Sec Filing
1491 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Sixth Street TAO Partners Files Under Section 3(c)(7)
Sixth Street TAO Partners (H), L.P. filed a document with the SEC on April 1, 2026, under Item 3C.7 of the Investment Company Act.
WTC Multi Strategy Fund Offshore Files SEC Document on Investment Company Act
D/A - WTC Multi Strategy Fund Offshore, LLC filed a SEC document on April 1, 2026, citing Investment Company Act Section 3(c) and Section 3(c)(7).
WTC Multi Strategy Fund Offshore LLC Files Form D/A Under Section 3(c)(7)
WTC Multi Strategy Fund Offshore LLC filed a Form D/A on April 1, 2026, referencing Section 3(c)(7) of the Investment Company Act, as reported in SEC EDGAR filings.
Aubrey GEMs Partners LP Files Form D/A for Section 3(c)(1) Exemption
Aubrey GEMs Partners LP submitted a Form D/A filing on April 1, 2026, citing Section 3(c)(1) of the Investment Company Act.
Aubrey GEMs Partners LP Files Under Investment Company Act Section 3(c)(1)
Aubrey GEMs Partners LP submitted a SEC filing on April 1, 2026, under Item 3C.1 of the Investment Company Act.
Infinitas Capital Master LLC Files for SPV XXX Series
Infinitas Capital Master LLC submitted a SEC filing for D - nfinitas Capital SPV XXX on April 1, 2026, according to official records.
Infinitas Capital SPV XXX Files SEC Document
Infinitas Capital SPV XXX, a series of Infinitas Capital Master LLC, filed a document with the SEC on April 1, 2026.
Infinitas Capital SPV XXXII Files Form D with SEC
Infinitas Capital SPV XXXII, a series of Infinitas Capital Master LLC, submitted a Form D filing to the SEC on April 1, 2026, according to official records.
Infinitas Capital SPV XXXII Files SEC Document
Infinitas Capital SPV XXXII, a series of Infinitas Capital Master LLC, filed a document with the SEC on April 1, 2026, according to EDGAR records.
Ithaka Infra Fund III Files for Investment Company Act Exemptions
Ithaka Infra Fund III, F.C.R., filed a document with SEC EDGAR on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Ithaka Infra Fund III Files for SEC Exemptions Under Investment Company Act
Ithaka Infra Fund III, F.C.R., filed a notice with the SEC on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
MPC IL River Edge Fund LLC Files SEC Document
MPC IL River Edge Fund LLC, with CIK 0001866277, submitted a filing to the SEC on April 1, 2026, according to EDGAR records.
North Haven Private Income Fund A LLC Files Form D/A with SEC
North Haven Private Income Fund A LLC submitted a Form D/A filing to the SEC on April 1, 2026, as documented in SEC EDGAR records.
Everview Residential Finance Holdings B, L.P. Files for Investment Act Exemptions
Everview Residential Finance Holdings B, L.P. filed a document on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
L Squared Capital Partners V-B LP Files for Investment Company Act Exemptions
L Squared Capital Partners V-B LP submitted a SEC filing on March 31, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
L Squared Capital Partners V-B LP Files SEC Form for Investment Exemptions
L Squared Capital Partners V-B LP filed a SEC form on March 31, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
Centerbridge Keystone Fund Files Under Investment Company Act Section 3(c)(7)
Centerbridge Keystone Fund, L.P. filed a SEC form on March 31, 2026, citing Section 3(c)(7) of the Investment Company Act for exemption purposes.
D - MIP HPC Domestic Partners, L.P. Files Under Section 3(c)(7)
D - MIP HPC Domestic Partners, L.P. filed a SEC document under Item 3C.7 for Section 3(c)(7) of the Investment Company Act on March 31, 2026.
L Squared Capital Partners V-EF LP Files for Investment Company Act Exemptions
L Squared Capital Partners V-EF LP submitted a SEC filing on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
MIP HPC Foreign Partners, L.P. Files Under Investment Company Act Section 3(c)(7)
D - MIP HPC Foreign Partners, L.P. filed a SEC document on March 31, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.
WH Strategic Growth Fund III, LP Files Under Investment Company Act Section 3(c)(1)
WH Strategic Growth Fund III, LP filed a document with the SEC on March 31, 2026, invoking Section 3(c)(1) for exemption, according to SEC EDGAR records.
Centerbridge Keystone Fund L.P. Files SEC Form Under Section 3(c)(7)
Centerbridge Keystone Fund L.P. filed a document with the SEC on March 31, 2026, under Item 3C.7 of the Investment Company Act.
L Squared Capital Partners V-EF LP Files Form D with SEC Exemptions
L Squared Capital Partners V-EF LP submitted a Form D filing to the SEC on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
MIP HPC Domestic Partners Files for Section 3(c)(7) Exemption
D - MIP HPC Domestic Partners, L.P. filed with SEC EDGAR on March 31, 2026, for exemption under Investment Company Act Section 3(c)(7).
MIP HPC Foreign Partners L.P. Files for Section 3(c)(7) Exemption
D - MIP HPC Foreign Partners L.P. filed a SEC document on March 31, 2026, related to Investment Company Act Section 3(c)(7).
