Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Clayton Capital Appreciation Fund Files SEC Document Under Section 3(c)(1)
Clayton Capital Appreciation Fund L.P. filed a SEC document on May 11, 2026, related to Section 3(c)(1) of the Investment Company Act, as per EDGAR records.
Camlyn Capital Fund 1 LLC Files SEC Document
Camlyn Capital Fund 1 LLC submitted a filing to the SEC on May 11, 2026, according to EDGAR records.
Silver Screen Master Fund Files Under Investment Company Act Section 3(c)(1)
Silver Screen Master Fund, LLC filed a SEC document on May 11, 2026, related to Investment Company Act exemptions.
D - X Capital Equity Master Fund LP Files SEC Exemption
D - X Capital Equity Master Fund LP filed for Section 3(c)(1) exemption on May 11, 2026, according to SEC EDGAR.
Institutional Drilling Fund III LP Files SEC Document
Institutional Drilling Fund III LP submitted a filing to the SEC on May 11, 2026, according to EDGAR records.
Brightlight Capital Partners LP Files SEC Document for Section 3(c)(7)
Brightlight Capital Partners LP filed a document with the SEC on May 11, 2026, related to Item 3C.7 under the Investment Company Act Section 3(c)(7).
FMC Operating Partnership LP Files SEC Document on Investment Company Act Section 3(c)(5)
FMC Operating Partnership LP filed a document with the SEC on May 11, 2026, referencing Section 3(c)(5) of the Investment Company Act.
HVP Opportunities Fund Files Under SEC Investment Company Act Section 3(c)(1)
HVP Opportunities Fund, LP filed a document with the SEC on May 11, 2026, citing Section 3(c)(1) of the Investment Company Act.
Linse Capital Stellar II LP Files D/A with SEC
Linse Capital Stellar II LP submitted a D/A filing to the SEC on May 11, 2026, according to official records.
Brightlight Capital Offshore Ltd. Files Under Section 3(c)(7)
Brightlight Capital Offshore Ltd. filed a document under the Investment Company Act Section 3(c)(7) on May 11, 2026, according to SEC EDGAR.
Mirae Asset Capital Life Science Inception I, LP Files SEC Document Under Section 3(c)(1)
Mirae Asset Capital Life Science Inception I, LP filed a regulatory document with the SEC on May 11, 2026, citing Section 3(c)(1) of the Investment Company Act.
Netley Capital Tertiary Fund 1 Files for Section 3(c)(7) Exemption
D - Netley Capital Tertiary Fund 1 (US) LP filed a notice under the Investment Company Act Section 3(c)(7) on May 11, 2026, according to SEC EDGAR.
Omni Ventures Master LLC Files for Section 3(c)(1) Exemption
D - Uptool I II a Series of Omni Ventures Master LLC filed a document with the SEC on May 11, 2026, under Item 3C.1 of the Investment Company Act.
Rho OPCO Ventures Files for Section 3(c)(1) Exemption
D - Rho OPCO Ventures Mar 2026, a series of CGF2021 LLC, filed a SEC document on May 11, 2026, under Item 3C.1 of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files SEC Document on Investment Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing to the SEC on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - FA Innovation Fund LP Files SEC Form D Under Section 3(c)(7)
D - FA Innovation Fund LP submitted a Form D filing to the SEC on May 8, 2026, specifying reliance on Section 3(c)(7) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files Under Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. submitted a SEC EDGAR filing on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files SEC Exemption Claim
JS Opportunity Fund LLC Series Q30 filed a document under Section 3(c)(1) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.
Efficient U.S. Funds, LLC Files SEC Document for Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing for its Efficient Pure Trend Series on May 8, 2026, according to SEC EDGAR records.
Shah Capital Opportunity Fund LP Files SEC Form for Exemptions
Shah Capital Opportunity Fund LP filed a form with the SEC on May 8, 2026, indicating exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
FA Innovation Fund LP Files SEC Document for Section 3(c)(7)
D - FA Innovation Fund LP, with CIK 0002131498, filed a document on May 8, 2026, specifying reliance on Section 3(c)(7) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Form for Section 3(c)(7) Exemption
TPG AG Corporate Credit Opportunities Fund, L.P. submitted a SEC filing on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Forge Investments Files SEC Exemption for Fund FG-OMM
Forge Investments, LLC filed a notice for Fund FG-OMM under Section 3(c)(1) of the Investment Company Act on May 8, 2026, according to SEC EDGAR.
JS Opportunity Fund LLC Series Q30 Files Under Investment Company Act Section 3(c)(1)
JS Opportunity Fund LLC Series Q30 submitted a filing on May 8, 2026, under Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
FA Innovation Fund LP Files Under SEC Section 3(c)(7)
D - FA Innovation Fund LP filed a document with the SEC on May 8, 2026, related to Investment Company Act exemptions.
