Regulatory
316 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Centuria Strategic Fund LLC JSF Series Files Under Investment Company Act Section 3(c)(1)
Centuria Strategic Fund LLC JSF Series submitted a SEC filing on April 6, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Plaintext Fund LP Files SEC Document for Section 3(c)(1) Exemption
D/A - Plaintext Fund LP submitted a filing to the SEC on April 6, 2026, related to Section 3(c)(1) of the Investment Company Act.
House of Stone Capital Fund One LLC Files Under Section 3(c)(1)
House of Stone Capital Fund One LLC filed a SEC document on April 3, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
House of Stone Capital Fund One LLC Files for Section 3(c)(1) Exemption
House of Stone Capital Fund One LLC submitted a filing to the SEC on April 3, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Valmeade Meadowside Holdings, LP Files SEC Document on April 3, 2026
Valmeade Meadowside Holdings, LP submitted a filing to SEC EDGAR on April 3, 2026, as per official records.
Oasis Investments II US Feeder Ltd. Files SEC Document for Section 3(c)(7)
D/A - Oasis Investments II US Feeder Ltd. submitted a SEC EDGAR filing on April 3, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund US Feeder Ltd. Files Under Investment Company Act Section 3(c)(7)
Oasis Japan Strategic Fund US Feeder Ltd. filed a document with SEC EDGAR on April 3, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.
PCM Long Offshore Fund Files SEC Notice for Section 3(c)(7) Exemption
PCM Long Offshore Fund, Ltd. filed a SEC document on April 3, 2026, related to Investment Company Act exemptions, according to SEC EDGAR records.
Sagefield Multi-Strategy Offshore Fund Files SEC Document for Section 3(c)(7)
Sagefield Multi-Strategy Offshore Fund Ltd. filed a SEC EDGAR document on April 3, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Acadian Fund Files Under Section 3(c)(7) of Investment Company Act
Acadian Enhanced Global All-Country Equity Fund, LLC submitted a filing related to Section 3(c)(7) on April 3, 2026, as per SEC EDGAR records.
Windstone Investment LLC Files Form D Amendment
Windstone Investment LLC submitted an amendment to Form D on April 3, 2026, as per SEC EDGAR records.
Apollo Fund Files SEC Document for Section 3(c)(7)
Apollo Multi Asset Credit Replacement Co-Investors (A), L.P. filed a SEC document on April 2, 2026, related to Item 3C of the Investment Company Act.
Apollo Multi Asset Credit Replacement Files SEC Form for Section 3(c)(7)
D/A - Apollo Multi Asset Credit Replacement (Offshore), Ltd. filed a SEC document on April 2, 2026, related to Item 3C.7 under the Investment Company Act Section 3(c)(7).
Apollo Multi Asset Credit Replacement Files Under Section 3(c)(7)
D/A - Apollo Multi Asset Credit Replacement (Offshore), Ltd. filed a document with the SEC on April 2, 2026, citing Section 3(c)(7) of the Investment Company Act.
Decibel Partners III, LP Files SEC Document for Investment Company Act
Decibel Partners III, LP filed a document with the SEC on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
ISQ Hawkeye Holdings, L.P. Files D/A with SEC
ISQ Hawkeye Holdings, L.P. filed a D/A on April 2, 2026, according to SEC EDGAR records.
BLVD BTS Fund II, LLC Submits SEC Filing
D - BLVD BTS Fund II, LLC filed a document with the SEC on April 2, 2026, according to EDGAR records.
AM SPV Fund Management LLC Files for D - Mezcla SPV Series
AM SPV Fund Management LLC submitted a SEC filing for D - Mezcla SPV on April 2, 2026, as part of its activities as a fund manager.
Blackstone Energy Transition Partners V L.P. Files SEC Document on Section 3(c)(7)
Blackstone Energy Transition Partners V L.P. submitted a filing to the SEC on April 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D - Pulse Co-Investment LP Files SEC Form for Section 3(c)(7)
D - Pulse Co-Investment LP submitted a SEC EDGAR filing on April 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Align Fund 2, LP Files Under Investment Company Act Section 3(c)(1)
Align Fund 2, LP submitted a SEC filing on April 1, 2026, invoking Section 3(c)(1) of the Investment Company Act.
WTC Multi Strategy Fund Offshore Files SEC Document on Investment Company Act
D/A - WTC Multi Strategy Fund Offshore, LLC filed a SEC document on April 1, 2026, citing Investment Company Act Section 3(c) and Section 3(c)(7).
Infinitas Capital SPV XXX Files SEC Document
Infinitas Capital SPV XXX, a series of Infinitas Capital Master LLC, filed a document with the SEC on April 1, 2026.
Ithaka Infra Fund III Files for Investment Company Act Exemptions
Ithaka Infra Fund III, F.C.R., filed a document with SEC EDGAR on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
MPC IL River Edge Fund LLC Files SEC Document
MPC IL River Edge Fund LLC, with CIK 0001866277, submitted a filing to the SEC on April 1, 2026, according to EDGAR records.
