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Sec Filing

2782 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jun 13, 2026

AJC Auburn Hills Investments LLC Files SEC Document

AJC Auburn Hills Investments LLC submitted a filing to the SEC on June 12, 2026, according to SEC EDGAR records.

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Regulatory Jun 12, 2026

Photon Capital Fund LP Files SEC 3(c)(1) Exemption

Photon Capital Fund LP submitted a Section 3(c)(1) filing under the Investment Company Act to SEC EDGAR on June 12, 2026.

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Regulatory Jun 12, 2026

Avance Investment Partners Parallel Fund II Files D/A Amendment

Avance Investment Partners Parallel Fund II, L.P. submitted a Form D/A filing on 2026-06-12 claiming Section 3(c)(7) exemption.

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Regulatory Jun 12, 2026

AJC Auburn Hills Investments LLC Files SEC Document June 12 2026

AJC Auburn Hills Investments LLC submitted a filing listed under CIK 0002134486 on the SEC EDGAR system on June 12 2026.

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Regulatory Jun 12, 2026

EquityZen Growth Technology Fund LLC Series 2311 Files SEC Notice

D - EquityZen Growth Technology Fund LLC - Series 2311 submitted a filing under Investment Company Act Section 3(c)(1) on June 12, 2026.

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Regulatory Jun 12, 2026

Scout Energy Partners VII-B, LP Files SEC Notice

Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) filing to the SEC on June 12, 2026.

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Regulatory Jun 12, 2026

XN Exponent Onshore Fund LP Files D/A on 2026-06-12

XN Exponent Onshore Fund LP submitted a D/A filing to the SEC under Investment Company Act Section 3(c)(7).

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Regulatory Jun 12, 2026

Last Mile Retail Fund III Files D/A with SEC

Last Mile Retail Fund III, L.P. submitted a D/A filing on June 12, 2026 referencing Section 3(c)(5) of the Investment Company Act.

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Fundraising Jun 12, 2026

Waterview Apts Partners, LLC Files Form D on June 12, 2026

Waterview Apts Partners, LLC submitted a Form D filing to the SEC on June 12, 2026, according to EDGAR records.

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Regulatory Jun 12, 2026

Scout Energy Partners VII-B Files SEC 3(c)(7) Notice

Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) exemption filing with the SEC on June 12, 2026.

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Regulatory Jun 12, 2026

XN Exponent Offshore Fund LP Files D/A on SEC EDGAR

XN Exponent Offshore Fund LP submitted a D/A filing to the SEC on 2026-06-12 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 12, 2026

D-Studio NonPublic Exchange Fund III Files 3(c)(1) Notice

D-Studio NonPublic Exchange Fund III, a Series of A Master Series, LLC filed a Section 3(c)(1) notice with the SEC on June 12, 2026.

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Fundraising Jun 12, 2026

Avance Executive Feeder Fund II Files Amended Form D

Avance Executive Feeder Fund II, L.P. submitted an amended Form D filing on June 12, 2026, under Section 3(c)(7).

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Regulatory Jun 12, 2026

Photon Capital Fund LP Files 3(c)(1) Notice With SEC

Photon Capital Fund LP submitted a Section 3(c)(1) exemption filing to the SEC on June 12, 2026.

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Regulatory Jun 12, 2026

Two Sigma Hamilton Fund Files D/A on Section 3(c)(7)

Two Sigma Hamilton Fund, LLC submitted a D/A filing to the SEC on June 12, 2026, referencing Investment Company Act Section 3(c)(7).

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Regulatory Jun 12, 2026

D - Waterview Apts Partners, LLC Files SEC Document June 12, 2026

D - Waterview Apts Partners, LLC submitted a filing to the SEC on June 12, 2026, under accession number 0002137590-26-000001.

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Regulatory Jun 12, 2026

KMF Investments SPV I, LLC Files Form D With SEC

KMF Investments SPV I, LLC submitted a Form D filing to the SEC on June 12, 2026 under accession number 0002140013-26-000001.

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Regulatory Jun 12, 2026

Baselake Partners, LP Files D/A Amendment with SEC

Baselake Partners, LP submitted a D/A filing on June 12, 2026, under Investment Company Act Section 3(c)(1).

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Regulatory Jun 12, 2026

Ilex Onshore Fund LP Files D/A With SEC on June 12 2026

Ilex Onshore Fund LP submitted a D/A filing to the SEC on June 12 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 12, 2026

NonPublic Arigon Infra Fund VII Files 3(c)(1) Notice

NonPublic Arigon Infra Fund VII, a Series of NonPublic Master, LP filed a Section 3(c)(1) notice with the SEC on June 12, 2026.

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Regulatory Jun 12, 2026

FVP Digital Future Fund Files D/A With SEC on June 12 2026

FVP Digital Future Fund L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) to SEC EDGAR.

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Regulatory Jun 11, 2026

Greycroft HMG Growth Fund Files SEC Document June 11 2026

Greycroft HMG Growth Fund L.P. submitted a filing to the SEC on June 11 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 11, 2026

RedBird Legends Fund, L.P. Files SEC Notice Claiming 3(c)(7) Exemption

RedBird Legends Fund, L.P. submitted a Form D filing on June 11, 2026, citing Investment Company Act Section 3(c)(7).

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Regulatory Jun 11, 2026

Pathway Martello Investments I, LP Files SEC Notice June 2026

Pathway Martello Investments I, LP submitted an SEC filing on June 11, 2026 claiming Section 3(c)(1) and 3(c)(7) exemptions.

