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Sec Filing

1011 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Mar 11, 2026

Blackstone Feeder Fund Files for Section 3(c)(7) Exemption

Blackstone Capital Opportunities Feeder Fund V-R (CYM) LP filed a SEC document on March 11, 2026, referencing Investment Company Act Section 3(c)(7).

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Regulatory Mar 11, 2026

Blackstone Feeder Fund Files SEC Document on Investment Act Section

Blackstone Capital Opportunities Feeder Fund V-R (CYM) LP filed a SEC document on March 11, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

Lightspring Capital II, LP Files for Investment Company Act Exemptions

Lightspring Capital II, LP submitted a SEC filing on March 11, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

Lightspring Capital II, LP Files SEC Exemption Notice

Lightspring Capital II, LP submitted a filing to the SEC on March 11, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

Perini Capital Phoenix Fund Files for Section 3(c)(1) Exemption

Perini Capital Phoenix Fund, LLC submitted a SEC filing on March 11, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 11, 2026

Perini Capital Phoenix Fund LLC Files Under Section 3(c)(1)

Perini Capital Phoenix Fund LLC filed a SEC document on March 11, 2026, under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 11, 2026

Reciprocal Ventures Files for Section 3(c)(1) Exemption

D - Reciprocal Ventures, a Series of Decile Start Fund, LP, filed a SEC document on March 11, 2026, related to Investment Company Act Section 3(c)(1).

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Regulatory Mar 11, 2026

Reciprocal Ventures Files Under Investment Company Act Section 3(c)(1)

Reciprocal Ventures, a Series of Decile Start Fund, LP, filed a SEC EDGAR document on March 11, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 11, 2026

Still Point Partners Fund I Files for SEC Exemptions

Still Point Partners Fund I, LP filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on March 11, 2026, according to SEC EDGAR.

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Regulatory Mar 11, 2026

Still Point Partners Fund I, LP Files for Investment Company Act Exemptions

Still Point Partners Fund I, LP filed a SEC document on March 11, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

Avanath Affordable Housing Fund Files SEC Document for Section 3(c)(7)

Avanath Affordable Housing Renaissance Fund, L.P. filed a SEC EDGAR document on March 11, 2026, related to Item 3C.7 under the Investment Company Act.

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Regulatory Mar 11, 2026

Avanath Affordable Housing Fund Files Under Section 3(c)(7)

Avanath Affordable Housing Renaissance Fund, L.P. filed a document with the SEC on March 11, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

Bain Capital Senior Loan Select LLC Files for Section 3(c)(7) Exemption

Bain Capital Senior Loan Select LLC submitted a filing on March 11, 2026, for exemption under Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.

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Regulatory Mar 11, 2026

Bain Capital Senior Loan Select LLC Files Under Section 3(c)(7)

Bain Capital Senior Loan Select LLC filed a document with the SEC on March 11, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 11, 2026

MGI Investments LP - Series 38 Files SEC Document Under Section 3(c)(1)

MGI Investments LP - Series 38 submitted a SEC filing on March 11, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 11, 2026

MGI Investments LP Series 38 Files Under Investment Company Act Section 3(c)(1)

D - MGI Investments LP - Series 38 filed a document on March 11, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Fineline Capital, LLC Submits SEC Filing

Fineline Capital, LLC filed a document with the SEC on March 9, 2026, as recorded in the agency's archives.

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Regulatory Mar 10, 2026

Fontinalis Special Opportunity Fund VF, L.P. Files SEC Notice for Investment Company Act Section 3(c)(7)

D - Fontinalis Special Opportunity Fund VF, L.P. filed a document with the SEC on March 9, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Fundraising Mar 10, 2026

Riptide Fund LLC Files SEC Document for Series 8

Riptide Fund LLC filed a document for its Series 8, Riptide Flexible Capital Fund, on March 9, 2026, under Investment Company Act Section 3(c)(1).

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Regulatory Mar 10, 2026

Trinity Capital SBIC LP Files SEC Document Under Section 3(c)(7)

Trinity Capital SBIC LP filed a document with the SEC on March 10, 2026, related to Item 3C.7 of the Investment Company Act.

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Regulatory Mar 10, 2026

Anbec Partners Files Under Investment Company Act Section 3(c)(1)

Anbec Partners, LP submitted a SEC filing on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Cheyenne Partners LP Files Under Investment Company Act Section 3(c)(1)

Cheyenne Partners LP submitted a SEC filing on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Fundraising Mar 10, 2026

Cosmetic Physician Partners, LLC Files SEC Document

Cosmetic Physician Partners, LLC submitted a filing to the SEC on March 10, 2026, as recorded in EDGAR.

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Regulatory Mar 10, 2026

EquityZen Fund Files for Section 3(c)(1) Exemption

EquityZen Growth Technology Fund LLC - Series 2246 filed a document with SEC EDGAR on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Financial Edge Fund L P Files SEC Document for Section 3(c)(1)

D/A - FINANCIAL Edge Fund L P submitted a SEC filing on March 10, 2026, related to Item 3C of the Investment Company Act.

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Regulatory Mar 10, 2026

BioImpact Equities Fund LP Files D/A with SEC

BioImpact Equities Fund LP submitted a D/A filing to the SEC on March 10, 2026, according to EDGAR records.

