Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Blue Cheese Investments LLC Files with SEC EDGAR
Blue Cheese Investments LLC submitted a filing to the SEC on May 19, 2026, according to SEC EDGAR records.
140 Summer Partners Onshore LP Files D/A on May 19 2026
140 Summer Partners Onshore LP submitted a D/A filing to the SEC on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
3i Partners Fund II, LLC Files D/A with SEC
3i Partners Fund II, LLC submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
MCP Co-Investment Fund 2026 I C.V. Files SEC Notice
D - MCP Co-Investment Fund 2026 I C.V. submitted an SEC filing on May 19 2026 referencing Section 3(c)(7) of the Investment Company Act.
Mudrick Distressed Opportunity Fund Offshore Files SEC Document
Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a filing under Investment Company Act Section 3(c)(7) on May 19, 2026, according to SEC EDGAR records.
Roers Affordable Housing Fund LLC Files D/A with SEC
Roers Affordable Housing Fund LLC submitted a D/A filing to the SEC on May 19, 2026, per EDGAR records.
Mudrick Distressed Opportunity Fund Offshore Files D/A With SEC
Mudrick Distressed Opportunity Fund Offshore, Ltd. submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D-III F-William Fund Files SEC Notice Claiming 3(c)(7) Exemption
D - IIIF-William Fund, LLC filed an SEC notice on May 19, 2026 referencing Section 3(c)(7) of the Investment Company Act.
SPLY Capital Funds LLC Files D/A for Series 18
SPLY Capital Funds LLC submitted a D/A filing for Series 18 on May 19, 2026, according to SEC EDGAR.
D - House Holdings 1.1, LP Files Section 3(c)(1) Notice
D - House Holdings 1.1, LP submitted an SEC filing on May 19, 2026, under Investment Company Act Section 3(c)(1).
Proteus Series Feeder Fund I LLC Files D/A for Integrated Opportunities Fund I
Proteus Series Feeder Fund I, LLC submitted a D/A filing for Integrated Opportunities Fund I on May 19, 2026, under Investment Company Act Section 3(c)(1).
iCapital-Valor Equity Partners VII Access Fund Files SEC Notice
D - iCapital-Valor Equity Partners VII Access Fund, L.P. submitted a notice under Investment Company Act Section 3(c)(7) to the SEC on May 19, 2026.
APD FUND LLC Files D/A with SEC Under Section 3(c)(1)
APD FUND LLC submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
King Arthur Fund 1 LLC Files D/A with SEC
King Arthur Fund 1 LLC submitted a D/A filing to the SEC on May 19, 2026, under accession number 0002104645-26-000003.
WaCap Files D/A for Transportation Infrastructure Feeder
WaCap - O Transportation Infrastructure Capital Partners Feeder LLC submitted a Form D/A filing under Section 3(c)(7) on May 19, 2026.
Cerberus Kaysville Fund 1 LLC Files D/A on May 19, 2026
Cerberus Kaysville Fund 1 LLC submitted a D/A filing with accession number 0002125378-26-000002 on May 19, 2026, according to SEC EDGAR records.
Neo Infra Income Opportunities IFSC Fund II Files SEC Notice
Neo Infra Income Opportunities IFSC Fund II submitted a filing to the SEC on May 19 2026 under Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Bow River Specialty Finance Fund II LP Files SEC Document
Bow River Specialty Finance Fund II LP submitted a filing to the SEC on May 18, 2026 under the Investment Company Act.
D - XN Private Fund LP Files SEC Notice May 2026
D - XN Private Fund LP submitted an SEC filing on May 18, 2026 referencing Investment Company Act Section 3(c)(7).
DNA Capital VC II LP Files SEC Notice Under Section 3(c)(7)
DNA Capital VC II LP submitted a filing to the SEC on May 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Anantam International SPC Fund Files 3(c)(7) Notice
Anantam 35 SP filed a Section 3(c)(7) exemption notice with the SEC on May 18, 2026 under Investment Company Act rules.
D - XN Private Fund LP Files 3(c)(7) Notice With SEC
D - XN Private Fund LP submitted an SEC filing under Investment Company Act Section 3(c)(7) on May 18, 2026.
EquityZen Growth Technology Fund LLC Series 2306 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2306 submitted a filing to the SEC on May 18 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Series 2276 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2276 submitted a notice filing under Investment Company Act Section 3(c)(1) on May 18, 2026.
