Helm Fund II, L.P. Submits SEC Filing
Helm Fund II, L.P., with filer number 0001840267, filed a document on May 14, 2026, under the Investment Company Act Section 3(c), specifically Item 3C.1 referencing Section 3(c)(1). This filing, according to SEC EDGAR, includes an accession number of 0001840267-26-000001 and a file size of 8 KB.
Details of the Filing
The filing is titled “D/A - Helm Fund II, L.P.” and pertains to Item 3C of the Investment Company Act, with Item 3C.1 explicitly noting Section 3(c)(1). According to SEC EDGAR, this indicates the fund is claiming an exemption under U.S. securities regulations. As widely-known context, Section 3(c)(1) generally applies to private funds with fewer than 100 investors that do not make public offerings.
Regulatory Implications
The document was submitted through the SEC EDGAR system, reflecting standard procedures for entities like Helm Fund II, L.P. to assert compliance with Section 3(c)(1). According to SEC EDGAR, this filing helps maintain the fund’s status under the Investment Company Act.
