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Sec Filing

2772 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Aug 3, 2026

StepStone Capital Partners VI Offshore Files D/A With SEC

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing on July 31, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Aug 3, 2026

Aon Alternatives Fund SPC Files D/A for 3(c)(7) Exemption

Aon Alternatives Fund SPC - Aon Return Enhancing Alternatives Portfolio SP submitted a Form D/A filing under Investment Company Act Section 3(c)(7) on August 3, 2026.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Aug 3, 2026

StepStone Capital Partners VI Files D/A With SEC

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.

Close-up of a live cryptocurrency trading chart screen displaying dynamic market trends and analysis.
Regulatory Aug 3, 2026

Asteya Partners Delaware, LP Files SEC Exemption Notice

Asteya Partners Delaware, LP submitted a filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory Aug 3, 2026

Ecotrust Forests LLC Files D/A for EFM Fund I

Ecotrust Forests LLC, doing business as EFM Fund I, submitted a D/A filing to the SEC on August 3, 2026.

Front view of the Royal Palace of Brussels with Belgian flag under a cloudy sky.
Regulatory Aug 3, 2026

BVP X Series Files D/A for Bloom Opportunities Fund I LLC

BVP X a Series of Bloom Opportunities Fund I LLC submitted a D/A filing on August 3 2026 claiming Section 3(c)(7) exemption.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory Aug 3, 2026

StepStone Capital Partners VI-E Europe Files D/A With SEC

StepStone Capital Partners VI-E Europe, SCSp filed a D/A notice under Investment Company Act Section 3(c)(7) on 2026-07-31.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory Aug 3, 2026

West Street Asia Equity Partners I Employee Offshore Fund Files D/A

West Street Asia Equity Partners I Employee Offshore Fund, L.P. submitted a D/A filing with the SEC on August 3, 2026.

Detailed view of a stock market screen showing numbers and data, symbolizing financial trading.
Regulatory Aug 3, 2026

Sands Capital Global Innovation Fund II-DB Files SEC Notice

D - Sands Capital Global Innovation Fund II-DB, L.P. submitted a filing under Section 3(c)(7) of the Investment Company Act on August 3, 2026.

The old courthouse in St. Louis with the iconic Gateway Arch in the backdrop.
Regulatory Aug 3, 2026

StepStone Capital Partners VI Europe Files 3(c)(7) Notice

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act on July 31, 2026.

A stunning view of the iconic United States Capitol under a blue sky in Washington, D.C.
Regulatory Aug 3, 2026

Moerus Global Value Fund LP Files D/A With SEC

Moerus Global Value Fund LP submitted a D/A filing on August 3 2026 referencing Section 3(c)(1) of the Investment Company Act.

Exterior view of Singapore Parliament House with lush greenery and skyscrapers in the background.
Regulatory Aug 3, 2026

ADAPTX Multi Strategy Growth Fund Files D/A With SEC

ADAPTX Multi Strategy Growth Fund, LP submitted a D/A filing to the SEC on August 3, 2026 under Section 3(c)(1).

Sleek modern conference room with black chairs and white desks, suitable for business meetings.
Fundraising Aug 3, 2026

Ardenwood Ventures LLC Fund 1 Files With SEC on July 31 2026

Ardenwood Ventures LLC Fund 1 submitted a filing to the SEC on July 31 2026 carrying accession number 0002148351-26-000001.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory Aug 3, 2026

Darkriver Partners LP Files SEC Notice for 3(c)(1) Exemption

Darkriver Partners LP submitted a regulatory filing on August 3 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.

Decorative cardboard appliques representing hand with dollar banknotes and numbers above chart on blue background
Regulatory Aug 3, 2026

Azuro Capital Ventures LLC Files With SEC

Azuro Capital Ventures LLC submitted a regulatory filing to the SEC on August 3, 2026.

Iconic dome of Boundary County Courthouse set against clear sky, with street sign in foreground.
Regulatory Aug 3, 2026

Synergy Asia High Conviction Fund Files SEC Notice

Synergy Asia High Conviction Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 3, 2026.

