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Sec Filing

2986 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Aug 16, 2026

CIM VB 2809 Holdings, LLC Files With SEC EDGAR

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

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Regulatory Aug 16, 2026

Essential Income Fund I, LLC Files D/A Amendment

Essential Income Fund I, LLC submitted a D/A filing on August 14, 2026 with accession number 0002126377-26-000002.

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Fundraising Aug 16, 2026

Frontier Infra Fund VII Files With SEC August 14

D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted a filing to the SEC on 2026-08-14.

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Regulatory Aug 15, 2026

Essential Income Fund I Files D/A With SEC

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR.

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Fundraising Aug 15, 2026

Frontier Infra Fund VII Files With SEC on August 14, 2026

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted an SEC filing under CIK 0002150589 on 2026-08-14.

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Fundraising Aug 15, 2026

D - Frontier Infra Fund VII Files SEC Form as Series of SecondMarket Growth

D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed with the SEC on August 14, 2026.

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Regulatory Aug 15, 2026

Frontier Infra Fund VII Series Files With SEC

D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC submitted an SEC filing on August 14, 2026.

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Regulatory Aug 15, 2026

Uma Ventures VIII LP Files SEC Notice Claiming 3(c)(1) Exemption

Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Aug 15, 2026

Essential Income Fund I, LLC Files D/A on August 14, 2026

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, with accession number 0002126377-26-000002.

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Regulatory Aug 15, 2026

Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption

Uma Ventures VIII LP submitted a filing to the SEC on August 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Aug 15, 2026

Apogem Senior Direct Lending Fund LP Submits SEC Filing

Apogem Senior Direct Lending Fund LP filed documents with the SEC EDGAR system on August 14, 2026.

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Regulatory Aug 15, 2026

CIM VB 2809 Holdings, LLC Files SEC Document

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 15, 2026

CIM VB 2809 Holdings, LLC Files With SEC

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Aug 15, 2026

Frontier Infra Fund VII Files SEC Notice

D - Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed a notice with the SEC on August 14, 2026.

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Regulatory Aug 15, 2026

Uma Ventures VIII LP Files SEC Notice Under 3(c)(1)

Uma Ventures VIII LP submitted a filing with the SEC on August 14, 2026, claiming exemption under Investment Company Act Section 3(c)(1).

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Regulatory Aug 15, 2026

CIM VB 2809 Holdings, LLC Files With SEC on August 14, 2026

CIM VB 2809 Holdings, LLC submitted a filing to the SEC on August 14, 2026, according to EDGAR records.

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Regulatory Aug 15, 2026

Uma Ventures VIII LP Files 3(c)(1) Notice With SEC

Uma Ventures VIII LP submitted a Section 3(c)(1) exemption filing to the SEC on August 14, 2026.

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Regulatory Aug 15, 2026

Apogem Senior Direct Lending Fund LP Files SEC Document

Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on August 14, 2026, under accession number 0002149558-26-000001.

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Fundraising Aug 15, 2026

Frontier Infra Fund VII Files SEC Document

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed with the SEC on August 14, 2026.

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Regulatory Aug 15, 2026

Essential Income Fund I, LLC Files D/A with SEC

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, under accession number 0002126377-26-000002.

Close-up of contract papers with Scrabble tiles spelling 'CONTRACT'.
Regulatory Aug 14, 2026

Uma Ventures VIII LP Files SEC Notice for 3(c)(1) Exemption

Uma Ventures VIII LP submitted an SEC filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Aug 14, 2026

Osiris Growth Fund I, LP Files SEC Notice on 3(c) Exemptions

Osiris Growth Fund I, LP submitted a filing to the SEC on August 14, 2026, referencing Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.

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Regulatory Aug 14, 2026

KKR US Direct Lending Fund SCSp Files SEC Document

KKR US Direct Lending Fund SCSp submitted a filing to the SEC on August 14 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 14, 2026

Apogem Senior Direct Lending Fund LP Files SEC Document

Apogem Senior Direct Lending Fund LP submitted a filing to the SEC on 2026-08-14 under accession number 0002149558-26-000001.

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Regulatory Aug 14, 2026

Essential Income Fund I, LLC Files D/A with SEC

Essential Income Fund I, LLC submitted a D/A filing to the SEC on August 14, 2026, according to SEC EDGAR.

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Regulatory Aug 14, 2026

Global Defense & Security Select Fund Files 3(c)(7) Notice

Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. filed a D/A notice under Investment Company Act Section 3(c)(7) on August 7, 2026.

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Regulatory Aug 14, 2026

Millstone Global Fund LP Files 3(c)(7) Notice With SEC

Millstone Global Fund LP submitted a filing to the SEC on August 7, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Modern architectural building with Malaysian flag and greenery in Kota Kinabalu, Sabah, Malaysia.
Regulatory Aug 14, 2026

CIM VB 2809 Holdings, LLC Files with SEC EDGAR August 14, 2026

CIM VB 2809 Holdings, LLC (0002144476) submitted a 5 KB filing to the SEC on August 14, 2026.

Detailed loan agreement document close-up on a wooden table representing legal and financial concepts.
Regulatory Aug 14, 2026

Frontier Infra Fund VII Files With SEC on August 14 2026

Frontier Infra Fund VII, a Series of SecondMarket Growth, LLC filed with the SEC under CIK 0002150589 on August 14 2026.

