TOPIC

Sec Filing

1741 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

A hand holding a pen signing a document, close-up shot with focus on the paper.
Regulatory Jun 1, 2026

Institutional Drilling Fund III LP Files D/A with SEC

Institutional Drilling Fund III LP submitted a D/A filing to the SEC on June 1 2026 under accession number 0002107894-26-000003.

Hands signing a contract with a blue pen, close-up view.
Regulatory Jun 1, 2026

D - Rehab Lending Income Fund I, LLC Files SEC Document

D - Rehab Lending Income Fund I, LLC submitted a filing to the SEC on June 1, 2026, according to EDGAR records.

Financial analysis and planning tools with graphs and calculator on a table.
Regulatory Jun 1, 2026

InvestX Growth Equity V-US LP Files D/A on June 1 2026

InvestX Growth Equity V-US LP submitted a Form D amendment claiming Section 3(c)(1) exemption under the Investment Company Act.

Elegant neoclassical facade of Dublin's Four Courts with iconic white columns.
Regulatory Jun 1, 2026

Hoplon Fund III Files D/A with SEC on June 1 2026

Hoplon Fund III L.P. submitted a D/A filing on June 1 2026 under Investment Company Act Section 3(c)(1).

Front view of the iconic Stockport Town Hall with a clear blue sky backdrop.
Regulatory Jun 1, 2026

Hoplon Fund I, L.P. Files 3(c)(1) Notice on SEC EDGAR

Hoplon Fund I, L.P. submitted a Section 3(c)(1) notice filing to the SEC on June 1, 2026.

Close-up of a child adoption certificate and documents with a pen on a wooden table.
Regulatory May 31, 2026

Atreides Foundation Fund, LP Files D/A on SEC EDGAR

Atreides Foundation Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.

Front view of the Supreme Court building in New York City with blue skies.
Regulatory May 31, 2026

PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A

PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing with the SEC on May 29, 2026 under Section 3(c)(7).

Captivating underwater view of a polar bear swimming with bubbles.
Regulatory May 31, 2026

Polar CRS Fund II LP Files 3(c)(7) Notice with SEC

Polar CRS Fund II LP submitted a Section 3(c)(7) filing under the Investment Company Act on May 29, 2026.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory May 31, 2026

Atreides Foundation Fund, Ltd. Files D/A Amendment

Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a polar bear roaring outdoors, showcasing its powerful presence in nature.
Regulatory May 31, 2026

Polar CRS Fund II LP Files SEC Notice on May 29 2026

Polar CRS Fund II LP submitted a filing to the SEC under the Investment Company Act on May 29 2026.

A close-up image showing a hand holding a pen while signing a document.
Regulatory May 31, 2026

PIMCO Quantitative Alpha Strategy Onshore Fund Files 3(c)(7) Notice

PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on May 29, 2026.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory May 31, 2026

PIMCO Private Income Fund Onshore Feeder LLC Files D/A with SEC

PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing under Section 3(c)(7) on May 29, 2026.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory May 31, 2026

Atreides Foundation Fund, Ltd. Files D/A Amendment with SEC

Atreides Foundation Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.

View of a construction site featuring large concrete columns, earthwork, and machinery.
Regulatory May 31, 2026

Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29

Atreides Foundation Fund, Ltd. submitted a D/A filing citing Section 3(c)(7) of the Investment Company Act.

Detailed close-up of law and regulation books on a bookshelf, emphasizing education and knowledge.
Regulatory May 31, 2026

PIMCO Private Income Fund Onshore Feeder III LLC Files D/A

PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29 2026 under Section 3(c)(7).

A close-up of a businessman signing official documents at a wooden desk.
Regulatory May 31, 2026

PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A Amendment

PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.

Wooden letter tiles forming the word 'COMPLIANCE' on a rustic wooden background.
Regulatory May 31, 2026

PIMCO Private Income Fund Onshore Feeder LLC Files D/A

PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing on 2026-05-29 citing Section 3(c)(7) of the Investment Company Act.