Everview Residential Finance Holdings B, L.P. Files for Investment Act Exemptions
Everview Residential Finance Holdings B, L.P. filed a document on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
L Squared Capital Partners V-B LP Files for Investment Company Act Exemptions
L Squared Capital Partners V-B LP submitted a SEC filing on March 31, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Centerbridge Keystone Fund Files Under Investment Company Act Section 3(c)(7)
Centerbridge Keystone Fund, L.P. filed a SEC form on March 31, 2026, citing Section 3(c)(7) of the Investment Company Act for exemption purposes.
L Squared Capital Partners V-EF LP Files for Investment Company Act Exemptions
L Squared Capital Partners V-EF LP submitted a SEC filing on March 31, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
CLEARMATRIX SPV A SERIES Files SEC Document
CLEARMATRIX SPV A SERIES OF AM SPV FUND MANAGEMENT LLC filed a document with the SEC on March 31, 2026.
StartEngine Private Funds LLC Files for Series 11-1
StartEngine Private Funds LLC submitted a SEC filing for its D - Series 11-1 on March 31, 2026, as part of routine regulatory disclosures.
Golub Capital Direct Lending Fund Files Under Section 3(c)(7)
Golub Capital Direct Lending Fund, L.P., Series SU-A submitted a SEC filing on March 31, 2026, specifying Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Ascend Investment Fund II, LLC Files Under Section 3(c)(1)
Ascend Investment Fund II, LLC submitted a filing under Section 3(c)(1) of the Investment Company Act on March 31, 2026, as reported by SEC EDGAR.
GLL Health Sciences Fund Ltd Files Under Section 3(c)(7)
GLL Health Sciences Fund Ltd filed a SEC document on March 31, 2026, related to Item 3C.7 of the Investment Company Act.
Synergy Renovation Fund LLC Files SEC Document
Synergy Renovation Fund LLC, with CIK 0002125328, submitted a filing to the SEC on March 31, 2026, according to EDGAR records.
Tyro Absolute Return Fund II LP Files SEC Document for Section 3(c)(7)
Tyro Absolute Return Fund II LP filed a SEC document on March 31, 2026, related to Section 3(c)(7) of the Investment Company Act.
CH Ventures III (Parallel) Files Under Investment Company Act Section 3(c)(1)
D - CH Ventures III (Parallel), L.P. filed a document with the SEC on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Godel Alpha Fund LP Files D/A with SEC
Godel Alpha Fund LP submitted a D/A filing to the SEC on March 30, 2026, as recorded in SEC EDGAR documents.
Seafront Opportunity Fund II LLC - Series I Files SEC Document on Investment Company Act
Seafront Opportunity Fund II LLC - Series I filed a document with the SEC on March 30, 2026, citing Investment Company Act Section 3(c)(7).
Bash Capital1, Inc. Files Form D/A with SEC
Bash Capital1, Inc., an emerging fund manager, filed a Form D/A on March 30, 2026, as reported in SEC EDGAR records.
MDF Capital Partners 2023, LP Files SEC Document
MDF Capital Partners 2023, LP submitted a filing to the SEC on March 30, 2026, as recorded in SEC EDGAR archives.
LM DNM SEED SPV 2026 Files Under Investment Company Act Section 3(c)(1)
D - LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a document on March 30, 2026, citing Section 3(c)(1) of the Investment Company Act.
Navier Ventures LP Files SEC Document for Series Exemption
Navier Ventures LP filed a document on March 30, 2026, for D - NavierCVAlloyed 1 under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Navier Ventures LP Files SEC Notice for Fund Series
Navier Ventures LP submitted a filing on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
Snow Lion Note Fund 12 RES LLC Files SEC Document
D - Snow Lion Note Fund 12 RES LLC submitted a filing to the SEC on March 30, 2026, with an accession number of 0002125243-26-000001, according to EDGAR records.
Snow Lion Note Fund 12 RES LLC Files with SEC on March 30, 2026
D - Snow Lion Note Fund 12 RES LLC submitted a filing to the SEC, as recorded on March 30, 2026.
D - Collektion Investments IV LLC Files SEC Document
D - Collektion Investments IV LLC, with CIK 0002125748, submitted a filing to the SEC on March 30, 2026.
River Oak Capital Public Equities Fund Files Under Investment Company Act
River Oak Capital Public Equities Fund, LP filed a document with the SEC on March 30, 2026, related to Section 3(c)(1) of the Investment Company Act.
1EP Ventures I (Cayman) L.P. Files Under SEC Section 3(c)(7)
D - 1EP Ventures I (Cayman), L.P. submitted a filing to the SEC on March 27, 2026, under Item 3C and Section 3(c)(7) of the Investment Company Act.
Greystar Global Strategic Partners II Files Under Section 3(c)(7)
Greystar Global Strategic Partners II (US Feeder), LP filed a notice related to Section 3(c)(7) of the Investment Company Act on March 27, 2026, as per SEC EDGAR.
