Sec Filing
1491 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Barrel Ventures III LP Files Form D Notice with SEC
Barrel Ventures III LP submitted a Form D filing on May 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund Files D/A With SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A With SEC
JS Venture Fund LLC Series A30 submitted a D/A filing on May 15 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.
Infrastructure Investments Fund Files D/A with SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A amendment filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
TPG Equity X, L.P. Submits SEC Filing on May 15, 2026
TPG Equity X, L.P. filed a notice under Section 3(c)(7) of the Investment Company Act with the SEC on May 15, 2026.
TPG Twin Brook Direct Lending Equity VI Files SEC Notice
TPG Twin Brook Direct Lending Equity VI, L.P. submitted a 3(c)(7) exemption filing to the SEC on May 15, 2026.
Barrel Ventures III LP Files Form D With SEC
Barrel Ventures III LP submits Form D notice for exempt offering claiming Investment Company Act sections 3(c)(1) and 3(c)(7).
TPG AG Asset Based Credit Equity II, L.P. Files SEC Notice
TPG AG Asset Based Credit Equity II, L.P. submitted a filing to the SEC on May 15, 2026 referencing Section 3(c)(7).
TPG GP Solutions Equity II Files SEC 3(c)(1) Notice
TPG GP Solutions Equity II, L.P. submitted a Section 3(c)(1) notice to the SEC on May 15, 2026, according to EDGAR records.
General Industrial Onshore Fund L.P. Files D/A With SEC
General Industrial Onshore Fund L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
Barrel Ventures III-A LP Files Form D With SEC
Barrel Ventures III-A LP submitted a Form D notice to the SEC on May 15 2026 claiming Section 3(c)(1) and 3(c)(7) exemptions.
TPG Healthcare Partners Equity III Files SEC Notice
TPG Healthcare Partners Equity III, L.P. submitted a Form D filing with the SEC on May 15, 2026 claiming exemption under Section 3(c)(7).
Omega Property Fund LLC Files Under Investment Company Act Section 3(c)(5)
Omega Property Fund LLC submitted a SEC filing on May 14, 2026, related to Section 3(c)(5) of the Investment Company Act.
Ribbit Founder Fund Z Files Under Investment Company Act Section 3(c)(7)
D - Ribbit Founder Fund Z, L.P. submitted a SEC filing on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Legacy Security Fund I, LLC Files SEC Document
Legacy Security Fund I, LLC submitted a filing to the SEC on May 13, 2026, with accession number 0001953845-26-000001.
MV Funds, LP Series Files Under Investment Company Act Section 3(c)(1)
D - RI-0417 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 13, 2026, citing Section 3(c)(1) of the Investment Company Act.
Blackstone I Fund Absolute Return L.P. Files SEC Document Under Investment Company Act
Blackstone I Fund Absolute Return L.P. submitted a filing to the SEC on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oaklin Lane Partnership LLC Files SEC Document
Oaklin Lane Partnership LLC submitted a filing to the SEC on May 13, 2026, as recorded in the EDGAR database.
Hockey Parent Holdings, L.P. Files SEC Document on May 12, 2026
D - Hockey Parent Holdings, L.P. submitted a filing to the SEC on May 12, 2026, with accession number 0001775042-26-000006.
Hockey Parent Holdings, L.P. Files with SEC on May 12, 2026
D - Hockey Parent Holdings, L.P. submitted a filing to the SEC, as documented in EDGAR records from May 12, 2026.
FMC Operating Partnership LP Files SEC Document on Investment Company Act Section 3(c)(5)
FMC Operating Partnership LP filed a document with the SEC on May 11, 2026, referencing Section 3(c)(5) of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files for Section 3(c)(1) Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing to the SEC on May 8, 2026, under the Investment Company Act Section 3(c)(1).
