Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
JS Venture Fund LLC Series A30 Files D/A with SEC
JS Venture Fund LLC Series A30 submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Proteus Feeder Fund I, LLC Files D/A With SEC
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026 under Investment Company Act Section 3(c)(7).
Future Star Wealth Investment Center Ltd. Files SEC Document
Future Star Wealth Investment Center Ltd. submitted a filing to the SEC on May 15, 2026.
JS Venture Fund LLC Series A30 Files SEC Notice
JS Venture Fund LLC Series A30 submitted a regulatory filing on May 15, 2026 under Section 3(c)(7) of the Investment Company Act.
General Industrial Onshore Fund L.P. Files SEC Notice Under Section 3(c)(7)
General Industrial Onshore Fund L.P. submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TPG Equity X, L.P. Files SEC Notice Under Section 3(c)(7)
TPG Equity X, L.P. submitted a filing with the SEC on May 15, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
Proteus Feeder Fund I Files SEC Notice for 3(c)(7) Exemption
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC on May 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
TPG GP Solutions Equity II Files SEC 3(c)(1) Exemption Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) exemption filing with the SEC on May 15, 2026.
TPG Twin Brook Direct Lending Equity VI Files SEC Notice
TPG Twin Brook Direct Lending Equity VI, L.P. submitted a Section 3(c)(7) filing with the SEC on May 15, 2026.
General Industrial Onshore Fund L.P. Files D/A on 2026-05-15
General Industrial Onshore Fund L.P. submitted a D/A filing to the SEC on May 15 2026 claiming Section 3(c)(7) exemption.
TPG Files SEC Notice for Asset Based Credit Equity II, L.P.
TPG AG Asset Based Credit Equity II, L.P. submitted a Section 3(c)(7) notice filing with the SEC on May 15, 2026.
Future Star Wealth Investment Center Ltd. Submits SEC Filing
Future Star Wealth Investment Center Ltd. (CIK 0002135497) filed a 7 KB document with the SEC on May 15, 2026, per EDGAR records.
Infrastructure Investments Fund Files 3(c)(7) Amendment
Infrastructure Investments Fund (iCapital), Ltd. submitted a 9 KB D/A filing on May 15, 2026, citing Investment Company Act Section 3(c)(7).
Infrastructure Investments Fund (iCapital) Files 3(c)(7) Notice
Infrastructure Investments Fund (iCapital), Ltd. submitted a Section 3(c)(7) filing to the SEC on May 15, 2026.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing under Investment Company Act Section 3(c)(7) on May 15, 2026.
General Industrial Onshore Fund L.P. Submits D/A Filing
General Industrial Onshore Fund L.P. filed a D/A notice with the SEC on May 15, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Submits D/A Filing to SEC
JS Venture Fund LLC Series A30 filed a D/A notice under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
General Industrial Onshore Fund L.P. Files D/A Amendment
General Industrial Onshore Fund L.P. submitted a D/A filing under Section 3(c)(7) on May 15, 2026, per SEC records.
Infrastructure Investments Fund Files D/A With SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing on May 15 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A amendment filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TPG Equity X, L.P. Submits SEC Filing on May 15, 2026
TPG Equity X, L.P. filed a notice under Section 3(c)(7) of the Investment Company Act with the SEC on May 15, 2026.
TPG Twin Brook Direct Lending Equity VI Files SEC Notice
TPG Twin Brook Direct Lending Equity VI, L.P. submitted a 3(c)(7) exemption filing to the SEC on May 15, 2026.
TPG AG Asset Based Credit Equity II, L.P. Files SEC Notice
TPG AG Asset Based Credit Equity II, L.P. submitted a filing to the SEC on May 15, 2026 referencing Section 3(c)(7).
TPG GP Solutions Equity II Files SEC 3(c)(1) Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) notice to the SEC on May 15, 2026, according to EDGAR records.
General Industrial Onshore Fund L.P. Files D/A With SEC
General Industrial Onshore Fund L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Gratia Capital Concentrated Fund Files Section 3(c)(7) Exemption
D/A - Gratia Capital Concentrated Fund, L.P. filed a document with the SEC on May 15, 2026, citing Section 3(c)(7) of the Investment Company Act.
Antero Real Assets Fund II Files SEC Document Under Section 3(c)(7)
Antero Real Assets Fund II, LLC filed a SEC EDGAR document on May 15, 2026, related to Section 3(c)(7) of the Investment Company Act.
