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Sec Filing

2379 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jun 3, 2026

Gotham Index Plus Fund, LP Files D/A on 2026-06-03

Gotham Index Plus Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act via SEC EDGAR on June 3, 2026.

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Regulatory Jun 3, 2026

Equitybee 22-49064 Series Files 3(c)(1) Amendment

Equitybee 22-49064, a Series of Equitybee cFund Master LLC, submitted a D/A filing claiming Investment Company Act Section 3(c)(1) exemption on June 3, 2026.

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Regulatory Jun 3, 2026

Ibex Partners Fund LP Files D/A Notice with SEC

Ibex Partners Fund LP submitted a D/A filing on June 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 3, 2026

Dune Ventures Fund II Files D/A Claiming 3(c)(1) and 3(c)(7) Exemptions

Dune Ventures Fund II, LP submitted a D/A filing on June 3, 2026, listing Investment Company Act Section 3(c) exemptions.

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Regulatory Jun 3, 2026

Cinnaire Fund for Housing Limited Partnership 45 Files SEC Document

Cinnaire Fund for Housing Limited Partnership 45 submitted a filing to the SEC on June 3, 2026, according to EDGAR records.

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Regulatory Jun 3, 2026

CAIS 26North Private Equity Fund I Files SEC Notice

CAIS 26North Private Equity Fund I, L.P. submitted an SEC filing on June 3, 2026 referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 3, 2026

Equitybee Series Files 3(c)(1) Exemption Notice

D - Equitybee 22-43159 a Series of Equitybee cFund Master LLC submitted a Section 3(c)(1) filing to the SEC on 2026-06-03.

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Regulatory Jun 3, 2026

Summit Partners IDF Series Files 3(c)(7) SEC Notice

D - Summit Partners IDF Series of the SALI Multi-Series Fund, L.P. submitted a Section 3(c)(7) filing with the SEC on June 3, 2026.

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Regulatory Jun 3, 2026

Green Court Greater China Long/Short Equity Fund Files D/A on 2026-06-03

Green Court Greater China Long/Short Equity Fund, Ltd. submitted a D/A filing referencing Section 3(c)(7) on June 3, 2026.

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Regulatory Jun 3, 2026

CAIS Davidson Kempner Opportunities Fund VII Files SEC Notice

CAIS Davidson Kempner Opportunities Fund VII, L.P. submitted a Form D notice to the SEC on June 3, 2026 claiming Section 3(c)(7) exemption.

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Regulatory Jun 3, 2026

Equitybee 22-76598 Series Files 3(c)(1) Notice

Equitybee 22-76598 a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on June 3, 2026.

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Regulatory Jun 3, 2026

LMCG Absolute Return Offshore Fund Files 3(c)(7) Notice

LMCG Absolute Return Offshore Fund, LP submitted a Section 3(c)(7) filing on June 3, 2026 via SEC EDGAR.

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Regulatory Jun 3, 2026

LCV Fund III Files D/A Notice With SEC on June 3 2026

LCV FUND III, L.P. submitted a D/A filing to the SEC on June 3 2026 claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jun 2, 2026

D - Alpha Funds VI LLC Files SEC Notice Under 3(c)(1)

D - Alpha Funds VI LLC submitted a Section 3(c)(1) filing to the SEC on June 2, 2026.

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Regulatory Jun 2, 2026

Rubicon Founders Ivy Fund Files SEC Exemption Notice

Rubicon Founders Ivy Fund, LP submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.

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Regulatory Jun 2, 2026

Lone Star Credit Opportunities Fund Files SEC Notice

Lone Star Credit Opportunities Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on June 2, 2026.

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Regulatory Jun 2, 2026

021T Capital Fund I Files D/A on SEC EDGAR

021T Capital Fund I, L.P. submitted a D/A filing to the SEC on June 2, 2026, referencing Sections 3(c)(1) and 3(c)(7).

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Regulatory Jun 2, 2026

Raptor Dapple Holdings LLC Files 3(c)(1) Exemption Notice

Raptor Dapple Holdings LLC submitted a Section 3(c)(1) notice under the Investment Company Act via SEC EDGAR on June 2, 2026.

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Regulatory Jun 2, 2026

Behrman Capital CV II L.P. Files SEC Notice Under 3(c)(7)

Behrman Capital CV II L.P. submitted a Section 3(c)(7) exemption filing to the SEC on 2026-06-02.

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Regulatory Jun 2, 2026

Fannin Goldenrod Holdings I Files SEC 3(c)(1) Notice

Fannin Goldenrod Holdings I, LLC submitted an SEC filing on June 2, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Regulatory Jun 2, 2026

Olive Partners Select V Files SEC Notice Claiming 3(c)(7) Exemption

D - Olive Partners Select V, LP filed a notice with the SEC on 2026-06-02 under Investment Company Act Section 3(c)(7).

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Regulatory Jun 2, 2026

Montgomery Capital Partners VI LP Files SEC Notice

Montgomery Capital Partners VI LP submitted a filing to the SEC on June 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jun 2, 2026

Forman Capital REIT Feeder Fund, LP Files Form D

Forman Capital REIT Feeder Fund, LP submitted a Form D notice on June 2, 2026, according to SEC EDGAR.

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Fundraising Jun 2, 2026

Forman Capital Mortgage REIT Files Form D

Forman Capital Mortgage REIT, Inc. submitted a Form D filing to the SEC on June 2, 2026.

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Regulatory Jun 2, 2026

Cortlandt Legal Fund 1, LLC Files SEC Document

Cortlandt Legal Fund 1, LLC submitted a filing to the SEC on June 2, 2026, according to SEC EDGAR records.

