Sec Filing
2777 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Okeanos Venture Partners II LLC-Series 180 Files D/A Claiming 3(c)(1) Exemption
Okeanos Venture Partners II LLC-Series 180 submitted a D/A filing to the SEC on July 28 2026 asserting exemption under Section 3(c)(1) of the Investment Company Act.
D - LAM European Opportunities Fund Files 3(c)(7) Notice
D - LAM European Opportunities Fund, LP submitted a Section 3(c)(7) exemption filing to the SEC on July 28, 2026.
i2 Health Advisors Inc. Files With SEC on July 28 2026
i2 Health Advisors Inc. submitted a 7 KB SEC filing with accession number 0002147485-26-000001 on July 28 2026.
Bluhaus Small Business Fund II Files D/A on July 28 2026
Bluhaus Small Business Fund II LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act.
HYPER Ventures Fund LP Series 16 Files With SEC
HYPER Ventures Fund LP Series 16 submitted a filing to the SEC on July 28 2026 under accession number 0002145118-26-000003.
D - Allocate Venture Co-Investment Fund I, L.P. Files SEC Notice
D - Allocate Venture Co-Investment Fund I, L.P. filed a notice with the SEC on July 28, 2026 claiming Section 3(c)(7) exemption.
Collins Investment Partners LP Files D/A on 2026-07-28
Collins Investment Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Ising Ventures SPV - Nvision A LLC Files Form D
Ising Ventures SPV - Nvision A LLC submitted a Form D filing to the SEC on 2026-07-28.
Cohen & Steers Tactical Real Estate Fund Files D/A
Cohen & Steers Tactical Real Estate Fund, L.P. submitted a D/A filing to the SEC on July 28, 2026 under Section 3(c)(7).
Shikhara India Opportunities Cayman Fund Ltd Files D/A on 2026-07-28
Shikhara India Opportunities Cayman Fund Ltd submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
ADS Partners Vehicle I Files 3(c)(1) Notice
D - ADS Partners Vehicle I a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 28, 2026.
D - TCAP Venture Capital Fund, LP Files SEC Notice
D - TCAP Venture Capital Fund, LP submitted a filing to the SEC on July 28, 2026, claiming exemption under Section 3(c)(1).
OKEANOS VENTURE PARTNERS II LLC-SERIES 180 Files SEC Document
OKEANOS VENTURE PARTNERS II LLC-SERIES 180 submitted a D/A filing to the SEC on July 28, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Sagard Credit Partners III-U RN (US) LP Files D/A with SEC
Sagard Credit Partners III-U RN (US) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 28, 2026.
EquityZen Growth Technology Fund LLC Series 2349 Files SEC Notice
EquityZen Growth Technology Fund LLC - Series 2349 submitted a regulatory filing to the SEC on July 28, 2026 under Section 3(c)(1).
TF Capital Investments VI LLC Files SEC 3(c)(1) Notice
TF Capital Investments VI LLC submitted a filing under Investment Company Act Section 3(c)(1) on July 28, 2026.
Gabriel, Roeder, Smith & Co Holdings, Inc. Files Document D
Gabriel, Roeder, Smith & Co Holdings, Inc. (CIK 0001682362) submitted a Form D filing to SEC EDGAR on July 28, 2026.
EIP Frontier Fund II LP Submits D/A Filing to SEC
EIP Frontier Fund II LP filed a D/A with the SEC on 2026-07-28 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
EIP Frontier Fund II (Lux Feeder) SCSp Files D/A Notice
EIP Frontier Fund II (Lux Feeder) SCSp submitted a D/A filing on 2026-07-28 referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).
EIP Frontier Fund II (Lux) SCSp Files D/A on 2026-07-28
EIP Frontier Fund II (Lux) SCSp submitted a D/A filing to the SEC claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Sagard Credit Partners III-U RN (US) LP Files SEC Notice
Sagard Credit Partners III-U RN (US) LP submitted a filing to the SEC on July 28, 2026, referencing Investment Company Act exemptions.
Vitalbridge Fund III Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Vitalbridge Fund III, L.P. submitted a 9 KB filing on 2026-07-28 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Align Ventures II, L.P. Files D/A on 2026-07-27
Align Ventures II, L.P. submitted a D/A filing to the SEC on July 27, 2026, referencing Investment Company Act Section 3(c)(7).
Uplift Investors Mockingbird Co-Invest Fund Files SEC Notice
Uplift Investors Mockingbird Co-Invest Fund, LP submitted a regulatory filing on July 27, 2026 under Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Bahama Mill Partnership LLC Files SEC Document
Bahama Mill Partnership LLC submitted a filing to the SEC on July 27 2026.