Antero Private Equity Fund II Files SEC Document on Investment Company Act
Antero Private Equity Fund II, LLC filed a document with the SEC on May 15, 2026, related to Section 3(c)(7) of the Investment Company Act.
TPG Healthcare Partners Equity III Files SEC Notice
TPG Healthcare Partners Equity III, L.P. submitted a Form D filing with the SEC on May 15, 2026 claiming exemption under Section 3(c)(7).
Balaji Rolling Fund QP, LP Files for Investment Company Act Exemptions
Balaji Rolling Fund QP, LP submitted a D/A filing to the SEC on May 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Syntax Ventures LP Files for Section 3(c)(1) Exemption
D - AL-0311 Fund I, a series of Syntax Ventures, LP, filed a document with SEC EDGAR on May 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Balaji Rolling Fund, LP Files D/A with SEC
Balaji Rolling Fund, LP submitted a D/A filing to the SEC on May 15, 2026, detailing exemptions under the Investment Company Act.
Hustle Fund Angel Squad Verticals, LP Files SEC Form for Section 3(c)(1)
D - AN-0403 Fund I, a series of Hustle Fund Angel Squad Verticals, LP, filed a SEC EDGAR document on May 15, 2026, related to Section 3(c)(1) of the Investment Company Act.
Mason/Avant Infrastructure Fund LLC Files SEC Document
D - Mason/Avant Infrastructure Fund LLC submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
CineFund Holdings, Inc. Submits SEC Filing
CineFund Holdings, Inc. filed a document with the SEC on May 14, 2026, as recorded in the EDGAR system.
Argo Fund I, L.P. Files Under Investment Company Act Section 3(c)(7)
Argo Fund I, L.P. submitted a SEC filing on May 14, 2026, invoking Section 3(c)(7) of the Investment Company Act.
Lightspeed SU Holdings LLC Files SEC Document on Section 3(c)(7)
Lightspeed SU Holdings LLC filed a document with the SEC on May 14, 2026, related to Section 3(c)(7) of the Investment Company Act.
Mason Avant Fund LLC Files SEC Document
D - Mason Avant Fund LLC submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
Aspiriant Holdings LLC Files SEC Document Under Rule 504(b)(1)
Aspiriant Holdings LLC submitted a filing to the SEC on May 14, 2026, referencing Rule 504(b)(1) as per the document's item description.
D - R. Homes Capital LLC Files SEC Document
D - R. Homes Capital LLC submitted a filing to the SEC on May 14, 2026, as recorded in the EDGAR database.
SEC Filing for 151 N Chestnut Holdings LLC on May 14, 2026
151 N Chestnut Holdings LLC filed a D/A form with the SEC on May 14, 2026, as part of regulatory disclosures.
Wedge Alternative Fund LLC Files D/A with SEC
Wedge Alternative Fund LLC submitted a D/A filing to the SEC on May 14, 2026, according to official records.
AQR Apex Offshore Fund II Ltd. Files SEC Document for Section 3(c)(7)
AQR Apex Offshore Fund II Ltd. filed a document with the SEC on May 14, 2026, under Item 3C.7 of the Investment Company Act.
Omega Property Fund LLC Files Under Investment Company Act Section 3(c)(5)
Omega Property Fund LLC submitted a SEC filing on May 14, 2026, related to Section 3(c)(5) of the Investment Company Act.
Merchant Wealth Partners LLC Files Under Investment Company Act Section 3(c)(7)
D - MERCHANT WEALTH PARTNERS, LLC filed a document on May 14, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
DataPower Capital Partners LLC Files Under Investment Company Act Section 3(c)(1)
On May 14, 2026, DataPower Capital Partners LLC submitted a SEC filing under Item 3C for Section 3(c)(1) exemption, as per EDGAR records.
Obra Insurance Fund, LP Files D/A with SEC
Obra Insurance Fund, LP submitted a D/A filing to the SEC on May 14, 2026, according to official records.
Helm Fund II, L.P. Files Under Investment Company Act Section 3(c)(1)
Helm Fund II, L.P. submitted a SEC filing on May 14, 2026, citing reliance on Section 3(c)(1) of the Investment Company Act.
Summit Street US Equity Value Fund Files Under Section 3(c)(1)
Summit Street US Equity Value Fund, L.P. filed a SEC document on May 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