MW Americas TOPS Long-Only Fund LP Files SEC Form D/A Under Section 3(c)(7)
MW Americas TOPS Long-Only Fund LP filed a Form D/A on May 8, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
2820 College Capital LLC Files with SEC on May 8, 2026
2820 College Capital LLC, with CIK 0002131772, submitted a filing to the SEC on May 8, 2026, as recorded in EDGAR.
Mill Green Opportunity Fund X, LLC Files SEC Document Under Investment Company Act Section 3(c)(5)
Mill Green Opportunity Fund X, LLC submitted a filing to the SEC on May 7, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Vineyard Quant Capital LP Files Under SEC Section 3(c)(1)
Vineyard Quant Capital LP submitted a SEC filing on May 6, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Mosaic, LLC Files SEC Document for Section 3(c)(7) Exemption
D/A - Cache Exchange Fund - Mosaic, LLC submitted a SEC filing on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cache Exchange Fund - Unix, LLC Files Under SEC Investment Company Act Section 3(c)(7)
Cache Exchange Fund - Unix, LLC submitted a filing to the SEC on May 5, 2026, related to Investment Company Act exemptions.
Avlok Capital, LP Files Under Investment Company Act Section 3(c)(1)
Avlok Capital, LP submitted a filing to the SEC on May 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Snowhawk Capital Digital Opportunities Fund I-B L.P. Files SEC EDGAR Document
Snowhawk Capital's Digital Opportunities Fund I-B L.P. filed a SEC EDGAR form on May 4, 2026, referencing sections of the Investment Company Act.
Crosscourt Ventures II, LP Files Under Investment Company Act Section 3(c)(1)
Crosscourt Ventures II, LP filed a document with the SEC on May 4, 2026, related to Section 3(c)(1) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Form for Section 3(c)(7) Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.
Screendoor Fund I, L.P. Files SEC Document Under Section 3(c)(7)
Screendoor Fund I, L.P. submitted a SEC filing on May 1, 2026, citing reliance on Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files SEC Exemption Under Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a notice with the SEC on May 1, 2026, for an exemption under Section 3(c)(7) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Document
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.
Latitude Energy Holdings Inc. Files with SEC on May 1, 2026
Latitude Energy Holdings Inc. submitted a filing to the SEC on May 1, 2026, as recorded in SEC EDGAR documents.
V360 Holdings LLC Series Files SEC Document on May 1, 2026
D - Cistern Cyclarity A Series of V360 Holdings LLC submits a filing to the SEC, as documented on EDGAR.
Mica Creek Capital Partners Files SEC Document Under Section 3(c)(7)
Mica Creek Capital Partners, LP filed a document with the SEC on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.
1776 Fund, LLC Files for Section 3(c)(1) Exemption with SEC
D - 1776 Fund, LLC filed a notice with the SEC on April 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Triton Fund 6 US SCSp Files for Investment Company Act Exemptions
Triton Fund 6 US SCSp filed a document with the SEC on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Stonepeak Infrastructure Fund - M (Side Car) LP Files SEC Exemption
Stonepeak Infrastructure Fund - M (Side Car) LP submitted a filing claiming an exemption under Section 3(c)(7) of the Investment Company Act on April 30, 2026.
Renown Capital Partners I, L.P. Files for Investment Company Act Exemptions
Renown Capital Partners I, L.P. filed a SEC document on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Brighter Private Credit Fund LP Files SEC Document on Section 3(c)(1)
Brighter Private Credit Fund LP submitted a filing to SEC EDGAR on April 27, 2026, related to Investment Company Act Section 3(c)(1).
Forge Investments LLC Files for Fund FG-TJC Under Section 3(c)(1)
Forge Investments LLC submitted a SEC filing for its Fund FG-TJC series on April 27, 2026, invoking Section 3(c)(1) of the Investment Company Act.
FLI Partners Fund, L.P. Files Under Investment Company Act Section 3(c)(1)
FLI Partners Fund, L.P. submitted a filing under Section 3(c)(1) of the Investment Company Act on April 27, 2026, as reported by SEC EDGAR.
Catalio Access Fund X, LLC Files Under Investment Company Act Sections
Catalio Access Fund X, LLC filed a SEC document on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
ShawSpring Partners QP Fund Files Under SEC Section 3(c)(7)
ShawSpring Partners QP Fund, LP filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
KSL Capital Partners Credit Opportunities Fund V Files SEC Document
KSL Capital Partners Credit Opportunities Fund V FF, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on April 23, 2026, according to SEC EDGAR.
FundRacer Mobility Fund I Files SEC Exemption Under Investment Company Act
FundRacer Mobility Fund I Cooperatief U.A. filed a document with the SEC on April 23, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Cannon Global A2 Fund Files Under Section 3(c)(7)
Cannon Global A2 Fund, LP filed a document with the SEC on April 22, 2026, related to Investment Company Act exemptions.