Close-up of contract papers with Scrabble tiles spelling 'CONTRACT'.
Regulatory May 31, 2026

Atreides Foundation Fund, LP Files D/A with SEC

Atreides Foundation Fund, LP submitted a D/A filing on 2026-05-29 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of the architectural details of the Reichstag Building in Berlin, Germany.
Regulatory May 31, 2026

Atreides Foundation Fund, Ltd. Files SEC Notice Under 3(c)(7)

Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Smartphone displaying stock market data on papers with financial charts.
Regulatory May 31, 2026

PIMCO Municipal Real Return Fund Files D/A with SEC

PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO MUNICIPAL REAL RETURN FUND on May 29, 2026 under Investment Company Act Section 3(c)(7).

Front view of a neoclassical courthouse building in Colorado with lush greenery.
Regulatory May 31, 2026

PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A

PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7).

Classic architecture of the New York Stock Exchange facade in NYC.
Regulatory May 31, 2026

Atreides Foundation Fund Files Amended Form D on May 29 2026

Atreides Foundation Fund LP submitted a Form D/A amendment citing Section 3(c)(7) of the Investment Company Act.

Close-up of contract papers with Scrabble tiles spelling 'CONTRACT'.
Regulatory May 31, 2026

PIMCO Municipal Real Return Fund Files D/A Notice

PIMCO PRIVATE SERIES Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.

The classic architecture of San Juan County Courthouse in Silverton, Colorado, nestled in a mountain town setting.
Regulatory May 31, 2026

PIMCO Municipal Real Return Fund Files D/A on May 29 2026

PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for the PIMCO Municipal Real Return Fund under Investment Company Act Section 3(c)(7).

A professional individual signs legal documents at a desk in an office setting.
Regulatory May 31, 2026

PIMCO Files D/A for Quantitative Alpha Strategy Offshore Fund

PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing on 2026-05-29 under Investment Company Act Section 3(c)(7).

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory May 31, 2026

PIMCO Municipal Real Return Fund Files D/A Amendment

PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO Municipal Real Return Fund under Section 3(c)(7) on May 29, 2026.

Top view of financial documents with charts, calculator, clock, and the word 'Change' in focus.
Regulatory May 31, 2026

PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A With SEC

PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a Form D/A on 2026-05-29 claiming Section 3(c)(7) exemption.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory May 31, 2026

Atreides Foundation Fund, LP Files D/A Amendment on May 29, 2026

Atreides Foundation Fund, LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory May 31, 2026

Atreides Foundation Fund, Ltd. Files D/A Amendment Under 3(c)(7)

Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Businesswoman with curly hair analyzing documents in an office setting.
Regulatory May 31, 2026

PIMCO Quantitative Alpha Strategy Onshore Fund Files SEC Amendment

PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing to the SEC on May 29, 2026 under Section 3(c)(7).

Hands organizing files in a box, symbolizing investigation and research.
Regulatory May 30, 2026

Atreides Foundation Fund, Ltd. Files D/A on 2026-05-29

Atreides Foundation Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory May 30, 2026

PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A on May 29, 2026

PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) on SEC EDGAR.

Red brick building with clock tower and flags on a bright day.
Regulatory May 30, 2026

PIMCO Quantitative Alpha Strategy Onshore Fund Files D/A with SEC

PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) on 2026-05-29.

A prohibition sign in Indonesian warns against selling along the pedestrian path in a historic area.
Regulatory May 30, 2026

Atreides Foundation Fund Files SEC 3(c)(7) Notice

Atreides Foundation Fund, Ltd. submitted a filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.

Workers preparing steel reinforcement at a construction site for concrete foundation.
Regulatory May 30, 2026

Atreides Foundation Fund, LP Files D/A With SEC on May 29, 2026

Atreides Foundation Fund, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

Two professionals examining a divorce decree with a Lady Justice statue nearby.
Regulatory May 30, 2026

Atreides Foundation Fund, Ltd. Files 3(c)(7) Notice

Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Investment Company Act Section 3(c)(7), according to SEC EDGAR.