Efficient U.S. Funds, LLC Files SEC Document for Efficient Pure Trend Series
Efficient U.S. Funds, LLC filed a document for the Efficient Pure Trend Series on May 8, 2026, as reported by SEC EDGAR.
Forge Investments, LLC Files for Fund FG-OMM Under Section 3(c)(1)
Forge Investments, LLC filed a notice for its Fund FG-OMM series on May 8, 2026, under Section 3(c)(1) of the Investment Company Act.
Shah Capital Opportunity Fund LP Files for Investment Company Act Exemptions
Shah Capital Opportunity Fund LP filed a document on May 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, as per SEC EDGAR.
Shah Capital Opportunity Fund LP Files Under Investment Company Act
Shah Capital Opportunity Fund LP filed a form with SEC EDGAR on May 8, 2026, indicating reliance on Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
D - FA Innovation Fund LP Files Under Section 3(c)(7)
D - FA Innovation Fund LP submitted a SEC filing on May 8, 2026, citing reliance on Section 3(c)(7) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files for Section 3(c)(1) Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Forge Investments, LLC Files SEC Document for Fund FG-OMM
Forge Investments, LLC filed a SEC EDGAR document on May 8, 2026, for its Fund FG-OMM series under Section 3(c)(1) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Document
TPG AG Corporate Credit Opportunities Fund, L.P. filed a regulatory document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - FA Innovation Fund LP Files Under Section 3(c)(7)
D - FA Innovation Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.
Efficient U.S. Funds, LLC Files for Efficient Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing for Efficient Pure Trend Series on May 8, 2026, as per SEC EDGAR records.
Shah Capital Opportunity Fund LP Files SEC Document on Exemptions
Shah Capital Opportunity Fund LP submitted a filing to the SEC on May 8, 2026, detailing exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
TPG AG Corporate Credit Opportunities Fund Files SEC Form Under Section 3(c)(7)
D/A - TPG AG Corporate Credit Opportunities Fund, L.P. submitted a filing on May 8, 2026, under Item 3C.7 of the Investment Company Act, as recorded in SEC EDGAR.
Forge Investments Files Notice for Fund FG-OMM Under Investment Company Act
Forge Investments, LLC submitted a SEC filing for its Fund FG-OMM series, claiming exemption under Section 3(c)(1) of the Investment Company Act on May 8, 2026.
Shah Capital Opportunity Fund LP Files SEC Exemption Notice
Shah Capital Opportunity Fund LP submitted a SEC filing on May 8, 2026, claiming exemptions under Investment Company Act sections 3(c)(1) and 3(c)(7).
Forge Investments, LLC Files SEC Document for Fund FG-OMM
Forge Investments, LLC filed a SEC EDGAR document on May 8, 2026, for Fund FG-OMM under Section 3(c)(1) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files SEC Document on Section 3(c)(1)
JS Opportunity Fund LLC Series Q30 submitted a SEC EDGAR filing on May 8, 2026, related to Investment Company Act Section 3(c)(1).
Efficient U.S. Funds, LLC Files SEC Document for Pure Trend Series
Efficient U.S. Funds, LLC submitted a filing to the SEC on May 8, 2026, for their Efficient Pure Trend Series, as recorded in the EDGAR database.
D - FA Innovation Fund LP Files Under SEC Investment Company Act Section 3(c)(7)
D - FA Innovation Fund LP submitted a filing to the SEC on May 8, 2026, referencing Section 3(c)(7) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files for Section 3(c)(1) Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing to the SEC on May 8, 2026, under the Investment Company Act Section 3(c)(1).
Efficient U.S. Funds, LLC Files SEC Document for Efficient Pure Trend Series
D - Efficient U.S. Funds, LLC submitted a filing for Efficient Pure Trend Series on May 8, 2026, as reported by SEC EDGAR.
TPG AG Corporate Credit Opportunities Fund Files SEC Form for Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a SEC document on May 8, 2026, referencing Investment Company Act Section 3(c)(7).
Forge Investments LLC Files for Fund FG-OMM Exemption
Forge Investments LLC filed a document for its Fund FG-OMM series on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Forge Investments, LLC Files for Fund FG-OMM Under Investment Company Act
Forge Investments, LLC filed a document for its Fund FG-OMM series on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Shah Capital Opportunity Fund LP Files SEC Document on Investment Exemptions
Shah Capital Opportunity Fund LP filed a SEC document on May 8, 2026, indicating reliance on sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
D - FA Innovation Fund LP Files for Section 3(c)(7) Exemption
D - FA Innovation Fund LP, with CIK 2131498, filed a SEC EDGAR document on May 8, 2026, referencing Item 3C and Item 3C.7 of the Investment Company Act.