Proteus Real Estate Non-Core Fund I Files SEC 3(c)(7) Notice
Proteus Real Estate Non-Core Fund I, LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 18, 2026.
Proteus Real Estate Core Fund I, LLC Files D/A With SEC
Proteus Real Estate Core Fund I, LLC submitted a D/A filing to the SEC on May 18, 2026 referencing Investment Company Act Section 3(c)(7).
Axonic Files D/A for Commercial Real Estate Master Fund III
Axonic Commercial Real Estate Master Fund III, LP submitted a D/A filing with the SEC on May 18, 2026, under Section 3(c)(7).
Continental Realty Opportunistic Retail Fund II-B Files D/A with SEC
Continental Realty Opportunistic Retail Fund II-B, L.P. submitted a D/A filing to the SEC on May 18, 2026, referencing Section 3(c)(6) of the Investment Company Act.
EFO Opportunity Fund I Apr 2026 Files 3(c)(1) Notice
EFO Opportunity Fund I Apr 2026 a Series of CGF2021 LLC submitted a Section 3(c)(1) notice to the SEC on May 18, 2026.
Bow River Asset-Based Income Fund LP Files D/A with SEC
Bow River Asset-Based Income Fund LP submitted a D/A filing on 2026-05-18 under Section 3(c)(7) of the Investment Company Act.
D-Global Funds SPC Files 3(c)(7) Notice for BlueBay Emerging Market Credit Alpha SP
D-Global Funds SPC - BlueBay Emerging Market Credit Alpha SP submitted a Section 3(c)(7) filing with the SEC on May 18, 2026.
Caliber Core Plus Growth & Income Fund LLC Files D/A with SEC
Caliber Core Plus Growth & Income Fund LLC submitted a D/A filing to the SEC on May 18, 2026, per EDGAR records.
BlackRock Files D/A for Fixed Income GlobalAlpha Fund Sub-Fund
BlackRock Fixed Income GlobalAlpha Fund filed a D/A on May 18 2026 referencing Section 3(c)(7) of the Investment Company Act.
Apogem Senior Direct Lending Fund RNF LP Files D/A on May 18 2026
Apogem Senior Direct Lending Fund RNF LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
AG Mortgage Value Participation Fund Files SEC D/A Notice
AG Mortgage Value Participation Fund Ltd. submitted a D/A filing to the SEC on May 18 2026 referencing Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A on May 15 2026
JS Venture Fund LLC Series A30 submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
General Industrial Onshore Fund L.P. Files SEC Notice Under 3(c)(7)
General Industrial Onshore Fund L.P. submitted a filing to the SEC on May 15, 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Proteus Feeder Fund I, LLC Files 3(c)(7) Notice With SEC
Proteus Feeder Fund I, LLC submitted a Form D/A filing on May 15, 2026, claiming the Section 3(c)(7) exemption under the Investment Company Act.
General Industrial Onshore Fund L.P. Files D/A Notice
General Industrial Onshore Fund L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Infrastructure Investments Fund (iCapital) Files D/A Notice
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing on 2026-05-15 under Investment Company Act Section 3(c)(7).
Proteus Feeder Fund I, LLC Files D/A Amendment with SEC
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Future Star Wealth Investment Center Ltd. Files SEC Document
Future Star Wealth Investment Center Ltd. submitted a filing to the SEC on May 15, 2026.
Infrastructure Investments Fund (iCapital) Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing to the SEC on May 15, 2026 under Section 3(c)(7) of the Investment Company Act.
Future Star Wealth Investment Center Ltd Files with SEC
Future Star Wealth Investment Center Ltd. (CIK 0002135497) submitted a 7 KB SEC filing on May 15, 2026.
Future Star Wealth Investment Center Ltd Files Form D
Future Star Wealth Investment Center Ltd. submitted a Form D filing to the SEC on May 15, 2026 under accession number 0002135497-26-000001.
General Industrial Onshore Fund L.P. Files D/A on SEC EDGAR
General Industrial Onshore Fund L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on May 15, 2026.
Proteus Feeder Fund I, LLC Files D/A With SEC
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submits D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.
General Industrial Onshore Fund L.P. Submits D/A Filing to SEC
General Industrial Onshore Fund L.P. filed a D/A notice with the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Barrel Ventures III-A LP Files Form D With SEC
Barrel Ventures III-A LP submitted a Form D filing on May 15, 2026, under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
