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Regulatory

950 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory Jul 15, 2026

Atyant Capital India Fund-I Files D/A on SEC EDGAR

Atyant Capital India Fund-I submitted a D/A filing on July 15, 2026, via SEC EDGAR under accession number 0002077844-26-000001.

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Regulatory Jul 15, 2026

Amaltas Capital India Fund LLC Files D/A With SEC

Amaltas Capital India Fund LLC submitted a D/A filing to the SEC on July 15, 2026, claiming Section 3(c)(7) exemption.

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Regulatory Jul 15, 2026

Mainsheet Capital Partners, LLC Files With SEC EDGAR on July 15, 2026

Mainsheet Capital Partners, LLC (CIK 0002141840) submitted a 5 KB filing to the SEC on July 15, 2026 under accession number 0002141840-26-000001.

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Regulatory Jul 15, 2026

AG Direct Lending Fund V Files Amended Form D/A

AG Direct Lending Fund V (Levered) Structured Note, L.P. submitted a Form D/A filing with the SEC on 2026-07-15 claiming Section 3(c)(7) exemption.

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Regulatory Jul 15, 2026

Redwood Digital Offshore Fund I Files 3(c)(1) Amendment

Redwood Digital Offshore Fund I, Ltd submitted a D/A filing on July 15, 2026 claiming exemption under Section 3(c)(1).

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Regulatory Jul 14, 2026

Carrick Capital Associates Fund V Files SEC Notice on 3(c) Exemptions

Carrick Capital Associates Fund V, L.P. filed an SEC notice on July 14, 2026 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Regulatory Jul 14, 2026

Callodine Asset Backed Credit Blocker Files SEC Document

Callodine Asset Backed Credit Blocker, LLC submitted a filing to the SEC on July 14, 2026.

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Regulatory Jul 14, 2026

Treasure Valley Hospital LP Files With SEC

Treasure Valley Hospital Limited Partnership filed a 9 KB document with the SEC on July 14 2026 under CIK 0001058908.

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Regulatory Jul 14, 2026

ARGA International Fund Files 3(c)(7) Notice

ARGA International Fund, a series of ARGA Funds Trust, submitted a Section 3(c)(7) filing to the SEC on July 14, 2026.

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Regulatory Jul 14, 2026

Foss Ohio 2027 Fund I, LLC Files with SEC

Foss Ohio 2027 Fund I, LLC submitted a filing to the SEC on 2026-07-14 under CIK 0002144862.

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Regulatory Jul 14, 2026

Elevation Capital IX LP Files 3(c)(7) Notice

Elevation Capital IX LP submitted a Section 3(c)(7) filing with the SEC on July 14, 2026.

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Regulatory Jul 14, 2026

D - 334 Douglass Street Partners, LLC Files With SEC

D - 334 Douglass Street Partners, LLC submitted a filing to the SEC on July 14, 2026.

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Regulatory Jul 14, 2026

Neuberger Berman Emerging Market Debt Fund Files D/A With SEC

Neuberger Berman Emerging Market Debt Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 14, 2026.

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Regulatory Jul 14, 2026

D - Legacy Holdings Topco, L.P. Files SEC Document

D - Legacy Holdings Topco, L.P. submitted a filing to the SEC on July 14, 2026 under accession number 0002131743-26-000003.

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Regulatory Jul 14, 2026

Clout Fund LLC Files D/A Amendment With SEC

Clout Fund LLC submitted a Form D/A filing on 2026-07-14 claiming Section 3(c)(1) exemption under the Investment Company Act.

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Regulatory Jul 14, 2026

SRF Onshore Plan Assets Opportunistic Credit Fund LP Files D/A

SRF Onshore Plan Assets Opportunistic Credit Fund LP submitted a D/A filing on 2026-07-14 claiming Section 3(c)(7) exemption.

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Regulatory Jul 14, 2026

1789 Capital Lakehouse III LP Files SEC Notice

D - 1789 Capital Lakehouse III LP submitted a filing to the SEC on 2026-07-14 referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory Jul 14, 2026

D - VE-0526 Fund II Files 3(c)(1) Notice With SEC

D - VE-0526 Fund II, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice with the SEC on July 14, 2026.

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Regulatory Jul 13, 2026

Seraya Partners Fund II, LP Files D/A with SEC

Seraya Partners Fund II, LP submitted a D/A filing on July 13, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).

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Regulatory Jul 13, 2026

Open Title Texas Holdings, LLC Files D/A With SEC

Open Title Texas Holdings, LLC (CIK 0002108502) submitted a D/A filing on 2026-07-13 via SEC EDGAR.

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Regulatory Jul 13, 2026

EB5 Capital Jobs Fund 50 LLC Files with SEC EDGAR

EB5 Capital - Jobs Fund 50, LLC submitted a filing to SEC EDGAR on July 13, 2026 under accession number 0002144645-26-000001.

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Regulatory Jul 13, 2026

Seraya Partners Fund II Files D/A for 3(c)(1) and 3(c)(7) Exemptions

Seraya Partners Fund II (SEA), LP submitted a D/A filing on July 13, 2026, claiming Investment Company Act exemptions under Sections 3(c)(1) and 3(c)(7).

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Regulatory Jul 13, 2026

RL Investment Group LLC Files SEC Document July 13 2026

RL Investment Group LLC submitted a filing to the SEC on July 13 2026 under accession number 0001813406-26-000009.

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Fundraising Jul 13, 2026

USEDC 2026 Drilling Fund 2 LP Files D/A on SEC EDGAR

USEDC 2026 Drilling Fund 2 LP submitted a D/A filing to the SEC on July 13, 2026.