WH Strategic Growth Fund III, LP Files Under Section 3(c)(1)
WH Strategic Growth Fund III, LP filed a document related to Section 3(c)(1) of the Investment Company Act on March 31, 2026, according to SEC EDGAR.
Apollo Aligned Alternatives ST Fund Files SEC Notice Under Section 3(c)(7)
D/A - Apollo Aligned Alternatives ST Fund (USD), L.P. filed a notice with the SEC on March 31, 2026, under Item 3C.7 of the Investment Company Act.
Apollo Aligned Alternatives ST Fund Files Under Section 3(c)(7)
D/A - Apollo Aligned Alternatives ST Fund (USD), L.P. filed a document with the SEC on March 31, 2026, related to Investment Company Act exemptions.
Blackstone Waypoint Fund LP Files SEC Document on Section 3(c)(7)
Blackstone Waypoint Fund LP submitted a SEC filing on March 31, 2026, detailing Item 3C and Item 3C.7 under the Investment Company Act.
Blackstone Waypoint Fund LP Files Under SEC Section 3(c)(7)
Blackstone Waypoint Fund LP submitted a filing on March 31, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
CLEARMATRIX SPV A SERIES Files SEC Document
CLEARMATRIX SPV A SERIES OF AM SPV FUND MANAGEMENT LLC filed a document with the SEC on March 31, 2026.
CLEARMATRIX SPV Files SEC Document on March 31, 2026
CLEARMATRIX SPV A Series of AM SPV Fund Management LLC submitted a filing to the SEC, as documented in the EDGAR database.
Legend Capital Ventures II, LLC Files SEC Document Under Section 3(c)(7)
Legend Capital Ventures II, LLC filed a document with SEC EDGAR on March 31, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Mariner Capital Opportunity Fund Files Under Section 3(c)(1)
Mariner Capital Opportunity Fund, LP filed a notice with the SEC on March 31, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Peachtree Credit Fund IV, LP Files D/A with SEC
Peachtree Credit Fund IV, LP submitted a D/A filing to the SEC on March 31, 2026, as part of regulatory requirements for investment funds.
Peachtree Credit Fund IV, LP Files Form D/A with SEC
Peachtree Credit Fund IV, LP submitted a Form D/A filing to the SEC on March 31, 2026, as recorded in the EDGAR database.
Augurey Ventures I - Series Anduril C Files SEC Form Under Section 3(c)(1)
Augurey Ventures I - Series Anduril C submitted a SEC filing on March 31, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Augurey Ventures II Files Under Investment Company Act Section 3(c)(1)
Augurey Ventures II, Series Anduril C filed a document with the SEC on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.
Brentwood Associates Private Equity VII Files for Investment Company Act Exemptions
Brentwood Associates Private Equity VII, L.P. submitted a SEC filing on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Golub Capital Direct Lending Fund Files SEC Document on Section 3(c)(7)
Golub Capital Direct Lending Fund, L.P., Series SU-A filed a SEC document on March 31, 2026, related to Section 3(c)(7) of the Investment Company Act.
StartEngine Private Funds LLC Files for Series 11-1
StartEngine Private Funds LLC submitted a SEC filing for its D - Series 11-1 on March 31, 2026, as part of routine regulatory disclosures.
Augurey Ventures I - Series Anduril C Files SEC Form for Investment Company Act Exemption
Augurey Ventures I - Series Anduril C filed a document on March 31, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Brentwood Associates Private Equity VII, L.P. Files SEC Document on Investment Company Act
Brentwood Associates Private Equity VII, L.P. filed a SEC document on March 31, 2026, citing exemptions under Investment Company Act Section 3(c).
Golub Capital Direct Lending Fund Files Under Section 3(c)(7)
Golub Capital Direct Lending Fund, L.P., Series SU-A submitted a SEC filing on March 31, 2026, specifying Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
StartEngine Private Funds LLC Files for D - Series 11-1
StartEngine Private Funds LLC submitted a regulatory filing for D - Series 11-1 on March 31, 2026, as reported by SEC EDGAR.
Ascend Investment Fund II Files SEC Document for Section 3(c)(1)
Ascend Investment Fund II, LLC filed a SEC document on March 31, 2026, related to Section 3(c)(1) of the Investment Company Act.
Ascend Investment Fund II, LLC Files Under Section 3(c)(1)
Ascend Investment Fund II, LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on March 31, 2026, as reported by SEC EDGAR.
Blackstone Senior Direct Lending Fund Files SEC Document for Section 3(c)(7)
Blackstone's fund submitted a SEC filing on March 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Senior Direct Lending Fund Files Under Section 3(c)(7)
Blackstone's Senior Direct Lending Fund submitted a SEC filing on March 31, 2026, under Item 3C.7 of the Investment Company Act.
Blue Atlantic Partners IV ESAS U.S. Feeder, LP Files SEC Document
Blue Atlantic Partners IV ESAS U.S. Feeder, LP submitted a filing to the SEC on March 31, 2026, referencing Section 3(c)(1).
