TOPIC

Section 3c7

522 stories covering section 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Mar 11, 2026

Still Point Partners Fund I Files for SEC Exemptions

Still Point Partners Fund I, LP filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on March 11, 2026, according to SEC EDGAR.

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Regulatory Mar 11, 2026

Still Point Partners Fund I, LP Files for Investment Company Act Exemptions

Still Point Partners Fund I, LP filed a SEC document on March 11, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

Avanath Affordable Housing Fund Files SEC Document for Section 3(c)(7)

Avanath Affordable Housing Renaissance Fund, L.P. filed a SEC EDGAR document on March 11, 2026, related to Item 3C.7 under the Investment Company Act.

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Regulatory Mar 11, 2026

Avanath Affordable Housing Fund Files Under Section 3(c)(7)

Avanath Affordable Housing Renaissance Fund, L.P. filed a document with the SEC on March 11, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

Bain Capital Senior Loan Select LLC Files for Section 3(c)(7) Exemption

Bain Capital Senior Loan Select LLC submitted a filing on March 11, 2026, for exemption under Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 11, 2026

Bain Capital Senior Loan Select LLC Files Under Section 3(c)(7)

Bain Capital Senior Loan Select LLC filed a document with the SEC on March 11, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 10, 2026

Fontinalis Special Opportunity Fund VF, L.P. Files SEC Notice for Investment Company Act Section 3(c)(7)

D - Fontinalis Special Opportunity Fund VF, L.P. filed a document with the SEC on March 9, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 10, 2026

Trinity Capital SBIC LP Files SEC Document Under Section 3(c)(7)

Trinity Capital SBIC LP filed a document with the SEC on March 10, 2026, related to Item 3C.7 of the Investment Company Act.

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Regulatory Mar 9, 2026

Accolade Empowerment Fund III Files SEC D/A Amendment

Accolade Empowerment Fund III, L.P. filed a D/A document with the SEC on March 9, 2026, citing Investment Company Act Section 3(c)(7).

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Regulatory Mar 9, 2026

Accolade Empowerment Fund III Feeder L.P. Files SEC D/A Document

Accolade Empowerment Fund III Feeder L.P. filed a D/A form with the SEC on March 9, 2026, referencing the Investment Company Act Section 3(c)(7).

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Regulatory Mar 9, 2026

Credit Alternatives Fund Files for Section 3(c)(7) Exemption

D/A - Credit Alternatives Fund, LTD. filed a document with SEC EDGAR on March 9, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 9, 2026

Credit Alternatives Fund LLC Files Section 3(c)(7) Exemption

D/A - Credit Alternatives Fund LLC submitted a SEC filing on March 9, 2026, for exemption under Investment Company Act Section 3(c)(7).

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Regulatory Mar 9, 2026

KHC Partners Fund II LP Files SEC Document for Section 3(c)(7)

KHC Partners Fund II LP submitted a SEC filing on March 9, 2026, related to Investment Company Act exemptions.

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Regulatory Mar 9, 2026

KHC Partners Offshore Fund II LP Files SEC Document

KHC Partners Offshore Fund II LP submitted a SEC filing on March 9, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 9, 2026

Piedmont Partners Offshore L.P. Files SEC Document Under Investment Company Act

D/A - Piedmont Partners Offshore, L.P. filed a SEC document on March 9, 2026, invoking Section 3(c)(7) exemption.

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Regulatory Mar 9, 2026

SaddleRock Capital Cayman Fund Files Under Section 3(c)(7)

SaddleRock Capital Cayman Fund Ltd submitted a SEC filing on March 9, 2026, related to Investment Company Act exemptions.

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Fund Close Mar 2, 2026

Banner Ridge Closes Third Fund Using 3(c)(7) Structure for Qualified Purchasers

Banner Ridge Partners filed SEC documentation for their third fund using the 3(c)(7) exemption, targeting sophisticated institutional investors.

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Fund Close Feb 27, 2026

OWS Capital Closes Second Offshore Fund Under 3(c)(7) Structure

OWS Capital files Form D for offshore Fund II, signaling completion of capital raising under Investment Company Act exemption.

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Fund Close Feb 27, 2026

Farallon Capital Files New Fund Vehicle Under 3(c)(7) Structure

San Francisco hedge fund giant Farallon Capital registers new investment vehicle targeting qualified institutional buyers.

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Regulatory Feb 27, 2026

Jain Global Files for 3(c)(7) Exemption, Signaling Institutional Focus

Singapore-based investment manager Jain Global Institutional Holdings registers with SEC under Section 3(c)(7) for qualified purchaser-only fund.

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Regulatory Feb 26, 2026

Farallon Capital Files SEC 3(c)(7) Registration, Targets Qualified Purchasers

The San Francisco hedge fund giant's latest SEC filing signals fundraising activity targeting sophisticated institutional investors.

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Fund Close Feb 26, 2026

Tenaron Capital Closes Relative Value Partners LP Under 3(c)(7) Structure

New hedge fund vehicle completes formation targeting sophisticated investors in relative value strategies.

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