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Regulatory

645 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory May 26, 2026

Regal Resources Long Short Offshore Fund Files SEC Notice

Regal Resources Long Short (Offshore) Fund submitted a Section 3(c)(7) notice to the SEC on May 26, 2026.

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Regulatory May 25, 2026

Western Standard Partners LP Files D/A on 2026-05-22

Western Standard Partners LP submitted a D/A filing to the SEC on 2026-05-22 referencing Investment Company Act Section 3(c)(1).

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Regulatory May 25, 2026

Clutch Capital Files Form D for Moxi by Play Money Series

Moxi by Play Money a Series of Clutch Capital LLC submitted a Form D notice under Section 3(c)(1) on May 22, 2026.

Close-up of columns and exterior architectural details of a historic landmark building.
Regulatory May 25, 2026

Western Standard Partners QP, L.P. Files D/A on 2026-05-22

Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026, referencing Investment Company Act Section 3(c)(7).

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Regulatory May 25, 2026

Western Standard Partners QP Files D/A Amendment on May 22

Western Standard Partners QP, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

Beautiful view of the Zrenjanin Courthouse, a historic landmark by the river.
Regulatory May 25, 2026

MAVRK Celestia Fund, LP Files SEC Notice May 22, 2026

MAVRK Celestia Fund, LP submitted a filing to the SEC claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory May 25, 2026

Moxi by Play Money Series Files SEC Notice

D - Moxi by Play Money a Series of Clutch Capital LLC filed a 6 KB notice on 2026-05-22 claiming Section 3(c)(1) exemption.

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Regulatory May 25, 2026

Western Standard Partners QP Files D/A Amendment With SEC

Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory May 25, 2026

MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions

MAVRK Celestia Fund, LP submitted a Form D filing on May 22, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory May 24, 2026

Clutch Capital Files SEC Notice for Moxi by Play Money Series

D - Moxi by Play Money a Series of Clutch Capital LLC filed an SEC notice under Section 3(c)(1) on May 22, 2026.

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Regulatory May 24, 2026

MAVRK Celestia Fund, LP Files SEC Exemption Notice

MAVRK Celestia Fund, LP submitted a notice of exemption filing under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.

Professional woman in red dress writing real estate information on a whiteboard.
Fundraising May 24, 2026

Shellback Real Estate Fund I, LLC Files Form D

Shellback Real Estate Fund I, LLC submitted a Form D filing to the SEC on May 22, 2026.

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Regulatory May 24, 2026

Moxi by Play Money Series Files 3(c)(1) Notice

D - Moxi by Play Money a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.

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Regulatory May 24, 2026

Clutch Capital LLC Series Files 3(c)(1) Notice

D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a Section 3(c)(1) notice with the SEC on May 22, 2026.

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Fundraising May 24, 2026

Shellback Real Estate Fund I, LLC Files With SEC

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026, according to EDGAR records.

Close-up of contract papers with Scrabble tiles spelling 'CONTRACT'.
Regulatory May 24, 2026

MAVRK Celestia Fund, LP Files SEC Notice

MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026 referencing Investment Company Act Section 3(c).

A stunning view of the iconic United States Capitol under a blue sky in Washington, D.C.
Regulatory May 24, 2026

Western Standard Partners QP Files D/A With SEC

Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory May 24, 2026

MAVRK Celestia Fund, LP Files With SEC on May 22, 2026

MAVRK Celestia Fund, LP submitted a 7 KB filing claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.

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Regulatory May 24, 2026

Western Standard Partners QP Files D/A Amendment With SEC

Western Standard Partners QP, L.P. submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on May 22, 2026.

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Regulatory May 24, 2026

MAVRK Celestia Fund, LP Files SEC Notice May 22 2026

MAVRK Celestia Fund, LP submitted a 7 KB filing on May 22 2026 claiming Investment Company Act Section 3(c)(1) and 3(c)(7) exemptions.

