Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Intertide Partners Opportunity Fund II LLC Files SEC Exemption Notice
Intertide Partners Opportunity Fund II LLC submitted a SEC filing on March 26, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
Intertide Partners Opportunity Fund II LLC Files Under Investment Company Act Section 3(c)(1)
Intertide Partners Opportunity Fund II LLC submitted a filing on March 26, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
ValueAct Strategic Global Partners II Files for Section 3(c)(7) Exemption
ValueAct Strategic Global Partners II, L.P. filed a SEC document on March 26, 2026, related to Section 3(c)(7) of the Investment Company Act.
ValueAct Strategic Global Partners II, L.P. Files Under SEC Section 3(c)(7)
ValueAct Strategic Global Partners II, L.P. submitted a filing to the SEC on March 26, 2026, related to Section 3(c)(7) of the Investment Company Act.
Argonaut Private Equity Fund VI, LP Files SEC Form D
Argonaut Private Equity Fund VI, LP filed a Form D with the SEC on March 26, 2026, citing Section 3(c)(7) of the Investment Company Act.
CoinShares Bastion Fund Files for Section 3(c)(1) Exemption
CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a document with the SEC on March 26, 2026, under Item 3C of the Investment Company Act.
Junipero Capital SPV V, LLC Files Under Investment Company Act Section 3(c)(1)
Junipero Capital SPV V, LLC filed a document with the SEC on March 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Loomis Sayles Credit Dislocation Offshore Fund II Files Under Section 3(c)(7)
Loomis Sayles Credit Dislocation Offshore Fund II Ltd. filed a document on March 26, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Argonaut Private Equity Fund VI LP Files Under Investment Company Act
Argonaut Private Equity Fund VI, LP filed a document on March 26, 2026, citing Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
CoinShares Bastion Fund Files Form D/A Under Section 3(c)(1)
CoinShares Bastion Market Neutral USD Feeder Fund, LP filed a Form D/A on March 26, 2026, citing Section 3(c)(1) of the Investment Company Act.
Loomis Sayles Credit Dislocation Offshore Fund II Files SEC Notice
Loomis Sayles Credit Dislocation Offshore Fund II, Ltd. submitted a filing on March 26, 2026, under the Investment Company Act Section 3(c)(7).
Stride Consumer Fund II L.P. Files Under SEC Section 3(c)(7)
D - Stride Consumer Fund II, L.P. filed a document with the SEC on March 26, 2026, related to Section 3(c)(7) of the Investment Company Act.
Dara Ventures SPV I Files Under Investment Company Act Section 3(c)(1)
Dara Ventures SPV I, a series of Allocations 2026 Master, LLC, filed a form with the SEC on March 26, 2026, citing Section 3(c)(1) of the Investment Company Act.
Lincoln Park 2025 Fund LP Files SEC Document for Investment Company Act Exemption
Lincoln Park 2025 Fund LP submitted a filing to the SEC on March 26, 2026, related to Section 3(c)(7) of the Investment Company Act.
Starship Ventures SPV XXIII Files Under Investment Company Act Section 3(c)(1)
Starship Ventures Opportunities, LLC filed a notice with the SEC on March 26, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - Venture on Lockett, LLC Files SEC Document
D - Venture on Lockett, LLC submitted a filing to the SEC on March 26, 2026, with accession number 0002112254-26-000001.
Dara Ventures SPV I Files for Section 3(c)(1) Exemption
Dara Ventures SPV I, a series of Allocations 2026 Master, LLC, filed a document with the SEC on March 26, 2026, citing Investment Company Act Section 3(c)(1).
Lincoln Park 2025 Fund LP Files Under Section 3(c)(7)
Lincoln Park 2025 Fund LP submitted a SEC filing on March 26, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Sarmis Capital Partners Fund II SCSp Files Under Section 3(c)(7)
Sarmis Capital Partners Fund II SCSp filed a notice under Item 3C.7 of the Investment Company Act on March 26, 2026, according to SEC EDGAR.
Starship Ventures SPV XXIII Files for Investment Company Act Exemption
Starship Ventures Opportunities, LLC filed a form with the SEC on March 26, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
D - Preferred Capital Private Equity Fund LLC Files for Section 3(c)(1) Exemption
D - Preferred Capital Private Equity Fund LLC submitted a filing on March 26, 2026, to claim an exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Hudson Way Charlotte Fund Files SEC Document Under Section 3(c)(7)
Hudson Way Charlotte Fund, LP filed a document with SEC EDGAR on March 26, 2026, specifying Item 3C and Item 3C.7 of the Investment Company Act.
Hudson Way Charlotte Fund LP Files SEC Document Under Section 3(c)(7)
Hudson Way Charlotte Fund LP filed a document with the SEC on March 26, 2026, related to Item 3C.7 of the Investment Company Act.
HWC Long Onshore Fund LP Files SEC Document for Section 3(c)(7)
D/A - HWC Long Onshore Fund, LP filed a SEC EDGAR document on March 26, 2026, specifying Item 3C.7 under the Investment Company Act Section 3(c)(7).