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Regulatory Jun 11, 2026

Pathway Martello Investments I LP Files SEC 3(c) Exemption Notice

Pathway Martello Investments I, LP submitted an SEC filing on June 11, 2026 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory Jun 11, 2026

D - 400 Capital Credit Income Fund LP Files SEC Notice

D - 400 Capital Credit Income Fund LP submitted a Section 3(c)(7) filing to the SEC on June 11, 2026.

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Regulatory Jun 11, 2026

Candou Ventures Fund 2 Master LP Files 3(c)(1) Notice

Candou Ventures Fund 2 Master LP, Series CAN25TAC LP filed a Section 3(c)(1) notice with the SEC on June 11, 2026.

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Regulatory Jun 11, 2026

400 Capital Credit Income Fund LP Files SEC Notice

400 Capital Credit Income Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Jun 11, 2026

D-LS Opportunities Access Fund IV Files SEC Notice

D-LS Opportunities Access Fund IV, L.P. submitted a Section 3(c)(7) notice filing to the SEC on June 11, 2026.

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Regulatory Jun 11, 2026

Greycroft HMG Growth Fund Files SEC Notice Under Section 3(c)(7)

Greycroft HMG Growth Fund, L.P. submitted a filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).

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Regulatory Jun 11, 2026

Panther Growth Fund II Files D/A With SEC

Panther Growth Fund II, LP submitted a D/A filing on 2026-06-11 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 11, 2026

Union Peak Ventures I, L.P. Files SEC Notice Under Section 3(c)(7)

Union Peak Ventures I, L.P. submitted a 6 KB filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).

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Regulatory Jun 11, 2026

D - AIMS Private Equity Participants XIV AIV A1 NY LLC Files SEC Document

D - AIMS Private Equity Participants XIV AIV A1 NY LLC submitted an SEC filing on June 11, 2026, per EDGAR records.

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Regulatory Jun 11, 2026

Allenhurst Investor Equity LLC Files SEC Document

Allenhurst Investor Equity LLC submitted a filing to the SEC on 2026-06-11 with accession number 0001104659-26-072865.

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Regulatory Jun 11, 2026

RedBird Legends Fund, L.P. Files SEC Form D

RedBird Legends Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.

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Regulatory Jun 11, 2026

D - EDIF IV Feeder Fund Files 3(c)(7) Notice With SEC

D - EDIF IV Feeder Fund S.C.A. SICAV-RAIF submitted a Section 3(c)(7) filing to the SEC on June 11, 2026.

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Regulatory Jun 11, 2026

Cooperatieve Gilde Healthcare Private Equity V U.A. Files 3(c)(7) Notice

Cooperatieve Gilde Healthcare Private Equity V U.A. submitted a Section 3(c)(7) exemption filing on June 11, 2026, according to SEC EDGAR.

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Regulatory Jun 11, 2026

Lyme Forest Fund VI LP Files D/A Under Section 3(c)(6)

Lyme Forest Fund VI LP submitted a D/A filing referencing Investment Company Act Section 3(c)(6) on June 11, 2026 according to SEC EDGAR.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jun 11, 2026

Telemark Fund LP Files D/A With SEC on June 11 2026

Telemark Fund LP submitted a D/A filing on June 11 2026 referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.

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Regulatory Jun 11, 2026

Krystal Lake Holdings, LLC Files SEC Document

Krystal Lake Holdings, LLC submitted a filing to SEC EDGAR on 2026-06-11 with accession number 0002134228-26-000003.

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Regulatory Jun 10, 2026

Park Square Capital Credit Investments Files D/A for Credit Partners Evergreen (B)

Park Square Capital Credit Investments SCSp, SICAV-RAIF submitted a D/A filing for Credit Partners Evergreen (B) on June 10, 2026, per SEC EDGAR.

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Regulatory Jun 10, 2026

D - PE-0525 Fund I Files 3(c)(1) Notice with SEC

D - PE-0525 Fund I, a series of MV Funds, LP filed a Section 3(c)(1) notice with the SEC on June 10, 2026.

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Regulatory Jun 10, 2026

D - PE-0525 Fund I Files 3(c)(1) Notice

D - PE-0525 Fund I, a series of MV Funds, LP filed a Section 3(c)(1) notice with the SEC on June 10, 2026.

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Regulatory Jun 10, 2026

Ares Pathfinder Fund III (Offshore) LP Files D/A with SEC

Ares Pathfinder Fund III (Offshore) LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 10, 2026

D - CH-0519 Fund III Files SEC Notice Under 3(c)(1)

D - CH-0519 Fund III, a series of Roll Up Vehicles, LP submitted a Form D filing on June 10, 2026 claiming exemption under Section 3(c)(1).

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Regulatory Jun 10, 2026

Lord Abbett Private Credit Fund Submits D/A Filing

Lord Abbett Private Credit Fund filed a D/A notice with the SEC on 2026-06-10 under Section 3(c)(7) of the Investment Company Act.

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Fundraising Jun 10, 2026

Working Capital Innovation Fund III Files SEC Notice

D - Working Capital Innovation Fund III, L.P. submitted a filing to the SEC on June 10, 2026, referencing Investment Company Act Section 3(c).

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Regulatory Jun 10, 2026

D - CH-0519 Fund III Files SEC Notice for 3(c)(1) Exemption

D - CH-0519 Fund III, a series of Roll Up Vehicles, LP filed a notice claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jun 10, 2026

Ares Pathfinder Fund III LP Files D/A on SEC EDGAR

Ares Pathfinder Fund III LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Scrabble tiles arranged to spell 'FED' on a marble surface, symbolizing finance.
Regulatory Jun 10, 2026

Colt Capital Investments Files 3(c)(1) Exemption

Colt Capital Investments, LLC submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1) on June 10, 2026.

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