Sec Filing
2355 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Sherwood Coffee Investment LLC Files 3(c)(1) Exemption With SEC
Sherwood Coffee Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 17, 2026.
Arkenstone Capital SPV VII Files 3(c)(1) Notice on SEC EDGAR
D - Arkenstone Capital SPV VII a Series of CGF2021 LLC submitted a Section 3(c)(1) exemption filing to the SEC on July 17, 2026.
NCS International Fund LLC Files D/A on 2026-07-17
NCS International Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on July 17, 2026.
Ogun Fund II, L.P. Files SEC Document Under 3(c)(7)
Ogun Fund II, L.P. submitted a filing to the SEC on July 17, 2026, referencing Investment Company Act Section 3(c)(7).
Moonfare Series Fund I LLC Files D/A for Series D
Moonfare Series Fund I LLC submitted a D/A filing for Series D on July 17, 2026 under Section 3(c)(7) of the Investment Company Act.
NCS Group Trust International Fund Files D/A on SEC EDGAR
NCS Group Trust International Fund submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 17, 2026.
Readout Capital Onshore Fund, LP Files SEC Notice Claiming 3(c)(7) Exemption
Readout Capital Onshore Fund, LP submitted a D/A filing to the SEC on 2026-07-17 referencing Section 3(c)(7) of the Investment Company Act.
Fortress Intellectual Property Opportunities Fund III (A) LP Files SEC Notice
Fortress Intellectual Property Opportunities Fund III (A) LP submitted a regulatory filing to the SEC on July 17, 2026, under Section 3(c)(7).
Fortress Intellectual Property Opportunities Fund III (B) LP Files SEC Notice
Fortress Intellectual Property Opportunities Fund III (B) LP submitted a Section 3(c)(7) notice to the SEC on July 17, 2026.
D - FF ACC8 Fund Files 3(c)(1) Exemption Notice
D - FF ACC8 Fund a Series of FF SPV Holdings LLC submitted a Section 3(c)(1) filing to the SEC on July 17, 2026.
D - Shift Capital Apr 2026 Series Files 3(c)(1) Notice
D - Shift Capital Apr 2026 a Series of CGF2021 LLC submitted a Section 3(c)(1) notice to the SEC on July 17, 2026.
HSAM Residential Property Partners Files D/A on July 16 2026
HSAM Residential Property Partners, L.P. submitted a Form D/A amendment claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Castle Rock Energy Fund II, LP Files SEC Document
Castle Rock Energy Fund II, LP submitted a filing to the SEC on July 16, 2026, according to EDGAR records.
Andalusian Partners Files D/A for Fund II Onshore Committed Series
Andalusian Partners Fund II, L.P. submitted a D/A filing on July 16, 2026, for APF II Onshore Committed Series under Section 3(c)(7).
D-270 Private Capital Opportunities Fund II Files SEC Notice
D-270 Private Capital Opportunities Fund II, LP submitted a Section 3(c)(7) notice to the SEC on July 16, 2026.
Caffeinated Capital Antares SPV Files 3(c)(7) Notice
Caffeinated Capital Antares SPV, LLC submitted a Section 3(c)(7) filing to the SEC on July 16, 2026.
Numeric Emerging Markets Small Cap Core Offshore Fund Files D/A With SEC
Numeric Emerging Markets Small Cap Core Offshore Fund Ltd. submitted a D/A filing to the SEC on July 16 2026 referencing Section 3(c)(7) of the Investment Company Act.
Global Infrastructure Debt Fund II Feeder Files SEC Notice
D - Global Infrastructure Debt Fund II Feeder SCSp filed a Section 3(c)(7) notice with the SEC on July 16, 2026.
D - AH Crypto Fund V-B, L.P. Files 3(c)(1) Notice
D - AH Crypto Fund V-B, L.P. submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 16, 2026.
Andreessen Horowitz Files 3(c)(1) for AI Infrastructure Fund
Andreessen Horowitz Fund X-B - AI Infrastructure, L.P. filed a Section 3(c)(1) notice with the SEC on July 16, 2026.
Prairie Stone Capital LLC Files SEC Document July 16 2026
Prairie Stone Capital LLC submitted a 6 KB filing under CIK 0002146029 on July 16 2026 via SEC EDGAR.
Andreessen Horowitz Fund X-B Files SEC Notice
Andreessen Horowitz Fund X-B - AI Applications, L.P. filed a Section 3(c)(1) notice with the SEC on July 16, 2026.
Intech U.S. Equity 130/30 Fund LP Files D/A on SEC EDGAR
Intech U.S. Equity 130/30 Fund LP submitted a D/A filing under accession number 0002077380-26-000001 on 2026-07-16.
Mastermind Multifamily Investments Files SEC Document
Mastermind Multifamily Investments, LLC submitted an SEC filing on July 16, 2026.
D - MVP LS FUND DCLXXIV LLC Files SEC Notice Claiming 3(c)(1) Exemption
D - MVP LS FUND DCLXXIV LLC filed a notice with the SEC on July 16 2026 asserting reliance on Section 3(c)(1) of the Investment Company Act.
