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Regulatory

1144 stories covering regulatory — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

Low angle view of the Texas State Capitol dome and flags in Austin, Texas.
Regulatory Aug 2, 2026

StepStone Capital Partners VI Files D/A With SEC

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Regulatory Aug 2, 2026

StepStone Capital Partners VI Europe, SCSp Files D/A With SEC

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, under Investment Company Act Section 3(c)(7).

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Regulatory Aug 2, 2026

Employee Health Holdings, LP Files D/A on SEC EDGAR

Employee Health Holdings, LP submitted a D/A filing to the SEC on July 31, 2026, according to SEC EDGAR records.

Detailed view of a stock market screen showing numbers and data, symbolizing financial trading.
Regulatory Aug 2, 2026

Ardenwood Ventures LLC Fund 1 Files with SEC on July 31 2026

Ardenwood Ventures LLC Fund 1 submitted a filing to the SEC on July 31 2026 with accession number 0002148351-26-000001.

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Regulatory Aug 2, 2026

StepStone Capital Partners VI Offshore Files D/A on July 31, 2026

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.

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Regulatory Aug 2, 2026

StepStone Capital Partners VI-E Europe Files SEC Document

StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026 under Investment Company Act Section 3(c)(7).

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Regulatory Aug 2, 2026

StepStone Capital Partners VI Files D/A With SEC on July 31 2026

StepStone Capital Partners VI, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 31 2026.

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Regulatory Aug 2, 2026

StepStone Capital Partners VI Europe Files D/A on July 31 2026

StepStone Capital Partners VI Europe SCSp submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 31 2026.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Europe Files D/A on SEC EDGAR

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a red stop sign surrounded by trees in Jaca, Spain, conveying a sense of safety.
Regulatory Aug 1, 2026

StepStone Capital Partners VI, L.P. Files D/A with SEC

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Files SEC Amendment

StepStone Capital Partners VI, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.

A black and white view of the historic courthouse facade in Hampton, Virginia, showcasing classic architecture.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Offshore Files D/A on 2026-07-31

StepStone Capital Partners VI Offshore, L.P. (CIK 0002073342) submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Regulatory Aug 1, 2026

Minetta Ventures SPV LLC Files SEC Amendment Under 3(c)(7)

Minetta Ventures SPV LLC submitted a D/A filing to the SEC on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Captivating view of the California State Capitol amidst lush greenery under a clear sky.
Regulatory Aug 1, 2026

Knightvest Capital Fund II, LP Files SEC Document July 31, 2026

Knightvest Capital Fund II, LP submitted a filing to the SEC on July 31, 2026 referencing Investment Company Act Section 3(c)(5).

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Regulatory Aug 1, 2026

Ardenwood Ventures LLC Files for Fund 1 on SEC EDGAR

Ardenwood Ventures LLC submitted a filing for Fund 1 on July 31, 2026, according to SEC EDGAR records.

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Regulatory Aug 1, 2026

Employee Health Holdings, LP Files D/A With SEC

Employee Health Holdings, LP submitted a D/A filing to the SEC on July 31, 2026 under CIK 0002024969.

Two professionals in suits writing notes and reviewing documents at an outdoor meeting table.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Europe Files D/A on July 31

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on July 31, 2026.

Red brick building with clock tower and flags on a bright day.
Regulatory Aug 1, 2026

Knightvest Capital Fund II, LP Files D/A With SEC

Knightvest Capital Fund II, LP submitted a D/A filing to the SEC on 2026-07-31 under Investment Company Act Section 3(c)(5).

Stunning aerial view of the iconic California State Capitol in Sacramento surrounded by cityscape.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Files D/A on July 31, 2026

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, under Section 3(c)(7) of the Investment Company Act.

Close-up of the Department of Agriculture building facade under a clear blue sky.
Regulatory Aug 1, 2026

StepStone Capital Partners VI-E Europe Files 3(c)(7) Notice

StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Offshore Files D/A with SEC

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of hands signing a contract on a desk with office supplies, symbolizing legal agreements.
Regulatory Aug 1, 2026

StepStone Capital Partners VI Europe Files D/A With SEC

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on 2026-07-31 referencing Section 3(c)(7) of the Investment Company Act.

