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Sec Filing

1011 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Mar 9, 2026

LVS Advisory SPV I Files SEC Document

D - LVS Advisory SPV I A Series of V360 Holdings LLC filed a document with the SEC on March 9, 2026, as per EDGAR records.

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Regulatory Mar 9, 2026

MV Funds LP Series AC-1120 Fund I Files SEC Exemption

AC-1120 Fund I, a series of MV Funds LP, filed a notice under Section 3(c)(1) of the Investment Company Act on March 9, 2026, as per SEC EDGAR records.

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Regulatory Mar 9, 2026

Three Haven Capital Files Under Investment Company Act Section 3(c)(1)

Three Haven Capital, LP submitted a SEC filing on March 9, 2026, related to Section 3(c)(1) exemption.

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Fund Close Mar 2, 2026

Banner Ridge Closes Third Fund Using 3(c)(7) Structure for Qualified Purchasers

Banner Ridge Partners filed SEC documentation for their third fund using the 3(c)(7) exemption, targeting sophisticated institutional investors.

Close-up of a vintage typewriter writing 'Offshore Company' on a paper sheet.
Fund Close Feb 27, 2026

OWS Capital Closes Second Offshore Fund Under 3(c)(7) Structure

OWS Capital files Form D for offshore Fund II, signaling completion of capital raising under Investment Company Act exemption.

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Fund Close Feb 27, 2026

Farallon Capital Files New Fund Vehicle Under 3(c)(7) Structure

San Francisco hedge fund giant Farallon Capital registers new investment vehicle targeting qualified institutional buyers.

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Regulatory Feb 27, 2026

Jain Global Files for 3(c)(7) Exemption, Signaling Institutional Focus

Singapore-based investment manager Jain Global Institutional Holdings registers with SEC under Section 3(c)(7) for qualified purchaser-only fund.

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Fund Close Feb 27, 2026

Serendipity Impact VC Fund I Files 3(c)(1) Exemption, Targets Impact Investing

New impact-focused VC fund registers under Section 3(c)(1) exemption, signaling launch of first institutional vehicle.

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Regulatory Feb 26, 2026

Farallon Capital Files SEC 3(c)(7) Registration, Targets Qualified Purchasers

The San Francisco hedge fund giant's latest SEC filing signals fundraising activity targeting sophisticated institutional investors.

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Fund Close Feb 26, 2026

Tenaron Capital Closes Relative Value Partners LP Under 3(c)(7) Structure

New hedge fund vehicle completes formation targeting sophisticated investors in relative value strategies.

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Regulatory Feb 26, 2026

Tenaron Capital Files Form D/A for New Offshore Fund Structure

Investment firm Tenaron Capital has amended its regulatory filing for a new offshore relative value fund targeting sophisticated investors.

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