ASP Partners GSF 8 LP Files D/A with SEC
ASP Partners GSF 8 LP submitted a D/A filing to the SEC on 2026-07-16 under Section 3(c)(7) of the Investment Company Act.
Andreessen Horowitz LSV Fund V-B Files SEC Notice
Andreessen Horowitz LSV Fund V-B, L.P. submitted a filing under the Investment Company Act Section 3(c)(1) on 2026-07-16.
Scalebuilder T8 Fund, LP Files D/A With SEC
Scalebuilder T8 Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(1) on July 16, 2026.
Westwood Energy Secondaries Co-Investment Fund VII Files SEC Notice
Westwood Energy Secondaries Co-Investment Fund VII, LLC submitted a filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Waveslice Fund Files D/A Amendment for 3(c)(1) Status
Waveslice Fund, LP submitted a D/A filing on July 16, 2026, under Section 3(c)(1) of the Investment Company Act.
Adams Street Files for HNW Offshore Global Secondary Fund 8 LP
Adams Street (HNW Offshore) Global Secondary Fund 8 LP submitted an SEC filing on July 16, 2026 under Investment Company Act Section 3(c)(7).
Baylor Genetics Holdings Files SEC Document July 16 2026
Baylor Genetics Holdings, Inc. submitted an 11 KB filing to SEC EDGAR on July 16, 2026 under accession number 0001231919-26-000766.
Triata China Equity (Offshore) Fund Submits D/A Filing to SEC
Triata China Equity (Offshore) Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on July 16, 2026.
D - SI-0223 Fund I Files Section 3(c)(1) Notice
D - SI-0223 Fund I, a series of Roll Up Vehicles, LP submitted an SEC filing under Investment Company Act Section 3(c)(1) on 2026-07-16.
D - SY-0402 Fund I Files 3(c)(1) Notice With SEC
D - SY-0402 Fund I, a series of Gold Dragon Ventures, LP, filed a Section 3(c)(1) notice with the SEC on July 16, 2026.
D-ME-0510 Fund I Files 3(c)(1) Notice With SEC
D-ME-0510 Fund I, a series of Roll Up Vehicles LP, submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-16.
D - Atlas Opportunistic Dedicated Fund Files 3(c)(7) Notice
D - Atlas Opportunistic Dedicated Fund, Ltd. submitted a Section 3(c)(7) notice to the SEC on July 15, 2026.
Bright Beacon Commodities Fund LP Files SEC 3(c)(1) Notice
Bright Beacon Commodities Fund LP submitted a Section 3(c)(1) notice to the SEC on July 15, 2026.
Renaissance Institutional Equities Fund Files D/A on July 15 2026
Renaissance Institutional Equities Fund LLC submitted a D/A filing with the SEC on July 15 2026 referencing Section 3(c)(7).
Brenton Point Capital Partners Golden Co-Invest Fund LP Files SEC Notice
Brenton Point Capital Partners Golden Co-Invest Fund, LP submitted a 7 KB SEC filing on 2026-07-15 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
Stormfield Real Estate Income Offshore Fund Files D/A with SEC
Stormfield Real Estate Income Offshore Fund, LTD. submitted a D/A filing under Section 3(c)(5) on July 15, 2026.
D - Run Ventures II CIV-D, L.P. Files SEC Notice
D - Run Ventures II CIV-D, L.P. submitted a filing to the SEC on July 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Integrated Capital Fibers Fund LLC Files D/A With SEC
Integrated Capital Fibers Fund, LLC submitted a D/A filing to the SEC on July 15, 2026, according to SEC EDGAR.
Granite Equity LLC Files Section 3(c)(7) Notice
Granite Equity LLC submitted a filing to the SEC on July 15 2026 referencing Investment Company Act Section 3(c)(7).
PeakSpan Capital BaseCamp I-A Files SEC Notice
PeakSpan Capital BaseCamp I-A, L.P. submitted a filing to the SEC on July 15, 2026 under Investment Company Act Section 3(c)(1).
Global Strategic Risk Management LP Files D/A With SEC
Global Strategic Risk Management, LP submitted a D/A filing to the SEC on July 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D-IV Series 31A Files 3(c)(1) Notice with SEC
D-IV Series 31A, a Series of Ineffable Ventures Series, LLC, filed a Section 3(c)(1) notice under the Investment Company Act on July 15, 2026.
D - IV Series 30A Files 3(c)(1) Notice With SEC
D - IV Series 30A, a Series of Ineffable Ventures Series, LLC, submitted a Section 3(c)(1) filing on 2026-07-15 via SEC EDGAR.
ASA-US Building Blocks Series Files 3(c)(7) Notice
D - ASA-US Building Blocks Series, LP filed a Section 3(c)(7) notice for its ASA-US Equity Long Short Asia Strategy on July 15, 2026.
Pamir Ventures I, LP Files SEC Notice Under Section 3(c)(7)
Pamir Ventures I, LP submitted a 7 KB filing to the SEC on July 15, 2026, referencing Investment Company Act Section 3(c)(7).
