Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
River Oak Capital Public Equities Fund Files Under Investment Company Act
River Oak Capital Public Equities Fund, LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
River Oak Capital Fund Files Form D/A for Section 3(c)(1) Exemption
River Oak Capital Public Equities Fund, LP filed a Form D/A on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Riverside Ventures Self-Advised, LP Files SEC Notice for Section 3(c)(1) Exemption
D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a SEC document on March 30, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Riverside Ventures Self-Advised, LP Files Section 3(c)(1) Exemption
D - KRA12 SPV, a series of Riverside Ventures Self-Advised, LP, filed a document under Section 3(c)(1) of the Investment Company Act on March 30, 2026, according to SEC EDGAR.
Skyli First Fund, LLC Files Form D/A for Section 3(c)(1) Exemption
Skyli First Fund, LLC submitted a Form D/A filing to the SEC on March 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Skyli First Fund, LLC Files Under Investment Company Act Section 3(c)(1)
Skyli First Fund, LLC submitted a SEC filing on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
ASIC Increases Oversight of Australian Private Credit with Weekly Data Requests
Australia's securities regulator is requiring weekly data submissions from private credit managers amid global scrutiny of the $1.8tn sector, according to a report.
Oaktree Employee Investment Fund Files for Section 3(c)(7) Exemption
Oaktree Employee Investment Fund, L.P. filed a SEC document on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oaktree Employee Investment Fund Files SEC Document Under Section 3(c)(7)
Oaktree Employee Investment Fund, L.P. filed a SEC document on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
1EP Ventures I (Cayman) L.P. Files for Section 3(c)(7) Exemption
D - 1EP Ventures I (Cayman), L.P. filed a document on March 27, 2026, related to Item 3C.7 under the Investment Company Act Section 3(c)(7), according to SEC EDGAR.
1EP Ventures I (Cayman) L.P. Files Under SEC Section 3(c)(7)
D - 1EP Ventures I (Cayman), L.P. submitted a filing to the SEC on March 27, 2026, under Item 3C and Section 3(c)(7) of the Investment Company Act.
Greystar Global Strategic Partners II Files for Section 3(c)(7) Exemption
On March 27, 2026, Greystar Global Strategic Partners II (US Feeder), LP filed a document with SEC EDGAR under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Greystar Global Strategic Partners II Files Under Section 3(c)(7)
Greystar Global Strategic Partners II (US Feeder), LP filed a notice related to Section 3(c)(7) of the Investment Company Act on March 27, 2026, as per SEC EDGAR.
MSD Investment Corp. Files Form D/A with SEC
MSD Investment Corp. submitted a Form D/A filing to the SEC on March 27, 2026, as recorded in official documents.
MSD Investment Corp. Files D/A Form with SEC
MSD Investment Corp. submitted a D/A filing to the SEC on March 27, 2026, according to official records.
Reformation Partners III, LP Files SEC Form for Investment Exemptions
Reformation Partners III, LP filed a SEC document on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Reformation Partners III, LP Files SEC Exemptions
Reformation Partners III, LP filed a document with the SEC on March 27, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
SLR Multi-Strategy Private Credit Fund III Files Under Section 3(c)(7)
SLR Multi-Strategy Private Credit Fund III L.P. filed a document related to Investment Company Act Section 3(c)(7) on March 27, 2026, according to SEC EDGAR.
SLR Multi-Strategy Private Credit Fund III L.P. Files SEC Document Under Investment Company Act
SLR Multi-Strategy Private Credit Fund III L.P. filed a SEC document on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
CEP AVAYA STEEPLECHASE TX HOLDINGS LLC Files SEC Document
D - CEP AVAYA STEEPLECHASE TX HOLDINGS LLC submitted a filing to the SEC on March 27, 2026, as per official records.
D - MWH Fund, LLC Files SEC Document on March 27, 2026
D - MWH Fund, LLC submitted a filing to the SEC on March 27, 2026, as recorded in EDGAR archives.
D - MWH Fund, LLC Files with SEC EDGAR
D - MWH Fund, LLC submitted a filing to SEC EDGAR on March 27, 2026, with a file size of 9 KB.
NorthStar Fund III, LP Files SEC Document on Investment Company Act
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, related to Section 3(c)(1) of the Investment Company Act.
NorthStar Fund III, LP Files Under Investment Company Act Section 3(c)(1)
NorthStar Fund III, LP submitted a SEC filing on March 27, 2026, citing Section 3(c)(1) of the Investment Company Act.
Oaktree Emerging Markets Equity Fund Files SEC Document for Exemption
Oaktree Emerging Markets Equity Fund (Cayman), L.P. filed a SEC document on March 27, 2026, related to Investment Company Act exemptions under Section 3(c)(7).