Stunning black and white view of the Luzerne County Courthouse in Wilkes-Barre, PA.
Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files 3(c)(1) and 3(c)(7) Notice

MAVRK Celestia Fund, LP submitted a filing to the SEC claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Regulatory May 23, 2026

Western Standard Partners QP Files D/A Amendment

Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7).

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory May 23, 2026

D - HITT Power by SAC 28 Series Files 3(c)(1) Notice

D - HITT Power by SAC 28 a Series of Clutch Capital LLC submitted a Section 3(c)(1) filing on May 22, 2026.

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Fundraising May 23, 2026

Shellback Real Estate Fund I, LLC Files SEC Form D

Shellback Real Estate Fund I, LLC submitted a regulatory filing to the SEC on May 22, 2026, according to EDGAR records.

Neoclassical architecture of Tweed Courthouse in Manhattan at dusk capturing urban elegance.
Regulatory May 23, 2026

Western Standard Partners QP, L.P. Files D/A With SEC

Western Standard Partners QP, L.P. submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(7) of the Investment Company Act.

The historic Palais de Justice in Nice, showcasing classic French architectural design.
Regulatory May 23, 2026

Western Standard Partners LP Files D/A Notice with SEC

Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Historic courthouse facade with statue and American flag in daylight.
Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files SEC Notice on 3(c) Exemptions

MAVRK Celestia Fund, LP submitted a filing to the SEC on May 22, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

Miniature houses, euro bills, and a house key symbolize real estate investment and property transactions.
Regulatory May 23, 2026

Shellback Real Estate Fund I, LLC Files Form D With SEC

Shellback Real Estate Fund I, LLC submitted a regulatory filing to the SEC on May 22, 2026.

Beautiful view of the Zrenjanin Courthouse, a historic landmark by the river.
Regulatory May 23, 2026

MAVRK Celestia Fund, LP Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions

MAVRK Celestia Fund, LP submitted an SEC EDGAR filing on 2026-05-22 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

Colonial-style brick building with shutters and cupola in Williamsburg, USA.
Regulatory May 22, 2026

Shellback Real Estate Fund I, LLC Files with SEC

Shellback Real Estate Fund I, LLC submitted a filing to the SEC on May 22, 2026, under CIK 0002123578.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory May 22, 2026

Lone Gull Holdings, Ltd. Files With SEC on May 22, 2026

Lone Gull Holdings, Ltd. (CIK 0001913669) submitted a regulatory filing to the SEC on May 22, 2026.

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Regulatory May 22, 2026

Clutch Capital Series Submits SEC Filing Under 3(c)(1)

D - HITT Power by SAC 28 a Series of Clutch Capital LLC filed a notice with the SEC on May 22, 2026, referencing Section 3(c)(1).

Elegant neoclassical facade of Dublin's Four Courts with iconic white columns.
Regulatory May 22, 2026

Clutch Capital Files 3(c)(1) Notice for Moxi by Play Money Series

Clutch Capital LLC submitted an SEC filing on May 22 2026 for its D - Moxi by Play Money series claiming Section 3(c)(1) status.

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Regulatory May 22, 2026

SignalFire Eureka Fund Files SEC Document Referencing 3(c)(7)

SignalFire Eureka Fund, L.P. submitted a filing to the SEC on May 22, 2026 under Investment Company Act Section 3(c)(7).

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory May 21, 2026

Waypoint Energy Fund 2026 Files SEC Notice Under Section 3(c)(9)

D - Waypoint Energy Fund 2026, L.P. submitted a filing to the SEC on May 21, 2026 claiming exemption under Investment Company Act Section 3(c)(9).

