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Sec Filing

1011 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Apr 7, 2026

Tricor Strategic Wealth Fund I, LLC Files SEC Document

Tricor Strategic Wealth Fund I, LLC submitted a filing to the SEC on April 7, 2026, as per EDGAR records.

Wooden letter tiles spelling 'Regulation' on a textured wood background, conveying themes of compliance and structure.
Regulatory Apr 7, 2026

Wellesley Holdings, LLC Files SEC Document on April 7, 2026

Wellesley Holdings, LLC submitted a filing to the SEC on April 7, 2026, with an accession number and file size as recorded.

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Regulatory Apr 7, 2026

WH Strategic Growth Fund II Files Under Investment Company Act Section 3(c)(1)

WH Strategic Growth Fund II, LP filed a document with the SEC on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 7, 2026

WH Strategic Growth Fund II, LP Files for Section 3(c)(1) Exemption

WH Strategic Growth Fund II, LP submitted a SEC filing on April 7, 2026, under Item 3C.1 for exemption from the Investment Company Act.

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Regulatory Apr 7, 2026

2E Select Credit Offshore Fund Files SEC Notice for Investment Company Act Exemption

D/A - 2E Select Credit Offshore Fund Ltd. filed a document with the SEC on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 7, 2026

2E Select Credit Offshore Fund Files Under Section 3(c)(7)

2E Select Credit Offshore Fund, Ltd. submitted a SEC filing on April 7, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 7, 2026

D - JBF Parallel Fund LP Files SEC Document

D - JBF Parallel Fund LP submitted a filing to the SEC on April 7, 2026, as part of regulatory requirements for fund managers.

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Regulatory Apr 7, 2026

FVP National Security Fund II Files SEC Document for Section 3(c)(1) Exemption

FVP National Security Fund II, L.P. filed a document with the SEC on April 7, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 7, 2026

FVP National Security Fund II, L.P. Files SEC Document on Investment Company Act

FVP National Security Fund II, L.P. submitted a filing to the SEC on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 7, 2026

Independent Access Partners Files Under Section 3(c)(7)

Independent Access Partners Special Situations Lending Fund, LLC filed a SEC document on April 7, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 7, 2026

Independent Access Partners Special Situations Lending Fund Files SEC Document

Independent Access Partners Special Situations Lending Fund, LLC filed a SEC document on April 7, 2026, under the Investment Company Act Section 3(c)(7).

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Regulatory Apr 7, 2026

JBF Parallel Fund LP Files SEC Document

D - JBF Parallel Fund LP submitted a filing to the SEC on April 7, 2026, as per EDGAR records.

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Regulatory Apr 7, 2026

Legacy Stone Capital LLC Files SEC Document for Section 3(c)(5)

Legacy Stone Capital LLC filed a 6 KB document with the SEC on April 7, 2026, related to Item 3C.5 of the Investment Company Act.

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Regulatory Apr 7, 2026

Legacy Stone Capital LLC Files SEC Document on Investment Company Act

Legacy Stone Capital LLC submitted a filing to the SEC on April 7, 2026, referencing Section 3(c)(5) of the Investment Company Act.

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Regulatory Apr 6, 2026

CBC Investment Group LLC Files SEC Document on April 6, 2026

CBC Investment Group LLC submitted a filing to the SEC on April 6, 2026, with accession number 0001867468-26-000003.

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Regulatory Apr 6, 2026

CBC Investment Group LLC Files with SEC EDGAR

CBC Investment Group LLC submitted a filing to SEC EDGAR on April 6, 2026, as part of regulatory requirements.

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Regulatory Apr 6, 2026

Forge Select Fund I-A, LP Files SEC Document for Section 3(c)(7)

D - Forge Select Fund I-A, LP submitted a filing to the SEC on April 6, 2026, related to Investment Company Act Section 3(c)(7).

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Regulatory Apr 6, 2026

Forge Select Fund I-A, LP Files Under Section 3(c)(7)

D - Forge Select Fund I-A, LP submitted a filing to the SEC on April 6, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Fundraising Apr 6, 2026

Forge Select Fund I, LP Files for Section 3(c)(7) Exemption

D - Forge Select Fund I, LP filed a document with the SEC on April 6, 2026, invoking Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 6, 2026

Forge Select Fund I, LP Files Under Investment Company Act Section 3(c)(7)

D - Forge Select Fund I, LP submitted a SEC filing on April 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Fundraising Apr 6, 2026

SAC VC Capital SPV LLC Series 9 Files with SEC on April 6, 2026

D - SAC VC Capital SPV LLC - Series 9 submitted a filing to SEC EDGAR on April 6, 2026, according to official records.

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Fundraising Apr 6, 2026

SAC VC Capital SPV LLC - Series 9 Submits SEC Filing

SAC VC Capital SPV LLC - Series 9 filed a document with the SEC on April 6, 2026, according to official records.

Two professionals examining a divorce decree with a Lady Justice statue nearby.
Regulatory Apr 6, 2026

Baupost Ltd Partnership Files D/A Under Investment Company Act

Baupost Ltd Partnership 1983 B-1 filed a D/A on April 6, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Apr 6, 2026

Baupost Ltd Partnership Files SEC Amendment on April 6, 2026

Baupost Ltd Partnership 1983 B-1 submitted a D/A filing to the SEC on April 6, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 6, 2026

Mederi Capital Fund LP Files for Section 3(c)(1) Exemption

D/A - Mederi Capital Fund LP filed a document with SEC EDGAR on April 6, 2026, related to Item 3C of the Investment Company Act.

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Regulatory Apr 6, 2026

Star Mountain Fund III Files for Section 3(c)(7) Exemption

Star Mountain U.S. Lower Middle-Market Secondary Fund III (Offshore), LP filed a document with the SEC on April 6, 2026, citing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 6, 2026

Third Point Private Capital Partners Files SEC Document

Third Point Private Capital Partners, with CIK 0002025369, filed a document on the SEC EDGAR system on April 6, 2026.