Oaktree Emerging Markets Equity Fund Files SEC Document on Section 3(c)(7)
Oaktree Emerging Markets Equity Fund (Cayman), L.P. filed a SEC document on March 27, 2026, under Item 3C related to Section 3(c)(7) of the Investment Company Act.
SecondMarket Growth LLC Files SEC Notice for AI CNGL Fund III
D - AI CNGL Fund III, a series of SecondMarket Growth LLC, filed under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files for Section 3(c)(1) Exemption
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Blu Venture Investors Core, LLC Files SEC Notice for New Series
Blu Venture Investors Core, LLC filed a notice for its D/A - BVI Core Q42023-1 Series under Section 3(c)(1) of the Investment Company Act on March 27, 2026, according to SEC EDGAR.
Covalis Capital Fund Files SEC Form D/A for Section 3(c)(7) Exemption
Covalis Capital Tactical Opportunities Fund Ltd filed a Form D/A with the SEC on March 27, 2026, citing Section 3(c)(7) of the Investment Company Act.
Covalis Capital Tactical Opportunities Fund Files SEC Document Under Section 3(c)(7)
Covalis Capital Tactical Opportunities Fund Ltd filed a SEC document on March 27, 2026, under Item 3C for Section 3(c) and Item 3C.7 for Section 3(c)(7).
Hines Master Fund Management Files SEC Document on Investment Company Act
D - Hines Master Fund Management CO S.a.r.l. filed a SEC document on March 27, 2026, referencing sections of the Investment Company Act.
Hannah Grey Ventures II, LP Files SEC Form for Investment Exemption
Hannah Grey Ventures II, LP filed a SEC EDGAR document on March 27, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Private Select Partners VI LP Files SEC Document Under Investment Company Act
D/A - Private Select Partners VI LP filed a document with the SEC on March 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
Private Select Partners VI LP Files SEC Exemption Under Section 3(c)(7)
D/A - Private Select Partners VI LP filed a document with the SEC on March 27, 2026, related to an exemption under the Investment Company Act.
SIG Alternatives Fund Files SEC Exemption Under Section 3(c)(7)
SIG Alternatives Fund, LP filed a notice with the SEC on March 27, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
SIG Alternatives Fund LP Files Under Section 3(c)(7)
D/A - SIG Alternatives Fund LP filed a document with the SEC on March 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Capula Enhanced Equity Fund Files Under Investment Company Act Section 3(c)(7)
Capula Enhanced Equity Fund Ltd filed a document on March 27, 2026, citing Section 3(c)(7) of the Investment Company Act.
D - EBS Muni TIF Bond Fund A, LLC Files with SEC
D - EBS Muni TIF Bond Fund A, LLC submitted a filing to the SEC on March 27, 2026, according to EDGAR records.
D - EBS Muni TIF Bond Fund B, LLC Submits SEC Filing
D - EBS Muni TIF Bond Fund B, LLC filed a document with the SEC on March 27, 2026, as per official records.
Fortress CRE Enhanced Income Fund Files SEC Form for Exemption
D - Fortress CRE Enhanced Income Fund (A) LP filed a document with SEC EDGAR on March 27, 2026, referencing Investment Company Act Section 3(c) and Section 3(c)(7).
Capula Enhanced Equity Fund Files SEC Document on Section 3(c)(7)
Capula Enhanced Equity Fund Ltd submitted a SEC filing on March 27, 2026, detailing Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.
D - EBS Muni TIF Bond Fund C, LLC Files SEC Document
D - EBS Muni TIF Bond Fund C, LLC submitted a filing to the SEC on March 27, 2026, as recorded in the EDGAR database.
D - EBS Muni TIF Bond Fund B, LLC Files SEC Document
D - EBS Muni TIF Bond Fund B, LLC submitted a filing to the SEC on March 27, 2026, according to EDGAR records.
Fortress CRE Enhanced Income Fund Files Section 3(c)(7) Exemption
D - Fortress CRE Enhanced Income Fund (A) LP filed a document on March 27, 2026, citing Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
Velt Partners Fund LLC Files SEC Document Under Section 3(c)(7)
Velt Partners Fund LLC submitted a SEC filing on March 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.
DL Partners, LP Files SEC Document on Investment Company Act Section 3(c)(1)
DL Partners, LP submitted a filing to the SEC on March 26, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
DL Partners, LP Files SEC Document Under Investment Company Act Section 3(c)(1)
DL Partners, LP submitted a filing to the SEC on March 26, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Intertide Partners Opportunity Fund II LLC Files SEC Exemption Notice
Intertide Partners Opportunity Fund II LLC submitted a SEC filing on March 26, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
Intertide Partners Opportunity Fund II LLC Files Under Investment Company Act Section 3(c)(1)
Intertide Partners Opportunity Fund II LLC submitted a filing on March 26, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
