Sec Filing
2986 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Elevator-YU-0424 Fund I Files 3(c)(1) Notice
D - Elevator-YU-0424 Fund I, a series of Platform Funds 2026, LP filed under Investment Company Act Section 3(c)(1) on August 7, 2026.
Bluegrass West Capital Fund I LLC Files 3(c)(1) Notice
Bluegrass West Capital Fund I LLC submitted an SEC filing on August 7, 2026, under Section 3(c)(1) of the Investment Company Act.
Bluegrass West Capital Fund I-C LLC Files SEC 3(c)(1) Notice
Bluegrass West Capital Fund I-C LLC submitted a Section 3(c)(1) exemption filing to the SEC on August 7, 2026.
Syntax Ventures Files DI-0702 Fund I Series Notice
D - DI-0702 Fund I, a series of Syntax Ventures, LP filed a Section 3(c)(1) notice with the SEC on August 7, 2026.
Fillmore Partners Files Amended SEC Notice for 3(c)(1) Exemption
Fillmore Partners, L.P. submitted an amended Form D filing on August 7, 2026, referencing Section 3(c)(1) of the Investment Company Act.
ArcLight Infrastructure Innovation Fund I-B Files SEC Notice
D - ArcLight Infrastructure Innovation Fund I-B, L.P. submitted an SEC filing on August 6, 2026 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
West Street Mezzanine Partners IX LP Files SEC Notice August 6 2026
West Street Mezzanine Partners IX LP submitted a notice to the SEC on August 6 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Madison International Real Estate Liquidity Fund IX Files SEC Amendment
Madison International Real Estate Liquidity Fund IX (TE), LP submitted a D/A filing to the SEC on August 6, 2026, under Investment Company Act Section 3(c)(7).
ArcLight Infrastructure Innovation Fund I-A Files SEC Notice
D - ArcLight Infrastructure Innovation Fund I-A, L.P. filed a notice claiming exemptions under Sections 3(c)(1) and 3(c)(7) on August 6, 2026.
Delta Asset Management 26-1 LLC Files With SEC
Delta Asset Management 26-1 LLC submitted an SEC filing on August 6, 2026.
BlueBay Global Securitized Credit Opportunities Fund Files D/A
BlueBay Global Securitized Credit Opportunities Fund LP submitted a D/A filing on August 6, 2026 referencing Section 3(c)(7).
BlueBay Global Sovereign Opportunities Fund LP Files D/A on Aug 6 2026
BlueBay Global Sovereign Opportunities Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on August 6 2026.
BlueBay Emerging Market Credit Alpha Fund Files 3(c)(7) Notice
BlueBay Emerging Market Credit Alpha Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 6, 2026.
BlueBay Global Credit Alpha Long Short Fund Files SEC Notice
BlueBay Global Credit Alpha Long Short Fund Ltd submitted a D/A filing to the SEC on August 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
OEW Eagle Classic Fund LP Files D/A With SEC
OEW Eagle Classic Fund LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on August 5, 2026.
Habitat Partners II LP Files SEC Notice Claiming 3(c)(1) Exemption
Habitat Partners II LP submitted a Section 3(c)(1) exemption filing to the SEC on August 5, 2026.
Tryperion RE Fund V LP Files SEC Notice Under Sections 3(c)(1), 3(c)(5) and 3(c)(7)
Tryperion RE Fund V LP submitted a 7 KB filing to the SEC on August 5, 2026 referencing Investment Company Act exemptions 3(c)(1), 3(c)(5) and 3(c)(7).
D - Growth Healthcare Investments LLC Files With SEC
D - Growth Healthcare Investments LLC submitted a filing to the SEC on August 5, 2026, according to SEC EDGAR records.
CD&R Fund XIII Offshore Entity Files SEC 3(c)(7) Notice
D - CD&R Fund XIII Private Investors Offshore SICAV-RAIF S.C.Sp. submitted an Investment Company Act Section 3(c)(7) filing to the SEC on August 5, 2026.
Duke Capital Partners 2606A Files With SEC EDGAR
Duke Capital Partners 2606A, A Series of V360 Holdings LLC submitted a filing to the SEC on August 5, 2026.
Teamworthy Ventures ID LP Files SEC Notice on 3(c)(1)
Teamworthy Ventures ID LP submitted a filing with the SEC on August 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.
ACAP Innovation Fund SPV LP Files D/A With SEC
ACAP Innovation Fund SPV LP submitted a D/A filing to the SEC on August 5, 2026, under Investment Company Act Section 3(c)(1).
King Capital Commodity Alpha Fund LLC Files D/A on 2026-08-05
King Capital Commodity Alpha Fund LLC submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
Vanara Capital Fund I-A, LP Files SEC 3(c)(7) Notice
Vanara Capital Fund I-A, LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 5, 2026.
