Regulatory
252 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Sarmis Capital Partners Fund II SCSp Files Under Section 3(c)(7)
Sarmis Capital Partners Fund II SCSp filed a notice under Item 3C.7 of the Investment Company Act on March 26, 2026, according to SEC EDGAR.
OIC Credit Fund IV Files SEC Notice Under Section 3(c)(7)
D - OIC Credit Fund IV (Onshore) SRF, L.P. filed a document with the SEC on March 26, 2026, under Item 3C.7 of the Investment Company Act.
Crestview Partners III CV-B, L.P. Files Under Section 3(c)(7)
Crestview Partners III CV-B, L.P. filed a document with SEC EDGAR on March 25, 2026, related to Section 3(c)(7) of the Investment Company Act.
MVP LS FUND DCLVI LLC Files Under Investment Company Act Section 3(c)(1)
D - MVP LS FUND DCLVI LLC filed a document with SEC EDGAR on March 25, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Absolute Strategies Partners LP Files Under Investment Company Act Section 3(c)(1)
D - Absolute Strategies Partners LP submitted a filing on March 25, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
EDG Voss Holdings, LP Files SEC Document
EDG Voss Holdings, LP submitted a filing to the SEC on March 25, 2026, as part of regulatory requirements.
King Tide Harbor Capital 1 LLC Files SEC Document
King Tide Harbor Capital 1 LLC submitted a filing to the SEC on March 25, 2026, as recorded in EDGAR.
Merritt Community Capital Fund 26, L.P. Files with SEC on March 25, 2026
Merritt Community Capital Fund 26, L.P., filed by entity 0002123990, submitted a document to the SEC on March 25, 2026, as recorded in SEC EDGAR.
Merritt Community Capital Fund 26, L.P. Files SEC Document
Merritt Community Capital Fund 26, L.P. submitted a filing to the SEC on March 25, 2026, according to EDGAR records.
Sandalwood Debt Traders Fund Files SEC Form Under Section 3(c)(1)
D/A - SANDALWOOD DEBT TRADERS FUND, L.P. filed a document with SEC EDGAR on March 25, 2026, citing Section 3(c)(1) of the Investment Company Act.
Tyrus Capital Fund Files Under SEC Investment Company Act Section 3(c)(7)
Tyrus Capital Special Situations Fund filed a document on March 25, 2026, under Item 3C.7 of the Investment Company Act.
DC 601 Co-Investment, LP Files Under Investment Company Act Section 3(c)(1)
DC 601 Co-Investment, LP submitted a filing to SEC EDGAR on March 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Rangeley Lake Partners, LP Files SEC Document
Rangeley Lake Partners, LP submitted a filing to the SEC on March 24, 2026, with accession number 0002123885-26-000001.
8188 Capital XXVII Starcloud 2 Files Under Investment Company Act Section 3(c)(1)
CGF2021 LLC's series 8188 Capital XXVII Starcloud 2 filed a SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Hesperian Ventures Files SEC Notice for Section 3(c)(1) Exemption
Hesperian Ventures Workplace AI, a series of CGF2021 LLC, filed an SEC document on March 24, 2026, citing Section 3(c)(1) of the Investment Company Act.
Potrero Capital Research Partners II Files SEC Notice Under Section 3(c)(7)
Potrero Capital Research Partners II, L.P. filed a 10 KB document with the SEC on March 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
Capco Partners Files Under Investment Company Act Section 3(c)(1)
Capco Partners, Ltd. filed a document under Item 3C of the Investment Company Act on March 23, 2026, as reported by SEC EDGAR.
Augurey Ventures III Files Form D Amendment Referencing Investment Company Act
Augurey Ventures III - Series SpaceX A filed an amendment to Form D on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC records.
Augurey Ventures III, LLC Files SEC Notice for Series Crusoe A
Augurey Ventures III, LLC - Series Crusoe A filed a notice under Section 3(c)(1) of the Investment Company Act on March 23, 2026, according to SEC EDGAR.
Augurey Ventures III, LLC Files Under Investment Company Act Section 3(c)(1)
Augurey Ventures III, LLC - Series Crusoe A filed a document with the SEC on March 23, 2026, citing Section 3(c)(1) of the Investment Company Act.
D/A - Diversified Exchange Fund Large-Cap, LLC Files SEC Notice for Section 3(c)(7)
D/A - Diversified Exchange Fund Large-Cap, LLC submitted a filing on March 23, 2026, related to the Investment Company Act Section 3(c)(7), as per SEC records.
Deep Tech Fund I LP Files SEC Document Under Investment Company Act
Deep Tech Fund I LP filed a document with SEC EDGAR on March 23, 2026, referencing Section 3(c)(1) of the Investment Company Act.
AgAide Fund I, LP Files for Investment Company Act Exemptions
D - AgAide Fund I, LP filed a SEC document on March 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Ghisallo Credit Opportunity Partners LP Files SEC Document for Section 3(c)(7)
Ghisallo Credit Opportunity Partners LP submitted a filing to the SEC on March 20, 2026, citing Investment Company Act Section 3(c)(7).
GC Venture XII (A-III), L.P. Files for Investment Company Act Exemption
D - GC Venture XII (A-III), L.P. submitted a filing on March 20, 2026, under Section 3(c)(7) of the Investment Company Act, as recorded in SEC EDGAR documents.