A stunning view of the iconic United States Capitol under a blue sky in Washington, D.C.
Regulatory May 30, 2026

PIMCO Private Income Fund Onshore Feeder LLC Files D/A on May 29 2026

PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory May 30, 2026

PIMCO Private Income Fund Onshore Feeder III LLC Files SEC Notice

PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29, 2026, referencing Section 3(c)(7) of the Investment Company Act.

US Department of Agriculture building with Washington Monument behind, blue sky with clouds.
Regulatory May 30, 2026

Polar CRS Fund II LP Files SEC Notice Under Section 3(c)(7)

Polar CRS Fund II LP submitted a Form D filing with the SEC on May 29, 2026, claiming exemption under Investment Company Act Section 3(c)(7).

Scattered coins forming the word 'TAXES' on a white surface, symbolizing financial concepts.
Regulatory May 30, 2026

PIMCO Private Income Fund Onshore Feeder III LLC Files D/A on May 29 2026

PIMCO Private Income Fund Onshore Feeder III LLC submitted a D/A filing to the SEC on May 29 2026 claiming Section 3(c)(7) exemption.

Scenic view of Hong Kong skyline across Victoria Harbour with sunlight reflecting on the water.
Regulatory May 30, 2026

PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A with SEC

PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing under Section 3(c)(7) on May 29, 2026.

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Regulatory May 30, 2026

Atreides Foundation Fund, LP Files 3(c)(7) Amendment

Atreides Foundation Fund, LP submitted a D/A filing on May 29, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.

A lawyer's desk featuring a justice statue, diploma, laptop, magnifying glass, and documents.
Regulatory May 30, 2026

Atreides Foundation Fund, LP Files D/A Amendment on 2026-05-29

Atreides Foundation Fund, LP submitted a D/A filing referencing Investment Company Act Section 3(c)(7) via SEC EDGAR.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory May 30, 2026

PIMCO Private Income Fund Onshore Feeder LLC Files D/A

PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing to the SEC on May 29, 2026, under Section 3(c)(7) of the Investment Company Act.

Close-up of concrete foundation blocks with embedded metal rods, ready for construction.
Regulatory May 30, 2026

Atreides Foundation Fund Files SEC Amendment on May 29, 2026

Atreides Foundation Fund, Ltd. submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.

Close-up of a hand signing a legal document with a fountain pen, symbolizing signature and agreement.
Regulatory May 30, 2026

PIMCO Municipal Real Return Fund Files D/A on SEC EDGAR

PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for the PIMCO Municipal Real Return Fund under Section 3(c)(7) of the Investment Company Act.

A warm sunset illuminates the National Assembly building in Sofia, Bulgaria, with a clear blue sky and passing pedestrians.
Regulatory May 30, 2026

Polar CRS Fund II LP Files SEC Notice on May 29 2026

Polar CRS Fund II LP submitted a 10 KB filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.

Captivating aerial view of a bustling city skyline at night with illuminated skyscrapers.
Regulatory May 30, 2026

PIMCO Municipal Real Return Fund Files D/A With SEC

PIMCO PRIVATE SERIES Co LLC submitted a D/A filing for PIMCO MUNICIPAL REAL RETURN FUND under Section 3(c)(7) on May 29, 2026.

Close-up image of a trading setup with a laptop, calculator, and financial documents, ideal for finance and stock market themes.
Regulatory May 30, 2026

PIMCO Quantitative Alpha Strategy Onshore Fund Files SEC Document

PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a filing to the SEC on May 29, 2026, referencing Section 3(c)(7).

Close-up of a hand signing a legal document with a fountain pen, symbolizing signature and agreement.
Regulatory May 30, 2026

PIMCO Municipal Real Return Fund Files D/A on May 29 2026

PIMCO Private Series Co LLC filed a D/A for the PIMCO Municipal Real Return Fund citing Section 3(c)(7) of the Investment Company Act.

Daily capital raising signals
Get fund close, LP allocation, and deal flow news before it hits the mainstream.
Join Waitlist