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Regulatory Aug 14, 2026

KKR Asian Fund V SCSp Files D/A With SEC

KKR Asian Fund V SCSp submitted a D/A filing to the SEC on August 14, 2026, claiming exemption under Section 3(c)(7).

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Regulatory Aug 14, 2026

Venture Growth Select II Offshore SICAV-RAIF Files D/A

Venture Growth Select II Offshore SICAV-RAIF S.C.Sp. filed a D/A notice under Investment Company Act Section 3(c)(7) on August 7, 2026.

Wooden letter blocks spelling tariffs, China, and USA representing trade relations.
Regulatory Aug 14, 2026

GAP (Bermuda) Mexico Companion Fund II Files D/A on August 7 2026

GAP (Bermuda) Mexico Companion Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 14, 2026

KKR European Direct Lending Fund SCSp Files SEC D/A

KKR European Direct Lending Fund SCSp submits D/A filing citing Investment Company Act Section 3(c)(7) on August 14, 2026.

Front view of the historic Mason County Courthouse in Mason, Texas, USA.
Regulatory Aug 14, 2026

Black Opal Ventures Fund II Files 3(c)(7) Notice

Black Opal Ventures Fund II - Primary Fund, L.P. submitted a filing claiming the Section 3(c)(7) exemption on August 7, 2026.

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Regulatory Aug 14, 2026

Third Seven Capital SPV Files 3(c)(1) Notice for Positron Series C

D - Positron Series C, a series of Third Seven Capital SPV Master Series LLC, submitted an SEC filing claiming Section 3(c)(1) exemption on August 14, 2026.

Front view of the Supreme Court building in New York City with blue skies.
Regulatory Aug 14, 2026

Viking Partners Fund VI-Q, LLC Files D/A with SEC

Viking Partners Fund VI-Q, LLC submitted a D/A filing to the SEC on August 14, 2026, under accession number 0002090927-26-000001.

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Regulatory Aug 14, 2026

Capital Defense Technologies LLC Files D/A With SEC EDGAR

Capital Defense Technologies LLC submitted a D/A filing to the SEC on August 14, 2026, per EDGAR records.

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Fundraising Aug 14, 2026

Three Bulls Legend Fund II LLC Files SEC Document

Three Bulls Legend Fund II LLC submitted a filing to the SEC on August 14, 2026, under CIK 0002150045.

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Regulatory Aug 14, 2026

Viking Partners Fund VI Files D/A with SEC on August 14 2026

Viking Partners Fund VI LLC submitted a D/A filing to the SEC on August 14 2026 with accession number 0002092010-26-000001.

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Regulatory Aug 14, 2026

Desert Lion Capital Fund I Files 3(c)(1) Exemption Notice

Desert Lion Capital Fund I, LP submitted a D/A filing on August 14, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Aug 14, 2026

Redwheel Emerging Markets Equity Fund Ltd Files D/A With SEC

Redwheel Emerging Markets Equity Fund Ltd submitted a D/A filing on August 14, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.

Aerial view of the Azerbaijan House of Government building in Baku, highlighting its grand architecture.
Regulatory Aug 14, 2026

Thai Capital Fund, LP Submits SEC Filing Under Section 3(c)(1)

Thai Capital Fund, LP filed a document with the SEC on August 14, 2026, under Investment Company Act Section 3(c)(1).

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Regulatory Aug 14, 2026

Regents Gate Capital Fund Ltd Files D/A Amendment with SEC

Regents Gate Capital Fund Ltd submitted a D/A filing to the SEC on August 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 14, 2026

Gymkhana Partners L.P. Files D/A with SEC on August 14, 2026

Gymkhana Partners L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.

Stunning black and white view of the Luzerne County Courthouse in Wilkes-Barre, PA.
Regulatory Aug 14, 2026

IITM Unicorn Frontier Fund I, LP Files D/A With SEC

IITM Unicorn Frontier Fund I, LP submitted a D/A filing to the SEC on 2026-08-14 claiming Section 3(c)(1) exemption.

A stunning view of the iconic United States Capitol under a blue sky in Washington, D.C.
Regulatory Aug 13, 2026

Kimmeridge Fund VII-B, LP Files SEC Notice

Kimmeridge Fund VII-B, LP submitted a Section 3(c)(7) filing with the SEC on August 13, 2026, according to SEC EDGAR.

Front view of the Supreme Court building in New York City with blue skies.
Regulatory Aug 13, 2026

Wilson Ln. Holdings LLC Files With SEC on August 13 2026

Wilson Ln. Holdings LLC submitted a filing to the SEC EDGAR system on August 13 2026 under accession number 0002150046-26-000001.

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Regulatory Aug 13, 2026

Arena Capital Fund Series 3 Files D/A With SEC

Arena Capital Fund, L.P.- Series 3 submitted a D/A filing on 2026-08-13 referencing Section 3(c)(7) of the Investment Company Act.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Aug 13, 2026

Health Wealth Fund One Series 3 LLC Files D/A on August 13 2026

Health Wealth Fund One Series 3 LLC submitted a D/A filing to the SEC on August 13 2026 under accession number 0002128347-26-000006.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Aug 13, 2026

Marval Guru Fund Files 3(c)(7) Notice With SEC

Marval Guru Fund submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 13, 2026.

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