Washington Capital Management Files SEC Notice Under Rule 504
Washington Capital Management, Inc. submitted a Form D notice to the SEC on July 27, 2026, citing Rule 504(b)(1).
Arist Holdings Inc. Files SEC Document July 27 2026
Arist Holdings Inc. submitted an SEC filing on July 27 2026 with accession number 0001934857-26-000003.
D - Bahama Mill Partnership LLC Files With SEC
D - Bahama Mill Partnership LLC submitted a filing to the SEC on July 27, 2026.
400 Capital Credit Opportunities Fund LP Files D/A With SEC
400 Capital Credit Opportunities Fund LP submits D/A filing on July 27, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Hines U.S. Property Partners II Lux SCSP Files D/A With SEC
Hines U.S. Property Partners II Lux SCSP submitted a D/A amendment filing under the Securities Act on July 27, 2026.
Opulentia Ventures X LLC Files D for CIPHER VI Series
Opulentia Ventures X LLC filed a D document for CIPHER VI a Series on SEC EDGAR on July 27 2026.
BlackRock USD Institutional Digital Liquidity Fund Files 3(c)(7) Notice
BlackRock USD Institutional Digital Liquidity Fund Ltd. submitted a D/A filing under Section 3(c)(7) on July 27, 2026.
Parliament Capital Series III LLC Series N Files With SEC
Parliament Capital Series III, LLC - Series N submitted a filing to the SEC on July 27, 2026, under Investment Company Act Section 3(c)(1).
Point Reyes Partners, LLC Files Form D With SEC
Point Reyes Partners, LLC submitted a Form D filing to the SEC on July 27, 2026, according to SEC EDGAR records.
D-1864 Fund BQ Series Files With SEC on July 27 2026
D - 1864 FUND BQ A SERIES OF WESTERN FRONTIER MASTER LLC submitted a filing to the SEC on July 27 2026.
CLP Venture Tech VIII LLC Files With SEC on July 27 2026
CLP Venture Tech VIII LLC submitted a filing to the SEC EDGAR system on July 27 2026.
Trilogy Search Partners SP1, L.P. Files SEC Notice July 27, 2026
Trilogy Search Partners SP1, L.P. submitted a filing to the SEC on July 27, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Build Capital LLC Files D/A Amendment with SEC
Build Capital LLC submitted a D/A filing to the SEC on July 27, 2026, per EDGAR records.
D - Edge Partners LLC Files 3(c)(1) Notice for Series S Ramp
D - Edge Partners LLC, Series S Ramp submitted a Section 3(c)(1) filing to the SEC on July 27, 2026.
Hines U.S. Property Partners Lux SCSp Files D/A on 2026-07-27
Hines U.S. Property Partners Lux SCSp submitted a D/A filing on 2026-07-27 referencing Sections 3(c)(5) and 3(c)(7) of the Investment Company Act.
AG Japan Value Fund 1-B Files SEC Amendment
AG Japan Value Fund 1-B, L.P. submitted a D/A filing to the SEC on July 27, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Phroureo Fund LP Files SEC Notice for 3(c)(1) Exemption
Phroureo Fund LP submitted a filing to the SEC on July 27, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
AG Japan Value Fund 1-A Files D/A Amendment with SEC
AG Japan Value Fund 1-A, LPS submitted a D/A filing on July 27, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Hedge Fund Select Files 3(c)(7) Amendment for The Children's Investment Fund
Hedge Fund Select: The Children's Investment Fund LLC submitted a D/A filing on 2026-07-27 citing Investment Company Act Section 3(c)(7).
Symmetry Master Ltd Files 3(c)(7) Amendment
Hedge Fund Select: Symmetry Master Ltd submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity LP Files D/A on 2026-07-24
Aptitude Alternative Equity LP submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
LifeSci Venture SPV 18 Files D/A on July 24, 2026
LifeSci Venture SPV 18, LLC submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Align Ventures Co-Invest Fund Files SEC Notice Under 3(c)(1)
Align Ventures Co-Invest Fund, LP submitted a Form 3C filing with the SEC on July 24, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
LifeSci Venture SPV 18, LLC Files SEC Document
LifeSci Venture SPV 18, LLC submitted a filing to the SEC on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Blackstone Private Equity Strategies Fund Files D/A on SEC EDGAR
Blackstone Private Equity Strategies Fund (TE) L.P. submitted a D/A filing on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
