Section 3c7
611 stories covering section 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Credit Alternatives Fund LLC Files Section 3(c)(7) Exemption
D/A - Credit Alternatives Fund LLC submitted a SEC filing on March 9, 2026, for exemption under Investment Company Act Section 3(c)(7).
KHC Partners Fund II LP Files SEC Document for Section 3(c)(7)
KHC Partners Fund II LP submitted a SEC filing on March 9, 2026, related to Investment Company Act exemptions.
KHC Partners Offshore Fund II LP Files SEC Document
KHC Partners Offshore Fund II LP submitted a SEC filing on March 9, 2026, related to Section 3(c)(7) of the Investment Company Act.
Piedmont Partners Offshore L.P. Files SEC Document Under Investment Company Act
D/A - Piedmont Partners Offshore, L.P. filed a SEC document on March 9, 2026, invoking Section 3(c)(7) exemption.
SaddleRock Capital Cayman Fund Files Under Section 3(c)(7)
SaddleRock Capital Cayman Fund Ltd submitted a SEC filing on March 9, 2026, related to Investment Company Act exemptions.
Banner Ridge Closes Third Fund Using 3(c)(7) Structure for Qualified Purchasers
Banner Ridge Partners filed SEC documentation for their third fund using the 3(c)(7) exemption, targeting sophisticated institutional investors.
OWS Capital Closes Second Offshore Fund Under 3(c)(7) Structure
OWS Capital files Form D for offshore Fund II, signaling completion of capital raising under Investment Company Act exemption.
Farallon Capital Files New Fund Vehicle Under 3(c)(7) Structure
San Francisco hedge fund giant Farallon Capital registers new investment vehicle targeting qualified institutional buyers.
Jain Global Files for 3(c)(7) Exemption, Signaling Institutional Focus
Singapore-based investment manager Jain Global Institutional Holdings registers with SEC under Section 3(c)(7) for qualified purchaser-only fund.
Farallon Capital Files SEC 3(c)(7) Registration, Targets Qualified Purchasers
The San Francisco hedge fund giant's latest SEC filing signals fundraising activity targeting sophisticated institutional investors.
Tenaron Capital Closes Relative Value Partners LP Under 3(c)(7) Structure
New hedge fund vehicle completes formation targeting sophisticated investors in relative value strategies.
