Boothbay Diversified Alpha Fund LP Submits SEC Filing
Boothbay Diversified Alpha Fund LP, identified by CIK number 0001785080, filed a document with the SEC on May 13, 2026, specifically under Item 3C of the Investment Company Act, which includes Item 3C.7 referencing Section 3(c)(7). This filing, with accession number 0001785080-26-000003, is a 6 KB submission according to SEC EDGAR. The document pertains to the fund’s status under U.S. securities regulations.
Details of the Filing
The filing explicitly mentions Item 3C: Investment Company Act Section 3(c), with a focus on Item 3C.7, which directly references Section 3(c)(7). Boothbay Diversified Alpha Fund LP is the filer, and the document was submitted through the SEC EDGAR system. As is widely known, Section 3(c)(7) relates to exemptions for certain private investment funds, though this filing does not specify additional details beyond the stated items. According to SEC EDGAR, the filing’s size is 6 KB, indicating a concise submission.
Regulatory Implications
Item 3C.7 in the filing points to Section 3(c)(7) of the Investment Company Act, which, as a widely recognized provision, allows certain funds to operate without full registration if they meet specific criteria. The Boothbay Diversified Alpha Fund LP filing includes this reference, aligning with routine regulatory disclosures by investment entities. This action by the fund reflects standard compliance practices under SEC rules, according to SEC EDGAR.