A detailed financial document listing interest rates on a textured wooden table.
Regulatory Aug 3, 2026

Sub Rosa Fund I, LP Files SEC Notice Under Section 3(c)(1)

Sub Rosa Fund I, LP submitted a Section 3(c)(1) filing to the SEC on August 3, 2026.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory Aug 3, 2026

Panah Fund Files D/A Amendment with SEC

Panah Fund submitted a D/A filing to the SEC on August 3, 2026, claiming exemption under Section 3(c)(7).

From above crop anonymous medical worker in rubber disposable gloves holding in hands chocolate coins
Regulatory Aug 2, 2026

Employee Health Holdings LP Files D/A With SEC

Employee Health Holdings, LP submitted a D/A filing to the SEC on July 31, 2026.

A classic stone courthouse in Nanaimo, British Columbia, with Canadian flag, under clear blue sky.
Regulatory Aug 2, 2026

Knightvest Capital Fund II Files D/A on July 31, 2026

Knightvest Capital Fund II, LP submitted a D/A filing to the SEC claiming Section 3(c)(5) exemption under the Investment Company Act.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory Aug 2, 2026

StepStone Capital Partners VI-E Europe Files SEC Form D/A

StepStone Capital Partners VI-E Europe, SCSp filed a D/A with the SEC on July 31, 2026 referencing Investment Company Act Section 3(c)(7).

Close-up of a businessperson holding a clipboard with an insurance document, emphasizing details.
Regulatory Aug 2, 2026

Employee Health Holdings, LP Files D/A with SEC EDGAR

Employee Health Holdings, LP submitted a D/A filing to the SEC on 2026-07-31 under accession number 0002024969-26-000001.

Scrabble letter tiles on a wooden background forming the word "Policy".
Regulatory Aug 2, 2026

Knightvest Capital Fund II, LP Files D/A With SEC

Knightvest Capital Fund II, LP submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(5) of the Investment Company Act.

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Regulatory Aug 2, 2026

Ardenwood Ventures LLC Files Fund 1 Document with SEC

Ardenwood Ventures LLC submitted a filing for Fund 1 on July 31 2026 via SEC EDGAR under accession number 0002148351-26-000001.

Front view of the Royal Palace of Brussels with Belgian flag under a cloudy sky.
Regulatory Aug 2, 2026

Employee Health Holdings, LP Files With SEC

Employee Health Holdings, LP submitted a filing to the SEC on July 31, 2026, according to SEC EDGAR.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory Aug 2, 2026

StepStone Capital Partners VI Europe Files D/A With SEC

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, under Section 3(c)(7) of the Investment Company Act.

A stunning aerial view of the historic Old Courthouse in downtown St. Louis surrounded by city buildings.
Regulatory Aug 2, 2026

StepStone Capital Partners VI, L.P. Files D/A With SEC

StepStone Capital Partners VI, L.P. submitted a Form D/A on July 31, 2026 under Section 3(c)(7) of the Investment Company Act.

Polish 100 Zloty banknotes on VAT invoice and factoring agreement forms.
Regulatory Aug 2, 2026

StepStone Capital Partners VI-E Europe Files D/A on July 31

StepStone Capital Partners VI-E Europe, SCSp submitted a Form D/A filing with the SEC on July 31, 2026, referencing Section 3(c)(7).

Close-up of a person signing a divorce decree on a desk.
Regulatory Aug 2, 2026

StepStone Capital Partners VI Europe Files SEC Notice

StepStone Capital Partners VI Europe, SCSp filed a 14 KB document with the SEC on July 31, 2026 under Section 3(c)(7).

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 2, 2026

StepStone Capital Partners VI Offshore Files D/A With SEC

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.