Hands signing a contract with a blue pen, close-up view.
Regulatory Aug 1, 2026

Ardenwood Ventures LLC Files for Fund 1 with SEC

Ardenwood Ventures LLC submitted a filing for Fund 1 to the SEC on July 31, 2026, under accession number 0002148351-26-000001.

Stone carving of the Great Seal of the United States on a wall displaying an eagle with shield and olive branch.
Regulatory Jul 31, 2026

StepStone Capital Partners VI Offshore Files D/A with SEC

StepStone Capital Partners VI Offshore, L.P. submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 31, 2026.

Top view of scrabble tiles spelling 'DOCUMENTS' on various contracts and agreements.
Regulatory Jul 31, 2026

StepStone Capital Partners VI Files D/A on July 31 2026

StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC under Section 3(c)(7) of the Investment Company Act.

A view of a neoclassical government building with an American flag and cherry blossoms in Washington, DC.
Regulatory Jul 31, 2026

StepStone Capital Partners VI-E Europe Files D/A on 2026-07-31

StepStone Capital Partners VI-E Europe, SCSp filed a D/A amendment claiming Section 3(c)(7) exemption under the Investment Company Act.

Close-up of the architectural details of the Reichstag Building in Berlin, Germany.
Regulatory Jul 31, 2026

StepStone Capital Partners VI Europe Files D/A With SEC

StepStone Capital Partners VI Europe, SCSp submitted a D/A filing to the SEC on July 31, 2026, under Investment Company Act Section 3(c)(7).

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Regulatory Jul 29, 2026

Merewether Liquid Credit Offshore Partners Files D/A on July 29 2026

Merewether Liquid Credit Offshore Partners, Ltd submitted a D/A filing to the SEC on July 29 2026 referencing Section 3(c)(7).

Top view of scrabble tiles spelling 'DOCUMENTS' on various contracts and agreements.
Regulatory Jul 29, 2026

EquityZen Growth Technology Fund LLC Series 2331 Files SEC Notice

EquityZen Growth Technology Fund LLC Series 2331 submitted a Section 3(c)(1) filing with the SEC on July 29, 2026.

Cutout paper composition of piggy bank with banknotes and pile of coins on blue background
Regulatory Jul 29, 2026

EquityZen Growth Technology Fund LLC Series 2334 Files SEC Notice

EquityZen Growth Technology Fund LLC Series 2334 submitted a 7 KB filing to the SEC on July 29, 2026 under Section 3(c)(1) of the Investment Company Act.

Overhead view of financial graphs and smartphone displaying stock market trends on a desk.
Regulatory Jul 29, 2026

Merewether Cyclicals Partners, LP Files D/A on July 29, 2026

Merewether Cyclicals Partners, LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Jul 29, 2026

Kai Diversified Convexity Fund LP Files SEC Notice Claiming 3(c)(7) Exemption

Kai Diversified Convexity Fund LP submitted a filing with the SEC on July 29, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.

A historic courthouse dome framed by tall buildings on a city street, showcasing urban architecture.
Regulatory Jul 29, 2026

509 DEV GROUP INCOME FUND LLC Files D/A with SEC

509 DEV GROUP INCOME FUND LLC submitted a D/A filing to the SEC on July 29, 2026, per EDGAR records.

Group of business professionals discussing financial strategies in a modern office setting.
Regulatory Jul 29, 2026

Rubric Long Term Opportunities Offshore Fund LP Files D/A

Rubric Long Term Opportunities Offshore Fund LP submitted a D/A filing to the SEC on July 29, 2026, under Section 3(c)(7).

A UK Government envelope with coronavirus update on a wooden floor.
Regulatory Jul 29, 2026

D - GG Investments 26 Series Files SEC Notice for 3(c)(1)

D - GG investments 26 a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 29, 2026.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jul 28, 2026

i2 Health Advisors Inc. Files With SEC on July 28 2026

i2 Health Advisors Inc. submitted a 7 KB SEC filing with accession number 0002147485-26-000001 on July 28 2026.