Close-up of a development agreement document with pen and Scrabble tiles spelling 'AGREEMENT.'
Regulatory May 21, 2026

Bedford Ridge Investment Co XIII LP Files SEC Notice

Bedford Ridge Investment Co XIII LP submitted a filing to the SEC on May 21 2026 referencing Section 3(c)(7) of the Investment Company Act.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory May 21, 2026

BluCarbon Investment Fund (UK) LLC Files D/A with SEC

BluCarbon Investment Fund (UK) LLC submitted a D/A filing on May 21 2026 under accession number 0001926772-26-000001.

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Regulatory May 21, 2026

ICONIQ Strategic Partners VIII Co-Invest Files SEC Notice

ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series A3) submitted a filing under the Investment Company Act on May 21, 2026.

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Regulatory May 21, 2026

OHA Direct Credit Fund Files With SEC on May 21 2026

OHA Direct Credit Fund (0002097023) submitted a 12 KB SEC filing on May 21 2026 under accession number 0002097023-26-000001.

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Regulatory May 21, 2026

X-Growth Funding LLC Files SEC Document May 21 2026

X-Growth Funding LLC submitted a filing to the SEC on May 21, 2026 under accession number 0002136344-26-000001.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Regulatory May 21, 2026

Weed Investment Group Files SEC Form D on May 21, 2026

Weed Investment Group, Inc. submitted a Form D filing to the SEC with accession number 0001720449-26-000002 on May 21, 2026.

A pile of Euro and Turkish Lira banknotes scattered on a wooden surface, showcasing various denominations.
Regulatory May 20, 2026

Blackstone Infrastructure Partners F.3 Files SEC Amendment on May 20 2026

Blackstone Infrastructure Partners F.3 (Lux) SCSp submitted a D/A filing to the SEC on May 20 2026 referencing Section 3(c)(7).

Front view of the historic Hampton Courthouse in Virginia, showcasing Neoclassical architecture.
Regulatory May 20, 2026

Blackstone Infrastructure Partners Files D/A with SEC

Blackstone Infrastructure Partners F.1 L.P. submitted a D/A filing to the SEC on May 20, 2026 referencing Investment Company Act Section 3(c)(7).

Modern skyscrapers and a footbridge in Frankfurt under overcast skies.
Regulatory May 20, 2026

Blackstone Infrastructure Partners F.2 L.P. Files SEC Notice

Blackstone Infrastructure Partners F.2 L.P. submitted a filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Aerial shot of the Supreme Court Building's architectural details in Melbourne, Australia.
Regulatory May 20, 2026

MG&A Private Assets Master Fund Files SEC D/A for 3(c)(7)

MG&A Private Assets Master Fund, LLC submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Front view of the Supreme Court building in New York City with blue skies.
Regulatory May 20, 2026

Nidhiksh Investments Inc Files 3(c)(1) Notice with SEC

Nidhiksh Investments Inc submitted a filing to the SEC on May 20 2026 referencing Section 3(c)(1) of the Investment Company Act.

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Regulatory May 20, 2026

Blackstone Infrastructure Partners Files D/A for F.2 L.P.

Blackstone Infrastructure Partners F.2 L.P. submitted a D/A filing to the SEC on May 20, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Interior view of an American courthouse in Kirksville, Missouri, featuring a judge's desk and flags.
Regulatory May 20, 2026

Blackstone Infrastructure Partners F.1 L.P. Submits D/A Filing

Blackstone Infrastructure Partners F.1 L.P. files D/A on May 20 2026 referencing Investment Company Act Section 3(c)(7) per SEC EDGAR.

Low-angle shot of a historical brick courthouse featuring arched windows and architectural details.
Regulatory May 20, 2026

Mandalay Priority Income Fund I, LP Files D/A with SEC

Mandalay Priority Income Fund I, LP submitted a D/A filing to the SEC on May 20, 2026.

Two professionals examining a divorce decree with a Lady Justice statue nearby.
Regulatory May 20, 2026

Manole Capital Files D/A for Source Digital IV SPV

Manole Capital, LLC submitted a D/A filing for Source Digital IV SPV under Section 3(c)(1) of the Investment Company Act on May 20, 2026.

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