On May 15, 2026, D/A - Gratia Capital Concentrated Fund, L.P., with CIK number 0001641494, filed a document with the SEC under accession number 0001641494-26-000001, which is 7 KB in size and references Item 3C of the Investment Company Act, specifically Item 3C.7 for Section 3(c)(7). According to SEC EDGAR, this filing pertains to the fund’s status under U.S. securities regulations.
Filing Overview
The filing was submitted by D/A - Gratia Capital Concentrated Fund, L.P. on May 15, 2026, and includes details under Item 3C, which addresses exemptions from the Investment Company Act, as well as Item 3C.7 specifically for Section 3(c)(7). According to SEC EDGAR, the document’s size is 7 KB, indicating a concise submission focused on regulatory compliance.
Details of the Exemption
Item 3C in the filing references the Investment Company Act Section 3(c), and Item 3C.7 explicitly mentions Section 3(c)(7), which, as widely-known context, is a provision in U.S. law that exempts certain private investment funds from registration requirements. The fund’s filing, according to SEC EDGAR, aligns with this section by indicating its qualification for such an exemption.
Regulatory Context
D/A - Gratia Capital Concentrated Fund, L.P.’s document was filed under the SEC’s EDGAR system with accession number 0001641494-26-000001, directly tying to Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