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Regulatory Jul 13, 2026

AlphaKeys ExodusPoint Partners Fund Files SEC Notice July 13 2026

AlphaKeys ExodusPoint Partners Fund, L.P. submitted an SEC EDGAR filing on July 13 2026 referencing Section 3(c)(7) of the Investment Company Act.

Monochrome image of a historic building's facade showcasing architectural elegance.
Regulatory Jul 13, 2026

NISA Confluence Offshore Fund Ltd Files Form D Amendment

NISA Confluence Offshore Fund Ltd submitted a Form D amendment on July 13 2026 claiming Section 3(c)(7) exemption.

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Regulatory Jul 12, 2026

Argent Vale Capital Inc. Files SEC Document on July 10 2026

Argent Vale Capital Inc. submitted a 7 KB filing to the SEC with accession number 0002141948-26-000001 on July 10 2026.

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Regulatory Jul 12, 2026

Valiant Peregrine Special Opportunities Fund 8 Files SEC Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) filing with the SEC on July 10, 2026, according to SEC EDGAR.

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Regulatory Jul 12, 2026

MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I QC submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10, 2026.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Jul 12, 2026

D - AI Agent Fund I Files 3(c)(1) Notice with SEC

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

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Regulatory Jul 12, 2026

WH Capital IX LLC Files Section 3(c)(1) Notice With SEC

WH Capital IX LLC submitted a filing under Investment Company Act Section 3(c)(1) on 2026-07-10 according to SEC EDGAR.

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Regulatory Jul 12, 2026

Argent Vale Capital Inc. Files with SEC on July 10 2026

Argent Vale Capital Inc. (CIK 0002141948) submitted a filing to the SEC on July 10 2026 under accession number 0002141948-26-000001.

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Regulatory Jul 12, 2026

D - MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) filing to the SEC on 2026-07-10.

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Regulatory Jul 12, 2026

Argent Vale Capital Inc. Files SEC Document (CIK 0002141948)

Argent Vale Capital Inc. submitted a filing to the SEC on July 10, 2026, with accession number 0002141948-26-000001.

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Regulatory Jul 12, 2026

Creator Revenue Fund I Files 3(c)(1) Notice with SEC

D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-10.

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Regulatory Jul 12, 2026

D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10 2026.

Close-up of Bitcoin coins and an iPad displaying 'Financial Freedom,' symbolizing modern digital savings.
Regulatory Jul 12, 2026

Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted an SEC filing under Investment Company Act Section 3(c)(7) on July 10, 2026.

Black and white photo of the iconic Presidio County Courthouse in Marfa, Texas.
Regulatory Jul 12, 2026

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. submitted a 7 KB SEC filing on July 10 2026 under accession number 0002141948-26-000001.

The US Capitol Building in Washington DC, an iconic symbol of the American government.
Regulatory Jul 12, 2026

WH Capital IX LLC Files 3(c)(1) Exemption Notice

WH Capital IX LLC submitted a Section 3(c)(1) notice under the Investment Company Act to the SEC on July 10, 2026.

Monochrome photo of the New York State Capitol building with its reflection in water, emphasizing architectural symmetry.
Regulatory Jul 11, 2026

D - AI Agent Fund I Series Files 3(c)(1) Notice

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted an SEC filing on 2026-07-10 claiming Section 3(c)(1) exemption.

Close-up of 50 euro banknotes with a digital stock market chart on a tablet, depicting financial growth.
Regulatory Jul 11, 2026

Argent Vale Capital Inc. Files Form D with SEC on 2026-07-10

Argent Vale Capital Inc. submitted a Form D filing to the SEC on July 10, 2026, listed under CIK 0002141948 on EDGAR.

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Regulatory Jul 11, 2026

D - Creator Revenue Fund I, LP Files SEC Notice

D - Creator Revenue Fund I, LP submitted a Form 3C filing on July 10, 2026 claiming Section 3(c)(1) exemption.

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Regulatory Jul 11, 2026

Manatuck Hill Mariner Offshore Fund Files D/A on July 10 2026

Manatuck Hill Mariner Offshore Fund Ltd filed a D/A notice referencing Section 3(c)(7) of the Investment Company Act with the SEC on July 10 2026.

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Regulatory Jul 11, 2026

MVP Opportunity Fund VI Series 26I Files 3(c)(7) Notice

D - MVP Opportunity Fund VI LLC Series 26I filed with the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory Jul 11, 2026

Argent Vale Capital Inc. Files SEC Document

Argent Vale Capital Inc. submitted a filing to the SEC on July 10 2026 under accession number 0002141948-26-000001.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory Jul 11, 2026

D - Creator Revenue Fund I, LP Files 3(c)(1) Notice

D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) notice filing to the SEC on July 10, 2026.

Detailed loan agreement document close-up on a wooden table representing legal and financial concepts.
Regulatory Jul 11, 2026

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. (CIK 0002141948) submitted filing 0002141948-26-000001 to the SEC on July 10 2026.

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Regulatory Jul 11, 2026

D - AI Agent Fund I Files SEC Notice as FOG Ventures Series

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

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Regulatory Jul 11, 2026

Valiant Peregrine Special Opportunities Fund 8 Files Form D

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Form D filing with the SEC on July 10, 2026 under Section 3(c)(7).

Close-up of the architectural details of the Reichstag Building in Berlin, Germany.
Regulatory Jul 11, 2026

WH Capital IX LLC Files 3(c)(1) Exemption with SEC

WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026.

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