Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
D-270 Private Capital Fund III Files SEC Notice
D-270 Private Capital Fund III, LP submitted a filing to the SEC on July 29, 2026 claiming exemption under Section 3(c)(7).
Crosslink Ventures XI-B, L.P. Files Form D on July 29, 2026
Crosslink Ventures XI-B, L.P. submitted a Form D notice claiming exemption under Investment Company Act Section 3(c)(7).
IITM Unicorn Frontier Fund I Files D/A for 3(c)(1) Exemption
IITM Unicorn Frontier Fund I, LP submitted a D/A filing on July 29, 2026, citing Section 3(c)(1) of the Investment Company Act.
Merewether Cyclicals Partners, LP Files D/A on July 29, 2026
Merewether Cyclicals Partners, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files for Series 2353
EquityZen Growth Technology Fund LLC submitted a Section 3(c)(1) notice for Series 2353 on July 29, 2026.
Kai Diversified Convexity Fund LP Files SEC Notice Claiming 3(c)(7) Exemption
Kai Diversified Convexity Fund LP submitted a filing with the SEC on July 29, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
509 DEV GROUP INCOME FUND LLC Files D/A with SEC
509 DEV GROUP INCOME FUND LLC submitted a D/A filing to the SEC on July 29, 2026, per EDGAR records.
Merewether Cyclicals Offshore Partners Files 3(c)(7) Amendment
Merewether Cyclicals Offshore Partners, Ltd. submitted a D/A filing to the SEC on July 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
M13 Ventures V, L.P. Files SEC Notice Under Section 3(c)(7)
M13 Ventures V, L.P. submitted a filing to the SEC on July 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.
GT Partners, L.P. Files D/A Referencing Section 3(c)(7)
GT Partners, L.P. submitted a D/A filing to the SEC on July 29, 2026, under Investment Company Act Section 3(c)(7) according to SEC EDGAR.
Rubric Long Term Opportunities Offshore Fund LP Files D/A
Rubric Long Term Opportunities Offshore Fund LP submitted a D/A filing to the SEC on July 29, 2026, under Section 3(c)(7).
D - GG Investments 26 Series Files SEC Notice for 3(c)(1)
D - GG investments 26 a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 29, 2026.
D - SH-0629 Fund I Files SEC Notice Under Section 3(c)(1)
D - SH-0629 Fund I, a series of Roll Up Vehicles, LP submitted a Form D filing claiming the Section 3(c)(1) exemption on 2026-07-29.
Rubric Long Term Opportunities Onshore Fund LP Files D/A Notice
Rubric Long Term Opportunities Onshore Fund LP submitted a D/A filing under Section 3(c)(7) on 2026-07-29 according to SEC EDGAR.
Animal-AR-0309 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - Animal-AR-0309 Fund I, a series of Platform Funds 2026, LP filed a Section 3(c)(1) notice with the SEC on July 29, 2026.
D - MHEG Fund 64, LP Files SEC Document July 28, 2026
D - MHEG Fund 64, LP submitted a 20 KB filing to the SEC on July 28, 2026 under accession number 0002144344-26-000001.
Deep Fork Partners LP Files SEC Notice Under Section 3(c)(1)
Deep Fork Partners LP submitted a filing to the SEC on July 28, 2026, under Investment Company Act Section 3(c)(1).
Okeanos Venture Partners II LLC-Series 180 Files D/A Claiming 3(c)(1) Exemption
Okeanos Venture Partners II LLC-Series 180 submitted a D/A filing to the SEC on July 28 2026 asserting exemption under Section 3(c)(1) of the Investment Company Act.
D - LAM European Opportunities Fund Files 3(c)(7) Notice
D - LAM European Opportunities Fund, LP submitted a Section 3(c)(7) exemption filing to the SEC on July 28, 2026.
i2 Health Advisors Inc. Files With SEC on July 28 2026
i2 Health Advisors Inc. submitted a 7 KB SEC filing with accession number 0002147485-26-000001 on July 28 2026.
Bluhaus Small Business Fund II Files D/A on July 28 2026
Bluhaus Small Business Fund II LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act.
HYPER Ventures Fund LP Series 16 Files With SEC
HYPER Ventures Fund LP Series 16 submitted a filing to the SEC on July 28 2026 under accession number 0002145118-26-000003.
D - Allocate Venture Co-Investment Fund I, L.P. Files SEC Notice
D - Allocate Venture Co-Investment Fund I, L.P. filed a notice with the SEC on July 28, 2026 claiming Section 3(c)(7) exemption.
Collins Investment Partners LP Files D/A on 2026-07-28
Collins Investment Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Cohen & Steers Tactical Real Estate Fund Files D/A
Cohen & Steers Tactical Real Estate Fund, L.P. submitted a D/A filing to the SEC on July 28, 2026 under Section 3(c)(7).