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Regulatory Mar 10, 2026

BioImpact Equities Offshore Fund Files SEC Document

BioImpact Equities Offshore Fund, Ltd. submitted a filing to the SEC on March 10, 2026, as recorded in EDGAR.

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Regulatory Mar 10, 2026

Chapel Oak Capital Files SEC Document Under Section 3(c)(1)

Chapel Oak Capital, L.P. submitted a SEC EDGAR filing on March 10, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Chodikee Lake Partners LP Files SEC Document for Investment Company Act Exemption

Chodikee Lake Partners LP filed a SEC document on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Hecher Capital Fund Files for Section 3(c)(1) Exemption

D - Hecher Capital Fund, LP filed a document with the SEC on March 10, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

Northstar Venture Capital LLC Files for Series 35 under Section 3(c)(1)

Northstar Venture Capital LLC filed a document on March 10, 2026, for Northstar VC Series 35, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.

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Regulatory Mar 10, 2026

Parkway Co-Investment 14 LP Files Under Investment Company Act Section 3(c)(1)

D - Parkway Co-Investment 14 (HL SA) LP submitted a filing to the SEC on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 10, 2026

TCC MHP Holdings LLC Files SEC Document Under Investment Company Act

TCC MHP Holdings LLC submitted a filing on March 10, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.

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Regulatory Mar 9, 2026

Accolade Empowerment Fund III Feeder L.P. Files SEC D/A Document

Accolade Empowerment Fund III Feeder L.P. filed a D/A form with the SEC on March 9, 2026, referencing the Investment Company Act Section 3(c)(7).

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Regulatory Mar 9, 2026

Accolade Empowerment Fund III Files SEC D/A Amendment

Accolade Empowerment Fund III, L.P. filed a D/A document with the SEC on March 9, 2026, citing Investment Company Act Section 3(c)(7).

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Regulatory Mar 9, 2026

Kindred Capital Co-Invest III LP Files SEC Exemption Claim

Kindred Capital Co-Invest III LP filed a notice under Section 3(c)(1) of the Investment Company Act on March 9, 2026, as per SEC records.

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Regulatory Mar 9, 2026

Navigate Ventures Fund II, LP Files SEC Form D/A for Exemption

Navigate Ventures Fund II, LP submitted a Form D/A filing on March 9, 2026, claiming exemption under Investment Company Act Section 3(c)(1), according to SEC EDGAR.

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Regulatory Mar 9, 2026

Pelicanview Total Return Fund Files Under Section 3(c)(1)

Pelicanview Total Return Fund, LLC filed a SEC document on March 9, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 9, 2026

Credit Alternatives Fund Files for Section 3(c)(7) Exemption

D/A - Credit Alternatives Fund, LTD. filed a document with SEC EDGAR on March 9, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 9, 2026

Credit Alternatives Fund LLC Files Section 3(c)(7) Exemption

D/A - Credit Alternatives Fund LLC submitted a SEC filing on March 9, 2026, for exemption under Investment Company Act Section 3(c)(7).

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Regulatory Mar 9, 2026

Douglas Place Holdings LLC Files with SEC

Douglas Place Holdings, LLC submitted a filing to the SEC on March 9, 2026, as recorded in SEC EDGAR documents.

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Regulatory Mar 9, 2026

KKR Enhanced US Direct Lending Fund-L Inc. Files SEC Document

KKR Enhanced US Direct Lending Fund-L Inc. filed a document with the SEC on March 9, 2026, according to official records.

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Regulatory Mar 9, 2026

KKR US Direct Lending Fund-U Inc. Files with SEC

KKR US Direct Lending Fund-U Inc., with CIK 0001987990, filed a document on the SEC EDGAR system on March 9, 2026.

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Regulatory Mar 9, 2026

KHC Partners Fund II LP Files SEC Document for Section 3(c)(7)

KHC Partners Fund II LP submitted a SEC filing on March 9, 2026, related to Investment Company Act exemptions.

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Regulatory Mar 9, 2026

KHC Partners Offshore Fund II LP Files SEC Document

KHC Partners Offshore Fund II LP submitted a SEC filing on March 9, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Mar 9, 2026

Piedmont Partners Offshore L.P. Files SEC Document Under Investment Company Act

D/A - Piedmont Partners Offshore, L.P. filed a SEC document on March 9, 2026, invoking Section 3(c)(7) exemption.

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Regulatory Mar 9, 2026

SaddleRock Capital Cayman Fund Files Under Section 3(c)(7)

SaddleRock Capital Cayman Fund Ltd submitted a SEC filing on March 9, 2026, related to Investment Company Act exemptions.

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Regulatory Mar 9, 2026

VPC Partners XX LLC Files Under Investment Company Act Section 3(c)(1)

VPC Partners XX LLC submitted a SEC filing on March 9, 2026, citing Section 3(c)(1) of the Investment Company Act.

Elegant architecture of the Idaho State Capitol Building captured on a sunny day.
Regulatory Mar 9, 2026

D - CA-1213 Fund I Files for Section 3(c)(1) Exemption

D - CA-1213 Fund I, a series of Roll Up Vehicles, LP, filed an SEC document on March 9, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory Mar 9, 2026

FINYX FUND US LP Files Under SEC Investment Company Act

FINYX FUND US LP submitted a SEC filing on March 9, 2026, citing Section 3(c)(1) of the Investment Company Act.

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