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Regulatory Apr 6, 2026

Tribe Capital AI Fund VI Files Under Investment Company Act Section 3(c)(7)

Tribe Capital AI Fund VI, L.P. filed a document with the SEC on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.

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Fund Close Apr 6, 2026

Tribe Capital AI Fund VI Files Under Section 3(c)(7)

Tribe Capital AI Fund VI, L.P. submitted a SEC filing on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.

Front view of Luzerne County Courthouse, Wilkes-Barre, under a blue sky.
Regulatory Apr 6, 2026

ZP MidCap Fund Files Under Investment Company Act Section 3(c)(7)

ZP MidCap Fund, L.P. submitted a filing to SEC EDGAR on April 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a hand signing insurance documents in an office setting.
Regulatory Apr 6, 2026

ZP Utility Insurance Fund LP Files Under Investment Company Act Section 3(c)(7)

ZP Utility Insurance Fund LP filed a document with the SEC on April 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 6, 2026

Audeo Ventures Fund II LP Files SEC Form for Exemption

Audeo Ventures Fund II LP filed a SEC EDGAR document on April 6, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Fundraising Apr 6, 2026

Baskerville Capital Partners Files Form D/A for Section 3(c)(1) Exemption

Baskerville Capital Partners, LP filed a Form D/A on April 6, 2026, citing Investment Company Act exemptions as per SEC EDGAR records.

A man holding a divorce certificate in a formal office environment.
Regulatory Apr 6, 2026

Superstate Native Yield Fund Files Under Section 3(c)(7)

Superstate Native Yield Fund submitted a SEC filing on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.

Elegant view of the Luzerne County Courthouse surrounded by autumn foliage under a clear blue sky.
Regulatory Apr 6, 2026

Big Sky Capital Lenders IV, LLC Files SEC Document

Big Sky Capital Lenders IV, LLC submitted a filing to the SEC on April 6, 2026, as per official records.

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Regulatory Apr 6, 2026

D - PRTNR Debt Fund I, LLC Files SEC Document

D - PRTNR Debt Fund I, LLC submitted a filing to the SEC on April 6, 2026, according to official records.

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Regulatory Apr 6, 2026

Livingston Capital Income L.P. Files SEC Form D for Section 3(c)(1)

Livingston Capital Income L.P. filed a Form D with the SEC on April 6, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.

Close-up of a digital screen displaying stock trading graphs and cryptocurrency values. Ideal for finance and technology themes.
Regulatory Apr 6, 2026

True Green Capital Fund V-A Files SEC Document for Section 3(c)(7)

True Green Capital Fund V-A, L.P. submitted a SEC filing on April 6, 2026, related to Section 3(c)(7) of the Investment Company Act.

View of United States Capitol with neoclassical architecture against a cloudy sky in Washington D.C.
Regulatory Apr 6, 2026

True Green Capital Fund V-B Files SEC Exemption Notice

True Green Capital Fund V-B, L.P. filed a notice with the SEC on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 6, 2026

Big Sky Capital Lenders IV, LLC Files Document with SEC EDGAR

Big Sky Capital Lenders IV, LLC, with CIK 0002127517, submitted a filing to SEC EDGAR on April 6, 2026, as recorded in the system.

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Regulatory Apr 6, 2026

Livingston Capital Income L.P. Files Under Investment Company Act Section 3(c)(1)

Livingston Capital Income L.P. filed a document with SEC EDGAR on April 6, 2026, under Item 3C for Section 3(c)(1) exemption.

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Regulatory Apr 6, 2026

Montage Social Impact Fund Files Under Investment Company Act Section 3(c)(1)

Montage Social Impact Fund, L.P. filed a document on April 6, 2026, related to Section 3(c)(1) exemption, as reported by SEC EDGAR.

Historic courthouse facade with statue and American flag in daylight.
Regulatory Apr 6, 2026

True Green Capital Fund V-A Files Under Section 3(c)(7)

True Green Capital Fund V-A, L.P. filed a SEC document on April 6, 2026, citing Section 3(c)(7) of the Investment Company Act.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Apr 6, 2026

True Green Capital Fund V-B L.P. Files Under Section 3(c)(7)

True Green Capital Fund V-B, L.P. filed a document with the SEC on April 6, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 6, 2026

Balaji Rolling Fund, LP - D2 Files SEC Document on April 6, 2026

Balaji Rolling Fund, LP - D2 submitted a filing to the SEC on April 6, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory Apr 6, 2026

Balaji Rolling Fund, LP - D2 Files SEC Form Under Investment Company Act

Balaji Rolling Fund, LP - D2 filed a SEC document on April 6, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 6, 2026

Balaji Rolling Fund QP, LP - D2 Files SEC Form D

Balaji Rolling Fund QP, LP - D2 submitted a Form D filing on April 6, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Fundraising Apr 6, 2026

Balaji Rolling Fund QP, LP Files Form D with SEC

Balaji Rolling Fund QP, LP - D2 submitted a Form D filing to the SEC on April 6, 2026, citing exemptions under the Investment Company Act.

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Regulatory Apr 6, 2026

Centuria Strategic Fund LLC JSF Series Files Under Section 3(c)(1)

Centuria Strategic Fund LLC JSF Series filed a notice under the Investment Company Act Section 3(c)(1) on April 6, 2026, as per SEC EDGAR records.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory Apr 6, 2026

Centuria Strategic Fund LLC JSF Series Files Under Investment Company Act Section 3(c)(1)

Centuria Strategic Fund LLC JSF Series submitted a SEC filing on April 6, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.

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