Shikhara India Opportunities Cayman Fund Ltd Files D/A on 2026-07-28
Shikhara India Opportunities Cayman Fund Ltd submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
ADS Partners Vehicle I Files 3(c)(1) Notice
D - ADS Partners Vehicle I a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 28, 2026.
D - TCAP Venture Capital Fund, LP Files SEC Notice
D - TCAP Venture Capital Fund, LP submitted a filing to the SEC on July 28, 2026, claiming exemption under Section 3(c)(1).
OKEANOS VENTURE PARTNERS II LLC-SERIES 180 Files SEC Document
OKEANOS VENTURE PARTNERS II LLC-SERIES 180 submitted a D/A filing to the SEC on July 28, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Sagard Credit Partners III-U RN (US) LP Files D/A with SEC
Sagard Credit Partners III-U RN (US) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 28, 2026.
EquityZen Growth Technology Fund LLC Series 2349 Files SEC Notice
EquityZen Growth Technology Fund LLC - Series 2349 submitted a regulatory filing to the SEC on July 28, 2026 under Section 3(c)(1).
TF Capital Investments VI LLC Files SEC 3(c)(1) Notice
TF Capital Investments VI LLC submitted a filing under Investment Company Act Section 3(c)(1) on July 28, 2026.
Gabriel, Roeder, Smith & Co Holdings, Inc. Files Document D
Gabriel, Roeder, Smith & Co Holdings, Inc. (CIK 0001682362) submitted a Form D filing to SEC EDGAR on July 28, 2026.
EIP Frontier Fund II LP Submits D/A Filing to SEC
EIP Frontier Fund II LP filed a D/A with the SEC on 2026-07-28 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
EIP Frontier Fund II (Lux Feeder) SCSp Files D/A Notice
EIP Frontier Fund II (Lux Feeder) SCSp submitted a D/A filing on 2026-07-28 referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
EIP Frontier Fund II (Lux) SCSp Files D/A on 2026-07-28
EIP Frontier Fund II (Lux) SCSp submitted a D/A filing to the SEC claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Sagard Credit Partners III-U RN (US) LP Files SEC Notice
Sagard Credit Partners III-U RN (US) LP submitted a filing to the SEC on July 28, 2026, referencing Investment Company Act exemptions.
Vitalbridge Fund III Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Vitalbridge Fund III, L.P. submitted a 9 KB filing on 2026-07-28 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Align Ventures II, L.P. Files D/A on 2026-07-27
Align Ventures II, L.P. submitted a D/A filing to the SEC on July 27, 2026, referencing Investment Company Act Section 3(c)(7).
Uplift Investors Mockingbird Co-Invest Fund Files SEC Notice
Uplift Investors Mockingbird Co-Invest Fund, LP submitted a regulatory filing on July 27, 2026 under Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Bahama Mill Partnership LLC Files SEC Document
Bahama Mill Partnership LLC submitted a filing to the SEC on July 27 2026.
Washington Capital Management Files SEC Notice Under Rule 504
Washington Capital Management, Inc. submitted a Form D notice to the SEC on July 27, 2026, citing Rule 504(b)(1).
Arist Holdings Inc. Files SEC Document July 27 2026
Arist Holdings Inc. submitted an SEC filing on July 27 2026 with accession number 0001934857-26-000003.
D - Bahama Mill Partnership LLC Files With SEC
D - Bahama Mill Partnership LLC submitted a filing to the SEC on July 27, 2026.
400 Capital Credit Opportunities Fund LP Files D/A With SEC
400 Capital Credit Opportunities Fund LP submits D/A filing on July 27, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Hines U.S. Property Partners II Lux SCSP Files D/A With SEC
Hines U.S. Property Partners II Lux SCSP submitted a D/A amendment filing under the Securities Act on July 27, 2026.
BlackRock USD Institutional Digital Liquidity Fund Files 3(c)(7) Notice
BlackRock USD Institutional Digital Liquidity Fund Ltd. submitted a D/A filing under Section 3(c)(7) on July 27, 2026.
Parliament Capital Series III LLC Series N Files With SEC
Parliament Capital Series III, LLC - Series N submitted a filing to the SEC on July 27, 2026, under Investment Company Act Section 3(c)(1).
CLP Venture Tech VIII LLC Files With SEC on July 27 2026
CLP Venture Tech VIII LLC submitted a filing to the SEC EDGAR system on July 27 2026.
Trilogy Search Partners SP1, L.P. Files SEC Notice July 27, 2026
Trilogy Search Partners SP1, L.P. submitted a filing to the SEC on July 27, 2026 referencing Section 3(c)(7) of the Investment Company Act.