Creative illustration representing economic profit concept with flying rocket among falling dollar cash
Regulatory Aug 2, 2026

Minetta Ventures SPV LLC Files SEC Notice for 3(c)(7) Exemption

Minetta Ventures SPV LLC submitted a D/A filing on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Low angle view of the Texas State Capitol dome and flags in Austin, Texas.
Regulatory Aug 2, 2026

StepStone Capital Partners VI Files D/A With SEC

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Captivating view of historic architecture with arched windows and cityscape in Bucharest.
Regulatory Aug 2, 2026

StepStone Capital Partners VI-E Europe Files D/A With SEC

StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing on 2026-07-31 referencing Section 3(c)(7).

Diverse young entrepreneurs showcasing a new product prototype in a modern office.
Fundraising Aug 2, 2026

Ardenwood Ventures LLC Files for Fund 1

Ardenwood Ventures LLC submitted a filing for Fund 1 on 2026-07-31 via SEC EDGAR.

From above ten dollar banknote with inscription and United States treasury building placed on table
Regulatory Aug 2, 2026

StepStone Capital Partners VI Europe, SCSp Files D/A With SEC

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, under Investment Company Act Section 3(c)(7).

A modern palace with a dome surrounded by autumn trees under an overcast sky.
Regulatory Aug 2, 2026

Employee Health Holdings, LP Files D/A on SEC EDGAR

Employee Health Holdings, LP submitted a D/A filing to the SEC on July 31, 2026, according to SEC EDGAR records.

Detailed view of a stock market screen showing numbers and data, symbolizing financial trading.
Regulatory Aug 2, 2026

Ardenwood Ventures LLC Fund 1 Files with SEC on July 31 2026

Ardenwood Ventures LLC Fund 1 submitted a filing to the SEC on July 31 2026 with accession number 0002148351-26-000001.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory Aug 2, 2026

StepStone Capital Partners VI Offshore Files D/A on July 31, 2026

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.

A hand holding a pen signing a document, close-up shot with focus on the paper.
Regulatory Aug 2, 2026

StepStone Capital Partners VI-E Europe Files SEC Document

StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026 under Investment Company Act Section 3(c)(7).

Two business professionals engaged in discussion over laptops and documents.
Regulatory Aug 2, 2026

StepStone Capital Partners VI Files D/A With SEC on July 31 2026

StepStone Capital Partners VI, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 31 2026.

Senior professionals engaged in a collaborative business meeting in a modern office setting.
Regulatory Aug 2, 2026

StepStone Capital Partners VI Europe Files D/A on July 31 2026

StepStone Capital Partners VI Europe SCSp submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 31 2026.

Close-up of a child adoption certificate and documents with a pen on a wooden table.
Regulatory Aug 1, 2026

Minetta Ventures SPV LLC Files D/A with SEC

Minetta Ventures SPV LLC submitted a D/A filing on July 31 2026 referencing Section 3(c)(7) of the Investment Company Act.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Europe Files D/A on SEC EDGAR

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a red stop sign surrounded by trees in Jaca, Spain, conveying a sense of safety.
Regulatory Aug 1, 2026

StepStone Capital Partners VI, L.P. Files D/A with SEC

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Files SEC Amendment

StepStone Capital Partners VI, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.

Blister packs of medication placed on Euro banknotes, illustrating healthcare expenses.
Regulatory Aug 1, 2026

Employee Health Holdings, LP Files D/A with SEC on July 31, 2026

Employee Health Holdings, LP submitted a D/A filing to the SEC with accession number 0002024969-26-000001 on July 31, 2026.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Offshore Files D/A on 2026-07-31

StepStone Capital Partners VI Offshore, L.P. (CIK 0002073342) submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Aug 1, 2026

StepStone Capital Partners VI-E Europe Files D/A on 2026-07-31

StepStone Capital Partners VI-E Europe, SCSp filed a D/A form under Investment Company Act Section 3(c)(7) with the SEC on 2026-07-31.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Regulatory Aug 1, 2026

Minetta Ventures SPV LLC Files SEC Amendment Under 3(c)(7)

Minetta Ventures SPV LLC submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

A lawyer's desk featuring a justice statue, diploma, laptop, magnifying glass, and documents.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Files SEC Document

StepStone Capital Partners VI, L.P. submitted a 14 KB filing to the SEC on July 31, 2026 under Section 3(c)(7).

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