for Series DT-1 on August 4, 2026, referencing Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
D-Investment Partners Files 3(c)(7) Notice for Credit Opportunities Fund III
D-Investment Partners, LLC submitted a Section 3(c)(7) exemption filing for Credit Opportunities Fund III on August 4, 2026.
Novera Ventures, L.P. Files D/A with SEC on August 4, 2026
Novera Ventures, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Andra Crossover Fund I Series Files 3(c)(1) Notice
D - Andra Crossover Fund I a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on August 4, 2026.
Vaya Capital SPV Polo I Files 3(c)(1) Notice With SEC
D - Vaya Capital SPV Polo I a Series of CGF2021 LLC filed a notice claiming exemption under Section 3(c)(1) of the Investment Company Act on August 4, 2026.
Albert P Lee Files 3(c)(1) Notice for APL Ventures ZN III Series
Albert P Lee filed a Section 3(c)(1) notice for APL Ventures ZN III a Series of CGF2021 LLC with the SEC on August 4, 2026.
360 ONE ARISE Credit Fund Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
360 ONE ARISE Credit Fund submitted a 7 KB SEC filing on August 4 2026 listing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.
Kapta Space Series Files 3(c)(1) Notice
D - Kapta Space a Series of Entrada Ventures II Master LLC submits Section 3(c)(1) filing with the SEC on August 4, 2026.
Revenant Ventures Fund I Files D/A With SEC
Revenant Ventures Fund I, L.P. submitted a D/A filing to the SEC on August 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Greenwave Ventures Fund I Files D/A Notice with SEC
Greenwave Ventures Fund I, LP submitted a D/A filing on August 3, 2026, claiming Section 3(c)(1) exemption under the Investment Company Act.
BCG Industrial Holdings LLC Files SEC Document
BCG Industrial Holdings LLC (CIK 0002148265) submitted a filing to the SEC on August 3, 2026.
TMAM/Pathway Global Opportunities USD Fund XI Files SEC Notice
TMAM/Pathway Global Opportunities USD Fund XI, LP submitted an SEC filing on August 3, 2026 claiming exemptions under Investment Company Act sections 3(c)(1) and 3(c)(7).
D - Ranch Road Equity LLC Files With SEC EDGAR
D - Ranch Road Equity LLC submitted a filing to the SEC on August 3, 2026 under accession number 0002147815-26-000001.
Magnetar AI Ventures Fund LP Files D/A With SEC
Magnetar AI Ventures Fund LP submitted a D/A filing on 2026-08-03 citing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI Offshore Files D/A With SEC
StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing on July 31, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Aon Alternatives Fund SPC Files D/A for 3(c)(7) Exemption
Aon Alternatives Fund SPC - Aon Return Enhancing Alternatives Portfolio SP submitted a Form D/A filing under Investment Company Act Section 3(c)(7) on August 3, 2026.
StepStone Capital Partners VI Files D/A With SEC
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Asteya Partners Delaware, LP Files SEC Exemption Notice
Asteya Partners Delaware, LP submitted a filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Ecotrust Forests LLC Files D/A for EFM Fund I
Ecotrust Forests LLC, doing business as EFM Fund I, submitted a D/A filing to the SEC on August 3, 2026.
BVP X Series Files D/A for Bloom Opportunities Fund I LLC
BVP X a Series of Bloom Opportunities Fund I LLC submitted a D/A filing on August 3 2026 claiming Section 3(c)(7) exemption.
StepStone Capital Partners VI-E Europe Files D/A With SEC
StepStone Capital Partners VI-E Europe, SCSp filed a D/A notice under Investment Company Act Section 3(c)(7) on 2026-07-31.
West Street Asia Equity Partners I Employee Offshore Fund Files D/A
West Street Asia Equity Partners I Employee Offshore Fund, L.P. submitted a D/A filing with the SEC on August 3, 2026.
Sands Capital Global Innovation Fund II-DB Files SEC Notice
D - Sands Capital Global Innovation Fund II-DB, L.P. submitted a filing under Section 3(c)(7) of the Investment Company Act on August 3, 2026.
StepStone Capital Partners VI Europe Files 3(c)(7) Notice
StepStone Capital Partners VI Europe, SCSp submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act on July 31, 2026.
Moerus Global Value Fund LP Files D/A With SEC
Moerus Global Value Fund LP submitted a D/A filing on August 3 2026 referencing Section 3(c)(1) of the Investment Company Act.
ADAPTX Multi Strategy Growth Fund Files D/A With SEC
ADAPTX Multi Strategy Growth Fund, LP submitted a D/A filing to the SEC on August 3, 2026 under Section 3(c)(1).
Darkriver Partners LP Files SEC Notice for 3(c)(1) Exemption
Darkriver Partners LP submitted a regulatory filing on August 3 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
Azuro Capital Ventures LLC Files With SEC
Azuro Capital Ventures LLC submitted a regulatory filing to the SEC on August 3, 2026.
Synergy Asia High Conviction Fund Files SEC Notice
Synergy Asia High Conviction Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 3, 2026.
Sub Rosa Fund I, LP Files SEC Notice Under Section 3(c)(1)
Sub Rosa Fund I, LP submitted a Section 3(c)(1) filing to the SEC on August 3, 2026.
Panah Fund Files D/A Amendment with SEC
Panah Fund submitted a D/A filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(7).
Employee Health Holdings LP Files D/A With SEC
Employee Health Holdings, LP submitted a D/A filing to the SEC on July 31, 2026.
Knightvest Capital Fund II Files D/A on July 31, 2026
Knightvest Capital Fund II, LP submitted a D/A filing to the SEC claiming Section 3(c)(5) exemption under the Investment Company Act.
StepStone Capital Partners VI-E Europe Files SEC Form D/A
StepStone Capital Partners VI-E Europe, SCSp filed a D/A with the SEC on July 31, 2026 referencing Investment Company Act Section 3(c)(7).
Employee Health Holdings, LP Files D/A with SEC EDGAR
Employee Health Holdings, LP submitted a D/A filing to the SEC on 2026-07-31 under accession number 0002024969-26-000001.
Knightvest Capital Fund II, LP Files D/A With SEC
Knightvest Capital Fund II, LP submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Ardenwood Ventures LLC Files Fund 1 Document with SEC
Ardenwood Ventures LLC submitted a filing for Fund 1 on July 31 2026 via SEC EDGAR under accession number 0002148351-26-000001.
Employee Health Holdings, LP Files With SEC
Employee Health Holdings, LP submitted a filing to the SEC on July 31, 2026, according to SEC EDGAR.
StepStone Capital Partners VI Europe Files D/A With SEC
StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, under Section 3(c)(7) of the Investment Company Act.