Front view of a neoclassical courthouse building in Colorado with lush greenery.
Regulatory Jul 28, 2026

Bluhaus Small Business Fund II Files D/A on July 28 2026

Bluhaus Small Business Fund II LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act.

The United States Capitol under clear blue skies, showcasing its iconic architecture.
Regulatory Jul 28, 2026

HYPER Ventures Fund LP Series 16 Files With SEC

HYPER Ventures Fund LP Series 16 submitted a filing to the SEC on July 28 2026 under accession number 0002145118-26-000003.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Regulatory Jul 28, 2026

D - Allocate Venture Co-Investment Fund I, L.P. Files SEC Notice

D - Allocate Venture Co-Investment Fund I, L.P. filed a notice with the SEC on July 28, 2026 claiming Section 3(c)(7) exemption.

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Fundraising Jul 28, 2026

Ising Ventures SPV - Nvision A LLC Files Form D

Ising Ventures SPV - Nvision A LLC submitted a Form D filing to the SEC on 2026-07-28.

Low angle view of modern skyscrapers with glass facades against a clear sky.
Regulatory Jul 28, 2026

Cohen & Steers Tactical Real Estate Fund Files D/A

Cohen & Steers Tactical Real Estate Fund, L.P. submitted a D/A filing to the SEC on July 28, 2026 under Section 3(c)(7).

Digital currency coins on a paper chart, showcasing financial growth insights.
Regulatory Jul 28, 2026

Shikhara India Opportunities Cayman Fund Ltd Files D/A on 2026-07-28

Shikhara India Opportunities Cayman Fund Ltd submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.

Detailed view of a financial report with a focus on graphs and data analysis.
Regulatory Jul 28, 2026

OKEANOS VENTURE PARTNERS II LLC-SERIES 180 Files SEC Document

OKEANOS VENTURE PARTNERS II LLC-SERIES 180 submitted a D/A filing to the SEC on July 28, 2026, referencing Section 3(c)(1) of the Investment Company Act.

Detailed view of a hand taking fingerprints on a document with ink pad on desk.
Regulatory Jul 28, 2026

Gabriel, Roeder, Smith & Co Holdings, Inc. Files Document D

Gabriel, Roeder, Smith & Co Holdings, Inc. (CIK 0001682362) submitted a Form D filing to SEC EDGAR on July 28, 2026.

A modern multi-story courthouse building in Antalya, showcasing contemporary architecture.
Regulatory Jul 28, 2026

EIP Frontier Fund II LP Submits D/A Filing to SEC

EIP Frontier Fund II LP filed a D/A with the SEC on 2026-07-28 referencing Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).

American flag on a historic building exterior symbolizing patriotism and national pride.
Regulatory Jul 28, 2026

EIP Frontier Fund II (Lux Feeder) SCSp Files D/A Notice

EIP Frontier Fund II (Lux Feeder) SCSp submitted a D/A filing on 2026-07-28 referencing Investment Company Act exemptions 3(c)(1) and 3(c)(7).

The classic architecture of San Juan County Courthouse in Silverton, Colorado, nestled in a mountain town setting.
Regulatory Jul 28, 2026

EIP Frontier Fund II (Lux) SCSp Files D/A on 2026-07-28

EIP Frontier Fund II (Lux) SCSp submitted a D/A filing to the SEC claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.

The historic Palais de Justice in Nice, showcasing classic French architectural design.
Regulatory Jul 27, 2026

Bahama Mill Partnership LLC Files SEC Document

Bahama Mill Partnership LLC submitted a filing to the SEC on July 27 2026.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Regulatory Jul 27, 2026

Arist Holdings Inc. Files SEC Document July 27 2026

Arist Holdings Inc. submitted an SEC filing on July 27 2026 with accession number 0001934857-26-000003.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory Jul 27, 2026

400 Capital Credit Opportunities Fund LP Files D/A With SEC

400 Capital Credit Opportunities Fund LP submits D/A filing on July 27, 2026 referencing Section 3(c)(7) of the Investment Company Act.

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