GCW Access-SemiAnalysis Capital Fund I Files SEC Notice
GCW Access-SemiAnalysis Capital Fund I, L.P. submits a notice under Investment Company Act Section 3(c)(7) on August 5, 2026.
Greylock Global Opportunity Fund (Offshore) Ltd. Files SEC Notice
Greylock Global Opportunity Fund (Offshore) Ltd. submitted a filing to the SEC on August 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Nadara Investments Files 3(c)(7) Amendment With SEC
Nadara Investments, L.P. filed a D/A amendment on August 5, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
InvestX Growth Equity V-US (QP) LP Files D/A With SEC
InvestX Growth Equity V-US (QP) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 5, 2026.
iCapital-SIP Glade Brook Strategic Growth V Access Fund Files SEC Notice
D - iCapital-SIP Glade Brook Strategic Growth V Access Fund, L.P. submitted a Form 3C filing with the SEC on August 5, 2026 under Section 3(c)(7).
CD&R Fund XIII Private Investors Files SEC Notice
CD&R Fund XIII Private Investors, LLC filed a notice under Investment Company Act Section 3(c)(7) with the SEC on August 5, 2026.
Kahani Partners, LP Files 3(c)(1) Notice with SEC
Kahani Partners, LP submitted a Section 3(c)(1) filing to the SEC on August 5, 2026, according to EDGAR records.
Integra Master Series LLC Files SEC Notice Under Section 3(c)(7)
Integra Master Series LLC, associated with Matters Capital Ventures, submitted an 8 KB SEC filing on August 5, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Open Doors Partners, LLC Files SEC Document August 5, 2026
Open Doors Partners, LLC submitted a filing to the SEC on August 5, 2026, with accession number 0001724977-26-000026.
Augustine Sterling Partners I LLC Files SEC Document
Augustine Sterling Partners I LLC submitted a filing to the SEC on August 5, 2026, according to EDGAR records.
Acadian Sustainable Global Equity Fund Files 3(c)(7) Notice
Acadian Sustainable Global Equity Fund, LLC submitted a Form D/A filing to the SEC on August 5, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
Acadian U.S. Investment Grade Corporate Bond Fund Files D/A
Acadian U.S. Investment Grade Corporate Bond Fund, LLC submitted a D/A filing under Section 3(c)(7) on August 5, 2026.
HIG Holdings, LLC Files With SEC on August 5, 2026
HIG Holdings, LLC submitted a filing to the U.S. Securities and Exchange Commission on August 5, 2026.
IITM Unicorn Frontier Fund I, LP Files SEC Notice
IITM Unicorn Frontier Fund I, LP submitted a filing to the SEC on August 5, 2026, under Investment Company Act Section 3(c)(1).
Acadian U.S. Equity Extension Fund Files D/A With SEC
Acadian U.S. Equity Extension Fund, LLC submitted a D/A filing to the SEC on August 5, 2026 under Section 3(c)(7).
RAF Pacifica Files D/A for Texas Fund VIII, LLC
RAF Pacifica - Texas Fund VIII, LLC submitted a D/A filing on August 4, 2026 via SEC EDGAR.
Newbrook Capital Eastpointe Ridge Investors Files SEC Notice
Newbrook Capital Eastpointe Ridge Investors LLC submitted a Section 3(c) filing with the SEC on August 4, 2026.
Yieldpoint Stable Value Fund Files D/A With SEC
Yieldpoint Stable Value Fund, L.P. submitted a D/A filing to the SEC on August 4, 2026 under Section 3(c)(7).
Interlagos V, LLC Files Section 3(c)(7) Notice with SEC
Interlagos V, LLC submitted a Section 3(c)(7) filing under the Investment Company Act on August 4, 2026.
Yieldpoint Stable Value Fund Files D/A on 2026-08-04
Yieldpoint Stable Value Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
TCD 274 Small Bay Industrial Investment LP Files SEC Document
TCD 274 Small Bay Industrial Investment LP submitted a filing to the SEC on August 4, 2026.
Newbrook Capital Eastpointe Ridge Investors LLC Files SEC Notice
Newbrook Capital Eastpointe Ridge Investors LLC submitted a regulatory filing to the SEC on August 4, 2026, referencing Investment Company Act exemptions.
Integra Global Advisors Files for VC Access Fund Global I LP
Integra Global Advisors VC Access Fund Global I LP submitted a Section 3(c)(7) filing with the SEC on August 4, 2026.
ITB Premium Fund II Ltd Files D/A with SEC
ITB Premium Fund II Ltd submitted a D/A filing to the SEC on August 4, 2026, claiming exemption under Section 3(c)(1).
NPGF 2025 Co-Investment Fund Files 3(c)(7) Notice
D - NPGF 2025 Co-Investment S.L.P. - Quest Compartment III submitted an SEC filing referencing Section 3(c)(7) on August 4, 2026.
ITB Premium Fund I Ltd Files 3(c)(1) Notice With SEC
ITB Premium Fund I Ltd submitted a D/A filing on August 4, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