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Regulatory Jun 2, 2026

D - Quadrant Private Capital Solutions Platform Files SEC Notice

D - Quadrant Private Capital Solutions Platform, LP submitted a Section 3(c) filing to the SEC on June 2, 2026, claiming exemptions under 3(c)(1) and 3(c)(7).

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Fundraising Jun 2, 2026

Apex Tech Growth Partners II Files With SEC

Apex Tech Growth Partners II, LLC submitted a Form D filing to the SEC on June 2, 2026.

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Regulatory Jun 2, 2026

Kirigami Master Fund Ltd Files 3(c)(7) Notice With SEC

Kirigami Master Fund Ltd submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 2, 2026.

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Regulatory Jun 1, 2026

Vintage Credit Opportunity Partners Employee LP Files D/A

Vintage Credit Opportunity Partners Employee LP submitted a D/A filing to the SEC on June 1, 2026.

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Regulatory Jun 1, 2026

Wellington Commercial Real Estate Debt Fund I Files SEC Notice

Wellington Commercial Real Estate Debt Fund I, L.P. submitted a Form 3C filing claiming Section 3(c)(7) exemption on June 1, 2026.

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Fundraising Jun 1, 2026

Midloch Value Fund III, LLC Files With SEC EDGAR

Midloch Value Fund III, LLC submitted a filing to the SEC on June 1, 2026, according to EDGAR records.

The old courthouse in St. Louis with the iconic Gateway Arch in the backdrop.
Regulatory Jun 1, 2026

InvestX Growth Equity V-US (QP) LP Files D/A on June 1 2026

InvestX Growth Equity V-US (QP) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.

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Regulatory Jun 1, 2026

D - Kicker Co-Investment Ltd Files 3(c)(7) Notice

D - Kicker Co-Investment Ltd submitted a Section 3(c)(7) filing under the Investment Company Act on June 1, 2026.

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Regulatory Jun 1, 2026

CrediMovil Capital I LLC Files With SEC on June 1 2026

CrediMovil Capital I LLC submitted a filing to SEC EDGAR on June 1 2026 under accession number 0002137012-26-000001.

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Regulatory Jun 1, 2026

SGT Capital Co-Invest 1.1 SCSp Files 3(c)(1) Notice

SGT Capital Co-Invest 1.1 SCSp submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026, according to SEC EDGAR.

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Regulatory Jun 1, 2026

Apollo Aligned Alternatives ST Fund (JPY) Files D/A With SEC

Apollo Aligned Alternatives ST Fund (JPY), L.P. submitted a D/A filing on June 1, 2026 under Section 3(c)(7).

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Regulatory Jun 1, 2026

Madison & Main Investment LLC Files SEC Document June 1 2026

Madison & Main Investment LLC (0002137962) submitted a 6 KB filing to SEC EDGAR on June 1, 2026 under accession number 0001140361-26-023574.

Two professionals examining a divorce decree with a Lady Justice statue nearby.
Regulatory Jun 1, 2026

D - FCP-YAU Holdings, LLC Files Section 3(c)(1) Notice

D - FCP-YAU Holdings, LLC submitted a Section 3(c)(1) filing under the Investment Company Act on June 1, 2026.

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Regulatory Jun 1, 2026

Institutional Drilling Fund III LP Files D/A with SEC

Institutional Drilling Fund III LP submitted a D/A filing to the SEC on June 1 2026 under accession number 0002107894-26-000003.

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Regulatory Jun 1, 2026

D - Rehab Lending Income Fund I, LLC Files SEC Document

D - Rehab Lending Income Fund I, LLC submitted a filing to the SEC on June 1, 2026, according to EDGAR records.

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Regulatory Jun 1, 2026

InvestX Growth Equity V-US LP Files D/A on June 1 2026

InvestX Growth Equity V-US LP submitted a Form D amendment claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jun 1, 2026

Hoplon Fund III Files D/A with SEC on June 1 2026

Hoplon Fund III L.P. submitted a D/A filing on June 1 2026 under Investment Company Act Section 3(c)(1).

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Regulatory Jun 1, 2026

Hoplon Fund I, L.P. Files 3(c)(1) Notice on SEC EDGAR

Hoplon Fund I, L.P. submitted a Section 3(c)(1) notice filing to the SEC on June 1, 2026.

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Regulatory May 31, 2026

Atreides Foundation Fund, LP Files D/A on SEC EDGAR

Atreides Foundation Fund, LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on May 29, 2026.

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Regulatory May 31, 2026

PIMCO Quantitative Alpha Strategy Offshore Fund Files D/A

PIMCO Quantitative Alpha Strategy Offshore Fund, L.P. submitted a D/A filing with the SEC on May 29, 2026 under Section 3(c)(7).

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Regulatory May 31, 2026

Polar CRS Fund II LP Files 3(c)(7) Notice with SEC

Polar CRS Fund II LP submitted a Section 3(c)(7) filing under the Investment Company Act on May 29, 2026.

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Regulatory May 31, 2026

Atreides Foundation Fund, Ltd. Files D/A Amendment

Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a polar bear roaring outdoors, showcasing its powerful presence in nature.
Regulatory May 31, 2026

Polar CRS Fund II LP Files SEC Notice on May 29 2026

Polar CRS Fund II LP submitted a filing to the SEC under the Investment Company Act on May 29 2026.

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Regulatory May 31, 2026

PIMCO Quantitative Alpha Strategy Onshore Fund Files 3(c)(7) Notice

PIMCO Quantitative Alpha Strategy Onshore Fund, L.P. submitted a Section 3(c)(7) filing to the SEC on May 29, 2026.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory May 31, 2026

PIMCO Private Income Fund Onshore Feeder LLC Files D/A with SEC

PIMCO Private Income Fund Onshore Feeder LLC submitted a D/A filing under Section 3(c)(7) on May 29, 2026.

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