Ghisallo Credit Opportunity Partners LP Files Under Section 3(c)(7)
Ghisallo Credit Opportunity Partners LP submitted a SEC filing on March 20, 2026, related to Investment Company Act exemptions.
Pan Capital Energy Offshore Fund Ltd. Files Form D/A with SEC
Pan Capital Energy Offshore Fund Ltd. filed a Form D/A on March 20, 2026, as per SEC EDGAR records.
Invesco Short-Term Investment Fund Files SEC Document on Investment Act
Invesco Fixed Income Trust filed a SEC EDGAR document on March 20, 2026, referencing sections of the Investment Company Act.
PPB Capital Dynamics Fund Files SEC Form D Amendment
PPB Capital Dynamics Mid-Market Direct VI Access Fund LP filed an SEC Form D amendment on March 20, 2026, citing Section 3(c)(7).
TRC Optimum Fund LLC Files SEC Document Referencing Section 3(c)(1)
TRC Optimum Fund LLC submitted a SEC filing on March 20, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.
Carrhae Capital Long Fund LP Files Under Section 3(c)(7)
Carrhae Capital Long Fund LP submitted a SEC filing on March 20, 2026, related to Section 3(c)(7) of the Investment Company Act.
CES Properties Fund LVI LLC Files SEC Document on March 20, 2026
D - CES Properties Fund LVI (Ridgeline Mezz Loan) LLC submitted a filing to the SEC, as recorded in SEC EDGAR documents.
INCA Latin American Offshore Fund Files Under Section 3(c)(7)
INCA Latin American Offshore Fund Ltd. filed a document with the SEC on March 20, 2026, citing Section 3(c)(7) of the Investment Company Act.
RREEF Core Plus Residential Fund LP Files SEC Notice Under Section 3(c)(5)
RREEF Core Plus Residential Fund LP filed a regulatory notice with the SEC on March 20, 2026, referencing Section 3(c)(5) of the Investment Company Act.
DA-0202 Fund II Files Under Investment Company Act Section 3(c)(1)
D - DA-0202 Fund II, a series of Roll Up Vehicles, LP, filed a document with SEC EDGAR on March 20, 2026, citing Section 3(c)(1) of the Investment Company Act.
WTW Real Assets Fund Files Section 3(c)(7) Exemption
WTW Real Assets Fund, L.P. submitted a filing under Section 3(c)(7) of the Investment Company Act on March 19, 2026, as per SEC EDGAR records.
D - Rad Capital Partners Fund II LP Files SEC Document
D - Rad Capital Partners Fund II LP submitted a filing to the SEC on March 19, 2026, as recorded in EDGAR archives.
WTW Real Assets Fund Files Under Section 3(c)(7)
WTW Real Assets Fund, L.P. submitted a filing on March 19, 2026, related to Section 3(c)(7) of the Investment Company Act.
BBE Phoenix Fund, LP Files Document with SEC
D - BBE Phoenix Fund, LP submitted a filing to the SEC EDGAR system on March 19, 2026.
Primordial Ventures Fund I Files for Section 3(c)(1) Exemption
D - Primordial Ventures Fund I, LP filed an SEC document on March 19, 2026, citing Section 3(c)(1) of the Investment Company Act.
AIR U.S. Life Fund V, LP Files SEC Form D/A on March 19, 2026
AIR U.S. Life Fund V, LP submitted a Form D/A filing to the SEC on March 19, 2026, referencing Investment Company Act Section 3(c)(7).
Merritt Community Capital Fund 24, L.P. Files with SEC
Merritt Community Capital Fund 24, L.P. submitted a filing to the SEC on March 19, 2026, as documented in the EDGAR database.
Kathmere Private Markets Fund 2024 LP Files for Section 3(c)(1) Exemption
Kathmere Private Markets Fund 2024 LP submitted a filing under the Investment Company Act Section 3(c)(1) on March 19, 2026, according to SEC EDGAR.
Investment Solutions Tacora Credit 2025 Access Fund LP Files Under Investment Company Act
Investment Solutions Tacora Credit 2025 Access Fund LP filed a document with SEC EDGAR on March 19, 2026, citing Section 3(c) and Section 3(c)(7) of the Investment Company Act.
Kathmere Private Markets Fund 2024 LP Files SEC Form D/A
Kathmere Private Markets Fund 2024 LP submitted a filing under Section 3(c)(1) of the Investment Company Act on March 19, 2026, according to SEC records.
Titan Masters Fund LP Files SEC Document on March 18, 2026
Titan Masters Fund LP submitted a filing to the SEC EDGAR system on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Copper Creek Holdings I, LLC Files Form D/A with SEC
Copper Creek Holdings I, LLC submitted a Form D/A filing to the SEC on March 18, 2026, as part of regulatory requirements for exempt securities offerings.
Market Street Private Markets Fund V Files SEC Document on Investment Company Act
D - Market Street Private Markets Fund V, LLC filed a SEC document on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Foundation RE Opportunity Fund LLC Files for Section 3(c)(5) Exemption
D - Foundation RE Opportunity Fund LLC submitted a SEC filing on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Origin SA Sidecar Fund LLC Files SEC Document Under Investment Company Act
D - Origin SA Sidecar Fund, LLC filed a document with the SEC on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