HWC Long Onshore Fund LP Files SEC Document Under Section 3(c)(7)
HWC Long Onshore Fund LP filed a SEC document on March 26, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
OIC Credit Fund IV Files SEC Document Under Section 3(c)(7)
D - OIC Credit Fund IV (Onshore) SRF, L.P. filed a SEC document on March 26, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
OIC Credit Fund IV Files SEC Notice Under Section 3(c)(7)
D - OIC Credit Fund IV (Onshore) SRF, L.P. filed a document with the SEC on March 26, 2026, under Item 3C.7 of the Investment Company Act.
Preferred Capital Private Equity Fund LLC Files Under Section 3(c)(1)
D - Preferred Capital Private Equity Fund LLC submitted a SEC filing on March 26, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Warwick TRGP Law Firm Solutions Onshore Fund LP Files SEC Document
Warwick TRGP Law Firm Solutions Onshore Fund LP filed a SEC document on March 26, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Warwick TRGP Law Firm Solutions Onshore Fund LP Files SEC Form on March 26, 2026
Warwick TRGP Law Firm Solutions Onshore Fund LP filed a SEC form on March 26, 2026, citing Investment Company Act Section 3(c)(7).
Crestview Partners III Co-Investors Files Under Investment Company Act Section 3(c)(7)
Crestview Partners III Co-Investors, L.P. filed a document with the SEC on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
Crestview Partners III Co-Investors L.P. Files SEC Document Under Section 3(c)(7)
On March 25, 2026, Crestview Partners III Co-Investors L.P. filed a SEC document under Item 3C and 3C.7 for Section 3(c)(7), as per EDGAR records.
Crestview Partners III CV-B, L.P. Files SEC Document on Investment Company Act
Crestview Partners III CV-B, L.P. submitted a filing to the SEC on March 25, 2026, related to Sections 3(c) and 3(c)(7) of the Investment Company Act.
Crestview Partners III CV-B, L.P. Files Under Section 3(c)(7)
Crestview Partners III CV-B, L.P. filed a document with SEC EDGAR on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
MVP LS FUND DCLVI LLC Files Under Investment Company Act Section 3(c)(1)
D - MVP LS FUND DCLVI LLC filed a document with SEC EDGAR on March 25, 2026, referencing Section 3(c)(1) of the Investment Company Act.
MVP LS FUND DCLVI LLC Files SEC Document Under Investment Company Act
On March 25, 2026, MVP LS FUND DCLVI LLC submitted a SEC filing related to Section 3(c)(1) of the Investment Company Act, as per official records.
Absolute Strategies Partners LP Files Under Investment Company Act Section 3(c)(1)
D - Absolute Strategies Partners LP submitted a filing on March 25, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
EDG Voss Holdings, LP Files SEC Document
EDG Voss Holdings, LP submitted a filing to the SEC on March 25, 2026, as part of regulatory requirements.
Graham Custom Investment Funds I SPC Ltd. Files Section 3(c)(7) Exemption
Graham Custom Investment Funds I SPC Ltd. filed a document under Section 3(c)(7) of the Investment Company Act on March 25, 2026, according to SEC EDGAR.
Graham Custom Investment Funds I SPC Ltd Files Under Section 3(c)(7)
Graham Custom Investment Funds I SPC Ltd filed a document on March 25, 2026, under Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Harbour Island Opportunity Fund Files for Section 3(c)(1) Exemption
Harbour Island Opportunity Fund, LP filed a regulatory document with the SEC on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
Harbour Island Opportunity Fund Files Under Section 3(c)(1)
Harbour Island Opportunity Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.
Rogue One Investments LP Files Section 3(c)(1) Exemption
Rogue One Investments LP filed a document under the Investment Company Act Section 3(c)(1) on March 25, 2026, as per SEC EDGAR records.
TMAM/Pathway Private Equity Fund VII Files for Investment Company Act Exemptions
TMAM/Pathway Private Equity Fund VII, LP filed with the SEC on March 25, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7).
TMAM/Pathway Private Equity Fund VII, LP Files SEC Exemptions
TMAM/Pathway Private Equity Fund VII, LP filed for exemptions under the Investment Company Act on March 25, 2026, according to SEC EDGAR records.
Sandalwood Debt Fund A Files for Section 3(c)(1) Exemption
Sandalwood Debt Fund A, L.P. submitted a SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 25, 2026.
Sandalwood Fund Files Under Investment Company Act Section 3(c)(7)
Sandalwood Special Credit Opportunities Fund, L.P. filed a document citing Section 3(c)(7) on March 25, 2026, according to SEC EDGAR.
Sandalwood Overseas Fund SPC Ltd Files SEC Document on Section 3(c)(7)
Sandalwood Overseas Fund SPC Ltd filed a document with SEC EDGAR on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
Merritt Community Capital Fund 26, L.P. Files SEC Document
Merritt Community Capital Fund 26, L.P. submitted a filing to the SEC on March 25, 2026, according to EDGAR records.
Sandalwood Debt Traders Fund Files SEC Form Under Section 3(c)(1)
D/A - SANDALWOOD DEBT TRADERS FUND, L.P. filed a document with SEC EDGAR on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
